Whitebox Advisors

Whitebox Advisors as of Sept. 30, 2016

Portfolio Holdings for Whitebox Advisors

Whitebox Advisors holds 79 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr option 41.6 $996M 4.6M 216.30
Yahoo! 7.7 $184M 4.3M 43.10
Par Petroleum (PARR) 4.4 $105M 8.0M 13.08
Linkedin Corp note 0.500% 11/0 3.0 $71M 71M 0.99
Allegheny Technologies Inc note 4.750% 7/0 2.8 $67M 47M 1.41
Whiting Pete Corp New dbcv 1.250% 4/0 2.1 $50M 52M 0.96
Hutchinson Technology Inc note 8.500%10/3 2.1 $50M 38M 1.32
Spdr S&p 500 Etf Tr option 1.8 $43M 200k 216.30
Hewlett Packard Enterprise (HPE) 1.7 $41M 1.8M 22.75
American Capital Mortgage In 1.5 $37M 2.1M 17.19
Hos Us conv 1.5 $35M 62M 0.57
Yahoo Inc option 1.4 $32M 750k 43.10
InterOil Corporation 1.3 $31M 601k 50.92
Encore Cap Group Inc note 3.000%11/2 1.3 $31M 31M 0.99
Cobalt Intl Energy Inc note 1.2 $29M 58M 0.51
Corenergy Infrastructure note 7% 6/15 1.2 $28M 28M 1.01
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 1.1 $27M 28M 0.97
Gogo Inc conv 1.1 $26M 34M 0.76
Encore Cap Group Inc note 3.000% 7/0 1.1 $25M 31M 0.83
St. Jude Medical 1.0 $24M 300k 79.76
Tesla Mtrs Inc note 1.500% 6/0 0.9 $22M 14M 1.61
Saexploration Holdings 0.9 $21M 2.6M 8.22
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.9 $21M 22M 0.96
Two Harbors Investment 0.9 $21M 2.4M 8.53
Invesco Mortgage Capital 0.8 $20M 1.3M 15.23
Yahoo Inc note 12/0 0.8 $20M 20M 1.02
Armour Residential Reit Inc Re 0.8 $19M 820k 22.54
Spdr Series Trust option 0.7 $17M 500k 33.94
Pacira Pharmaceuticals conv 0.7 $17M 11M 1.51
Whiting Pete Corp New note 5.750% 3/1 0.6 $14M 14M 1.02
Liberty Media 4.000 11/15/29 deb 4.000% 0.6 $14M 23M 0.62
Jazz Us Hldgs Inc note 8.000%12/3 0.6 $14M 8.8M 1.60
Titan Machy Inc note 3.750% 5/0 0.6 $13M 15M 0.87
Alibaba Group Hldg 0.5 $13M 123k 105.79
Allergan 0.5 $11M 49k 230.31
Green Plains Inc conv 0.5 $11M 8.0M 1.38
American Capital 0.5 $11M 631k 16.91
Cowen Group Inc New note 3.000% 3/1 0.5 $11M 11M 0.97
Encore Capital Group Inc note 0.4 $11M 14M 0.76
Amtrust Finl Svcs Inc note 2.750%12/1 0.4 $10M 12M 0.86
Sina Corporation 0.4 $9.5M 129k 73.83
Ally Financial (ALLY) 0.4 $9.7M 498k 19.47
American Airls 0.4 $9.2M 250k 36.61
Dell Technologies Inc Class V equity 0.4 $9.2M 193k 47.80
Rite Aid Corporation 0.3 $8.3M 1.1M 7.69
Ryanair Holdings (RYAAY) 0.3 $8.5M 113k 75.03
Gsv Capital Corp. note 5.250 9/1 0.3 $7.6M 8.2M 0.92
Gaming & Leisure Pptys 0.3 $7.4M 220k 33.45
Safeguard Scientifics In conv bnd 0.3 $7.5M 7.3M 1.02
75508b 20 3 Rayonier Advanced Matls Inc Pfd Cv Ser A rayonier advanced matls 0.3 $6.3M 60k 104.83
American Capital Agency 0.2 $5.9M 300k 19.54
Mgm Mirage 0.2 $5.2M 200k 26.03
Tesla Motors Inc cmn 0.2 $5.1M 25k 204.04
Tobira Therapeutics Inc Common Stock Usd 0.0001 0.2 $5.0M 125k 39.74
Nii Holdings 0.2 $5.1M 1.5M 3.33
Media Gen 0.2 $4.9M 266k 18.43
Trina Solar Limited note 4.000%10/1 0.2 $4.7M 5.0M 0.93
Sanofi Aventis Wi Conval Rt 0.2 $4.4M 16M 0.27
Flotek Industries 0.1 $3.5M 240k 14.54
Enernoc, Inc. conv 0.1 $3.0M 4.3M 0.70
Cliffs Natural Resources 0.1 $2.4M 413k 5.85
Ag Mtg Invt Tr 0.1 $2.5M 156k 15.75
Dominion Resource p 0.1 $2.3M 47k 49.89
Transocean Ltd option 0.1 $2.1M 200k 10.66
Abbott Labs option 0.1 $2.1M 50k 42.30
Boyd Gaming Corp Cmn Stk cmn 0.1 $2.2M 110k 19.78
Ambac Finl (AMBC) 0.1 $2.3M 124k 18.39
Scientific Games (LNW) 0.1 $1.8M 160k 11.27
Companhia Brasileira de Distrib. 0.1 $1.6M 96k 16.39
Office Depot 0.0 $1.0M 286k 3.57
Ocwen Financial Corporation 0.0 $943k 257k 3.67
Sesa Sterlite Ltd sp 0.0 $1.1M 102k 10.37
Five Oaks Investment 0.0 $636k 112k 5.68
Tetralogic Pharmaceuticals c note 8.000% 6/1 0.0 $648k 11M 0.06
Gol Linhas Aereas Intlg S A spon adr p (GOLLQ) 0.0 $778k 41k 18.97
Retractable Technologies (RVP) 0.0 $453k 171k 2.65
Ambac Finl Group Inc *w exp 04/30/202 0.0 $420k 48k 8.80
Gogo (GOGO) 0.0 $311k 28k 11.05
AK Steel Holding Corporation 0.0 $84k 17k 4.86