Spectrum Asset Management
Latest statistics and disclosures from Spectrum Asset Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are SCHV, DJAN, DMAR, USMV, IAU, and represent 25.25% of Spectrum Asset Management's stock portfolio.
- Added to shares of these 10 stocks: DJAN (+$13M), DMAR (+$9.9M), DFEB (+$9.4M), VGK, LHX, WMT, IJR, IJH, DIS, FXI.
- Started 17 new stock positions in IBM, PFE, BAC, PSMT, D, PYPL, DMAR, ITA, LHX, DJAN. GOOG, IJH, FXI, VGK, IJR, DFEB, CCI.
- Reduced shares in these 10 stocks: SCHV (-$17M), ESGU (-$12M), SCHG (-$8.3M), VONE (-$6.7M), , MDT, CF, SCHB, GOVT, GDX.
- Sold out of its positions in CF, COP, EW, IUSB, SCHR, XLU, GDX.
- Spectrum Asset Management was a net seller of stock by $-3.4M.
- Spectrum Asset Management has $234M in assets under management (AUM), dropping by 3.58%.
- Central Index Key (CIK): 0001632078
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Portfolio Holdings for Spectrum Asset Management
Spectrum Asset Management holds 98 positions in its portfolio as reported in the March 2024 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Schwab Strategic Tr Us Lcap Va Etf (SCHV) | 7.1 | $17M | -50% | 218k | 75.98 |
|
| First Tr Exchng Traded Fd Vi Ft Vest Us (DJAN) | 5.7 | $13M | NEW | 369k | 36.03 |
|
| First Tr Exchng Traded Fd Vi Ft Vest Us Eqt (DMAR) | 4.2 | $9.9M | NEW | 285k | 34.90 |
|
| Ishares Tr Msci Usa Min Vol (USMV) | 4.2 | $9.8M | +10% | 117k | 83.58 |
|
| Ishares Gold Tr Ishares New (IAU) | 4.1 | $9.7M | -6% | 230k | 42.01 |
|
| First Tr Exchng Traded Fd Vi Ft Vest Us (DFEB) | 4.0 | $9.4M | NEW | 239k | 39.11 |
|
| Schwab Strategic Tr Us Lcap Gr Etf (SCHG) | 3.6 | $8.5M | -49% | 92k | 92.72 |
|
| Chevron Corporation (CVX) | 2.9 | $6.9M | +3% | 44k | 157.74 |
|
| Schwab Strategic Tr Intl Eqty Etf (SCHF) | 2.4 | $5.7M | +17% | 147k | 39.02 |
|
| Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) | 2.4 | $5.7M | +45% | 34k | 169.37 |
|
| Charles Schwab Corporation (SCHW) | 2.4 | $5.5M | +8% | 76k | 72.34 |
|
| Microsoft Corporation (MSFT) | 2.2 | $5.2M | 12k | 420.73 |
|
|
| Wal-Mart Stores (WMT) | 2.0 | $4.7M | +227% | 79k | 60.37 |
|
| Intel Corporation (INTC) | 2.0 | $4.7M | +5% | 107k | 44.17 |
|
| Honeywell International (HON) | 2.0 | $4.6M | +6% | 23k | 205.25 |
|
| Exxon Mobil Corporation (XOM) | 1.9 | $4.4M | +7% | 38k | 116.24 |
|
| General Dynamics Corporation (GD) | 1.7 | $4.0M | +7% | 14k | 282.49 |
|
| Schwab Charles Family Amt Tax Free Mny (SCTXX) | 1.7 | $4.0M | +10% | 4.0M | 1.00 |
|
| Accenture Plc Ireland Shs Class A (ACN) | 1.7 | $4.0M | +10% | 12k | 346.61 |
|
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 1.7 | $3.9M | +11% | 9.3k | 420.52 |
|
| Vanguard Intl Equity Index F Ftse Europe Etf (VGK) | 1.7 | $3.9M | NEW | 58k | 67.34 |
|
| Abbvie (ABBV) | 1.7 | $3.9M | -2% | 22k | 182.10 |
|
| Medtronic SHS (MDT) | 1.5 | $3.6M | -49% | 41k | 87.82 |
|
| Oracle Corporation (ORCL) | 1.5 | $3.5M | +6% | 28k | 125.61 |
|
| L3harris Technologies (LHX) | 1.5 | $3.4M | NEW | 16k | 213.10 |
|
| Walt Disney Company (DIS) | 1.4 | $3.3M | +263% | 27k | 122.36 |
|
| Emerson Electric (EMR) | 1.4 | $3.3M | +12% | 29k | 113.42 |
|
| Duke Energy Corp Com New (DUK) | 1.4 | $3.2M | +4% | 33k | 96.71 |
|
| Cisco Systems (CSCO) | 1.4 | $3.2M | -4% | 64k | 49.91 |
|
| Verizon Communications (VZ) | 1.3 | $3.1M | -21% | 74k | 41.96 |
|
| Bunge Global Sa Com Shs (BG) | 1.2 | $2.9M | +4% | 28k | 102.52 |
|
| Sempra Energy (SRE) | 1.2 | $2.9M | 40k | 72.37 |
|
|
| Ishares Tr Core S&p Scp Etf (IJR) | 1.2 | $2.8M | NEW | 25k | 110.52 |
|
| Vanguard Index Fds Growth Etf (VUG) | 1.2 | $2.7M | -12% | 7.9k | 344.20 |
|
| Apple (AAPL) | 1.1 | $2.5M | -37% | 15k | 171.49 |
|
| Ishares Tr Core S&p Mcp Etf (IJH) | 1.0 | $2.5M | NEW | 40k | 60.74 |
|
| Abbott Laboratories (ABT) | 1.0 | $2.4M | +24% | 21k | 113.66 |
|
| Ishares Tr Esg Awr Msci Usa (ESGU) | 1.0 | $2.3M | -83% | 20k | 114.96 |
|
| Schwab Strategic Tr Us Brd Mkt Etf (SCHB) | 1.0 | $2.3M | -47% | 37k | 61.05 |
|
| Qualcomm (QCOM) | 1.0 | $2.3M | +12% | 13k | 169.30 |
|
| Vanguard Scottsdale Fds Vng Rus1000idx (VONE) | 0.9 | $2.2M | -75% | 9.2k | 238.32 |
|
| BorgWarner (BWA) | 0.9 | $2.1M | -3% | 59k | 34.74 |
|
| Ishares Tr China Lg-cap Etf (FXI) | 0.8 | $1.9M | NEW | 78k | 24.07 |
|
| Americold Rlty Tr (COLD) | 0.8 | $1.8M | -19% | 71k | 25.14 |
|
| Costco Wholesale Corporation (COST) | 0.6 | $1.5M | 2.0k | 732.75 |
|
|
| Visa Com Cl A (V) | 0.6 | $1.4M | 4.9k | 279.07 |
|
|
| Spdr S&p 500 Etf Tr Tr Unit (SPY) | 0.6 | $1.3M | 2.5k | 524.73 |
|
|
| Raytheon Technologies Corp (RTX) | 0.5 | $1.2M | +212% | 12k | 97.53 |
|
| Schlumberger Com Stk (SLB) | 0.4 | $932k | -6% | 17k | 55.09 |
|
| Chesapeake Energy Corp (CHK) | 0.4 | $898k | +5% | 10k | 88.83 |
|
| Ge Healthcare Technologies I Common Stock (GEHC) | 0.4 | $856k | 9.4k | 90.91 |
|
|
| Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA) | 0.4 | $846k | -55% | 17k | 50.17 |
|
| Ishares Tr 20 Yr Tr Bd Etf (TLT) | 0.3 | $792k | 8.4k | 94.62 |
|
|
| Rockwell Automation (ROK) | 0.3 | $784k | 2.7k | 291.33 |
|
|
| PriceSmart (PSMT) | 0.3 | $780k | NEW | 9.3k | 84.00 |
|
| Dominion Resources (D) | 0.3 | $758k | NEW | 15k | 49.19 |
|
| Tesla Motors (TSLA) | 0.3 | $755k | -10% | 4.3k | 175.80 |
|
| Alphabet Cap Stk Cl A (GOOGL) | 0.3 | $711k | 4.7k | 150.93 |
|
|
| Ishares Tr Rus 1000 Etf (IWB) | 0.3 | $705k | 2.4k | 288.08 |
|
|
| Pfizer (PFE) | 0.3 | $669k | NEW | 24k | 27.75 |
|
| UnitedHealth (UNH) | 0.2 | $570k | 1.2k | 494.70 |
|
|
| Morningstar (MORN) | 0.2 | $555k | 1.8k | 308.37 |
|
|
| Ishares Tr Us Aer Def Etf (ITA) | 0.2 | $521k | NEW | 3.9k | 131.93 |
|
| McDonald's Corporation (MCD) | 0.2 | $512k | 1.8k | 281.98 |
|
|
| Marriott Intl Cl A (MAR) | 0.2 | $510k | 2.0k | 252.31 |
|
|
| Select Sector Spdr Tr Energy (XLE) | 0.2 | $490k | +30% | 5.2k | 94.41 |
|
| NVIDIA Corporation (NVDA) | 0.2 | $476k | -3% | 527.00 | 903.51 |
|
| Ishares Tr Ibonds 27 Trm Ts (IBTH) | 0.2 | $459k | -42% | 21k | 22.16 |
|
| Deere & Company (DE) | 0.2 | $441k | -65% | 1.1k | 412.21 |
|
| Vanguard Index Fds Total Stk Mkt (VTI) | 0.2 | $409k | -18% | 1.6k | 259.90 |
|
| Nike CL B (NKE) | 0.2 | $376k | 4.0k | 94.35 |
|
|
| Global X Fds Glbl X Mlp Etf (MLPA) | 0.1 | $339k | 7.0k | 48.22 |
|
|
| MercadoLibre (MELI) | 0.1 | $334k | -4% | 221.00 | 1511.96 |
|
| Skyline Corporation (SKY) | 0.1 | $329k | 3.9k | 85.01 |
|
|
| McKesson Corporation (MCK) | 0.1 | $323k | 600.00 | 537.47 |
|
|
| Ishares Tr Ibonds 25 Trm Ts (IBTF) | 0.1 | $320k | -53% | 14k | 23.23 |
|
| Ishares Tr Ibonds 26 Trm Ts (IBTG) | 0.1 | $317k | -50% | 14k | 22.71 |
|
| Alphabet Cap Stk Cl C (GOOG) | 0.1 | $310k | NEW | 2.0k | 152.26 |
|
| Texas Instruments Incorporated (TXN) | 0.1 | $296k | 1.7k | 174.21 |
|
|
| Spdr Index Shs Fds Portfolio Devlpd (SPDW) | 0.1 | $283k | 7.9k | 35.84 |
|
|
| Ishares Tr Core S&p500 Etf (IVV) | 0.1 | $279k | -55% | 530.00 | 525.73 |
|
| Northrop Grumman Corporation (NOC) | 0.1 | $275k | 574.00 | 478.66 |
|
|
| Paypal Holdings (PYPL) | 0.1 | $270k | NEW | 4.0k | 66.99 |
|
| Pepsi (PEP) | 0.1 | $257k | -13% | 1.5k | 176.28 |
|
| Ishares Tr 1 3 Yr Treas Bd (SHY) | 0.1 | $245k | 3.0k | 81.78 |
|
|
| Pioneer Natural Resources (PXD) | 0.1 | $241k | 917.00 | 262.50 |
|
|
| Spdr Gold Tr Gold Shs (GLD) | 0.1 | $237k | -7% | 1.2k | 205.72 |
|
| International Business Machines (IBM) | 0.1 | $229k | NEW | 1.2k | 190.96 |
|
| Bank of America Corporation (BAC) | 0.1 | $220k | NEW | 5.8k | 37.92 |
|
| Ishares Tr Us Treas Bd Etf (GOVT) | 0.1 | $214k | -90% | 9.4k | 22.77 |
|
| Rbc Cad (RY) | 0.1 | $202k | 2.0k | 100.88 |
|
|
| Heartbeam (BEAT) | 0.0 | $98k | 45k | 2.18 |
|
|
| Calidi Biotherapeutics Com New (CLDI) | 0.0 | $94k | 167k | 0.56 |
|
|
| Tenon Medical Com New (TNON) | 0.0 | $79k | 83k | 0.95 |
|
|
| Tenon Medical *w Exp 06/16/202 (TNONW) | 0.0 | $63k | 1.1M | 0.06 |
|
|
| Volitionrx (VNRX) | 0.0 | $42k | 56k | 0.76 |
|
|
| Aberdeen Asia-Pacific Income Fund (FAX) | 0.0 | $31k | 11k | 2.80 |
|
|
| Crown Castle Intl (CCI) | 0.0 | $8.5k | NEW | 80.00 | 105.84 |
|
Past Filings by Spectrum Asset Management
SEC 13F filings are viewable for Spectrum Asset Management going back to 2014
- Spectrum Asset Management 2024 Q1 filed April 23, 2024
- Spectrum Asset Management 2023 Q4 filed Jan. 25, 2024
- Spectrum Asset Management 2023 Q3 filed Oct. 18, 2023
- Spectrum Asset Management 2023 Q2 filed Aug. 2, 2023
- Spectrum Asset Management 2023 Q1 filed April 17, 2023
- Spectrum Asset Management 2022 Q4 filed Jan. 27, 2023
- Spectrum Asset Management 2022 Q3 filed Oct. 25, 2022
- Spectrum Asset Management 2022 Q2 filed July 14, 2022
- Spectrum Asset Management 2022 Q1 filed April 28, 2022
- Spectrum Asset Management 2021 Q4 filed Feb. 14, 2022
- Spectrum Asset Management 2021 Q3 filed Nov. 12, 2021
- Spectrum Asset Management 2021 Q1 restated filed Sept. 10, 2021
- Spectrum Asset Management 2021 Q2 filed Aug. 11, 2021
- Spectrum Asset Management 2021 Q1 filed May 11, 2021
- Spectrum Asset Management 2020 Q4 filed Jan. 20, 2021
- Spectrum Asset Management 2020 Q3 filed Oct. 19, 2020