Whitebox Advisors

Whitebox Advisors as of Sept. 30, 2020

Portfolio Holdings for Whitebox Advisors

Whitebox Advisors holds 95 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Tesla Note 2.000% 5/1 (Principal) 24.8 $598M 87M 6.91
Spdr S&p 500 Etf Tr Put Put Option 5.6 $134M 400k 334.89
Tesla Put Put Option 4.4 $107M 250k 429.01
Hycroft Mining Holding Corp Com Cl A 4.2 $102M 12M 8.40
Wayfair Note 1.000% 8/1 (Principal) 4.1 $99M 48M 2.07
Square Note 0.500% 5/1 (Principal) 4.1 $99M 46M 2.16
Sea Debt 2.375%12/0 (Principal) 3.2 $78M 42M 1.87
Novavax Note 3.750% 2/0 (Principal) 3.2 $77M 64M 1.20
Nio Debt 4.500% 2/0 (Principal) 3.1 $74M 31M 2.38
Marathon Petroleum Corp (MPC) 2.9 $70M 2.4M 29.34
Dexcom Note 0.750%12/0 (Principal) 2.9 $69M 27M 2.53
Zillow Group Note 1.375% 9/0 (Principal) 2.4 $58M 24M 2.39
Grifols S A Sp Adr Rep B Nvt (GRFS) 2.2 $54M 3.1M 17.35
Sea Debt 1.000%12/0 (Principal) 2.2 $52M 17M 3.08
American Airls Group Note 6.500% 7/0 (Principal) 1.7 $41M 44M 0.92
Nextera Energy Unit 99/99/9999 1.6 $38M 800k 47.75
Spirit Airls Note 4.750% 5/1 (Principal) 1.6 $37M 26M 1.45
Dish Network Corporation Note 3.375% 8/1 (Principal) 1.4 $34M 37M 0.92
Coupa Software Note 0.125% 6/1 (Principal) 1.4 $34M 19M 1.82
Gogo Note 6.000% 5/1 (Principal) 1.2 $29M 18M 1.62
Encore Cap Europe Fin Note 4.500% 9/0 (Principal) 1.2 $28M 26M 1.09
Iqiyi Note 2.000% 4/0 (Principal) 1.1 $26M 28M 0.95
Encore Cap Group Note 3.250%10/0 (Principal) 1.0 $25M 22M 1.14
Bhp Group Sponsored Adr 1.0 $23M 549k 42.66
Tesla Note 1.250% 3/0 (Principal) 0.9 $21M 3.5M 5.95
Wayfair Note 1.125%11/0 (Principal) 0.9 $21M 8.0M 2.57
Splunk Note 0.500% 9/1 (Principal) 0.8 $19M 14M 1.39
Bilibili Debt 1.250% 6/1 (Principal) 0.8 $19M 16M 1.20
Encore Cap Group Note 3.250% 3/1 (Principal) 0.7 $18M 16M 1.08
Wix Note 7/0 (Principal) 0.7 $17M 9.0M 1.87
Inphi Corp Note 0.750% 9/0 (Principal) 0.7 $17M 8.3M 2.01
United States Stl Corp Put Put Option 0.6 $15M 2.0M 7.34
Marathon Pete Corp Call Call Option 0.6 $15M 500k 29.34
Iac Interactive Ord 0.6 $14M 118k 119.78
Splunk Note 1.125% 9/1 (Principal) 0.6 $14M 9.5M 1.44
Tesla Note 2.375% 3/1 (Principal) 0.5 $13M 2.0M 6.54
Veoneer Note 4.000% 6/0 (Principal) 0.5 $13M 13M 0.98
American Airls Group Put Put Option 0.5 $12M 1.0M 12.29
Amag Pharmaceuticals Note 3.250% 6/0 (Principal) 0.5 $11M 13M 0.90
Intercept Pharmaceuticals In Note 3.250% 7/0 (Principal) 0.5 $11M 14M 0.80
Infinera Corp Note 2.125% 9/0 (Principal) 0.4 $9.2M 10M 0.92
Nabors Inds Note 0.750% 1/1 (Principal) 0.4 $9.1M 34M 0.27
Omeros Corp Note 5.250% 2/1 (Principal) 0.4 $8.9M 11M 0.85
Clovis Oncology Note 4.500% 8/0 (Principal) 0.4 $8.9M 9.3M 0.95
Pg&e Corp Unit 99/99/9999 0.4 $8.8M 90k 98.09
Chegg Note 0.125% 3/1 (Principal) 0.3 $7.9M 5.2M 1.52
American Axle & Manufact. Holdings 0.3 $7.7M 1.3M 5.77
Apollo Coml Real Est Fin Note 4.750% 8/2 (Principal) 0.3 $7.2M 7.8M 0.93
Bilibili Note 1.375% 4/0 (Principal) 0.3 $7.1M 4.0M 1.76
Intrexon Corp Note 3.500% 7/0 (Principal) 0.3 $6.5M 14M 0.48
Contura Energy 0.3 $6.1M 833k 7.32
Aegerion Pharmaceuticals Note 5.000% 4/0 (Principal) 0.2 $5.9M 4.9M 1.20
Zendesk Note 0.250% 3/1 (Principal) 0.2 $5.7M 3.3M 1.71
Tenet Healthcare Corp Com New (THC) 0.2 $5.6M 230k 24.51
Whiting Pete Corp Com New 0.2 $5.4M 313k 17.29
Protalix Biotherapeutics Note 7.500%11/1 (Principal) 0.2 $4.6M 5.0M 0.91
Clear Channel Outdoor Holdings (CCO) 0.2 $4.3M 4.3M 1.00
Hope Bancorp Note 2.000% 5/1 (Principal) 0.2 $4.1M 5.0M 0.82
Tilray Note 5.000%10/0 (Principal) 0.2 $3.8M 9.4M 0.40
Donnelley R R & Sons Co when issued 0.1 $3.5M 2.4M 1.46
Amryt Pharma Sponsored Ads 0.1 $3.3M 272k 12.30
Encana Corporation (OVV) 0.1 $3.1M 383k 8.16
O-i Glass (OI) 0.1 $3.0M 287k 10.59
Realpage Note 1.500%11/1 (Principal) 0.1 $2.9M 2.0M 1.47
Beazer Homes Usa Com New (BZH) 0.1 $2.9M 216k 13.20
Invacare Corp Note 5.000%11/1 (Principal) 0.1 $2.8M 3.3M 0.86
Gol Equity Fin Debt 3.750% 7/1 (Principal) 0.1 $2.5M 4.0M 0.62
Apache Corporation 0.1 $2.5M 263k 9.47
Constellium Se Cl A Shs (CSTM) 0.1 $2.4M 303k 7.85
Forum Merger Ii Corp *w Exp 09/30/202 Call Option 0.1 $2.3M 254k 8.87
Commscope Hldg 0.1 $2.2M 245k 9.00
Cornerstone Buil 0.1 $2.0M 245k 7.98
Nielsen Hldgs Shs Eur 0.1 $1.5M 109k 14.18
Chimera Invt Corp Com New 0.1 $1.5M 180k 8.20
Hycroft Mining Holding Corp *w Exp 02/12/202 Call Option 0.1 $1.4M 913k 1.57
Macys Put Put Option 0.1 $1.4M 250k 5.70
Dxc Technology (DXC) 0.0 $1.2M 66k 17.86
Goodyear Tire & Rubber Company (GT) 0.0 $1.1M 137k 7.67
Devon Energy Corporation (DVN) 0.0 $1.0M 111k 9.46
Cleveland-cliffs DBCV 1.500% 1/1 (Principal) 0.0 $1.0M 1.0M 1.03
Halliburton Company (HAL) 0.0 $894k 74k 12.05
Ryder System (R) 0.0 $813k 19k 42.22
MGM Resorts International. (MGM) 0.0 $707k 33k 21.74
Colonnade Acquisition Corp Unit 99/99/9999 0.0 $679k 68k 9.96
Teck Resources CL B (TECK) 0.0 $533k 38k 13.93
Tenneco Cl A Vtg Com Stk 0.0 $486k 70k 6.94
Viacomcbs CL B (PARA) 0.0 $478k 17k 28.00
Bausch Health Companies (BHC) 0.0 $471k 30k 15.54
Entercom Communications Corp Cl A 0.0 $468k 291k 1.61
Avis Budget (CAR) 0.0 $427k 16k 26.35
Landcadia Hldgs Ii *w Exp 05/09/202 Call Option 0.0 $351k 80k 4.39
Spartan Energy Acquisition C *w Exp 08/27/202 Call Option 0.0 $241k 55k 4.38
Utz Brands *w Exp 08/28/202 Call Option 0.0 $196k 30k 6.53
Iheartmedia Com Cl A (IHRT) 0.0 $142k 18k 8.13
Tenzing Acquisition Corp *w Exp 02/23/202 Call Option 0.0 $31k 60k 0.52