Whitebox Advisors

Whitebox Advisors as of Sept. 30, 2017

Portfolio Holdings for Whitebox Advisors

Whitebox Advisors holds 93 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr option 32.7 $1.1B 4.5M 251.23
Spdr S&p 500 Etf Tr option 14.3 $490M 2.0M 251.23
Altaba 10.9 $374M 5.6M 66.24
Par Petroleum (PARR) 3.2 $111M 5.3M 20.80
Tesla Inc convertible security 2.5 $85M 69M 1.23
Candj Energy Svcs 2.3 $78M 2.6M 29.97
Bonanza Creek Energy I 2.2 $77M 2.3M 32.99
Allegheny Technologies Inc note 4.750% 7/0 1.8 $61M 33M 1.83
Sina Corporation 1.7 $58M 502k 114.65
Dell Technologies Inc Class V equity 1.5 $51M 661k 77.21
Ultra Petroleum 1.4 $49M 5.6M 8.67
Powershares Qqq Trust unit ser 1 1.3 $44M 300k 145.45
Tesla Motors Inc bond 1.3 $43M 38M 1.13
Renewable Energy Group Inc note 4.000% 6/1 1.2 $41M 31M 1.31
Yahoo Inc note 12/0 1.1 $37M 29M 1.30
Ctrip.com Inter Ltd. conv 1.0 $35M 25M 1.38
Tesla Motors Inc bond 1.0 $34M 31M 1.10
Nxp Semiconductors N V (NXPI) 1.0 $34M 300k 113.09
Rh put 0.9 $32M 448k 70.32
Ensco Plc Shs Class A 0.7 $25M 4.2M 5.97
Time Warner 0.7 $25M 240k 102.45
Basic Energy Services 0.7 $24M 1.3M 19.30
Pdl Biopharma Inc note 2.750 12/0 0.7 $24M 22M 1.08
Vaneck Vectors Etf Tr opt 0.7 $23M 1.0M 22.96
Spdr Series Trust option 0.6 $20M 500k 39.82
General Motors Co cmn 0.6 $19M 480k 40.38
Encore Cap Group Inc note 3.000% 7/0 0.6 $19M 17M 1.14
Corenergy Infrastructure note 7% 6/15 0.5 $18M 15M 1.16
Microchip Technology Inc note 1.625% 2/1 0.5 $18M 10M 1.74
New York Mtg Tr Inc note 6.250% 1/1 0.5 $18M 18M 1.00
New Residential Investment Corp cmn 0.5 $17M 1.0M 16.73
Novavax Inc note 3.750% 2/0 0.5 $17M 36M 0.47
Blackstone Mtg Tr Inc Note cb 0.5 $16M 14M 1.14
Ryanair Holdings (RYAAY) 0.5 $16M 151k 105.42
Solarcity Corp note 2.750%11/0 0.4 $14M 14M 0.99
New Residential Investment (RITM) 0.4 $14M 829k 16.73
Gogo (GOGO) 0.3 $11M 951k 11.81
At&t Inc option 0.3 $11M 270k 39.17
Tesla Motors Inc cmn 0.3 $10M 30k 341.10
Caesars Acquisition Co cl a 0.3 $9.9M 461k 21.45
Key Energy Svcs Inc Del 0.3 $9.8M 743k 13.17
Liberty Media 4.000 11/15/29 deb 4.000% 0.3 $9.1M 13M 0.71
Netflix Inc put 0.3 $9.1M 50k 181.36
Harmonic Inc note 4.000 12/0 0.3 $8.9M 10M 0.89
Ford Motor Co P @ 15.0 Jun 11 option 0.2 $8.6M 720k 11.97
Dish Network Corp note 3.375% 8/1 0.2 $8.4M 7.5M 1.12
Western Asset Mtg Cap Corp note 6.750%10/0 0.2 $8.5M 8.5M 1.00
Gsv Capital Corp. note 5.250 9/1 0.2 $8.2M 8.2M 1.00
Comstock Res Inc note 7.750% 4/0 0.2 $7.7M 9.7M 0.80
Mtge Invt Corp Com reit 0.2 $7.7M 398k 19.40
Arbor Realty Trust note 6.500 10/0 0.2 $7.5M 7.0M 1.07
priceline.com Incorporated 0.2 $6.8M 3.7k 1830.81
Gogo Inc conv 0.2 $6.8M 7.5M 0.91
Saexploration Holdings 0.2 $6.5M 2.6M 2.51
Tenet Healthcare Corporation (THC) 0.2 $5.9M 360k 16.43
Cowen Group Inc New note 3.000% 3/1 0.2 $5.8M 5.5M 1.05
Citrix Systems Inc conv 0.2 $5.8M 5.0M 1.16
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.2 $5.7M 6.0M 0.95
Unisys Corp note 5.500% 3/0 0.2 $5.8M 5.0M 1.16
Safeguard Scientifics In conv bnd 0.2 $5.6M 5.4M 1.03
Biomarin Pharma Inc convertible/ 0.1 $5.1M 5.0M 1.01
Grifols S A Sponsored Adr R (GRFS) 0.1 $4.8M 219k 21.89
Gnc Holdings Inc-cl A cmn 0.1 $4.4M 500k 8.84
Dynegy 0.1 $4.0M 410k 9.79
Comstock Res Inc note 9.500% 6/1 0.1 $4.1M 5.2M 0.79
Community Health Systems (CYH) 0.1 $3.9M 504k 7.68
Huntsman Corporation (HUN) 0.1 $3.8M 139k 27.42
Cleveland-cliffs (CLF) 0.1 $3.2M 448k 7.15
Sanofi Aventis Wi Conval Rt 0.1 $2.6M 7.2M 0.36
Transocean Ltd option 0.1 $2.2M 200k 10.76
Ambac Finl (AMBC) 0.1 $1.6M 93k 17.26
Rait Financial Trust note 4.000%10/0 0.1 $1.8M 2.0M 0.92
Constellium Holdco B V cl a 0.0 $1.4M 134k 10.25
IAC/InterActive 0.0 $870k 7.4k 117.57
Valeant Pharmaceuticals Int 0.0 $952k 66k 14.33
J.C. Penney Company 0.0 $588k 154k 3.81
Amkor Technology (AMKR) 0.0 $527k 50k 10.56
Invesco Mortgage Capital 0.0 $751k 44k 17.13
Beazer Homes Usa (BZH) 0.0 $630k 34k 18.75
Devon Energy Corporation (DVN) 0.0 $251k 6.8k 36.70
AES Corporation (AES) 0.0 $298k 27k 11.03
Kohl's Corporation (KSS) 0.0 $259k 5.7k 45.57
Goodyear Tire & Rubber Company (GT) 0.0 $269k 8.1k 33.21
Macy's (M) 0.0 $337k 15k 21.82
Gap (GPS) 0.0 $260k 8.8k 29.58
Southwestern Energy Company (SWN) 0.0 $262k 43k 6.12
American Axle & Manufact. Holdings (AXL) 0.0 $501k 29k 17.56
Nabors Industries 0.0 $385k 48k 8.07
Oasis Petroleum 0.0 $187k 21k 9.10
Cobalt Intl Energy Inc note 0.0 $500k 2.0M 0.25
Sesa Sterlite Ltd sp 0.0 $485k 25k 19.37
Tegna (TGNA) 0.0 $261k 20k 13.32
Hertz Global Holdings 0.0 $404k 18k 22.38