FIRST NEW YORK SECURITIES

Latest statistics and disclosures from FIRST NEW YORK SECURITIES LLC /NY's latest quarterly 13F-HR filing:

FIRST NEW YORK SECURITIES LLC /NY portfolio companies for December 2013 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
SPY SPDR S&P; 500 ETF 17.76 -2.00% 157900 185.00 186.39
SNTS Santarus 4.66 NEW 240000 31.96 31.96
Us Natural Gas Fd Etf 4.41 +250.00% 350000 20.70 0.00
LIFE Life Technologies 3.45 NEW 74808 75.79 76.04
Ambac Finl Group Inc *w exp 04/30/202 2.99 NEW 328855 14.94 0.00
UN Unilever N.V. 2.26 +824.00% 92418 40.23 42.28
ITB iShares Dow Jones US Home Const. 2.26 +4900.00% 150000 24.82 23.53
GDX Market Vectors Gold Miners ETF 2.15 +556.00% 167500 21.13 23.57
EBAY eBay 2.05 NEW 61500 54.77 54.97
AAPL Apple 1.87 NEW 5500 560.00 524.94
CSCO Cisco Systems 1.73 NEW 126500 22.43 23.21
Pimco Dynamic Credit Income other 1.67 NEW 122400 22.48 0.00
KO Coca-Cola Company 1.63 NEW 65000 41.32 40.72
CVX Chevron Corporation 1.53 NEW 20100 124.93 123.68
EDD Morgan Stanley Emerging Markets Domestic 1.41 +2564.00% 178223 13.02 13.19
XME SPDR S&P; Metals and Mining 1.40 NEW 55000 42.00 42.02
IYR iShares Dow Jones US Real Estate 1.15 NEW 30000 63.07 68.71
Deutsche Bank Ag-registered 1.14 -73.00% 39000 48.23 0.00
Noble Corp Plc equity 1.14 NEW 50000 37.48 0.00
Ocean Rig Udw 1.12 +220.00% 96000 19.26 0.00
Zynga 1.08 +271.00% 467000 3.80 0.00
VCI Valassis Communications 1.05 NEW 50300 34.25 0.00
BUD Anheuser-Busch InBev NV 1.04 +344.00% 16000 106.44 109.20
DXJ WisdomTree Japan Total Dividend Fd 1.00 -66.00% 32500 50.80 46.62
Biodel 0.99 +192.00% 716800 2.28 0.00
TWC Time Warner Cable 0.88 NEW 10650 135.83 135.33
Sina Corporation 0.81 NEW 15700 84.40 0.00
GM General Motors Company 0.77 -51.00% 31000 40.90 33.98
ARAY Accuray Incorporated 0.76 NEW 143000 8.71 9.01
QEP QEP Resources 0.73 NEW 39350 30.65 32.32
FE FirstEnergy 0.70 NEW 35000 33.00 33.61
American Airls 0.69 NEW 45000 25.29 0.00
SYY SYSCO Corporation 0.66 NEW 30000 36.10 36.03
Qiagen N.v. 0.66 +147.00% 45540 23.80 0.00
ALR Alere 0.62 NEW 28000 36.21 35.75
Gaming & Leisure Pptys 0.62 NEW 20059 50.80 0.00
News Corp Class B cos 0.60 NEW 55000 17.84 0.00
TS Tenaris S.A. 0.58 +193.00% 22000 43.68 44.59
WRLD World Acceptance 0.58 NEW 11000 87.43 78.28
Market Vectors Oil Service Etf 0.58 +400.00% 20000 48.05 0.00
YUM Yum! Brands 0.57 NEW 12500 75.60 76.34
Asml Holding N.v. 0.57 +33.00% 10000 93.70 0.00
Royal Caribbean Cruises 0.56 +290.00% 19500 47.38 0.00
JCP J.C. Penney Company 0.55 +262.00% 99000 9.12 7.50
GS Goldman Sachs 0.54 +194.00% 5000 177.20 157.44
REGN Regeneron Pharmaceuticals 0.54 NEW 3200 275.31 296.74
RDS.A Royal Dutch Shell 0.54 -16.00% 12500 71.28 0.00
KRE SPDR KBW Regional Banking 0.54 NEW 22000 40.50 39.85
STO Statoil ASA 0.53 NEW 36000 24.14 29.18
Pennantpark Floating Rate Capi 0.53 -7.00% 63283 13.73 0.00
HTZ Hertz Global Holdings 0.51 +195.00% 29500 28.61 28.07
ACCRETIVE Health 0.50 NEW 89000 9.16 0.00
SLAB Silicon Laboratories 0.49 -40.00% 18750 43.31 50.63
TOT TOTAL S.A. 0.47 NEW 12500 61.28 68.08
Nuveen Intermediate 0.47 NEW 66987 11.51 0.00
Fairway Group Holdings 0.47 NEW 42500 18.13 0.00
Tcp Capital 0.45 -12.00% 43619 16.78 0.00
Kkr Income Opportunities Fd 0.40 NEW 37000 17.97 0.00
OXY Occidental Petroleum Corporation 0.39 +172.00% 6800 95.00 96.60
DECK Deckers Outdoor Corporation 0.38 +200.00% 7500 84.33 76.86
SNE Sony Corporation 0.36 NEW 34000 17.29 18.71
CSIQ Canadian Solar 0.36 NEW 20000 29.80 26.46
DEG Delhaize 0.36 NEW 10000 59.40 17.62
Novagold Resources Inc Cad 0.36 +176.00% 235400 2.54 0.00
GLD SPDR Gold Trust 0.35 +400.00% 5000 116.20 124.75
JQC Nuveen Multi-Strategy Inc & Growth Fd 2 0.35 +10.00% 58925 9.72 9.41
BHI Baker Hughes Incorporated 0.34 NEW 10000 55.30 68.33
SLV iShares Silver Trust 0.34 -60.00% 30000 18.70 18.88
FSC Fifth Street Finance 0.32 NEW 56700 9.24 9.39
Neonode 0.32 -6.00% 82117 6.32 0.00
VALE Vale 0.30 NEW 32500 15.23 14.10
BIG Big Lots 0.29 NEW 15000 32.20 38.72
UUP PowerShares DB US Dollar Index Bullish 0.29 +50.00% 22500 21.50 21.37
Novacopper 0.28 NEW 300000 1.52 0.00
Metropcs Communications 0.28 -8.00% 13800 33.85 0.00
Cnh Industrial N.v. 0.28 NEW 40206 11.37 0.00
HAL Halliburton Company 0.27 -42.00% 8700 50.80 60.90
EWZ iShares MSCI Brazil Index 0.27 NEW 10000 44.70 47.50
ASNA Ascena Retail 0.26 NEW 20000 21.15 16.79
Gt Solar Int'l 0.26 +822.00% 49300 8.72 0.00
Whitewave Foods 0.26 -62.00% 18750 22.93 0.00
NXTM NxStage Medical 0.25 +78.00% 41000 10.00 12.27
New Mountain Finance 0.25 -46.00% 26890 15.02 0.00
INTC Intel Corporation 0.24 NEW 15000 25.93 27.04
BIOS BioScrip 0.23 -76.00% 50500 7.40 7.21
Kinross Gold 0.23 -24.00% 85000 4.38 0.00
Emerald Oil 0.23 50000 7.66 0.00
NUV Nuveen Muni Value Fund 0.22 NEW 39817 9.04 9.41
FRA BlackRock Floating Rate Income Strat. Fn 0.22 NEW 25000 14.60 14.25
Orange Sa 0.22 +68.00% 29784 12.36 0.00
MSFT Microsoft Corporation 0.21 -26.00% 9200 37.39 40.01
CYNO Cynosure 0.21 -63.00% 13000 26.62 24.77
CAG ConAgra Foods 0.20 10000 33.70 31.34
CTIB CTI Industries 0.20 -2.00% 56702 5.84 5.25
Nts Inc Nev 0.20 NEW 169396 1.97 0.00
Ubs Ag Cmn 0.18 NEW 15300 19.28 0.00
NI NiSource 0.18 NEW 9000 32.89 35.92
ARCC Ares Capital Corporation 0.18 -86.00% 16700 17.78 17.24
Sarepta Therapeutics 0.18 +2900.00% 15000 20.27 0.00
* Barrick Gold 0.17 NEW 15500 17.61 0.00
NCT Newcastle Investment 0.17 NEW 50000 5.74 4.58
VVR Invesco Van Kampen Senior Income Trust 0.17 NEW 56195 5.04 4.94
TRK Speedway Motorsports 0.16 NEW 13642 19.87 18.26
Hollyfrontier 0.15 NEW 5000 49.60 0.00
RMD ResMed 0.14 -28.00% 5001 46.99 47.44
LSI LSI Corporation 0.14 NEW 21600 10.71 11.09
BKS Barnes & Noble 0.14 NEW 15000 14.93 16.37
Axiall 0.14 NEW 5000 47.40 0.00
Doubleline Income Solutions 0.14 NEW 10600 21.13 0.00
OSIS OSI Systems 0.13 +300.00% 4000 53.00 61.16
JACK Jack in the Box 0.12 NEW 4000 50.00 56.56
SVU SUPERVALU 0.11 +1150.00% 25000 7.20 6.92
CTB Cooper Tire & Rubber Company 0.11 NEW 7300 23.97 24.90
TLT iShares Barclays 20+ Yr Treas.Bond 0.11 +250.00% 1750 100.00 110.05
BGT BlackRock Floating Rate Income Trust 0.11 NEW 13004 14.00 13.97
Gsv Cap 0.11 +50.00% 15000 12.07 0.00
SWY Safeway 0.10 NEW 5000 32.60 34.12
PAN AMERICAN SILVER CORP CAN 0.10 NEW 14000 11.71 0.00
YPF YPF SA 0.10 NEW 5000 33.00 29.54
Cobalt Intl Energy 0.10 -72.00% 10000 16.50 0.00
IRM Iron Mountain Incorporated 0.09 +400.00% 5000 30.40 27.10
SD SandRidge Energy 0.09 +8.00% 25000 6.00 6.75
GIII G-III Apparel 0.09 NEW 2000 74.00 72.79
Suncor Energy 0.09 -60.00% 4000 35.00 0.00
AMCC Applied Micro Circuits Corporation 0.08 NEW 10000 13.40 9.06
CREE Cree 0.08 -95.00% 2000 62.50 56.54
BXC BlueLinx Holdings 0.08 +26.00% 65027 1.97 1.38
IOC InterOil Corporation 0.08 -50.00% 2500 51.60 65.32
Servicesource 0.08 NEW 15000 8.40 0.00
Clearbridge Amern Energ M 0.08 NEW 7500 17.87 0.00
GGB Gerdau SA 0.07 NEW 15000 7.87 6.14
NUAN Nuance Communications 0.07 -80.00% 8000 15.25 16.16
CPWR Compuware Corporation 0.07 NEW 10000 11.20 10.16
TGI Triumph 0.07 +200.00% 1500 76.00 64.55
DNP DNP Select Income Fund 0.07 12017 9.40 9.86
PPR ING Prime Rate Trust 0.07 NEW 18854 5.83 5.69
LRAD LRAD Corporation 0.07 NEW 56865 1.88 1.95
Caesars Acquisition Co cl a 0.07 NEW 10066 12.02 0.00
New Gold Inc Cda 0.06 NEW 18000 5.56 0.00
UNT Unit Corporation 0.06 NEW 2000 51.50 65.88
GALECTIN THERAPEUTICS WRNT W EXP 3/28/2017 0.06 +134.00% 19900 4.82 0.00
Blackberry 0.06 NEW 12500 8.00 0.00
UNP Union Pacific Corporation 0.05 NEW 500 168.00 189.59
TEF Telefonica S.A. 0.05 NEW 5000 16.40 16.27
ANF Abercrombie & Fitch 0.05 NEW 2500 32.80 35.62
IWM iShares Russell 2000 Index 0.05 -93.00% 700 115.71 112.92
CLF Cliffs Natural Resources 0.05 NEW 3000 26.00 18.65
TER Teradyne 0.05 NEW 5000 17.60 19.04
Teck Resources Ltd cl b 0.05 NEW 3000 26.00 0.00
ARIA Ariad Pharmaceuticals 0.05 NEW 13000 6.77 7.20
Navios Maritime Acquis Corp shs 0.05 -47.00% 18500 4.38 0.00
Kinder Morgan Inc/delaware Wts 0.05 NEW 20000 4.05 0.00
Infoblox 0.05 NEW 2434 32.87 0.00
MON Monsanto Company 0.04 NEW 500 116.00 112.95
DRI Darden Restaurants 0.04 NEW 1200 54.17 48.47
LAMR Lamar Advertising Company 0.04 NEW 1300 52.31 51.98
DISH DISH Network 0.04 NEW 1000 58.00 59.47
CHK Chesapeake Energy Corporation 0.04 NEW 2500 27.20 28.17
MRGE Merge Healthcare 0.04 NEW 25000 2.32 2.43
XLF Financial Select Sector SPDR 0.04 -90.00% 3000 22.00 21.86
EWW iShares MSCI Mexico Inv. Mt. Idx. 0.04 NEW 1000 68.00 64.85
TFCO Tufco Technologies 0.04 NEW 10700 6.07 6.07
Homeaway 0.04 NEW 1750 41.14 0.00
CIT CIT 0.03 -85.00% 1000 52.00 46.42
CMCSA Comcast Corporation 0.03 -50.00% 1000 52.00 49.10
GE General Electric Company 0.03 +100.00% 2000 28.00 26.56
NVDA NVIDIA Corporation 0.03 NEW 2891 15.91 18.56
GOL Gol Linhas Aereas Inteligentes SA 0.03 NEW 12500 4.56 5.59
ACI Arch Coal 0.03 NEW 10000 4.40 5.01
JBLU JetBlue Airways Corporation 0.03 -38.00% 6500 8.62 8.62
CPB Campbell Soup Company 0.03 NEW 1000 43.00 44.54
RSH RadioShack Corporation 0.03 NEW 20500 2.59 1.41
AEP American Electric Power Company 0.03 NEW 1000 47.00 51.73
DISCA Discovery Communications 0.03 NEW 500 90.00 77.83
CVC Cablevision Systems Corporation 0.03 NEW 2500 18.00 16.12
CRM salesforce 0.03 NEW 1000 55.00 56.10
STD Banco Santander, S.A. 0.03 NEW 5000 9.00 0.00
ATMI ATMI 0.03 NEW 1500 30.00 33.99
ATI Allegheny Technologies Incorporated 0.03 +200.00% 1500 35.33 41.24
SNI Scripps Networks Interactive 0.03 NEW 500 86.00 74.39
CRIS Curis 0.03 +70.00% 17000 2.82 2.29
Jones 0.03 NEW 3000 15.00 0.00
Fusion-io 0.03 +20.00% 6000 9.00 0.00
ALCO Stores 0.03 NEW 4500 9.33 0.00
JPM JPMorgan Chase & Co. 0.02 -97.00% 500 58.00 55.22
BAC Bank of America Corporation 0.02 NEW 1700 15.29 16.15
JAKK JAKKS Pacific 0.02 NEW 5100 6.86 8.98
KEY Key 0.02 NEW 2000 13.50 13.56
HL Hecla Mining Company 0.02 +1000000.00% 10001 3.10 3.07
SNDK SanDisk Corporation 0.02 NEW 500 70.00 82.99
GDP Goodrich Petroleum Corporation 0.02 -90.00% 1500 17.33 24.36
MCP Moly 0.02 NEW 4500 5.56 4.77
CCIX Coleman Cable 0.02 NEW 1000 26.00 26.25
ARR ARMOUR Residential REIT 0.02 NEW 10000 4.00 4.15
INC Ventrus Biosciences 0.02 -76.00% 9000 3.78 0.00
Facebook Inc cl a 0.02 NEW 500 54.00 0.00
Proshares Ultrashort 20+y Tr etf 0.02 -50.00% 500 80.00 0.00
Sunedison 0.02 -93.00% 2000 13.00 0.00
ETFC E TRADE Financial Corporation 0.01 NEW 1000 20.00 21.04
HBAN Huntington Bancshares Incorporated 0.01 NEW 2000 9.50 9.21
PBCT People's United Financial 0.01 +50.00% 1500 15.33 14.54
BTU Peabody Energy Corporation 0.01 NEW 1000 20.00 16.71
IPG Interpublic Group of Companies 0.01 NEW 1000 18.00 16.93
Potash Corp. Of Saskatchewan I 0.01 -97.00% 500 32.00 0.00
FCX Freeport-McMoRan Copper & Gold 0.01 -92.00% 600 38.33 33.01
TIBX Tibco Software 0.01 -90.00% 500 22.00 19.67
DAL Delta Air Lines 0.01 -66.00% 500 28.00 33.76
HA Hawaiian Holdings 0.01 NEW 2000 9.50 13.11
PMCS PMC-Sierra 0.01 NEW 1500 6.67 7.18
UMC United Microelectronics 0.01 NEW 5000 2.00 2.12
MDR McDermott International 0.01 NEW 1500 9.33 6.87
VVUS VIVUS 0.01 -73.00% 2000 9.00 5.36
BCO Brink's Company 0.01 -83.00% 500 34.00 25.58
Gran Tierra Energy 0.01 1810 7.73 0.00
AMRN Amarin Corporation 0.01 NEW 5000 2.00 1.58
Hldgs 0.01 NEW 500 38.00 0.00
DSCOD Discovery Laboratories 0.01 NEW 6000 2.33 0.00
Icg 0.01 NEW 500 18.00 0.00
Infinity Cross Bo 0.01 24000 0.62 0.00
Arca Biopharma 0.01 NEW 8049 1.74 0.00
Oramed Pharm 0.01 NEW 736 14.95 0.00
Freeseas Inc shs par 0.001 0.01 NEW 7662 2.35 0.00
* Genco Shipping & Trading Ltd shs 0.00 NEW 1000 3.00 0.00
CEO CNOOC 0.00 1 0.00 166.41
BSX Boston Scientific Corporation 0.00 -90.00% 500 12.00 13.65
XLNX Xilinx 0.00 1 0.00 52.18
TXN Texas Instruments Incorporated 0.00 NEW 100 40.00 45.83
SPF Standard Pacific 0.00 NEW 500 10.00 8.05
NIHD NII Holdings 0.00 NEW 300 3.33 0.98
Gold 0.00 -99.00% 12 0.00 0.00
MNKD MannKind Corporation 0.00 NEW 500 6.00 6.25
PTIE Pain Therapeutics 0.00 NEW 699 4.29 5.38
SWKS Skyworks Solutions 0.00 1 0.00 36.08
FFIV F5 Networks 0.00 2 0.00 108.40
MEA Metali 0.00 NEW 3000 2.00 1.62
DVAX Dynavax Technologies Corporation 0.00 NEW 596 1.68 1.50
NL NL Industries 0.00 NEW 500 12.00 10.27
DRCO Dynamics Research Corporation 0.00 NEW 100 10.00 11.50
CADX Cadence Pharmaceuticals 0.00 2 0.00 13.98
DARA DARA BioSciences 0.00 NEW 2000 0.50 2.55
BORN China New Borun 0.00 NEW 500 2.00 2.87
GLUU Glu Mobile 0.00 NEW 200 5.00 4.10
Gigoptix 0.00 NEW 100 0.00 0.00
Yrc Worldwide Inc Com par $.01 0.00 NEW 249 16.06 0.00
Angie's List 0.00 NEW 300 16.67 0.00
Empire Resorts 0.00 NEW 1029 4.86 0.00
Claymore Exchange Trd Fd Tr guggenheim sol 0.00 NEW 50 40.00 0.00
Sunshine Heart 0.00 65 15.38 0.00
Trulia 0.00 NEW 100 40.00 0.00
Revolution Lighting Tech 0.00 -88.00% 1230 3.25 0.00
REPCOM cla 0.00 NEW 160 50.00 0.00
Superconductor Technologies 0.00 500 2.00 0.00
National Bk Greece S A spn adr rep 1 sh 0.00 NEW 300 6.67 0.00
Ipath S&p 500 Vix S/t Fu Etn 0.00 NEW 100 40.00 0.00
Newlead Holdings Ltd shs par $0.01 0.00 NEW 300 3.33 0.00

Past 13F-HR SEC Filings for FIRST NEW YORK SECURITIES LLC /NY