Advanced Equities Asset Management

Latest statistics and disclosures from First Allied Asset Management's latest quarterly 13F-HR filing:

First Allied Asset Management portfolio companies for December 2014 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
LQD iShares IBoxx $ Invest Grade Corp Bd Fd 2.68 -7.00% 160831 119.53 120.16
OEF iShares S&P; 100 Index 2.57 +147.00% 203538 90.83 90.39
MBB iShares Lehman MBS Bond Fund 2.31 -6.00% 151544 109.36 109.62
VWO Vanguard Emerging Markets ETF 1.99 +64.00% 357074 39.99 39.44
Ishares Tr eafe min volat 1.95 +97.00% 227630 61.62 0.00
PFF iShares S&P; US Pref Stock Idx Fnd 1.93 352551 39.30 39.78
VNQ Vanguard REIT ETF 1.80 +11.00% 159819 80.97 80.84
SHY iShares Lehman 1-3 Year Treas.Bond 1.75 +63.00% 148738 84.56 84.58
Vanguard Malvern Fds strm infproidx 1.70 +12.00% 254022 48.16 0.00
AGG iShares Lehman Aggregate Bond 1.46 NEW 94955 110.61 110.29
AAPL Apple 1.45 -9.00% 92458 112.39 123.28
TYG Tortoise Energy Infrastructure 1.40 228776 43.90 43.19
CWB SPDR Barclays Capital Convertible SecETF 1.36 +42.00% 208116 46.94 46.99
UTF Cohen & Steers infrastucture Fund 1.35 425869 22.82 22.30
Kraft Foods 1.30 NEW 147836 63.33 0.00
SPLS Staples 1.28 -7.00% 504726 18.20 16.12
VEA Vanguard Europe Pacific ETF 1.27 -16.00% 240499 37.87 39.04
XLK Technology SPDR 1.22 -5.00% 212727 41.29 41.70
Spdr Short-term High Yield mf 1.21 -4.00% 301327 28.83 0.00
TGT Target Corporation 1.19 -8.00% 111573 76.63 77.89
DPS Dr Pepper Snapple 1.19 -7.00% 117649 72.64 77.36
SCPB SPDR Barclays Cptl Shrt Term Corp Bd ETF 1.19 278427 30.67 30.62
O Realty Income 1.16 -5.00% 174264 47.85 49.45
SYMC Symantec Corporation 1.13 -4.00% 312717 25.88 23.79
DLR Digital Realty Trust 1.11 -5.00% 119646 66.91 64.33
WDR Waddell & Reed Financial 1.10 NEW 157741 49.93 48.34
VB Vanguard Small-Cap ETF 1.09 NEW 66830 116.95 118.34
BA Boeing Company 1.07 -4.00% 58770 131.22 152.38
Accenture 1.07 -3.00% 84990 90.32 0.00
HCP HCP 1.05 -3.00% 169452 44.37 40.24
UTX United Technologies Corporation 1.04 -2.00% 64739 115.28 118.52
MUB iShares S&P; Natl AMTFr Mncpl Bd Fd 1.04 -11.00% 67817 110.31 109.49
ALTR Altera Corporation 1.03 -3.00% 197330 37.33 35.31
MRK Merck & Co 1.01 -3.00% 126479 57.34 56.20
GIS General Mills 1.00 -2.00% 133594 53.89 51.55
Powershares Etf Tr Ii s^p500 low vol 1.00 -7.00% 189632 37.97 0.00
CA CA 0.98 -2.00% 229709 30.77 31.38
CAG ConAgra Foods 0.98 -2.00% 191080 36.80 33.68
PFE Pfizer 0.97 -2.00% 222013 31.29 33.78
NHI National Health Investors 0.97 -2.00% 98831 70.50 67.79
VCSH Vanguard Short Term Corporate Bond ETF 0.97 86516 80.36 79.79
Epr Properties 0.97 -2.00% 119691 58.13 0.00
PAYX Paychex 0.96 -2.00% 146574 46.98 48.92
CHRW C.H. Robinson Worldwide 0.96 91761 75.38 72.00
CVX Chevron Corporation 0.95 -17.00% 60925 112.35 102.86
DD E.I. du Pont de Nemours & Company 0.95 +2824.00% 90651 74.97 79.13
PNC PNC Financial Services 0.94 NEW 73681 91.53 93.21
CXW Corrections Corporation of America 0.94 183056 36.87 38.55
SO Southern Company 0.91 NEW 132186 49.51 43.68
Bank Of Montreal Cadcom Npv 0.91 -2.00% 92393 71.00 0.00
MDC M.D.C. Holdings 0.91 244957 26.82 26.13
Facebook Inc cl a 0.91 83612 77.93 0.00
IXP iShares S&P; Global Telecommunicat. 0.90 105758 60.87 60.37
PZA PowerShares Insured Nati Muni Bond 0.90 -3.00% 255281 25.38 25.34
DXJ WisdomTree Japan Total Dividend Fd 0.88 NEW 128851 48.84 54.17
T AT&T; 0.87 -11.00% 184439 34.02 32.70
TUP Tupperware Brands Corporation 0.85 NEW 95390 63.80 66.12
LLTC Linear Technology Corporation 0.84 NEW 130197 46.29 46.86
SON Sonoco Products Company 0.83 NEW 136078 43.93 44.25
KKR KKR & Co 0.81 NEW 247464 23.43 22.64
VO Vanguard Mid-Cap ETF 0.81 NEW 48044 121.12 125.59
Eaton 0.81 NEW 85930 67.94 0.00
WFC Wells Fargo & Company 0.79 NEW 103739 54.53 53.90
IAU iShares Gold Trust 0.79 +119.00% 495666 11.47 11.14
IEF iShares Lehman 7-10 Yr Treas. Bond 0.78 +12.00% 52858 106.04 106.48
CSJ iShares Barclays 1-3 Year Cred Bd Fd ETF 0.76 51988 105.29 105.16
ORCL Oracle Corporation 0.72 +261.00% 116577 44.59 41.62
EMC EMC Corporation 0.65 155666 29.85 26.24
VPL Vanguard Pacific ETF 0.63 -5.00% 79053 56.86 59.67
PG Procter & Gamble Company 0.60 -3.00% 48097 89.44 81.31
ACWI iShares MSCI ACWI Index Fund 0.58 NEW 71554 58.59 58.94
ED Consolidated Edison 0.49 NEW 52490 67.48 59.90
DGX Quest Diagnostics Incorporated 0.49 +518.00% 52100 67.87 70.85
VUG Vanguard Growth ETF 0.49 33445 104.38 106.62
DLN WisdomTree LargeCap Dividend Fund 0.49 -7.00% 47465 74.10 72.76
Citi 0.49 -2.00% 65744 53.36 0.00
HAS Hasbro 0.48 NEW 64700 53.55 61.01
CTXS Citrix Systems 0.47 NEW 53700 62.66 59.63
PRF PowerShares FTSE RAFI US 1000 0.47 -3.00% 36963 91.23 90.16
COF Capital One Financial 0.44 NEW 38800 81.16 77.96
CE Celanese Corporation 0.44 NEW 53200 60.00 56.85
Powershares Senior Loan Portfo mf 0.44 -4.00% 130944 23.99 0.00
Express Scripts Holding 0.44 NEW 38618 81.57 0.00
BEN Franklin Resources 0.43 NEW 54632 57.11 51.68
CHI Calamos Conv. Opptys. & Income Fund 0.43 244978 12.54 13.03
CPB Campbell Soup Company 0.42 NEW 69400 43.50 45.09
HRB H&R; Block 0.41 NEW 88500 33.66 31.63
EMR Emerson Electric 0.41 48293 60.86 55.87
XOM Exxon Mobil Corporation 0.40 -22.00% 31262 92.00 84.57
OHI Omega Healthcare Investors 0.39 NEW 70900 39.70 38.61
Ishares Inc em mkt min vol 0.38 +360.00% 47577 56.67 0.00
Proshares Tr rafi lg sht fd 0.37 -49.00% 63704 42.02 0.00
PDP PowerShares DWA Technical Ldrs Pf 0.31 -5.00% 54793 41.08 42.56
MSFT Microsoft Corporation 0.26 -14.00% 40160 46.39 42.00
MNA IndexIQ IQ ARB Merger Arbitrage ETF 0.26 67162 27.96 28.55
CB Chubb Corporation 0.25 +3.00% 17345 103.55 98.78
JPM JPMorgan Chase & Co. 0.25 -5.00% 29061 62.80 60.16
CSCO Cisco Systems 0.25 -3.00% 64251 27.75 28.51
LMT Lockheed Martin Corporation 0.23 -7.00% 8712 193.64 197.87
QCOM QUALCOMM 0.23 +51.00% 22541 74.84 71.27
INTC Intel Corporation 0.22 -16.00% 43423 36.29 32.76
MDT Medtronic 0.22 -6.00% 21732 72.06 76.22
VLO Valero Energy Corporation 0.22 +7.00% 32345 49.40 56.99
MET MetLife 0.22 +4.00% 29788 54.22 50.75
LLY Eli Lilly & Co. 0.21 21900 68.77 68.81
MMM 3M Company 0.21 9146 162.48 162.72
RKT Rock-Tenn Company 0.21 +8.00% 25339 60.89 63.64
Wisdomtree Trust futre strat fd 0.21 +6.00% 34450 43.77 0.00
JNJ Johnson & Johnson 0.20 -7.00% 13711 105.54 98.55
HPQ Hewlett-Packard Company 0.20 36867 39.90 32.62
GD General Dynamics Corporation 0.20 10554 137.48 133.60
HUM Humana 0.20 -5.00% 9962 143.34 160.10
WMT Wal-Mart Stores 0.19 -8.00% 15423 86.23 81.06
MDY SPDR S&P; MidCap 400 ETF 0.19 -47.00% 5248 263.91 268.26
Abbvie 0.19 21424 65.21 0.00
PEP Pepsi 0.18 13632 94.63 93.96
Ishares Core Msci Eafe Etf core msci eafe 0.18 NEW 22726 55.40 0.00
TWX Time Warner 0.16 NEW 13506 85.52 83.25
ABT Abbott Laboratories 0.16 +2.00% 24792 44.93 46.40
FFIV F5 Networks 0.16 8838 129.44 112.86
First Republic Bank/san F 0.16 +9.00% 21483 51.95 0.00
Indexiq Etf Tr hdg mactrk etf 0.16 +7.00% 45722 25.28 0.00
Expedia 0.16 +5.00% 13024 85.84 0.00
ETR Entergy Corporation 0.15 +2.00% 12680 87.46 75.05
CF CF Industries Holdings 0.15 +6.00% 4000 273.25 292.79
STT State Street Corporation 0.14 +4.00% 12904 78.58 72.30
LH Laboratory Corp. of America Holdings 0.14 +6.00% 9325 109.17 121.70
ENR Energizer Holdings 0.14 -21.00% 7883 130.03 132.24
M Macy's 0.14 14823 65.84 62.37
SUB iShrs S&P; ShtTrm Ntnl AMTFr MncplBnf ETF 0.14 -9.00% 9794 105.88 105.92
NOV National-Oilwell Var 0.13 -67.00% 13476 66.79 50.15
OMC Omni 0.13 +3.00% 11700 77.86 76.16
DOV Dover Corporation 0.13 NEW 12883 73.04 70.44
IYR iShares Dow Jones US Real Estate 0.12 -49.00% 10915 76.87 76.66
VTV Vanguard Value ETF 0.12 10509 84.50 82.99
KEY Key 0.11 +7.00% 57578 13.96 14.07
Ishares Tr 0-5yr hi yl cp 0.11 NEW 15885 48.60 0.00
AGZ iShares Barclays Agency Bond Fund 0.09 5415 113.02 113.30
XLI Industrial SPDR 0.08 +29.00% 9572 56.41 56.03
IJH iShares S&P; MidCap 400 Index 0.08 -73.00% 3851 144.64 147.14
DVY iShares Dow Jones Select Dividend 0.08 +128.00% 6896 79.32 76.58
XLV Health Care SPDR 0.07 +29.00% 7332 67.79 71.27
IWR iShares Russell Midcap Index Fund 0.07 -2.00% 2993 167.06 169.15
XLP Consumer Staples Select Sect. SPDR 0.07 +32.00% 10880 48.35 48.00
XLF Financial Select Sector SPDR 0.07 +31.00% 20998 24.81 23.97
XLU Utilities SPDR 0.07 NEW 11054 47.13 43.18
XLY Consumer Discretionary SPDR 0.07 +25.00% 7345 71.61 74.69
IYW iShares Dow Jones US Technology 0.07 +32.00% 5037 103.83 104.97
GLD SPDR Gold Trust 0.06 -94.00% 4070 113.76 110.56
IWM iShares Russell 2000 Index 0.06 -55.00% 3314 119.79 119.90
Ishares Tr fltg rate nt 0.06 -3.00% 7966 50.09 0.00
Ssga Active Etf Tr blkstn gsosrln 0.06 -9.00% 9071 48.84 0.00
New York Reit 0.06 +64.00% 41590 10.56 0.00
IVV iShares S&P; 500 Index 0.05 -63.00% 1825 206.58 205.96
IWB iShares Russell 1000 Index 0.05 -2.00% 2898 114.91 114.60
IWF iShares Russell 1000 Growth Index 0.05 -39.00% 3982 95.68 97.71
IEI iShares Lehman 3-7 Yr Treasury Bond 0.05 NEW 2893 122.36 122.65
DWX SPDR S&P; International Dividend 0.05 8000 42.00 40.92
Ishares High Dividend Equity F 0.05 +28.00% 4365 77.43 0.00
RTN Raytheon Company 0.04 -2.00% 2917 108.67 106.21
NVS Novartis AG 0.04 -6.00% 3075 91.06 96.03
RDS.B Royal Dutch Shell 0.04 3837 71.41 0.00
GE General Electric Company 0.03 -28.00% 7915 25.52 25.35
SHW Sherwin-Williams Company 0.03 NEW 785 268.79 281.82
TRV Travelers Companies 0.03 NEW 1977 105.21 105.54
UN Unilever N.V. 0.03 NEW 5396 39.10 42.05
EFA iShares MSCI EAFE Index Fund 0.03 -24.00% 3684 61.07 62.56
SHPGY Shire 0.03 +10.00% 1000 205.00 0.00
NTT Nippon Telegraph & Telephone 0.03 +10.00% 9837 25.21 29.97
IDV iShares Dow Jones EPAC Sel Div Ind 0.03 -30.00% 6483 33.93 33.58
Vodafone Group New Adr F 0.03 -7.00% 6084 35.01 0.00
Dws Municipal Income Trust 0.03 18050 13.35 0.00
ING ING Groep N.V. 0.02 13559 12.46 14.08
NJ Nidec Corporation 0.02 +2.00% 10592 16.24 15.94
Kemet Corporation Cmn 0.02 42711 4.19 0.00
HYT BlackRock Corporate High Yield Fund VI, 0.02 10137 11.44 11.27
AEG AEGON N.V. 0.01 NEW 13593 7.21 7.81
BBVA Banco Bilbao Vizcaya Argentaria SA 0.01 -5.00% 10436 9.58 9.42
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.01 -18.00% 39000 1.00 0.00
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.01 -15.00% 39000 0.97 0.00
Fluidigm Corporation convertible cor 0.00 -6.00% 30000 0.90 0.00