Advanced Equities Asset Management

Latest statistics and disclosures from First Allied Asset Management's latest quarterly 13F-HR filing:

First Allied Asset Management portfolio companies for March 2014 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
MBB iShares Lehman MBS Bond Fund 3.51 -8.00% 226713 106.50 109.27
LQD iShares IBoxx $ Invest Grade Corp Bd Fd 3.11 -12.00% 182601 117.18 120.07
VEA Vanguard Europe Pacific ETF 2.38 -33.00% 398194 41.24 38.17
CSJ iShares Barclays 1-3 Year Cred Bd Fd ETF 2.29 149564 105.51 105.56
XLK Technology SPDR 1.96 -3.00% 371286 36.36 38.42
BSV Vanguard Short-Term Bond ETF 1.88 NEW 162378 79.92 80.58
BIV Vanguard Intermediate-Term Bond ETF 1.86 NEW 154875 82.74 85.68
PFF iShares S&P; US Pref Stock Idx Fnd 1.83 +5.00% 324676 38.91 39.54
Proshs Ultrashrt S&p500 Prosha etf 1.80 NEW 439912 28.23 0.00
Powershares Etf Tr Ii s^p500 low vol 1.77 +2592.00% 358506 34.02 0.00
Vanguard Malvern Fds strm infproidx 1.65 +16.00% 231336 49.11 0.00
Spdr Short-term High Yield mf 1.64 +6.00% 364865 30.96 0.00
SHY iShares Lehman 1-3 Year Treas.Bond 1.54 +93.00% 125775 84.43 84.86
VWO Vanguard Emerging Markets ETF 1.49 -33.00% 252832 40.59 41.51
CVX Chevron Corporation 1.46 +5.00% 84398 118.98 113.16
UTF Cohen & Steers infrastucture Fund 1.44 446870 22.14 23.11
TYG Tortoise Energy Infrastructure 1.43 +3.00% 215154 45.92 45.99
MUB iShares S&P; Natl AMTFr Mncpl Bd Fd 1.35 -15.00% 86785 106.95 110.16
MDY SPDR S&P; MidCap 400 ETF 1.34 -29.00% 36491 252.58 247.25
BGR BlackRock Global Energy & Resources Trus 1.27 +6.00% 360215 24.26 22.72
XLI Industrial SPDR 1.23 NEW 162004 52.30 52.60
GLD SPDR Gold Trust 1.17 +30.00% 66343 121.69 120.41
AAPL Apple 1.16 14372 557.47 102.14
O Realty Income 1.10 NEW 184182 41.15 44.22
MRK Merck & Co 1.06 127423 57.27 54.62
DOW Dow Chemical Company 1.03 145024 48.79 47.98
ACWI iShares MSCI ACWI Index Fund 1.03 -61.00% 122324 58.16 57.12
WFC Wells Fargo & Company 1.02 140641 49.81 50.32
GIS General Mills 1.01 NEW 132289 52.55 50.28
DPS Dr Pepper Snapple 0.99 124405 54.85 64.90
DLR Digital Realty Trust 0.98 126705 53.34 65.39
Ishares Tr eafe min volat 0.98 +349.00% 107327 63.17 0.00
UL Unilever 0.96 NEW 154457 42.99 40.88
HCP HCP 0.96 168421 39.25 42.34
SNH Senior Housing Properties Trust 0.96 NEW 290519 22.64 22.04
IXP iShares S&P; Global Telecommunicat. 0.96 +2.00% 98493 67.23 61.05
VCSH Vanguard Short Term Corporate Bond ETF 0.96 +2.00% 81980 80.50 80.40
PIZ PowerShares DWA Devld Markt Tech 0.96 NEW 245700 27.02 23.58
PFE Pfizer 0.95 201706 32.46 28.27
GE General Electric Company 0.94 247810 26.22 25.38
BP BP 0.93 131874 48.47 42.04
HYG iShares iBoxx $ High Yid Corp Bond 0.93 -3.00% 68645 93.01 92.88
Transcanada 0.92 136828 46.28 0.00
Marathon Petroleum 0.92 71782 88.03 0.00
ARCC Ares Capital Corporation 0.91 352902 17.79 16.04
SCPB SPDR Barclays Cptl Shrt Term Corp Bd ETF 0.91 201979 31.04 30.78
VTR Ventas 0.90 NEW 101216 61.14 67.50
Powershares Senior Loan Portfo mf 0.90 +3.00% 246069 25.13 0.00
Epr Properties 0.90 NEW 114913 53.95 0.00
T AT&T; 0.89 +4.00% 172311 35.49 34.49
Bank Of Montreal Cadcom Npv 0.89 +3.00% 90018 67.83 0.00
VPL Vanguard Pacific ETF 0.88 NEW 102812 59.00 57.64
DE Deere & Company 0.87 -2.00% 65572 91.70 83.06
IBM International Business Machines 0.87 +1763.00% 30539 196.04 162.31
PEG Public Service Enterprise 0.87 NEW 155629 38.44 38.34
PZA PowerShares Insured Nati Muni Bond 0.87 +32.00% 248862 24.08 25.31
Bk Nova Cad 0.85 +3.00% 99736 59.02 0.00
Tor Dom Bk Cad 0.84 +110.00% 120765 47.87 0.00
IEF iShares Lehman 7-10 Yr Treas. Bond 0.79 -38.00% 53155 101.78 105.99
Facebook Inc cl a 0.76 -27.00% 87094 60.25 0.00
Proshares Tr rafi lg sht fd 0.73 -19.00% 117347 42.87 0.00
DLN WisdomTree LargeCap Dividend Fund 0.70 NEW 71493 67.62 69.63
PRF PowerShares FTSE RAFI US 1000 0.66 NEW 54019 84.64 85.99
VGK Vanguard European ETF 0.64 75421 58.75 52.68
VUG Vanguard Growth ETF 0.60 -44.00% 43859 93.64 98.11
VBK Vanguard Small-Cap Growth ETF 0.57 -4.00% 31683 123.22 119.38
Wisdomtree Tr em lcl debt fd 0.57 +17.00% 85639 45.82 0.00
PG Procter & Gamble Company 0.53 46809 78.40 84.52
DXJ WisdomTree Japan Total Dividend Fd 0.50 -64.00% 72125 47.27 47.74
VNQ Vanguard REIT ETF 0.49 NEW 48231 70.60 76.20
TAP Molson Coors Brewing Company 0.48 +5.00% 55600 59.60 71.54
Cibc Cad 0.47 NEW 36700 88.23 0.00
Potash Corp. Of Saskatchewan I 0.46 NEW 88900 35.92 0.00
CHI Calamos Conv. Opptys. & Income Fund 0.46 NEW 233147 13.55 13.13
XOM Exxon Mobil Corporation 0.45 +33.00% 31614 97.49 93.04
ED Consolidated Edison 0.45 NEW 58060 52.96 61.07
CPB Campbell Soup Company 0.45 NEW 69600 44.04 42.99
Accenture 0.45 NEW 38855 80.04 0.00
OEF iShares S&P; 100 Index 0.45 NEW 37958 82.12 85.85
GSK GlaxoSmithKline 0.44 +6.00% 57761 52.96 43.34
SNY Sanofi-Aventis SA 0.44 NEW 58499 51.40 51.80
SO Southern Company 0.44 NEW 69400 43.69 46.97
EMB iShares JPMorgan USD Emer Mkt Bnd Fd ETF 0.44 27943 108.04 114.05
IGOV iShares S&P;/Citi Intl Treasury Bond 0.44 29768 102.93 100.28
VZ Verizon Communications 0.43 +8.00% 60906 48.62 48.69
TE TECO Energy 0.43 NEW 173673 17.18 18.89
Kraft Foods 0.43 NEW 52454 57.02 0.00
MDC M.D.C. Holdings 0.42 +5.00% 102900 28.28 26.06
KSS Kohl's Corporation 0.41 NEW 48600 57.45 58.06
Hollyfrontier 0.41 +7.00% 58100 48.62 0.00
Citi 0.40 NEW 57100 48.62 0.00
IAU iShares Gold Trust 0.39 -34.00% 217556 12.42 12.13
PDP PowerShares DWA Technical Ldrs Pf 0.38 NEW 71205 37.17 38.70
PXF PowerShares FTSE RAFI Developed Markets 0.36 NEW 56619 43.78 40.07
EFA iShares MSCI EAFE Index Fund 0.33 -23.00% 33537 67.18 61.44
PCY PowerShares Emerging Markets Sovere 0.28 -38.00% 70251 27.93 28.96
BWX SPDR Barclays Capital Intl Tresy Bd ETF 0.27 NEW 30777 59.62 58.26
MSFT Microsoft Corporation 0.22 -7.00% 36420 40.94 44.64
SUB iShrs S&P; ShtTrm Ntnl AMTFr MncplBnf ETF 0.22 -10.00% 14491 106.27 106.30
JPM JPMorgan Chase & Co. 0.20 22849 60.83 57.62
CB Chubb Corporation 0.18 +41.00% 13449 89.67 92.95
LLY Eli Lilly & Co. 0.18 +2.00% 20741 58.34 64.14
CSCO Cisco Systems 0.18 +3.00% 55943 22.56 23.09
VLO Valero Energy Corporation 0.18 -3.00% 23285 53.21 47.43
LMT Lockheed Martin Corporation 0.18 -2.00% 7544 162.51 168.10
EMC EMC Corporation 0.18 45866 27.43 27.07
MET MetLife 0.18 -3.00% 23908 52.91 50.09
MNA IndexIQ IQ ARB Merger Arbitrage ETF 0.18 +64.00% 45597 27.26 27.25
JNJ Johnson & Johnson 0.17 +27.00% 11667 98.14 99.53
INTC Intel Corporation 0.16 41698 25.78 32.17
MDT Medtronic 0.16 NEW 17843 61.65 64.84
ORCL Oracle Corporation 0.16 27666 40.77 38.24
MMM 3M Company 0.15 7416 137.14 139.84
HPQ Hewlett-Packard Company 0.15 31087 32.36 34.34
Wisdomtree Trust futre strat fd 0.15 +53.00% 25002 41.12 0.00
PEP Pepsi 0.14 +12.00% 11320 85.25 93.66
GD General Dynamics Corporation 0.14 8806 108.90 122.59
Ensco Plc Shs Class A 0.14 +61.00% 17889 52.66 0.00
Abbvie 0.14 18412 51.49 0.00
WMT Wal-Mart Stores 0.13 NEW 12060 76.70 75.85
HUM Humana 0.13 NEW 8107 111.76 132.49
VTV Vanguard Value ETF 0.13 -3.00% 11360 77.90 79.36
Indexiq Etf Tr hdg mactrk etf 0.13 +51.00% 32887 26.39 0.00
Ishares Tr fltg rate nt 0.13 +43.00% 18323 50.65 0.00
ABT Abbott Laboratories 0.12 21417 38.80 41.78
ENR Energizer Holdings 0.12 +13.00% 7764 102.27 119.34
AGCO AGCO Corporation 0.12 +32.00% 14415 55.01 44.09
QCOM QUALCOMM 0.11 NEW 9884 79.62 74.77
CF CF Industries Holdings 0.11 2958 266.06 250.08
FFIV F5 Networks 0.11 7143 106.26 115.42
First Republic Bank/san F 0.11 +5.00% 13889 54.00 0.00
AGZ iShares Barclays Agency Bond Fund 0.11 +3.00% 6535 111.55 113.08
SHV iShares Lehman Short Treasury Bond 0.11 NEW 6828 110.43 110.28
Expedia 0.11 -2.00% 10818 72.93 0.00
Ssga Active Etf Tr blkstn gsosrln 0.11 +252.00% 15192 49.89 0.00
LH Laboratory Corp. of America Holdings 0.10 +2.00% 7082 98.14 100.07
M Macy's 0.10 11775 59.11 58.29
GPS Gap 0.10 +4.00% 16967 40.37 36.73
MUR Murphy Oil Corporation 0.10 +43.00% 10513 63.35 52.50
PPL PPL Corporation 0.10 +5.00% 21089 32.62 33.93
ETR Entergy Corporation 0.10 NEW 10188 66.65 79.74
DEM WisdomTree Emerging Markets Eq 0.10 +13.00% 13902 48.99 47.10
STT State Street Corporation 0.09 9143 70.76 68.66
OMC Omni 0.09 8836 73.45 68.37
KEY Key 0.09 +4.00% 42348 14.22 12.69
DGX Quest Diagnostics Incorporated 0.08 9017 58.00 59.85
VO Vanguard Mid-Cap ETF 0.08 +51.00% 4930 112.98 116.12
Ishares Inc em mkt min vol 0.08 +9.00% 9212 57.10 0.00
IWM iShares Russell 2000 Index 0.07 NEW 3897 116.76 110.11
DON WisdomTree MidCap Dividend Fund 0.07 +59.00% 6221 77.16 78.56
IVV iShares S&P; 500 Index 0.06 -31.00% 2100 188.10 193.88
IWF iShares Russell 1000 Growth Index 0.06 NEW 4578 86.72 89.78
IWR iShares Russell Midcap Index Fund 0.06 NEW 2811 154.39 156.54
JNK SPDR Barclays Capital High Yield B 0.06 +2.00% 9322 41.19 40.48
DWX SPDR S&P; International Dividend 0.06 8000 48.62 44.80
BRK.B Berkshire Hathaway 0.05 2900 124.83 0.00
IWB iShares Russell 1000 Index 0.05 -7.00% 3076 104.68 107.59
RTN Raytheon Company 0.04 -8.00% 2763 98.81 97.19
CVS CVS Caremark Corporation 0.04 3708 76.86 82.13
XLF Financial Select Sector SPDR 0.04 -96.00% 11350 22.29 22.79
Kemet Corporation Cmn 0.04 NEW 42711 5.81 0.00
IVE iShares S&P; 500 Value Index 0.03 -91.00% 2287 87.45 88.04
IJH iShares S&P; MidCap 400 Index 0.03 -58.00% 1756 137.24 135.60
SSO ProShares Ultra S&P500; 0.03 -31.00% 2147 105.26 112.76
UWM ProShares Ultra Russell2000 0.03 NEW 2503 86.30 76.71
KTF DWS Municipal Income Trust 0.03 18050 13.07 13.34
HYT BlackRock Corporate High Yield Fund VI, 0.02 10137 12.23 11.79
Psec Us conv 0.00 -45.00% 12000 1.00 0.00
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.00 NEW 12000 1.00 0.00
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.00 NEW 19000 1.00 0.00