Annex Advisory Services, LLC, d/b/a Annex Wealth Management

Annex Advisory Services as of Sept. 30, 2021

Portfolio Holdings for Annex Advisory Services

Annex Advisory Services holds 213 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Index Fds Total Stk Mkt (VTI) 10.1 $123M 553k 222.07
Ishares Tr U.s. Fin Svc Etf (IYG) 9.4 $115M 610k 188.19
Spdr Ser Tr Portfoli S&p1500 (SPTM) 9.0 $110M 2.1M 52.99
Vanguard World Fds Inf Tech Etf (VGT) 8.7 $106M 264k 401.22
Vanguard Index Fds Small Cp Etf (VB) 6.0 $74M 338k 218.61
Spdr Ser Tr Portfolio S&p600 (SPSM) 5.1 $63M 1.5M 42.60
Vanguard Specialized Funds Div App Etf (VIG) 4.2 $51M 334k 153.60
Vaneck Etf Trust Gold Miners Etf (GDX) 3.6 $44M 1.5M 29.47
Apple (AAPL) 2.3 $28M 198k 141.52
Ishares Tr Core S&p Scp Etf (IJR) 2.2 $27M 249k 109.18
Wec Energy Group (WEC) 1.4 $18M 199k 88.19
Abbvie (ABBV) 1.3 $16M 151k 107.84
Ishares Tr Core S&p500 Etf (IVV) 1.3 $16M 38k 430.58
Microsoft Corporation (MSFT) 1.2 $15M 53k 281.88
Select Sector Spdr Tr Sbi Healthcare (XLV) 1.1 $13M 103k 127.30
Spdr Ser Tr Portfolio S&p500 (SPLG) 1.1 $13M 255k 50.47
Amazon (AMZN) 0.9 $10M 3.2k 3285.22
Visa Com Cl A (V) 0.9 $10M 47k 222.70
Ishares Tr Pfd And Incm Sec (PFF) 0.7 $8.6M 222k 38.81
Kimberly-Clark Corporation (KMB) 0.7 $8.4M 64k 132.43
Thermo Fisher Scientific (TMO) 0.6 $7.9M 14k 571.33
Union Pacific Corporation (UNP) 0.6 $7.6M 39k 196.08
D.R. Horton (DHI) 0.6 $7.2M 86k 83.99
Southwest Airlines (LUV) 0.6 $7.1M 139k 51.47
JPMorgan Chase & Co. (JPM) 0.6 $7.1M 44k 163.64
Walt Disney Company (DIS) 0.5 $6.3M 37k 169.28
salesforce (CRM) 0.5 $6.3M 23k 271.25
Home Depot (HD) 0.5 $6.2M 19k 328.35
Allstate Corporation (ALL) 0.5 $6.1M 48k 127.29
Valero Energy Corporation (VLO) 0.5 $5.9M 84k 70.60
Chevron Corporation (CVX) 0.5 $5.9M 58k 101.50
Boeing Company (BA) 0.5 $5.8M 26k 219.90
Charles Schwab Corporation (SCHW) 0.5 $5.7M 79k 72.80
Adobe Systems Incorporated (ADBE) 0.5 $5.7M 9.8k 575.69
Spdr Gold Tr Gold Shs (GLD) 0.5 $5.6M 34k 164.21
NVIDIA Corporation (NVDA) 0.5 $5.6M 27k 207.13
Qualcomm (QCOM) 0.5 $5.6M 43k 129.00
Goldman Sachs (GS) 0.4 $5.5M 15k 377.97
Applied Materials (AMAT) 0.4 $5.3M 41k 128.66
Target Corporation (TGT) 0.4 $5.2M 23k 228.80
Freeport-mcmoran CL B (FCX) 0.4 $5.0M 154k 32.54
Linde SHS 0.4 $4.9M 17k 293.45
Merck & Co (MRK) 0.4 $4.8M 64k 75.05
Johnson & Johnson (JNJ) 0.4 $4.7M 29k 161.44
UnitedHealth (UNH) 0.4 $4.7M 12k 391.02
Honeywell International (HON) 0.4 $4.7M 22k 212.28
Eaton Corp SHS (ETN) 0.4 $4.7M 31k 149.28
Comcast Corp Cl A (CMCSA) 0.4 $4.6M 82k 55.93
Bank of America Corporation (BAC) 0.4 $4.5M 106k 42.44
Starbucks Corporation (SBUX) 0.4 $4.4M 40k 110.29
Lennar Corp Cl A (LEN) 0.3 $4.3M 46k 93.69
Bristol Myers Squibb (BMY) 0.3 $4.0M 68k 59.15
Wal-Mart Stores (WMT) 0.3 $4.0M 29k 139.42
Crown Holdings (CCK) 0.3 $3.8M 38k 100.77
Zoom Video Communications In Cl A (ZM) 0.3 $3.7M 14k 261.48
Illumina (ILMN) 0.3 $3.7M 9.2k 405.56
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 0.3 $3.7M 36k 103.86
Cintas Corporation (CTAS) 0.3 $3.6M 9.6k 380.67
Vanguard Intl Equity Index F Allwrld Ex Us (VEU) 0.3 $3.6M 59k 60.73
International Business Machines (IBM) 0.3 $3.5M 25k 138.96
Dover Corporation (DOV) 0.3 $3.5M 23k 155.64
Inphi Corp Note 0.750% 4/1 (Principal) 0.3 $3.4M 57k 60.30
Nextera Energy (NEE) 0.3 $3.4M 44k 78.51
O'reilly Automotive (ORLY) 0.3 $3.4M 5.6k 610.95
Abbott Laboratories (ABT) 0.3 $3.4M 29k 118.15
Altria (MO) 0.3 $3.4M 74k 45.57
Invesco Exch Traded Fd Tr Ii Emrng Mkt Svrg (PCY) 0.3 $3.3M 124k 26.67
Costco Wholesale Corporation (COST) 0.3 $3.3M 7.3k 449.28
Barrick Gold Corp (GOLD) 0.3 $3.1M 173k 18.07
Cisco Systems (CSCO) 0.3 $3.1M 57k 54.43
Spdr S&p 500 Etf Tr Tr Unit (SPY) 0.2 $2.9M 6.8k 429.10
Nio Spon Ads (NIO) 0.2 $2.9M 81k 35.63
Verizon Communications (VZ) 0.2 $2.8M 53k 54.04
Walgreen Boots Alliance (WBA) 0.2 $2.7M 57k 47.05
Key (KEY) 0.2 $2.6M 118k 21.60
Viacomcbs CL B (PARA) 0.2 $2.5M 63k 39.53
Ishares Tr Aggres Alloc Etf (AOA) 0.2 $2.4M 35k 69.78
Ishares Tr Rus 1000 Grw Etf (IWF) 0.2 $2.3M 8.5k 274.08
Ishares Tr Grwt Allocat Etf (AOR) 0.2 $2.3M 42k 55.48
Fiserv (FI) 0.2 $2.1M 19k 108.52
Ishares Tr Modert Alloc Etf (AOM) 0.2 $1.9M 43k 44.73
Hannon Armstrong (HASI) 0.2 $1.9M 36k 53.49
Spdr Index Shs Fds Portfolio Devlpd (SPDW) 0.2 $1.9M 52k 36.22
Ishares Tr Intl Sel Div Etf (IDV) 0.2 $1.9M 61k 30.40
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.1 $1.8M 36k 50.02
A. O. Smith Corporation (AOS) 0.1 $1.7M 28k 61.07
Assurant (AIZ) 0.1 $1.7M 11k 157.78
Phillips 66 (PSX) 0.1 $1.6M 24k 70.00
Procter & Gamble Company (PG) 0.1 $1.6M 11k 139.67
Fidelity National Information Services (FIS) 0.1 $1.6M 13k 121.74
Vanguard World Fds Utilities Etf (VPU) 0.1 $1.6M 11k 139.10
Us Bancorp Del Com New (USB) 0.1 $1.5M 25k 59.46
Micron Technology (MU) 0.1 $1.5M 21k 70.97
4068594 Enphase Energy (ENPH) 0.1 $1.4M 9.6k 150.00
AmerisourceBergen (COR) 0.1 $1.4M 12k 119.48
Novartis Sponsored Adr (NVS) 0.1 $1.4M 17k 81.78
Texas Instruments Incorporated (TXN) 0.1 $1.4M 7.0k 192.29
Ishares Tr Conser Alloc Etf (AOK) 0.1 $1.3M 34k 39.49
Alphabet Cap Stk Cl A (GOOGL) 0.1 $1.3M 474.00 2675.11
John B. Sanfilippo & Son (JBSS) 0.1 $1.2M 15k 81.70
Vanguard Index Fds Real Estate Etf (VNQ) 0.1 $1.2M 12k 101.73
Philip Morris International (PM) 0.1 $1.2M 13k 94.84
Vanguard Bd Index Fds Short Trm Bond (BSV) 0.1 $1.1M 14k 81.95
Marsh & McLennan Companies (MMC) 0.1 $1.1M 7.5k 151.40
Pimco Etf Tr Enhan Shrt Ma Ac (MINT) 0.1 $1.1M 11k 101.91
Vanguard Intl Equity Index F Glb Ex Us Etf (VNQI) 0.1 $1.1M 20k 56.31
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.1 $1.1M 4.0k 272.80
Schwab Strategic Tr Intl Eqty Etf (SCHF) 0.1 $1.0M 27k 38.70
Pepsi (PEP) 0.1 $1.0M 6.8k 150.46
Spdr Ser Tr Ftse Int Gvt Etf (WIP) 0.1 $1.0M 19k 54.39
Docusign (DOCU) 0.1 $982k 3.8k 257.20
Sprouts Fmrs Mkt (SFM) 0.1 $972k 42k 23.14
Facebook Cl A (META) 0.1 $949k 2.8k 339.17
MercadoLibre (MELI) 0.1 $929k 553.00 1679.93
Bank First National Corporation (BFC) 0.1 $914k 13k 70.90
Northrop Grumman Corporation (NOC) 0.1 $905k 2.5k 360.27
Ishares Tr Rus 1000 Val Etf (IWD) 0.1 $892k 5.7k 156.46
Spdr Index Shs Fds Portfolio Emg Mk (SPEM) 0.1 $890k 21k 42.56
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.1 $889k 2.5k 357.89
Algonquin Power & Utilities equs (AQN) 0.1 $886k 60k 14.66
Artisan Partners Asset Mgmt Cl A (APAM) 0.1 $873k 18k 48.92
United Parcel Service CL B (UPS) 0.1 $869k 4.8k 182.10
Tesla Motors (TSLA) 0.1 $852k 1.1k 775.25
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.1 $847k 28k 30.47
J P Morgan Exchange-traded F Ultra Sht Muncpl (JMST) 0.1 $847k 17k 51.11
Balchem Corporation (BCPC) 0.1 $841k 5.8k 145.05
Taiwan Semiconductor Mfg Sponsored Ads (TSM) 0.1 $784k 7.0k 111.76
Alphabet Cap Stk Cl C (GOOG) 0.1 $741k 278.00 2665.47
Kohl's Corporation (KSS) 0.1 $719k 15k 47.07
Mondelez Intl Cl A (MDLZ) 0.1 $700k 12k 58.13
Simpson Manufacturing (SSD) 0.1 $657k 6.1k 106.99
At&t (T) 0.1 $655k 24k 27.01
Vanguard Whitehall Fds High Div Yld (VYM) 0.1 $642k 6.2k 103.32
Johnson Ctls Intl SHS (JCI) 0.1 $632k 9.3k 68.06
Ishares Tr Core Msci Eafe (IEFA) 0.0 $604k 8.1k 74.28
Vanguard Index Fds Growth Etf (VUG) 0.0 $601k 2.1k 290.06
Alliant Energy Corporation (LNT) 0.0 $589k 11k 56.00
McDonald's Corporation (MCD) 0.0 $564k 2.3k 240.92
First Midwest Ban 0.0 $534k 28k 18.99
Generac Holdings (GNRC) 0.0 $529k 1.3k 409.13
Ishares Tr 1 3 Yr Treas Bd (SHY) 0.0 $490k 5.7k 86.16
Global Payments (GPN) 0.0 $489k 3.1k 157.69
Expeditors International of Washington (EXPD) 0.0 $477k 4.0k 119.25
Blackstone Group Inc Com Cl A (BX) 0.0 $465k 4.0k 116.25
Exxon Mobil Corporation (XOM) 0.0 $464k 7.9k 58.73
Baxter International (BAX) 0.0 $459k 5.7k 80.40
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.0 $459k 1.2k 394.33
FedEx Corporation (FDX) 0.0 $459k 2.1k 219.30
Eli Lilly & Co. (LLY) 0.0 $434k 1.9k 231.22
Ford Motor Company (F) 0.0 $433k 31k 14.15
BRP Com Sun Vtg (DOOO) 0.0 $412k 4.5k 92.58
Select Sector Spdr Tr Technology (XLK) 0.0 $379k 2.5k 149.21
Accenture Plc Ireland Shs Class A (ACN) 0.0 $377k 1.2k 320.58
Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) 0.0 $375k 2.5k 150.00
Netflix (NFLX) 0.0 $370k 607.00 609.56
Ishares Tr Russell 2000 Etf (IWM) 0.0 $369k 1.7k 219.51
Ecolab (ECL) 0.0 $360k 1.7k 208.57
Welbilt 0.0 $358k 15k 23.23
Intel Corporation (INTC) 0.0 $356k 6.7k 53.34
Renaissance Re Holdings Ltd Cmn (RNR) 0.0 $355k 2.5k 139.43
Coca-Cola Company (KO) 0.0 $342k 6.5k 52.44
Vanguard Index Fds Large Cap Etf (VV) 0.0 $337k 1.7k 200.48
First Tr Lrge Cp Core Alpha Com Shs (FEX) 0.0 $333k 3.9k 85.38
Dupont De Nemours (DD) 0.0 $330k 4.8k 68.08
Stryker Corporation (SYK) 0.0 $327k 1.2k 263.92
Nuveen Select Tax-free Incom Sh Ben Int (NXP) 0.0 $318k 18k 17.38
Pfizer (PFE) 0.0 $304k 7.1k 43.05
Lam Research Corporation (LRCX) 0.0 $304k 534.00 569.29
Weibo Corp Sponsored Adr (WB) 0.0 $299k 6.3k 47.46
Alibaba Group Hldg Sponsored Ads (BABA) 0.0 $276k 1.9k 147.83
Associated Banc- (ASB) 0.0 $271k 13k 21.40
Aptar (ATR) 0.0 $270k 2.3k 119.21
Ishares Tr Morningstar Grwt (ILCG) 0.0 $270k 4.1k 65.45
Colgate-Palmolive Company (CL) 0.0 $268k 3.5k 75.68
Danaher Corporation (DHR) 0.0 $262k 861.00 304.30
Vaneck Etf Trust Semiconductr Etf (SMH) 0.0 $256k 1.0k 256.00
Lowe's Companies (LOW) 0.0 $255k 1.3k 202.54
Schwab Strategic Tr Us Lcap Gr Etf (SCHG) 0.0 $251k 1.7k 148.43
Ishares Tr S&p 500 Grwt Etf (IVW) 0.0 $251k 3.4k 74.00
Caterpillar (CAT) 0.0 $247k 1.3k 191.92
Ishares Tr Rus 2000 Val Etf (IWN) 0.0 $245k 1.5k 160.13
American Express Company (AXP) 0.0 $241k 1.4k 167.71
Oracle Corporation (ORCL) 0.0 $240k 2.8k 87.24
Ishares Tr Select Divid Etf (DVY) 0.0 $237k 2.1k 114.83
Paypal Holdings (PYPL) 0.0 $237k 910.00 260.44
Select Sector Spdr Tr Energy (XLE) 0.0 $236k 4.5k 52.01
General Electric Com New (GE) 0.0 $234k 2.3k 102.90
Bank Of Montreal Cadcom (BMO) 0.0 $234k 2.3k 99.79
Motorola Solutions Com New (MSI) 0.0 $234k 1.0k 232.14
United Microelectronics Corp Spon Adr New (UMC) 0.0 $234k 21k 11.41
Ishares Tr Rus 1000 Etf (IWB) 0.0 $225k 930.00 241.94
Dow (DOW) 0.0 $221k 3.8k 57.66
Schwab Strategic Tr Us Lcap Va Etf (SCHV) 0.0 $216k 3.2k 67.46
Anthem (ELV) 0.0 $209k 562.00 371.89
Discovery Com Ser A 0.0 $208k 8.2k 25.40
Leggett & Platt (LEG) 0.0 $207k 4.6k 44.94
Marathon Petroleum Corp (MPC) 0.0 $206k 3.3k 61.95
Broadcom (AVGO) 0.0 $206k 425.00 484.71
EXACT Sciences Corporation (EXAS) 0.0 $205k 2.1k 95.39
Spdr Ser Tr S&P 600 SMCP GRW (SLYG) 0.0 $205k 2.4k 87.09
Cadence Design Systems (CDNS) 0.0 $204k 1.4k 151.11
Waste Management (WM) 0.0 $204k 1.4k 149.34
Duke Energy Corp Com New (DUK) 0.0 $203k 2.1k 97.46
Amgen (AMGN) 0.0 $201k 944.00 212.92
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 0.0 $200k 2.0k 99.85
Proshares Tr Short S&p 500 Ne (SH) 0.0 $165k 11k 15.25
Nokia Corp Sponsored Adr (NOK) 0.0 $137k 25k 5.44
Broadmark Rlty Cap 0.0 $130k 13k 9.88
Pangaea Logistics Solution L SHS (PANL) 0.0 $103k 20k 5.05
Quad / Graphics Com Cl A (QUAD) 0.0 $78k 18k 4.23
Perma-fix Environmental Svcs Com New (PESI) 0.0 $69k 10k 6.65
Ampco-Pittsburgh (AP) 0.0 $68k 15k 4.69
1847 Goedeker 0.0 $33k 11k 3.14