West Family Investments as of Dec. 31, 2012
Portfolio Holdings for West Family Investments
West Family Investments holds 0 positions in its portfolio as reported in the December 2012 quarterly 13F filing
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Form 13F Information Table
Name of Issuer Class CUSIP Value Shrs SH/PUT/InvestmOther Sole SharedNone
ABBOTT LABS COM 002824100 1,441 2,000 SH SOLE No 22,000 0 0
ALLIED WRLD ASSUR COM HLDG A SHS H01531104 4,608 58,480 SH SOLE No 58,480 0 0
AMERICAN CAPITAL AGENCY CORP COM 02503X105 1,870 64,700 SH SOLE No 64,700 0 0
AMERICAN EXPRESS CO COM 025816109 1,023 17,800 SH SOLE No 17,800 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 1,294 36,650 SH SOLE No 36,650 0 0
AMGEN INC COM 031162100 1,379 16,000 SH SOLE No 16,000 0 0
ANNALY CAP MGMT INC COM 035710409 19,474 1,387,022 SH SOLE No 1,387,022 0 0
APOLLO COML REAL EST FIN INC COM 03762U105 7,348 452,755 SH SOLE No 452,755 0 0
APPLE INC COM 037833100 1,584 245 SH CALLSOLE No 245 0 0
APPLE INC COM 037833100 301 300 SH CALLSOLE No 300 0 0
BARRICK GOLD CORP COM 067901108 674 19,250 SH SOLE No 19,250 0 0
BARRICK GOLD CORP COM 067901108 115 500 SH CALLSOLE No 500 0 0
BARRICK GOLD CORP COM 067901108 860 2,000 SH CALLSOLE No 2,000 0 0
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 1,240 49,796 SH SOLE No 49,796 0 0
BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 1,857 27,100 SH SOLE No 27,100 0 0
BROOKDALE SR LIVING INC COM 112463104 22,766 899,140 SH SOLE No 899,140 0 0
BROOKDALE SR LIVING INC COM 112463104 10 2,000 SH PUT SOLE No 2,000 0 0
BROOKDALE SR LIVING INC COM 112463104 53 1,000 SH PUT SOLE No 1,000 0 0
BROOKDALE SR LIVING INC COM 112463104 278 1,000 SH PUT SOLE No 1,000 0 0
BUCKEYE PARTNERS LP UT LTD PARTNER 118230101 1,224 26,963 SH SOLE No 26,963 0 0
CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 2,114 69,547 SH SOLE No 69,547 0 0
CHIMERA INVT CORP COM 16934Q109 37,808 14,485,852 SH SOLE No 14,485,852 0 0
CISCO SYS INC COM 17275R102 2,358 120,000 SH SOLE No 120,000 0 0
CISCO SYS INC COM 17275R102 5 200 SH CALLSOLE No 200 0 0
CITIGROUP INC COM NEW 172967424 198 5,000 SH SOLE No 5,000 0 0
COLONY FINL INC COM 19624R106 1,349 69,163 SH SOLE No 69,163 0 0
COMCAST CORP NEW CL A SPL 20030N200 2,155 60,000 SH SOLE No 60,000 0 0
CONOCOPHILLIPS COM 20825C104 418 7,200 SH SOLE No 7,200 0 0
CORNING INC COM 219350105 377 5,200 SH CALLSOLE No 5,200 0 0
CREXUS INVT CORP COM 226553105 13,447 1,097,726 SH SOLE No 1,097,726 0 0
CYS INVTS INC COM 12673A108 9,613 813,963 SH SOLE No 813,963 0 0
ELLINGTON FINANCIAL LLC COM 288522303 2,670 118,900 SH SOLE No 118,900 0 0
E M C CORP MASS COM 268648102 1,012 40,000 SH SOLE No 40,000 0 0
E M C CORP MASS COM 268648102 39 500 SH CALLSOLE No 500 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 17,003 339,511 SH SOLE No 339,511 0 0
EXELIS INC COM 30162A108 225 20,000 SH SOLE No 20,000 0 0
EXELON CORP COM 30161N101 2,082 70,000 SH SOLE No 70,000 0 0
EXXON MOBIL CORP COM 30231G102 2,011 23,240 SH SOLE No 23,240 0 0
FIDUS INVT CORP COM 316500107 375 22,815 SH SOLE No 22,815 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 272 21,000 SH SOLE No 21,000 0 0
GENERAL ELECTRIC CO COM 369604103 9,489 452,069 SH SOLE No 452,069 0 0
GENERAL ELECTRIC CO COM 369604103 10 521 SH PUT SOLE No 521 0 0
GENERAL GROWTH PPTYS INC NEW COM 370023103 1,007 50,719 SH SOLE No 50,719 0 0
GENERAL MTRS CO COM 37045V100 1,018 35,306 SH SOLE No 35,306 0 0
GENERAL MTRS CO COM 37045V100 598 1,000 SH CALLSOLE No 1,000 0 0
GENERAL MTRS CO COM 37045V100 275 700 SH CALLSOLE No 700 0 0
GENERAL MTRS CO *W EXP 07/10/201 37045V118 626 32,096 SH SOLE No 32,096 0 0
GENERAL MTRS CO *W EXP 07/10/201 37045V126 401 32,096 SH SOLE No 32,096 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 11,404 89,400 SH SOLE No 89,400 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 4 162 SH PUT SOLE No 162 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 11 250 SH PUT SOLE No 250 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 10 130 SH PUT SOLE No 130 0 0
GOLUB CAP BDC INC COM 38173M102 5,140 321,642 SH SOLE No 321,642 0 0
HEWLETT PACKARD CO COM 428236103 584 41,000 SH SOLE No 41,000 0 0
HOME LN SERVICING SOLUTIONS ORD SHS G6648D109 2,287 121,000 SH SOLE No 121,000 0 0
HORIZON TECHNOLOGY FIN CORP COM 44045A102 1,807 121,109 SH SOLE No 121,109 0 0
INFINERA CORPORATION COM 45667G103 836 143,860 SH SOLE No 143,860 0 0
INTEROIL CORP COM 460951106 46 52 SH PUT SOLE No 52 0 0
INTREPID POTASH INC COM 46121Y102 194 9,100 SH SOLE No 9,100 0 0
INVESCO MORTGAGE CAPITAL INC COM 46131B100 1,790 90,834 SH SOLE No 90,834 0 0
ISTAR FINL INC COM 45031U101 611 75,000 SH SOLE No 75,000 0 0
ITT CORP NEW COM NEW 450911201 235 10,000 SH SOLE No 10,000 0 0
JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 1,290 108,800 SH SOLE No 108,800 0 0
KBR INC COM 48242W106 808 27,000 SH SOLE No 27,000 0 0
KINDER MORGAN INC DEL COM 49456B101 269 7,600 SH SOLE No 7,600 0 0
KKR FINANCIAL HLDGS LLC COM 48248A306 1,085 102,741 SH SOLE No 102,741 0 0
KRAFT FOODS GROUP INC COM 50076Q106 303 6,666 SH SOLE No 6,666 0 0
LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 63,726 2,757,506 SH SOLE No 2,757,506 0 0
LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 64 4,250 SH PUT SOLE No 4,250 0 0
LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 88 500 SH PUT SOLE No 500 0 0
LEVEL 3 COMMUNICATIONS INC NOTE 6.500$ 10/0 52729NBR0 7,072 5,000,000 SH SOLE NO 5,000,000 0 0
LILLY ELI & CO COM 532457108 888 18,000 SH SOLE No 18,000 0 0
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1,062 24,600 SH SOLE No 24,600 0 0
MB FINANCIAL INC NEW COM 55264U108 988 50,000 SH SOLE No 50,000 0 0
MEDLEY CAP CORP COM 58503F106 4,615 316,979 SH SOLE No 316,979 0 0
MFA FINANCIAL INC COM 55272X102 5,722 705,500 SH SOLE No 705,500 0 0
MFRI INC COM 552721102 486 85,698 SH SOLE No 85,698 0 0
MICROSOFT CORP COM 594918104 8,814 330,000 SH SOLE No 330,000 0 0
MICROSOFT CORP COM 594918104 680 1,320 SH PUT SOLE No 1,320 0 0
MINDRAY MEDICAL INTL LTD SPON ADR 602675100 2,498 76,400 SH SOLE No 76,400 0 0
MONDELEZ INTL INC CL A 609207105 509 20,000 SH SOLE No 20,000 0 0
MONSANTO CO NEW COM 61166W101 407 4,300 SH SOLE No 4,300 0 0
MVC CAPITAL INC COM 553829102 2,290 188,495 SH SOLE No 188,495 0 0
NATIONAL BK GREECE S A SPN ADR REP 1 SH 633643606 14 8,000 SH SOLE No 8,000 0 0
NETAPP INC COM 64110D104 22 500 SH CALLSOLE No 500 0 0
NEW MTN FIN CORP COM 647551100 1,901 127,576 SH SOLE No 127,576 0 0
NUSTAR ENERGY LP UNIT COM 67058H102 2,991 70,406 SH SOLE No 70,406 0 0
OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 496 10,900 SH SOLE No 10,900 0 0
PENNANTPARK INVT CORP COM 708062104 3,234 294,124 SH SOLE No 294,124 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1,850 95,000 SH SOLE No 95,000 0 0
PFIZER INC COM 717081103 4,045 161,305 SH SOLE No 161,305 0 0
PFIZER INC COM 717081103 2 400 SH PUT SOLE No 400 0 0
REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 3,227 148,835 SH SOLE No 148,835 0 0
SANDRIDGE ENERGY INC COM 80007P307 1,553 244,562 SH SOLE No 244,562 0 0
SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 3 650 SH PUT SOLE No 650 0 0
SOLAR CAP LTD COM 83413U100 3,014 126,062 SH SOLE No 126,062 0 0
SOLAR SR CAP LTD COM 83416M105 2,463 131,980 SH SOLE No 131,980 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 191 467 SH CALLSOLE No 467 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 1,203 1,000 SH CALLSOLE No 1,000 0 0
SPDR SERIES TRUST S^P RETAIL ETF 78464A714 1 200 SH PUT SOLE No 200 0 0
STARWOOD PPTY TR INC COM 85571B105 3,578 155,834 SH SOLE No 155,834 0 0
STRYKER CORP COM 863667101 15,800 288,220 SH SOLE No 288,220 0 0
STRYKER CORP COM 863667101 9 861 SH PUT SOLE No 861 0 0
TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 2,844 76,095 SH SOLE No 76,095 0 0
TC PIPELINES LP UT COM LTD PRT 87233Q108 1,534 38,000 SH SOLE No 38,000 0 0
THL CR INC COM 872438106 1,498 101,258 SH SOLE No 101,258 0 0
TOTAL S A SPONSORED ADR 89151E109 3,121 60,000 SH SOLE No 60,000 0 0
TRANSATLANTIC PETROLEUM LTD SHS G89982105 2,369 2,853,837 SH SOLE No 2,853,837 0 0
TRANSOCEAN LTD REG SHS H8817H100 4,963 111,138 SH SOLE No 111,138 0 0
TRANSOCEAN LTD REG SHS H8817H100 70 200 SH CALLSOLE No 200 0 0
TRAVELCENTERS OF AMERICA LLC COM 894174101 1,072 228,000 SH SOLE No 228,000 0 0
TRIUS THERAPEUTICS INC COM 89685K100 478 100,000 SH SOLE No 100,000 0 0
TWO HBRS INVT CORP COM 90187B101 9,236 833,554 SH SOLE No 833,554 0 0
VALE S A ADR 91912E105 2,062 98,400 SH SOLE No 98,400 0 0
VALE S A ADR REPSTG PFD 91912E204 761 37,500 SH SOLE No 37,500 0 0
VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 673 55,000 SH SOLE No 55,000 0 0
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 1,008 40,000 SH SOLE No 40,000 0 0
WESTERN ASSET MTG CAP CORP COM 95790D105 809 40,900 SH SOLE No 40,900 0 0
XYLEM INC COM 98419M100 542 20,000 SH SOLE No 20,000 0 0
YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 837 57,500 SH SOLE No 57,500 0 0
ZIMMER HLDGS INC COM 98956P102 7,306 109,600 SH SOLE No 109,600 0 0
ZIMMER HLDGS INC COM 98956P102 5 500 SH PUT SOLE No 500 0 0