Advanced Equities Asset Management

Latest statistics and disclosures from First Allied Asset Management's latest quarterly 13F-HR filing:

First Allied Asset Management portfolio companies for March 2015 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
AGG iShares Lehman Aggregate Bond 4.12 +177.00% 263555 111.24 110.29
LQD iShares IBoxx $ Invest Grade Corp Bd Fd 4.10 +49.00% 239758 121.67 120.16
PFF iShares S&P; US Pref Stock Idx Fnd 2.53 +27.00% 448520 40.10 39.78
Db-x Msci Eafe Currency-hedged 2.21 NEW 525943 29.95 0.00
MBB iShares Lehman MBS Bond Fund 2.20 -6.00% 141704 110.43 109.62
SHY iShares Lehman 1-3 Year Treas.Bond 1.99 +11.00% 166491 85.00 84.58
OEF iShares S&P; 100 Index 1.73 -32.00% 136489 90.31 90.39
AAPL Apple 1.58 -2.00% 90256 124.41 123.28
Vanguard Malvern Fds strm infproidx 1.57 -9.00% 230714 48.47 0.00
VCSH Vanguard Short Term Corporate Bond ETF 1.53 +57.00% 135878 80.22 79.79
VNQ Vanguard REIT ETF 1.48 -22.00% 124427 84.48 80.84
PGX PowerShares Preferred Portfolio 1.41 NEW 675294 14.91 14.83
VEA Vanguard Europe Pacific ETF 1.34 239491 39.85 39.04
TYG Tortoise Energy Infrastructure 1.34 226701 42.11 43.19
UTF Cohen & Steers infrastucture Fund 1.33 -2.00% 415255 22.76 22.30
BSV Vanguard Short-Term Bond ETF 1.31 NEW 115401 80.66 80.04
DXJ WisdomTree Japan Total Dividend Fd 1.30 +31.00% 168944 54.89 54.17
T AT&T; 1.27 +49.00% 275080 32.94 32.70
Spdr Short-term High Yield mf 1.24 302391 29.11 0.00
DPS Dr Pepper Snapple 1.20 -7.00% 108920 78.56 77.36
O Realty Income 1.18 -6.00% 162425 51.67 49.45
Ishares Tr eafe min volat 1.17 -44.00% 126152 65.92 0.00
BA Boeing Company 1.16 -6.00% 54674 151.30 152.38
Kraft Foods 1.15 -36.00% 93570 87.19 0.00
Accenture 1.07 -4.00% 81407 93.35 0.00
CVX Chevron Corporation 1.06 +17.00% 71576 105.17 102.86
MUB iShares S&P; Natl AMTFr Mncpl Bd Fd 1.06 68395 110.61 109.49
VYM Vanguard High Dividend Yield ETF 1.05 NEW 109119 68.79 67.70
PFE Pfizer 1.04 -4.00% 211001 35.07 33.78
GIS General Mills 1.04 -2.00% 129924 57.08 51.55
UTX United Technologies Corporation 1.02 -4.00% 61512 117.83 118.52
CA CA 1.02 -4.00% 220312 32.95 31.38
IEF iShares Lehman 7-10 Yr Treas. Bond 1.02 +26.00% 66864 108.16 106.48
XLK Technology SPDR 1.01 -18.00% 173469 41.42 41.70
MRK Merck & Co 1.00 -3.00% 122250 57.94 56.20
CXW Corrections Corporation of America 1.00 -3.00% 176257 40.50 38.55
HCP HCP 1.00 -3.00% 163184 43.72 40.24
VB Vanguard Small-Cap ETF 1.00 -12.00% 58567 122.12 118.34
PAYX Paychex 0.98 -3.00% 140944 49.72 48.92
SYMC Symantec Corporation 0.98 -4.00% 298818 23.46 23.79
Epr Properties 0.98 -4.00% 114534 60.77 0.00
MDC M.D.C. Holdings 0.97 -2.00% 239247 28.78 26.13
PNC PNC Financial Services 0.94 -2.00% 71660 93.22 93.21
XOM Exxon Mobil Corporation 0.94 +147.00% 77247 86.44 84.57
CSJ iShares Barclays 1-3 Year Cred Bd Fd ETF 0.94 +22.00% 63513 105.22 105.16
CHRW C.H. Robinson Worldwide 0.93 -2.00% 89576 73.84 72.00
Industries N shs - a - 0.91 NEW 73036 88.45 0.00
TUP Tupperware Brands Corporation 0.90 -2.00% 92667 69.15 66.12
IXP iShares S&P; Global Telecommunicat. 0.90 104383 61.61 60.37
PZA PowerShares Insured Nati Muni Bond 0.88 -4.00% 244215 25.54 25.34
SON Sonoco Products Company 0.87 133423 46.21 44.25
LLTC Linear Technology Corporation 0.84 127779 47.02 46.86
SO Southern Company 0.82 130600 44.59 43.68
WFC Wells Fargo & Company 0.80 104902 54.39 53.90
Ishares Inc msci india index 0.80 NEW 177039 32.05 0.00
KKR KKR & Co 0.79 245343 23.02 22.64
VO Vanguard Mid-Cap ETF 0.78 -12.00% 41855 132.62 125.59
Powershares Etf Tr Ii s^p500 low vol 0.76 -24.00% 143399 37.91 0.00
BGR BlackRock Global Energy & Resources Trus 0.75 NEW 262065 20.41 20.54
ORCL Oracle Corporation 0.74 +3.00% 121116 43.31 41.62
EMC EMC Corporation 0.70 +25.00% 195465 25.61 26.24
VUG Vanguard Growth ETF 0.57 +16.00% 39086 104.56 106.62
Express Scripts Holding 0.53 +10.00% 42850 88.54 0.00
CTXS Citrix Systems 0.52 +8.00% 58500 62.80 59.63
PG Procter & Gamble Company 0.52 47292 78.83 81.31
COF Capital One Financial 0.50 +14.00% 44300 79.82 77.96
CPB Campbell Soup Company 0.49 +6.00% 73840 46.87 45.09
Facebook Inc cl a 0.49 -49.00% 42086 82.09 0.00
ED Consolidated Edison 0.48 +8.00% 56960 60.38 59.90
BBBY Bed Bath & Beyond 0.48 NEW 43300 78.50 74.05
CE Celanese Corporation 0.48 +13.00% 60404 57.10 56.85
VPL Vanguard Pacific ETF 0.47 -31.00% 54454 61.34 59.67
ACWI iShares MSCI ACWI Index Fund 0.46 -24.00% 54346 60.00 58.94
RWR SPDR DJ Wilshire REIT 0.46 NEW 34766 94.32 90.66
Ishares Core Msci Eafe Etf core msci eafe 0.46 +145.00% 55812 58.43 0.00
PRF PowerShares FTSE RAFI US 1000 0.45 -4.00% 35467 91.18 90.16
PDP PowerShares DWA Technical Ldrs Pf 0.45 +35.00% 73997 43.38 42.56
BEN Franklin Resources 0.44 +13.00% 62076 50.65 51.68
EMR Emerson Electric 0.44 +13.00% 54693 57.63 55.87
DLN WisdomTree LargeCap Dividend Fund 0.44 -9.00% 43060 73.25 72.76
DFT DuPont Fabros Technology 0.43 NEW 92900 33.06 31.04
CHI Calamos Conv. Opptys. & Income Fund 0.43 241068 12.66 13.03
GLD SPDR Gold Trust 0.41 +531.00% 25703 114.31 110.56
PWR Quanta Services 0.41 NEW 99312 29.03 28.12
Jp Morgan Alerian Mlp Index 0.41 NEW 69382 42.33 0.00
IAU iShares Gold Trust 0.37 -53.00% 231256 11.49 11.14
JNJ Johnson & Johnson 0.35 +77.00% 24369 101.36 98.55
VLO Valero Energy Corporation 0.32 +9.00% 35566 63.91 56.99
MNA IndexIQ IQ ARB Merger Arbitrage ETF 0.32 +16.00% 77979 28.92 28.55
JPM JPMorgan Chase & Co. 0.30 +20.00% 35099 60.71 60.16
Wisdomtree Trust futre strat fd 0.30 +39.00% 48158 44.40 0.00
CB Chubb Corporation 0.27 +8.00% 18766 101.78 98.78
Medtronic 0.27 NEW 24716 78.53 0.00
CSCO Cisco Systems 0.26 +5.00% 67787 27.41 28.51
QCOM QUALCOMM 0.26 +18.00% 26783 69.07 71.27
HUM Humana 0.26 +3.00% 10290 177.16 160.10
FFIV F5 Networks 0.26 +86.00% 16444 114.63 112.86
LMT Lockheed Martin Corporation 0.25 8788 201.64 197.87
MSFT Microsoft Corporation 0.24 +5.00% 42215 40.60 42.00
MET MetLife 0.24 +14.00% 34142 50.23 50.75
TIP iShares Barclays TIPS Bond Fund 0.24 NEW 15287 111.07 111.97
NOV National-Oilwell Var 0.23 +145.00% 33130 49.38 50.15
GILD Gilead Sciences 0.23 NEW 17021 98.11 99.53
MDY SPDR S&P; MidCap 400 ETF 0.23 +10.00% 5782 277.07 268.26
PIZ PowerShares DWA Devld Markt Tech 0.23 NEW 66525 24.76 24.56
STT State Street Corporation 0.22 +65.00% 21411 73.79 72.30
MMM 3M Company 0.22 +3.00% 9440 162.50 162.72
GD General Dynamics Corporation 0.22 +8.00% 11399 134.84 133.60
First Republic Bank/san F 0.21 +23.00% 26581 56.85 0.00
INTC Intel Corporation 0.20 +3.00% 44936 31.40 32.76
WLK Westlake Chemical Corporation 0.20 NEW 20063 72.07 66.20
Indexiq Etf Tr hdg mactrk etf 0.20 +22.00% 55941 25.29 0.00
Expedia 0.20 +16.00% 15111 94.63 0.00
WMT Wal-Mart Stores 0.19 +7.00% 16635 81.88 81.06
HPQ Hewlett-Packard Company 0.19 +14.00% 42192 31.21 32.62
PEP Pepsi 0.19 +2.00% 13922 95.53 93.96
RKT Rock-Tenn Company 0.19 -15.00% 21396 64.22 63.64
Abbvie 0.19 +10.00% 23600 58.56 0.00
TWX Time Warner 0.18 +10.00% 14872 84.52 83.25
LH Laboratory Corp. of America Holdings 0.18 +10.00% 10284 126.80 121.70
CF CF Industries Holdings 0.18 +12.00% 4510 283.15 292.79
ENR Energizer Holdings 0.17 +13.00% 8940 139.04 132.24
CAH Cardinal Health 0.16 NEW 12414 90.78 87.33
ETR Entergy Corporation 0.16 +14.00% 14503 77.29 75.05
SUB iShrs S&P; ShtTrm Ntnl AMTFr MncplBnf ETF 0.16 +10.00% 10791 105.83 105.92
M Macy's 0.15 +10.00% 16451 64.86 62.37
OMC Omni 0.15 +17.00% 13734 78.49 76.16
DOV Dover Corporation 0.15 +18.00% 15260 68.87 70.44
KEY Key 0.14 +22.00% 70683 14.20 14.07
HYG iShares iBoxx $ High Yid Corp Bond 0.12 NEW 9323 90.42 90.34
VTV Vanguard Value ETF 0.12 -2.00% 10264 83.69 82.99
SHM SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.12 NEW 33429 24.68 24.25
XLV Health Care SPDR 0.11 +45.00% 10689 72.50 71.27
IWM iShares Russell 2000 Index 0.11 +94.00% 6445 124.44 119.90
XLP Consumer Staples Select Sect. SPDR 0.11 +42.00% 15502 48.77 48.00
XLY Consumer Discretionary SPDR 0.11 +38.00% 10200 75.69 74.69
IYW iShares Dow Jones US Technology 0.11 +40.00% 7101 105.48 104.97
XLI Industrial SPDR 0.10 +35.00% 12998 56.16 56.03
XLB Materials SPDR 0.10 NEW 15097 48.69 49.68
XLF Financial Select Sector SPDR 0.10 +46.00% 30667 24.16 23.97
DVY iShares Dow Jones Select Dividend 0.10 +38.00% 9572 78.04 76.58
AGZ iShares Barclays Agency Bond Fund 0.09 5415 114.13 113.30
IJH iShares S&P; MidCap 400 Index 0.08 -3.00% 3708 152.10 147.14
GMF SPDR S&P; Emerging Asia Pacific 0.08 NEW 6294 88.66 84.96
IWR iShares Russell Midcap Index Fund 0.07 2967 173.24 169.15
Ishares High Dividend Equity F 0.07 +46.00% 6381 75.38 0.00
Ishares Tr 0-5yr hi yl cp 0.07 -34.00% 10392 49.08 0.00
NTT Nippon Telegraph & Telephone 0.06 +36.00% 13462 30.75 29.97
DWX SPDR S&P; International Dividend 0.06 +16.00% 9348 41.93 40.92
NVS Novartis AG 0.05 +28.00% 3947 96.53 96.03
IVV iShares S&P; 500 Index 0.05 1854 207.66 205.96
IWB iShares Russell 1000 Index 0.05 2898 115.94 114.60
IWF iShares Russell 1000 Growth Index 0.05 3948 98.78 97.71
VTI Vanguard Total Stock Market ETF 0.05 NEW 3201 107.15 106.32
JNK SPDR Barclays Capital High Yield B 0.05 NEW 9009 39.29 39.12
RTN Raytheon Company 0.04 -6.00% 2723 109.07 106.21
GSK GlaxoSmithKline 0.04 NEW 5459 46.16 45.62
IBM International Business Machines 0.04 NEW 1918 160.58 158.25
UN Unilever N.V. 0.04 +24.00% 6730 42.20 42.05
Bce 0.04 NEW 6321 41.77 0.00
IYR iShares Dow Jones US Real Estate 0.04 -68.00% 3478 80.22 76.66
GWL SPDR S&P; World ex-US 0.04 NEW 9963 28.00 27.52
Kinder Morgan 0.04 NEW 7115 42.16 0.00
Vodafone Group New Adr F 0.04 +34.00% 8189 32.60 0.00
Dws Municipal Income Trust 0.04 +10.00% 19950 13.98 0.00
HBC HSBC Holdings 0.03 NEW 5310 42.56 0.00
SHW Sherwin-Williams Company 0.03 776 287.37 281.82
TRV Travelers Companies 0.03 -4.00% 1888 108.05 105.54
HMC HONDA MOTOR 0.03 NEW 6603 32.71 33.26
SNY Sanofi-Aventis SA 0.03 NEW 4706 49.51 47.19
EFA iShares MSCI EAFE Index Fund 0.03 -4.00% 3533 63.97 62.56
SHPGY Shire 0.03 -2.00% 980 241.84 0.00
GOOG Google 0.03 NEW 411 581.51 554.33
BTI British American Tobac 0.03 NEW 2382 102.43 108.89
ING ING Groep N.V. 0.03 +9.00% 14793 14.74 14.08
NJ Nidec Corporation 0.03 +16.00% 12344 16.45 15.94
VRX Valeant Pharmaceuticals Int 0.03 NEW 1214 198.52 205.82
Nxp Semiconductors N V 0.03 NEW 2121 101.37 0.00
VWO Vanguard Emerging Markets ETF 0.03 -98.00% 4980 40.96 39.44
IDV iShares Dow Jones EPAC Sel Div Ind 0.03 6506 33.81 33.58
Xenia Hotels & Resorts 0.03 NEW 9659 22.78 0.00
AEG AEGON N.V. 0.02 +59.00% 21623 7.63 7.81
BBVA Banco Bilbao Vizcaya Argentaria SA 0.02 +15.00% 12074 10.02 9.42
Kemet Corporation Cmn 0.02 42711 4.14 0.00
HYT BlackRock Corporate High Yield Fund VI, 0.02 10137 11.15 11.27
Marine Harvest Asa Spons 0.02 NEW 10409 11.24 0.00
FIG Fortress Investment 0.01 NEW 10000 8.10 7.54
Sirius Xm Holdings 0.01 NEW 10000 3.80 0.00
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.01 +43.00% 56000 0.98 0.00