United Capital Financial Advisers

Latest statistics and disclosures from UNITED CAPITAL FINANCIAL ADVISERS's latest quarterly 13F-HR filing:

  • As of Dec. 31, 2013, UNITED CAPITAL FINANCIAL ADVISERS has $2.94B in assets under management (AUM). Assets under management grew from a total value of $0 to $2.94B.
  • Independent of market fluctuations, UNITED CAPITAL FINANCIAL ADVISERS was a net seller by $0 worth of stocks in the most recent quarter.

UNITED CAPITAL FINANCIAL ADVISERS portfolio companies for December 2013 quarter

Ticker Name Portfolio Weight Share Count Price Last Trade
AAPL Apple 3.36 175909 561.02 563.10
SCHB Schwab U S Broad Market ETF 3.04 1983538 45.01 45.83
IVV iShares S&P; 500 Index 2.54 401819 185.65 188.66
IYW iShares Dow Jones US Technology 2.19 727428 88.44 90.11
IYJ iShares Dow Jones US Industrial 2.02 586094 101.38 101.23
XLB Materials SPDR 1.98 1256827 46.22 47.58
IYE iShares Dow Jones US Energy Sector 1.95 1132977 50.49 53.48
IYH iShares Dow Jones US Healthcare 1.95 492864 116.49 120.92
EFA iShares MSCI EAFE Index Fund 1.90 830903 67.09 67.51
TIP iShares Barclays TIPS Bond Fund 1.84 491747 109.90 113.35
GOOG Google 1.38 36132 1120.70 525.50
IWM iShares Russell 2000 Index 1.34 340236 115.36 113.42
PG Procter & Gamble Company 1.25 449504 81.41 80.85
PEP Pepsi 1.09 386172 82.94 85.36
MINT PIMCO Enhanced Short Mat Str Fund ETF 0.98 283664 101.32 101.46
CVX Chevron Corporation 0.97 227632 124.91 124.70
IJT iShares S&P; SmallCap 600 Growth 0.97 241245 118.61 116.38
GE General Electric Company 0.92 967117 28.03 26.55
QCOM QUALCOMM 0.91 358986 74.25 77.50
AGG iShares Lehman Aggregate Bond 0.90 247644 106.43 108.28
DHR Danaher Corporation 0.87 330294 77.20 73.57
Jefferies Group Inc New dbcv 3.875%11/0 0.84 235000 105.55 0.00
EFV iShares MSCI EAFE Value Index 0.82 420635 57.20 58.10
JPM JPMorgan Chase & Co. 0.80 403669 58.48 56.00
EFG iShares MSCI EAFE Growth Index 0.74 302658 71.48 70.83
Ishares Inc core msci emkt 0.74 437008 49.81 0.00
SDY SPDR S&P; Dividend 0.69 279542 72.62 74.56
MBB iShares Lehman MBS Bond Fund 0.69 195169 104.57 106.68
SLB Schlumberger 0.66 214616 90.11 102.28
V Visa 0.66 87024 222.69 209.49
MSFT Microsoft Corporation 0.65 511305 37.41 39.36
MET MetLife 0.65 352108 53.92 51.68
VOD Vodafone 0.64 476782 39.31 36.32
SBUX Starbucks Corporation 0.64 238650 78.39 70.78
IBM International Business Machines 0.63 97949 187.57 190.98
Brookfield Infrastructure Part 0.61 453436 39.22 0.00
IJR iShares S&P; SmallCap 600 Index 0.61 163767 109.13 108.45
JNJ Johnson & Johnson 0.59 189141 91.59 99.85
RDS.A Royal Dutch Shell 0.57 236919 71.27 0.00
UPS United Parcel Service 0.56 155415 105.08 99.03
COF Capital One Financial 0.56 215824 76.61 74.76
Vanguard Scottsdale Fds vng rus1000grw 0.56 186481 88.15 0.00
BRK.B Berkshire Hathaway 0.55 135757 118.56 0.00
COP ConocoPhillips 0.54 226505 70.65 74.46
EQT EQT Corporation 0.53 172074 89.78 109.93
Enterprise Products Partners 0.52 229834 66.30 0.00
AIG American International 0.52 301977 51.05 51.64
VWO Vanguard Emerging Markets ETF 0.50 360063 41.14 40.83
Genco Shipping & Trading Ltd note 5.000% 8/1 0.50 290000 50.75 0.00
MMP Magellan Midstream Partners 0.49 225655 63.27 73.97
CSCO Cisco Systems 0.48 624064 22.43 23.40
YUM Yum! Brands 0.48 185268 75.61 76.57
PAA Plains All American Pipeline 0.47 268426 51.77 56.33
IJH iShares S&P; MidCap 400 Index 0.47 102788 133.81 135.84
CFT iShares Barclays Credit Bond Fund 0.46 126491 106.90 110.30
LKQX LKQ Corporation 0.44 390336 32.90 0.00
TMO Thermo Fisher Scientific 0.44 114933 111.35 115.75
CL Colgate-Palmolive Company 0.44 196859 65.21 66.32
EMR Emerson Electric 0.43 179622 70.18 69.88
MRK Merck & Co 0.43 251421 50.05 57.57
STJ St. Jude Medical 0.43 202515 61.95 62.56
MA MasterCard Incorporated 0.42 14925 835.44 74.07
EMC EMC Corporation 0.42 486941 25.15 25.67
CELG Celgene Corporation 0.41 71230 168.97 137.59
XLV Health Care SPDR 0.40 211742 55.44 57.96
COH Coach 0.40 208306 56.13 49.90
LVS Las Vegas Sands 0.40 148333 78.87 78.75
UTX United Technologies Corporation 0.40 102566 113.80 119.34
KMP Kinder Morgan Energy Partners 0.40 146801 80.66 77.09
Mosaic 0.40 248482 47.27 0.00
SPY SPDR S&P; 500 ETF 0.39 61826 184.70 188.28
IWF iShares Russell 1000 Growth Index 0.39 133449 85.95 86.32
LOW Lowe's Companies 0.38 223635 49.55 46.59
SHY iShares Lehman 1-3 Year Treas.Bond 0.38 133239 84.38 84.46
XOM Exxon Mobil Corporation 0.37 106872 101.20 100.26
Jpmorgan Chase & Co. w exp 10/201 0.37 566076 19.39 0.00
GOOD Gladstone Commercial Corporation 0.36 591036 17.97 17.65
ABT Abbott Laboratories 0.35 266178 38.33 38.42
PFE Pfizer 0.35 332337 30.63 30.66
Wts Wells Fargo & Co. 0.35 641345 15.90 0.00
ISHARES TR MSCI Small Cap msci small cap 0.35 201265 50.98 0.00
Weyerhaeuser C conv prf 0.35 183890 56.04 0.00
BMY Bristol Myers Squibb 0.34 190250 53.15 50.70
TGT Target Corporation 0.34 158894 63.27 61.42
BLL Ball Corporation 0.34 192169 51.66 55.59
Mondelez Int 0.34 281787 35.30 0.00
CERN Cerner Corporation 0.33 175930 55.74 53.17
EWJ iShares MSCI Japan Index 0.33 807905 12.14 11.04
GS Goldman Sachs 0.32 52289 177.26 161.66
LMT Lockheed Martin Corporation 0.32 64137 148.67 160.69
DLX Deluxe Corporation 0.32 182872 52.19 53.00
CME CME 0.31 115531 78.46 70.62
BPL Buckeye Partners 0.31 130075 71.01 77.60
MMM 3M Company 0.30 61812 140.25 136.46
Capital One Financial Cor w exp 11/201 0.29 238952 35.44 0.00
Kinder Morgan 0.29 237209 36.00 0.00
CPRT Copart 0.28 220799 36.65 35.66
PM Philip Morris International 0.28 93437 87.13 83.57
QCOR Questcor Pharmaceuticals 0.28 153413 54.45 83.05
Schwab Strategic Tr cmn 0.28 204579 40.73 0.00
INTC Intel Corporation 0.27 311103 25.96 26.86
MYGN Myriad Genetics 0.27 375033 20.98 39.86
DVY iShares Dow Jones Select Dividend 0.27 111033 71.35 74.07
EWC iShares MSCI Canada Index 0.27 276351 29.16 29.99
SCHG Schwab U S Large Cap Growth ETF 0.27 176567 45.24 46.20
SRCL Stericycle 0.26 66562 116.18 113.48
UBSI United Bankshares 0.26 246905 31.45 30.57
BEAV BE Aerospace 0.25 85930 87.02 86.65
ITW Illinois Tool Works 0.25 88667 84.08 85.39
MUB iShares S&P; Natl AMTFr Mncpl Bd Fd 0.25 69636 103.74 107.83
NKE NIKE 0.24 90739 78.64 73.50
OXY Occidental Petroleum Corporation 0.24 73694 95.10 96.68
PH Parker-Hannifin Corporation 0.24 54922 128.64 124.92
Kraft Foods 0.24 130626 53.91 0.00
KO Coca-Cola Company 0.23 160743 41.31 40.80
MON Monsanto Company 0.23 57642 116.55 111.14
HTZ Hertz Global Holdings 0.23 232415 28.62 28.30
PCY PowerShares Emerging Markets Sovere 0.23 252869 27.00 28.17
TLH iShares Barclays 10-20 Yr Tresry Bd 0.23 55549 120.92 126.91
WFC Wells Fargo & Company 0.22 142009 45.40 49.39
HME Home Properties 0.22 118632 53.62 60.41
VNQ Vanguard REIT ETF 0.22 100029 64.56 72.42
LH Laboratory Corp. of America Holdings 0.21 68477 91.37 99.91
URS URS Corporation 0.21 115339 52.99 48.06
CHECK POINT SOFTWARE Technolog Com Stk 0.21 95183 64.50 0.00
Abbvie 0.21 117816 52.81 0.00
MCD McDonald's Corporation 0.20 61007 97.04 99.81
PX Praxair 0.20 45757 130.03 131.19
ORCL Oracle Corporation 0.20 151682 38.26 39.72
ETE Energy Transfer Equity 0.20 70150 81.74 47.78
O Realty Income 0.20 158904 37.33 42.61
RSP Rydex S&P; Equal Weight ETF 0.20 80655 71.25 73.40
Industries N shs - a - 0.20 72970 80.28 0.00
PFF iShares S&P; US Pref Stock Idx Fnd 0.20 162090 36.83 39.12
IDV iShares Dow Jones EPAC Sel Div Ind 0.20 153976 37.94 39.30
Peabody Energy Corp sdcv 4.750%12/1 0.19 70000 79.50 0.00
CAT Caterpillar 0.19 61849 90.82 106.14
VIG Vanguard Dividend Appreciation ETF 0.19 74653 75.24 75.97
Vanguard Russell 1000 Value Et 0.19 66811 82.32 0.00
Expedia 0.19 82222 69.67 0.00
Archer Daniels Midland Co note 0.875% 2/1 0.18 49300 105.80 0.00
BLK BlackRock 0.18 17100 316.49 303.90
NTAP NetApp 0.18 125171 41.14 36.12
Stonecastle Finl 0.18 209500 24.56 0.00
OEF iShares S&P; 100 Index 0.17 59687 82.35 83.33
Sch Us Mid-cap Etf etf 0.17 137120 37.44 0.00
KMR Kinder Morgan Management 0.16 62590 75.67 74.06
HCN Health Care REIT 0.16 87393 53.57 62.37
APC Anadarko Petroleum Corporation 0.16 59031 79.31 99.52
Accenture 0.16 58682 82.22 0.00
TYL Tyler Technologies 0.16 46543 102.12 77.69
VTI Vanguard Total Stock Market ETF 0.16 48176 95.92 97.63
T AT&T; 0.15 126429 35.16 34.69
DD E.I. du Pont de Nemours & Company 0.15 70080 64.97 67.04
BSV Vanguard Short-Term Bond ETF 0.15 53679 79.94 80.13
VO Vanguard Mid-Cap ETF 0.15 40600 110.02 112.91
DES WisdomTree SmallCap Dividend Fund 0.15 63056 67.80 67.79
BX Blackstone 0.14 126075 31.50 32.26
Agilent Technologies Inc C ommon 0.14 74435 57.19 0.00
FFIV F5 Networks 0.14 44160 90.85 108.14
ATI Allegheny Technologies Incorporated 0.14 112767 35.63 40.57
TFI SPDR Nuveen Barclays Capital Municpl Bnd 0.14 182000 22.55 23.52
COG Cabot Oil & Gas Corporation 0.13 100360 38.76 37.85
DIS Walt Disney Company 0.13 51466 76.40 79.35
APA Apache Corporation 0.13 43540 85.94 87.99
EOG EOG Resources 0.13 23086 167.85 105.14
Aes Tr Iii pfd cv 6.75% 0.13 77550 50.17 0.00
TRIB Trinity Biotech 0.13 146700 25.14 22.95
VB Vanguard Small-Cap ETF 0.13 35237 109.94 111.67
SCHA Schwab U S Small Cap ETF 0.13 70711 52.50 52.97
Ralph Lauren 0.13 21247 176.59 0.00
SLM SLM Corporation 0.12 129425 26.28 25.78
HD Home Depot 0.12 44115 82.33 79.10
CTL CenturyLink 0.12 108650 31.85 34.69
WAG Walgreen Company 0.12 61094 57.44 67.63
BWP Boardwalk Pipeline Partners 0.12 136985 25.52 16.09
VBK Vanguard Small-Cap Growth ETF 0.12 28828 122.31 121.61
Schwab Strategic Tr us dividend eq 0.12 95516 36.66 0.00
Whitewave Foods 0.12 148642 22.94 0.00
MDT Medtronic 0.11 53882 57.38 58.54
CVS CVS Caremark Corporation 0.11 44113 71.57 73.39
SKH Skilled Healthcare 0.11 665295 4.81 5.05
IHS IHS 0.11 27685 119.70 120.67
IJK iShares S&P; MidCap 400 Growth 0.11 20926 150.20 149.70
MDY SPDR S&P; MidCap 400 ETF 0.11 13739 244.20 247.17
DEM WisdomTree Emerging Markets Eq 0.11 62387 51.04 49.07
VDE Vanguard Energy ETF 0.11 25540 126.43 135.19
Noble Corp Plc equity 0.11 87622 37.48 0.00
PAYX Paychex 0.10 64009 45.52 40.97
TRMB Trimble Navigation 0.10 85267 34.70 39.23
AFL AFLAC Incorporated 0.10 43809 66.79 62.60
KBR KBR 0.10 91275 31.89 26.35
WFMI Whole Foods Market 0.10 48665 57.82 0.00
FFG FBL Financial 0.10 67014 44.80 43.94
IWC iShares Russell Microcap Index 0.10 37616 75.13 74.28
VOX Vanguard Telecommunication Services ETF 0.10 33972 83.66 83.40
Citi 0.10 56468 52.12 0.00
Xpo Logistics Inc equity 0.10 115628 26.29 0.00
Duke Energy 0.10 41052 69.01 0.00
WU Western Union Company 0.09 145361 17.25 15.66
WMT Wal-Mart Stores 0.09 33492 78.68 78.23
WM Waste Management 0.09 57053 44.87 42.99
VZ Verizon Communications 0.09 55928 49.13 46.20
HPQ Hewlett-Packard Company 0.09 96089 27.98 31.97
ISRG Intuitive Surgical 0.09 6642 384.07 370.79
UNH UnitedHealth 0.09 33238 75.31 76.81
NVO Novo Nordisk A/S 0.09 13635 184.75 44.81
Commonwealth Reit 6.50% Ser D pfd cv 0.09 132750 20.51 0.00
FMO Fiduciary/Claymore MLP Opportunity Fund 0.09 109547 25.46 26.81
EWS iShares MSCI Singapore Index Fund 0.09 192030 13.17 13.47
VAW Vanguard Materials ETF 0.09 25875 103.27 106.56
Jp Morgan Alerian Mlp Index 0.09 58165 46.35 0.00
BIL SPDR Barclays Capital 1-3 Month T- 0.09 56629 45.77 45.77
VCSH Vanguard Short Term Corporate Bond ETF 0.09 32878 79.78 80.09
BAC Bank of America Corporation 0.08 155547 15.57 16.28
NTRS Northern Trust Corporation 0.08 36351 61.90 60.84
BAX Baxter International 0.08 34292 69.55 72.63
KMB Kimberly-Clark Corporation 0.08 22245 104.47 109.13
KSS Kohl's Corporation 0.08 42027 56.75 54.73
BA Boeing Company 0.08 16269 136.52 129.06
NOV National-Oilwell Var 0.08 30056 79.52 82.70
ZMH Zimmer Holdings 0.08 24723 93.19 102.11
Costco Companies Inc note 8/1 0.08 9000 267.00 0.00
AB AllianceBernstein Holding 0.08 107100 21.34 26.46
CBI Chicago Bridge & Iron Company N.V. 0.08 28865 83.15 81.87
UL Unilever 0.08 60560 41.20 43.66
Thomson Reuters 0.08 64538 37.82 0.00
VEU Vanguard FTSE All-World ex-US ETF 0.08 44497 50.72 50.74
IYY iShares Dow Jones U.S. Index Fund 0.08 24341 93.34 94.91
Csx Corp dbcv 10/3 0.08 8000 306.25 0.00
Adt 0.08 58724 40.48 0.00
CB Chubb Corporation 0.07 20350 96.61 91.54
EEM iShares MSCI Emerging Markets Indx 0.07 52409 41.79 41.16
AXP American Express Company 0.07 23052 90.75 87.13
BIIB Biogen Idec 0.07 7180 279.53 292.96
PCAR PACCAR 0.07 35785 59.16 66.60
GME GameStop 0.07 41637 49.26 40.34
HEP Holly Energy Partners 0.07 59900 32.34 31.23
SXL Sunoco Logistics Partners 0.07 25400 75.47 90.30
DOL WisdomTree Intl. LargeCap Div Fd 0.07 38683 51.96 52.59
JFR Nuveen Floating Rate Income Fund 0.07 174628 11.92 11.78
Memorial Prodtn Partners 0.07 98168 21.94 0.00
Carlyle Group L P 0.07 53920 35.63 0.00
GLW Corning Incorporated 0.06 104996 17.82 21.21
AMG Affiliated Managers 0.06 8551 216.93 185.83
ADSK Autodesk 0.06 35137 50.32 48.17
BBBY Bed Bath & Beyond 0.06 23449 80.30 62.79
TRV Travelers Companies 0.06 19774 90.52 88.65
GWW W.W. Grainger 0.06 7408 255.40 252.63
Agrium 0.06 17678 91.47 0.00
NVS Novartis AG 0.06 23280 80.37 84.60
OLN Olin Corporation 0.06 59076 28.84 28.68
BBT BB&T; Corporation 0.06 47800 37.32 37.91
HES Hess 0.06 21631 82.98 88.23
HON Honeywell International 0.06 19446 91.38 93.94
CAG ConAgra Foods 0.06 54769 33.71 31.14
GLAD Gladstone Capital Corporation 0.06 172770 9.57 9.90
WPZ Williams Partners 0.06 32000 50.88 51.72
JAH Jarden Corporation 0.06 27223 61.35 56.02
SI Siemens AG 0.06 13009 138.52 134.73
Suncor Energy 0.06 50882 35.04 0.00
Bank Of America Corporation warrant 0.06 271300 6.47 0.00
XLF Financial Select Sector SPDR 0.06 77790 21.85 22.09
KKR KKR & Co 0.06 66525 24.34 24.08
VUG Vanguard Growth ETF 0.06 18387 93.05 93.81
RFG Rydex S&P; MidCap 400 Pure Growth ETF 0.06 14609 123.07 119.99
DWX SPDR S&P; International Dividend 0.06 38347 47.46 49.93
United Technol conv prf 0.06 28600 65.45 0.00
HBC HSBC Holdings 0.05 27041 55.14 0.00
BK Bank of New York Mellon Corporation 0.05 43170 34.93 33.77
KFN KKR Financial Holdings 0.05 123041 12.19 12.24
KMX CarMax 0.05 30330 47.02 43.35
TROW T. Rowe Price 0.05 19187 83.75 82.85
MO Altria 0.05 39013 38.40 38.47
WMB Williams Companies 0.05 40922 38.56 41.49
SO Southern Company 0.05 37809 41.10 45.51
FITB Fifth Third Ban 0.05 67763 21.03 20.98
DAL Delta Air Lines 0.05 48888 27.47 36.63
EAT Brinker International 0.05 34615 46.34 49.84
CNK Cinemark Holdings 0.05 47816 33.34 29.50
EVEP EV Energy Partners 0.05 43500 33.93 36.62
EGP EastGroup Properties 0.05 26450 57.92 64.68
RYN Rayonier 0.05 38000 42.11 45.43
TW Towers Watson & Co 0.05 11630 127.60 110.41
Westport Innovations 0.05 71030 19.61 0.00
Danaher Corp Del debt 0.05 6000 223.67 0.00
EGBN Eagle Ban 0.05 43917 30.63 36.24
N NetSuite 0.05 13350 103.00 80.76
PVI PowerShares VRDO Tax Free Weekly Por ETF 0.05 54000 24.98 24.97
AAXJ iShares MSCI Cntry Asa Jpn Idx Fnd 0.05 23159 60.32 59.95
IGE iShares S&P; NA Nat. Re. Sc. Idx. Fd 0.05 31512 43.38 46.42
EMB iShares JPMorgan USD Emer Mkt Bnd Fd ETF 0.05 14714 108.13 111.98
ITM Market Vectors-Inter. Muni. Index 0.05 64334 21.99 23.08
Hollyfrontier 0.05 31207 49.70 0.00
Xylem 0.05 45255 34.60 0.00
Ensco Plc Shs Class A 0.05 25272 57.18 0.00
Vanguard S&p 500 Etf idx fd 0.05 8915 169.15 0.00
BP BP 0.04 26204 48.62 49.05
MAT Mattel 0.04 26901 47.58 38.02
SWK Stanley Black & Decker 0.04 14465 80.68 85.09
UNP Union Pacific Corporation 0.04 6859 167.95 191.60
GIS General Mills 0.04 20705 49.89 52.50
SNY Sanofi-Aventis SA 0.04 21259 53.62 53.00
F Ford Motor Company 0.04 84038 15.43 16.27
FCX Freeport-McMoRan Copper & Gold 0.04 33954 37.73 34.22
FISV Fiserv 0.04 19036 59.05 56.74
Solar Cap 0.04 50068 22.55 0.00
KEY Key 0.04 87308 13.42 13.69
Rogers Communications -cl B 0.04 23015 45.23 0.00
IWB iShares Russell 1000 Index 0.04 12119 103.14 104.92
FLS Flowserve Corporation 0.04 16376 78.83 74.90
PNRA Panera Bread Company 0.04 6905 176.68 170.48
SBR Sabine Royalty Trust 0.04 21219 50.57 51.46
AIT Applied Industrial Technologies 0.04 26522 49.09 48.48
NICE Nice Systems 0.04 25898 40.97 44.12
KRE SPDR KBW Regional Banking 0.04 26300 40.61 39.57
ACM AECOM Technology Corporation 0.04 43450 29.44 33.16
CHI Calamos Conv. Opptys. & Income Fund 0.04 99099 13.26 13.79
CSJ iShares Barclays 1-3 Year Cred Bd Fd ETF 0.04 11685 105.43 105.44
RWX SPDR DJ International Real Estate ETF 0.04 24982 41.19 42.43
TYG Tortoise Energy Infrastructure 0.04 22249 47.69 47.07
JXI iShares S&P; Global Utilities Sector 0.04 27756 44.17 48.41
Covidien 0.04 16558 68.12 0.00
Express Scripts Holding 0.04 16349 70.22 0.00
Healthcare Tr Amer Inc cl a 0.04 120374 9.84 0.00
Intercontinental Htls Spons 0.04 37950 33.44 0.00
MPEL Melco Crown Entertainment 0.03 22250 39.24 36.58
TWX Time Warner 0.03 13048 69.74 65.99
CEO CNOOC 0.03 3918 187.60 162.01
Wts/the Pnc Financial Services Grp wts 0.03 44550 17.76 0.00
USB U.S. Ban 0.03 18472 40.39 40.76
Wells Fargo & Company Non-cum Perpet cnv 0.03 750 1110.67 0.00
Ubs Ag Cmn 0.03 38250 19.24 0.00
COST Costco Wholesale Corporation 0.03 7612 119.02 114.82
FDX FedEx Corporation 0.03 5300 143.77 135.90
LLY Eli Lilly & Co. 0.03 14686 51.00 58.21
RPM RPM International 0.03 22950 41.53 43.14
ADBE Adobe Systems Incorporated 0.03 13346 59.87 63.93
ADP Automatic Data Processing 0.03 12480 80.77 76.84
HBI Hanesbrands 0.03 11515 70.26 75.24
ADI Analog Devices 0.03 19840 50.91 53.97
AET Aetna 0.03 14681 68.59 72.66
ALL Allstate Corporation 0.03 13600 54.56 56.11
BHI Baker Hughes Incorporated 0.03 17270 55.24 70.29
DE Deere & Company 0.03 10213 91.35 93.60
WY Weyerhaeuser Company 0.03 23290 31.56 28.79
MAR Marriott International 0.03 20380 49.36 57.32
MSCI MSCI 0.03 20830 43.73 42.54
IRM Iron Mountain Incorporated 0.03 32268 30.34 28.02
Platinum Underwriter/ptp 0.03 12566 61.28 0.00
Alza Corp sdcv 7/2 0.03 8000 126.75 0.00
BIDU Baidu 0.03 5147 177.97 155.64
Assured Guaranty 0.03 38586 23.58 0.00
CSIQ Canadian Solar 0.03 25824 29.82 29.25
EJ E-House 0.03 54770 15.08 10.15
SAM Boston Beer Company 0.03 3840 241.67 239.82
NTCT NetScout Systems 0.03 30266 29.60 38.32
NBTB NBT Ban 0.03 32422 25.91 23.44
XLK Technology SPDR 0.03 25253 35.76 36.28
QQQQ PowerShares QQQ Trust, Series 1 0.03 9404 87.94 0.00
IWS iShares Russell Midcap Value Index 0.03 12944 65.74 69.06
IWR iShares Russell Midcap Index Fund 0.03 6332 150.03 154.18
IWV iShares Russell 3000 Index 0.03 7314 110.61 112.33
IWP iShares Russell Midcap Growth Idx. 0.03 9620 84.41 84.75
BND Vanguard Total Bond Market ETF 0.03 12694 80.04 81.45
CPIX Cumberland Pharmaceuticals 0.03 197646 5.11 4.47
GOV Government Properties Income Trust 0.03 34275 24.86 25.40
SMFG Sumitomo Mitsui Financial Grp 0.03 79336 10.49 7.91
JNK SPDR Barclays Capital High Yield B 0.03 23450 40.55 41.24
IJJ iShares S&P; MidCap 400 Value Index 0.03 8021 116.19 120.24
IEO iShares Dow Jones US Oil & Gas Exp. 0.03 11569 82.29 91.54
FBT First Trust Amex Biotech Index Fnd 0.03 10800 69.17 73.63
Nuveen Ga Div Adv Mun Fd 2 0.03 63925 11.73 0.00
Powershares Senior Loan Portfo mf 0.03 32994 24.88 0.00
Sunpower Corp conv 0.03 6000 140.33 0.00
Flexshares Tr mornstar upstr 0.03 28554 34.32 0.00
Retail Properties Of America 0.03 61519 12.73 0.00
Columbia Ppty Tr 0.03 33048 24.99 0.00
SKM SK Tele 0.02 20866 24.63 21.92
BBL BHP Billiton 0.02 9502 62.09 64.65
PNC PNC Financial Services 0.02 7884 77.63 84.75
DVN Devon Energy Corporation 0.02 8500 61.88 72.00
BAM.A Brookfield Asset Management 0.02 11790 38.85 0.00
DLR Digital Realty Trust 0.02 11470 49.08 52.79
SON Sonoco Products Company 0.02 17553 41.70 42.34
BF.B Brown-Forman Corporation 0.02 9298 75.61 0.00
DOW Dow Chemical Company 0.02 12565 44.41 49.01
VMC Vulcan Materials Company 0.02 8766 59.43 64.37
IP International Paper Company 0.02 14609 49.01 45.76
SWY Safeway 0.02 20013 32.58 34.03
RTN Raytheon Company 0.02 7937 90.71 95.51
ENR Energizer Holdings 0.02 4257 108.29 98.67
AGCO AGCO Corporation 0.02 8569 59.17 56.43
BID Sotheby's 0.02 10350 53.24 41.70
AMGN Amgen 0.02 5254 114.01 112.52
BRK.A Berkshire Hathaway 0.02 3 178000.00 0.00
CS Credit Suisse Group AG 0.02 21418 31.05 31.21
HAL Halliburton Company 0.02 9614 50.76 64.39
SYK Stryker Corporation 0.02 6912 75.09 77.81
K Kellogg Company 0.02 10973 61.06 66.48
WCC WESCO International 0.02 5351 91.01 88.44
Intel Corp sdcv 0.02 5000 112.00 0.00
PXD Pioneer Natural Resources 0.02 3301 184.19 198.22
GLD SPDR Gold Trust 0.02 5348 116.12 124.08
CTRP Ctrip.com International 0.02 13239 49.63 46.96
XLE Energy Select Sector SPDR 0.02 7881 88.57 94.16
DAR Darling International 0.02 27464 20.86 20.48
ACAS American Capital 0.02 42827 15.64 14.79
AVD American Vanguard 0.02 20210 24.29 19.68
KND Kindred Healthcare 0.02 34879 19.75 25.95
ACC American Campus Communities 0.02 21147 32.20 38.06
SPH Suburban Propane Partners 0.02 10232 46.91 43.60
STD Banco Santander, S.A. 0.02 70466 9.07 0.00
TEX Terex Corporation 0.02 15880 42.00 43.44
TRN Trinity Industries 0.02 10259 54.49 74.18
ABB ABB 0.02 25404 26.57 25.94
BPT BP Prudhoe Bay Royalty Trust 0.02 6040 79.64 86.50
CNC Centene Corporation 0.02 8517 58.94 66.34
NTT Nippon Telegraph & Telephone 0.02 25633 27.04 26.21
TGI Triumph 0.02 6279 76.13 65.53
PCH Potlatch Corporation 0.02 15553 41.73 38.49
FRT Federal Realty Inv. Trust 0.02 5742 101.36 115.99
SPG Simon Property 0.02 3678 152.26 171.40
DIA SPDR Dow Jones Industrial Average ETF 0.02 4321 165.47 164.58
DGI DigitalGlobe 0.02 11370 41.16 29.37
BRFS BRF Brasil Foods SA 0.02 33766 20.88 21.60
MHR Magnum Hunter Resources Corporation 0.02 78785 7.31 8.40
Xl Group Plc shs 0.02 20236 31.82 0.00
Cobalt Intl Energy 0.02 43000 16.44 0.00
SURG Synergetics USA 0.02 138460 3.62 3.40
GVI iShares Brclys Intrdte Gov/Crt Bd Fd 0.02 6380 109.40 110.27
VPL Vanguard Pacific ETF 0.02 8052 61.35 59.13
GWX SPDR S&P; International Small Cap 0.02 17017 33.55 33.81
VHT Vanguard Health Care ETF 0.02 6033 101.11 105.23
FRN Claymore/BNY Mellon Frontier Markets ETF 0.02 33664 16.22 16.58
DHS WisdomTree Equity Income Fund 0.02 9751 55.07 56.97
HPF John Hancock Pref. Income Fund II 0.02 28350 17.88 20.17
EPS WisdomTree Earnings 500 Fund 0.02 7776 64.43 65.56
IXG iShares S&P; Global Financials Sect. 0.02 8417 56.20 56.38
NPP Nuveen Performance Plus Municipal Fund 0.02 42500 13.53 14.53
Nuveen Enhanced Mun Value Fd 0.02 36000 12.97 0.00
VCIT Vanguard Intermediate Tm Cpte Bd ETF 0.02 6290 82.67 85.32
Schwab Strategic Tr intrm trm 0.02 10097 52.09 0.00
SCHE Schwab Emerging Markets Equity ETF 0.02 18698 24.60 24.52
SCHF Schwab International Equity ETF 0.02 15065 31.53 31.77
Schwab Strategic Tr us lrg cap etf 0.02 11717 44.04 0.00
Vanguard Admiral Fds Inc cmn 0.02 6498 98.34 0.00
Kosmos Energy 0.02 62724 11.18 0.00
Chart Industries 2% conv 0.02 4000 154.00 0.00
Barclays Bk Plc ipath dynm vix 0.02 13200 33.71 0.00
American Realty Capital Prop 0.02 38540 12.84 0.00
Ishares Inc em mkt min vol 0.02 9038 58.31 0.00
Wp Carey 0.02 7200 61.39 0.00
Jth Holding-cl A 0.02 21000 24.29 0.00
* America Movil Sab De Cv spon adr l shs 0.01 16280 23.34 0.00
* Barrick Gold 0.01 14551 17.66 0.00
Continental Airls Inc note 4.500% 1/1 0.01 1000 201.00 0.00
Ford Mtr Co Del note 4.250%11/1 0.01 2000 183.00 0.00
L-3 Communications Corp debt 3.000% 8/0 0.01 2000 120.50 0.00
TV Grupo Televisa, S.A. 0.01 12898 30.24 32.62
Liberty Media Corp deb 3.500% 1/1 0.01 4000 52.75 0.00
Allegheny Technologies Inc note 4.250% 6/0 0.01 2000 103.00 0.00
CMS CMS Energy Corporation 0.01 8407 26.76 29.70
FXI iShares FTSE/Xinhua China 25 Index 0.01 6272 38.42 34.92
SFI iStar Financial 0.01 14600 14.25 0.00
LNC Lincoln National Corporation 0.01 6726 51.59 48.33
MCO Moody's Corporation 0.01 2600 78.46 79.64
EXPD Expeditors International of Washington 0.01 9477 44.21 40.47
VIA.B Via 0.01 4214 87.33 0.00
SGEN Seattle Genetics 0.01 8265 39.93 39.62
TEVA Teva Pharmaceutical Industries 0.01 6788 40.07 50.41
ADM Archer Daniels Midland Company 0.01 4820 43.36 44.56
NSC Norfolk Southern 0.01 3418 92.74 94.87
CLH Clean Harbors 0.01 7099 60.01 57.90
AES AES Corporation 0.01 12267 14.51 14.38
D Dominion Resources 0.01 3174 64.59 71.28
CLB Core Laboratories N.V. 0.01 1330 190.98 195.00
XRAY DENTSPLY International 0.01 4295 48.43 45.03
MWV MeadWestva 0.01 10396 36.94 38.26
NUE Nucor Corporation 0.01 5286 53.35 51.39
PII Polaris Industries 0.01 1526 145.48 139.09
SHW Sherwin-Williams Company 0.01 1429 183.34 201.94
Transocean 0.01 4997 49.43 0.00
ROST Ross Stores 0.01 3107 74.99 68.80
TKR Timken Company 0.01 6758 55.05 63.69
DRI Darden Restaurants 0.01 4372 54.44 50.38
WHR Whirlpool Corporation 0.01 2141 156.94 154.22
TDW Tidewater 0.01 6222 59.31 50.79
OCR Omnicare 0.01 6119 60.30 59.51
COL Rockwell Collins 0.01 4496 73.84 77.04
KR Kroger 0.01 7854 39.47 45.09
MYL Mylan 0.01 8306 43.34 50.88
NFX Newfield Exploration 0.01 17093 24.63 33.20
HP Helmerich & Payne 0.01 3317 84.11 109.46
SONC Sonic Corporation 0.01 10000 20.20 20.38
AVT Avnet 0.01 5990 44.07 42.41
GSK GlaxoSmithKline 0.01 4325 53.41 55.31
Tyco International Ltd S hs 0.01 6541 40.97 0.00
UN Unilever N.V. 0.01 7802 40.25 41.80
WLP WellPoint 0.01 4280 92.29 96.97
XRX Xerox Corporation 0.01 34209 12.16 11.97
CA CA 0.01 9066 33.64 30.54
IWD iShares Russell 1000 Value Index 0.01 4064 94.24 96.95
PCG PG&E; Corporation 0.01 5141 40.26 44.95
BCS Barclays 0.01 19512 18.14 16.85
MWE MarkWest Energy Partners 0.01 4960 66.13 64.95
OMC Omni 0.01 3482 74.38 69.21
DOV Dover Corporation 0.01 3700 96.49 85.97
ADS Alliance Data Systems Corporation 0.01 1333 262.57 240.18
IEX IDEX Corporation 0.01 5515 73.80 73.86
PCP Precision Castparts 0.01 1100 269.09 258.12
THO Thor Industries 0.01 7027 55.22 60.76
WYNN Wynn Resorts 0.01 1372 193.88 209.86
YHOO Yahoo! 0.01 10510 40.44 35.27
DBC PowerShares DB Com Indx Trckng Fund 0.01 14798 25.68 26.65
IBB iShares NASDAQ Biotechnology Index 0.01 1055 227.49 227.73
MJN Mead Johnson Nutrition 0.01 4462 83.82 87.81
WYN Wyndham Worldwide Corporation 0.01 2721 73.87 74.34
BHP BHP Billiton 0.01 4720 68.22 70.98
CBD Companhia Brasileira de Distrib. 0.01 6737 44.68 47.25
CMG Chipotle Mexican Grill 0.01 606 533.00 505.69
EDR Education Realty Trust 0.01 21568 8.81 10.24
GPOR Gulfport Energy Corporation 0.01 3221 63.02 73.57
GRC Gorman-Rupp Company 0.01 9375 33.39 31.07
SGMO Sangamo Biosciences 0.01 19944 13.89 14.17
ATK Alliant Techsystems 0.01 2970 121.55 138.62
CVGW Calavo Growers 0.01 10000 30.30 32.17
ETP Energy Transfer Partners 0.01 5447 57.28 56.05
KLAC KLA-Tencor Corporation 0.01 5873 64.53 67.07
VMI Valmont Industries 0.01 1741 149.34 146.77
CLC CLARCOR 0.01 3334 64.49 55.84
DRE Duke Realty Corporation 0.01 10172 15.04 17.36
MDR McDermott International 0.01 44800 9.15 7.01
AXE Anixter International 0.01 2483 89.81 95.92
HALO Halozyme Therapeutics 0.01 14002 15.00 7.41
NRF Northstar Realty Finance 0.01 21820 13.43 15.50
SJT San Juan Basin Royalty Trust 0.01 23400 16.75 18.09
TCO Taubman Centers 0.01 3578 64.00 72.41
ALNY Alnylam Pharmaceuticals 0.01 3500 64.29 51.36
AINV Apollo Investment 0.01 25885 8.46 8.10
FBSS Fauquier Bankshares 0.01 13912 13.73 15.42
REFR Research Frontiers 0.01 33088 5.77 4.64
Manulife Finl 0.01 18520 19.71 0.00
LQD iShares IBoxx $ Invest Grade Corp Bd Fd 0.01 2707 114.15 117.89
IVW iShares S&P; 500 Growth Index 0.01 2808 98.65 99.71
IWO iShares Russell 2000 Growth Index 0.01 1750 135.43 131.01
Seadrill 0.01 9595 41.06 0.00
VBR Vanguard Small-Cap Value ETF 0.01 2765 97.29 100.42
VEA Vanguard Europe Pacific ETF 0.01 5920 41.72 41.61
WRI Weingarten Realty Investors 0.01 15089 27.44 31.02
Bank Of America Corp w exp 10/201 0.01 471980 0.77 0.00
XHB SPDR S&P; Homebuilders 0.01 7900 33.29 31.65
IEF iShares Lehman 7-10 Yr Treas. Bond 0.01 2635 99.05 101.93
IDU iShares Dow Jones US Utilities 0.01 2661 95.83 106.74
IHF iShares Dow Jones US Health Care 0.01 3585 93.17 95.47
DGS WisdomTree Emerging Mkts Small Cp Div Fd 0.01 5775 46.06 47.11
GAME Technolog debt 0.01 3000 106.00 0.00
AVK Advent Claymore Convertible Sec & Inc Fd 0.01 11018 18.52 18.48
Alerian Mlp Etf 0.01 11120 17.81 0.00
MUE Blackrock Muniholdings Insured Fund II 0.01 22000 12.09 13.08
CIU iShares Barclays Inter Crd Bd Fund ETF) 0.01 3325 107.97 109.36
IJS iShares S&P; SmallCap 600 Value Idx 0.01 2376 111.11 112.13
SHM SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.01 14237 24.30 24.32
AROW Arrow Financial Corporation 0.01 12170 26.54 26.05
PDM Piedmont Office Realty Trust 0.01 15327 16.51 17.50
Newmont Mining Corp Cvt cv bnd 0.01 3000 102.33 0.00
Teva Pharm Finance Llc Cvt cv bnd 0.01 3000 105.00 0.00
VGT Vanguard Information Technology ETF 0.01 4000 89.50 90.75
IFGL iShares FTSE EPRA/NAREIT Dev Gl Real ETF 0.01 11293 30.82 30.68
Terex Corp New note 4.000% 6/0 0.01 1000 257.00 0.00
Hartford Finl Svcs Wt Exp 0626 wt 0.01 14000 27.50 0.00
IEI iShares Lehman 3-7 Yr Treasury Bond 0.01 3063 120.14 120.81
IHE iShares Dow Jones US Pharm Indx 0.01 3000 118.00 127.19
FEZ SPDR EURO STOXX 50 ETF 0.01 7600 42.24 43.02
FCT First Trust/Four Corners SFRI Fund II 0.01 13140 14.54 13.94
IOO iShares S&P; Global 100 Index 0.01 3500 77.14 78.55
NPM Nuveen Premium Income Muni Fund 2 0.01 26315 12.54 13.60
NPT Nuveen Premium Income Muni Fd 4 0.01 14087 12.14 12.68
TSI TCW Strategic Income Fund 0.01 35858 5.33 5.46
Nuveen Insd Dividend Advantage 0.01 14500 12.55 0.00
NXP Nuveen Select Tax-Free Income Portfolio 0.01 14102 12.91 13.50
NXQ Nuveen Select Tax Free Incom Portfolio 2 0.01 24700 12.35 13.19
NAD Nuveen Div. Advantage Muni. Fund 0.01 30993 12.58 13.65
PHK PIMCO High Income Fund 0.01 19036 11.66 12.65
EES WisdomTree SmallCap Earnings Fund 0.01 4427 81.55 80.45
VT Vanguard Total World Stock Idx Fd 0.01 6688 59.36 59.92
PRB Market Vectors Pre-Refunded Mun. In 0.01 14841 24.46 24.67
IIM Invesco Insured Municipal Income Trust 0.01 23095 13.51 15.00
MIY BlackRock MuniYield Michigan Insured Fnd 0.01 28999 12.45 13.55
shares First Bancorp P R 0.01 49319 6.18 0.00
RYJ Claymore/Raymond James SB-1 Equity Fund 0.01 7750 33.55 33.83
Te Connectivity Ltd for 0.01 6250 55.04 0.00
Rait Financial Trust 0.01 18638 8.96 0.00
Tesoro Logistics Lp us equity 0.01 5000 52.40 0.00
Nuvasive Inc. conv 0.01 2000 109.00 0.00
Gigoptix 0.01 137152 1.53 0.00
Phoenix New Media Ltd sponsored ads 0.01 38876 9.62 0.00
Xilinx Inc Cvt 2.625 6-15-17 convert 0.01 2000 161.50 0.00
Radiant Logistics 0.01 114000 2.68 0.00
Gilead Sciences conv 0.01 1000 331.00 0.00
Babson Cap Corporate Invs 0.01 11000 14.91 0.00
2060000 Power Solutions International 0.01 2850 75.09 0.00
Aon 0.01 4337 83.93 0.00
Hologic Inc cnv 0.01 2000 103.00 0.00
Phillips 66 0.01 3375 77.04 0.00
Rowan Companies 0.01 11670 35.39 0.00
Kinder Morgan Inc/delaware Wts 0.01 54850 4.07 0.00
Facebook Inc cl a 0.01 7200 54.58 0.00
Directv 0.01 5300 69.06 0.00
Cell Therapeutics 0.01 132236 1.91 0.00
Ishares Core Msci Eafe Etf core msci eafe 0.01 5500 60.73 0.00
Cyrusone 0.01 10951 22.37 0.00
Cvr Refng 0.01 12375 22.63 0.00
New Residential Invt 0.01 36092 6.68 0.00
Tristate Capital Hldgs 0.01 27375 11.87 0.00
Barracuda Networks 0.01 11000 39.64 0.00
TWO Two Harbors Investment 0.00 14957 9.29 10.19
RF Regions Financial Corporation 0.00 11832 9.89 10.33
AMKR Amkor Technology 0.00 20000 6.15 7.43
FHN First Horizon National Corporation 0.00 10947 11.69 11.58
PTNR Partner Communications Company 0.00 13044 9.35 9.23
AKS AK Steel Holding Corporation 0.00 16900 8.22 7.06
CBZ CBIZ 0.00 10690 9.07 8.76
ATEC Alphatec Holdings 0.00 49949 2.00 1.45
LLNW Limelight Networks 0.00 27993 1.96 2.14
New Gold Inc Cda 0.00 11377 5.27 0.00
PCC PMC Commercial Trust 0.00 13900 8.63 0.00
FAX Aberdeen Asia-Pacific Income Fund 0.00 12054 5.72 6.23
ACG AllianceBernstein Income Fund 0.00 20162 7.14 7.41
COBZ CoBiz Financial 0.00 10705 11.96 10.33
GAB Gabelli Equity Trust 0.00 17040 7.75 7.36
CDZI Cadiz 0.00 14250 6.95 6.33
PML Pimco Municipal Income Fund II 0.00 11008 10.63 11.77
Halcon Resources 0.00 13437 3.87 0.00
Pacific Ethanol 0.00 27500 5.09 0.00
Chyronhego 0.00 14613 2.12 0.00