Iwamoto Kong & Co

Apriem Advisors as of Dec. 31, 2013

Portfolio Holdings for Apriem Advisors

Apriem Advisors holds 546 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Exxon Mobil Corporation (XOM) 4.8 $12M 121k 101.20
Schwab International Equity ETF (SCHF) 4.0 $10M 323k 31.53
Schwab U S Broad Market ETF (SCHB) 3.8 $9.7M 215k 45.01
Apple (AAPL) 2.9 $7.4M 13k 561.04
At&t (T) 2.8 $7.2M 204k 35.16
Pfizer (PFE) 2.8 $7.1M 231k 30.63
Qualcomm (QCOM) 2.5 $6.4M 86k 74.26
Eaton (ETN) 2.5 $6.4M 84k 76.13
General Electric Company 2.3 $5.9M 209k 28.03
Microsoft Corporation (MSFT) 2.3 $5.8M 155k 37.41
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 2.1 $5.4M 50k 107.87
Abbvie (ABBV) 2.1 $5.3M 101k 52.81
Johnson Controls 2.0 $5.1M 100k 51.30
Johnson & Johnson (JNJ) 1.9 $4.9M 54k 91.58
Schwab Strategic Tr us dividend eq (SCHD) 1.9 $4.7M 129k 36.66
Rydex S&P Equal Weight ETF 1.8 $4.6M 65k 71.24
Bristol Myers Squibb (BMY) 1.8 $4.6M 87k 53.15
ConocoPhillips (COP) 1.8 $4.6M 65k 70.64
Freeport-McMoRan Copper & Gold (FCX) 1.7 $4.3M 113k 37.74
Guggenheim Bulletshar 1.7 $4.3M 195k 21.88
Schwab U S Small Cap ETF (SCHA) 1.6 $4.2M 80k 52.50
Siemens (SIEGY) 1.6 $4.1M 30k 138.51
Schwab Emerging Markets Equity ETF (SCHE) 1.6 $4.1M 165k 24.60
Vanguard Emerging Markets ETF (VWO) 1.5 $3.9M 95k 41.14
Consolidated Edison (ED) 1.5 $3.7M 67k 55.28
Realty Income (O) 1.4 $3.6M 98k 37.33
Cisco Systems (CSCO) 1.4 $3.6M 162k 22.43
Wells Fargo & Company (WFC) 1.4 $3.6M 79k 45.40
Market Vectors Etf Tr 1.4 $3.5M 185k 18.85
Occidental Petroleum Corporation (OXY) 1.3 $3.3M 34k 95.10
Starbucks Corporation (SBUX) 1.2 $3.2M 41k 78.38
Chevron Corporation (CVX) 1.1 $2.9M 23k 124.90
Edwards Lifesciences Corp 1.1 $2.9M 44k 65.75
Deere & Company (DE) 1.1 $2.8M 31k 91.33
Bank of America Corporation (BAC) 1.1 $2.7M 173k 15.57
Target Corporation cs 1.1 $2.7M 42k 63.28
Diamond Offshore Drilling 1.0 $2.6M 46k 56.92
Tor Dom Bk Cad (TD) 1.0 $2.6M 28k 94.23
Corning Incorporated (GLW) 0.9 $2.4M 136k 17.82
Vanguard Total Bond Market ETF (BND) 0.9 $2.4M 30k 80.03
Teva Pharmaceutical Industries (TEVA) 0.8 $2.2M 54k 40.08
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.8 $2.2M 21k 105.48
DaVita (DVA) 0.8 $2.1M 33k 63.37
Dominion Resources (D) 0.8 $1.9M 30k 64.68
Verizon Communications (VZ) 0.7 $1.8M 37k 49.14
Market Vectors Gold Miners ETF 0.7 $1.8M 86k 21.14
Mosaic (MOS) 0.7 $1.7M 36k 47.27
Doubleline Opportunistic Cr (DBL) 0.7 $1.7M 76k 22.32
Enterprise Products Partners (EPD) 0.7 $1.7M 25k 66.30
Rayonier (RYN) 0.6 $1.6M 38k 42.10
Gamco Global Gold Natural Reso (GGN) 0.6 $1.4M 160k 9.02
Merck & Co (MRK) 0.5 $1.3M 26k 50.04
Spdr S&p 500 Etf (SPY) 0.5 $1.2M 6.4k 184.71
Anadarko Petroleum Corporation 0.5 $1.2M 15k 79.35
Tibco Software 0.5 $1.2M 51k 22.48
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.4 $1.1M 88k 12.17
Franklin Resources (BEN) 0.4 $935k 16k 57.72
International Business Machines (IBM) 0.4 $929k 5.0k 187.53
iShares Russell 2000 Index (IWM) 0.4 $923k 8.0k 115.38
Home Depot (HD) 0.3 $890k 11k 82.38
Vanguard Total Stock Market ETF (VTI) 0.3 $843k 8.8k 95.95
First Trust Spclty Fin & Fncl Opptnts (FGB) 0.3 $784k 100k 7.86
McDonald's Corporation (MCD) 0.3 $761k 7.8k 97.08
DNP Select Income Fund (DNP) 0.3 $766k 81k 9.42
Tableau Software Inc Cl A 0.3 $770k 11k 68.93
Berkshire Hathaway (BRK.B) 0.3 $749k 6.3k 118.61
Amgen (AMGN) 0.3 $704k 6.2k 114.06
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.3 $711k 55k 12.85
Phillips 66 (PSX) 0.3 $680k 8.8k 77.19
Marathon Petroleum Corp (MPC) 0.2 $650k 7.1k 91.69
Boeing Company (BA) 0.2 $552k 4.0k 136.50
Cohen & Steers infrastucture Fund (UTF) 0.2 $563k 27k 20.59
iShares Barclays TIPS Bond Fund (TIP) 0.2 $551k 5.0k 109.87
Jp Morgan Alerian Mlp Index (AMJ) 0.2 $545k 12k 46.38
Avery Dennison Corporation (AVY) 0.2 $502k 10k 50.20
Colgate-Palmolive Company (CL) 0.2 $522k 8.0k 65.25
Marathon Oil Corporation (MRO) 0.2 $500k 14k 35.27
Lululemon Athletica (LULU) 0.2 $508k 8.6k 59.07
Nuveen Equity Premium Income Fund (BXMX) 0.2 $507k 40k 12.55
Ipath Dow Jones-aig Commodity (DJP) 0.2 $456k 12k 36.76
Pimco Total Return Etf totl (BOND) 0.2 $432k 4.1k 104.85
PowerShares QQQ Trust, Series 1 0.2 $402k 4.6k 88.00
3M Company (MMM) 0.1 $379k 2.7k 140.37
Procter & Gamble Company (PG) 0.1 $363k 4.5k 81.44
Pimco Dynamic Incm Fund (PDI) 0.1 $354k 12k 29.11
Public Service Enterprise (PEG) 0.1 $327k 10k 32.06
iShares MSCI EAFE Index Fund (EFA) 0.1 $310k 4.6k 67.11
iShares Dow Jones US Healthcare (IYH) 0.1 $299k 2.6k 116.34
Rydex S&P Equal Weight Energy 0.1 $311k 3.8k 80.88
Bank of New York Mellon Corporation (BK) 0.1 $275k 7.9k 34.90
Baxter International (BAX) 0.1 $271k 3.9k 69.49
SYSCO Corporation (SYY) 0.1 $289k 8.0k 36.12
Intel Corporation (INTC) 0.1 $281k 11k 25.94
CVS Caremark Corporation (CVS) 0.1 $291k 4.1k 71.69
Kinder Morgan Energy Partners 0.1 $268k 3.3k 80.60
Nuveen Equity Premium Opportunity Fund 0.1 $287k 23k 12.64
Vodafone 0.1 $264k 6.7k 39.25
Cathay General Ban (CATY) 0.1 $267k 10k 26.70
Consumer Staples Select Sect. SPDR (XLP) 0.1 $266k 6.2k 43.04
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $266k 17k 15.31
Exone 0.1 $245k 4.0k 60.52
Nucor Corporation (NUE) 0.1 $222k 4.2k 53.49
Agilent Technologies Inc C ommon (A) 0.1 $223k 3.9k 57.09
Williams Companies (WMB) 0.1 $235k 6.1k 38.52
PIMCO High Income Fund (PHK) 0.1 $222k 19k 11.64
Industrial SPDR (XLI) 0.1 $204k 3.9k 52.31
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $213k 1.3k 165.37
Tesla Motors (TSLA) 0.1 $213k 1.4k 150.42
BlackRock Income Opportunity Trust 0.1 $212k 22k 9.71
Goldman Sachs (GS) 0.1 $170k 957.00 177.64
JPMorgan Chase & Co. (JPM) 0.1 $182k 3.1k 58.43
Laboratory Corp. of America Holdings (LH) 0.1 $183k 2.0k 91.50
Yum! Brands (YUM) 0.1 $179k 2.4k 75.46
Altria (MO) 0.1 $179k 4.7k 38.49
Philip Morris International (PM) 0.1 $173k 2.0k 87.24
Royal Dutch Shell 0.1 $187k 2.6k 71.40
Sempra Energy (SRE) 0.1 $167k 1.9k 89.59
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $183k 2.0k 92.66
1/100 Berkshire Htwy Cla 100 0.1 $178k 1.00 178000.00
Google 0.1 $148k 132.00 1121.21
SPDR Gold Trust (GLD) 0.1 $163k 1.4k 116.43
Energy Select Sector SPDR (XLE) 0.1 $157k 1.8k 88.45
Hanover Insurance (THG) 0.1 $148k 2.5k 59.65
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.1 $143k 2.1k 68.16
Vanguard Mid-Cap ETF (VO) 0.1 $154k 1.4k 110.00
Citigroup (C) 0.1 $144k 2.8k 52.14
Facebook Inc cl a (META) 0.1 $163k 3.0k 54.52
Waste Management (WM) 0.1 $117k 2.6k 45.00
Abbott Laboratories (ABT) 0.1 $138k 3.6k 38.33
Kimberly-Clark Corporation (KMB) 0.1 $122k 1.2k 104.54
Telefonaktiebolaget LM Ericsson (ERIC) 0.1 $118k 9.6k 12.29
Fluor Corporation (FLR) 0.1 $137k 1.7k 80.07
EMC Corporation 0.1 $120k 4.8k 25.13
Edison International (EIX) 0.1 $139k 3.0k 46.33
Oneok Partners 0.1 $126k 2.4k 52.52
Energy Transfer Partners 0.1 $134k 2.3k 57.44
iShares Gold Trust 0.1 $124k 11k 11.64
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $121k 11k 11.36
Blackrock Muniyield California Ins Fund 0.1 $117k 8.6k 13.60
U.S. Bancorp (USB) 0.0 $105k 2.6k 40.56
Walt Disney Company (DIS) 0.0 $99k 1.3k 76.04
E.I. du Pont de Nemours & Company 0.0 $114k 1.8k 65.11
Ford Motor Company (F) 0.0 $103k 6.7k 15.41
Xcel Energy (XEL) 0.0 $112k 4.0k 28.00
Oracle Corporation (ORCL) 0.0 $100k 2.6k 38.18
Materials SPDR (XLB) 0.0 $91k 2.0k 46.36
Financial Select Sector SPDR (XLF) 0.0 $99k 4.5k 21.80
Consumer Discretionary SPDR (XLY) 0.0 $94k 1.4k 67.14
Aberdeen Asia-Pacific Income Fund (FAX) 0.0 $92k 16k 5.75
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $107k 2.9k 36.77
Nuveen Floating Rate Income Fund (JFR) 0.0 $110k 9.2k 11.94
PowerShares Insured Cali Muni Bond 0.0 $108k 4.6k 23.24
American Capital 8% Pfd ps 0.0 $108k 4.3k 25.41
iShares MSCI Emerging Markets Indx (EEM) 0.0 $89k 2.1k 41.98
Northeast Utilities System 0.0 $85k 2.0k 42.42
Annaly Capital Management 0.0 $80k 8.0k 10.00
Health Care SPDR (XLV) 0.0 $69k 1.3k 55.20
Archer Daniels Midland Company (ADM) 0.0 $65k 1.5k 43.33
PPG Industries (PPG) 0.0 $76k 400.00 190.00
Steelcase (SCS) 0.0 $79k 5.0k 15.80
AFLAC Incorporated (AFL) 0.0 $67k 1.0k 67.00
Allergan 0.0 $84k 758.00 110.82
General Mills (GIS) 0.0 $69k 1.4k 49.93
Canon (CAJPY) 0.0 $77k 2.4k 32.08
Whole Foods Market 0.0 $82k 1.4k 57.67
Novo Nordisk A/S (NVO) 0.0 $68k 367.00 185.29
Netflix (NFLX) 0.0 $64k 175.00 365.71
Southwest Gas Corporation (SWX) 0.0 $75k 1.3k 56.10
iShares MSCI Japan Index 0.0 $75k 6.2k 12.10
BHP Billiton (BHP) 0.0 $89k 1.3k 68.46
Abb (ABBNY) 0.0 $82k 3.1k 26.45
Southern Copper Corporation (SCCO) 0.0 $80k 2.8k 28.76
Seadrill 0.0 $76k 1.8k 41.19
3D Systems Corporation (DDD) 0.0 $79k 850.00 92.94
PIMCO Corporate Opportunity Fund (PTY) 0.0 $79k 4.6k 17.36
iShares Dow Jones US Financial (IYF) 0.0 $80k 1.0k 80.00
Nuveen Munpl Markt Opp Fund 0.0 $84k 7.0k 12.00
Nuveen Quality Income Municipal Fund 0.0 $86k 7.0k 12.23
Nuveen CA Select Tax-Free Incom Port (NXC) 0.0 $68k 5.0k 13.60
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $75k 1.7k 44.04
Linkedin Corp 0.0 $65k 300.00 216.67
Vale Sa Adr F cs 0.0 $67k 4.4k 15.23
Twitter 0.0 $81k 1.3k 63.78
Infosys Technologies (INFY) 0.0 $49k 862.00 56.84
HSBC Holdings (HSBC) 0.0 $55k 1.0k 55.00
Costco Wholesale Corporation (COST) 0.0 $41k 348.00 117.82
Wal-Mart Stores (WMT) 0.0 $42k 532.00 78.95
Eli Lilly & Co. (LLY) 0.0 $61k 1.2k 50.83
Medtronic 0.0 $46k 800.00 57.50
Masco Corporation (MAS) 0.0 $57k 2.5k 22.80
Olin Corporation (OLN) 0.0 $44k 1.5k 29.14
eBay (EBAY) 0.0 $55k 1.0k 55.00
Schlumberger (SLB) 0.0 $45k 500.00 90.00
United Technologies Corporation 0.0 $46k 402.00 114.43
Chesapeake Energy Corporation 0.0 $44k 1.6k 27.35
ProShares Short S&P500 0.0 $50k 2.0k 25.00
salesforce (CRM) 0.0 $44k 800.00 55.00
AmeriGas Partners 0.0 $45k 1.0k 45.00
EnPro Industries (NPO) 0.0 $46k 800.00 57.50
China Life Insurance Company 0.0 $47k 1.0k 47.00
Duke Realty Corporation 0.0 $57k 3.8k 15.00
Sasol (SSL) 0.0 $54k 1.1k 49.09
SPDR S&P MidCap 400 ETF (MDY) 0.0 $49k 200.00 245.00
American Capital Agency 0.0 $59k 3.1k 19.22
Utilities SPDR (XLU) 0.0 $57k 1.5k 38.00
iShares S&P SmallCap 600 Index (IJR) 0.0 $61k 562.00 108.54
Vanguard FTSE All-World ex-US ETF (VEU) 0.0 $51k 1.0k 51.00
SPDR S&P Dividend (SDY) 0.0 $48k 665.00 72.18
Vanguard Small-Cap ETF (VB) 0.0 $55k 500.00 110.00
iShares MSCI Australia Index Fund (EWA) 0.0 $41k 1.7k 24.12
iShares S&P Global Healthcare Sect. (IXJ) 0.0 $60k 695.00 86.33
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $51k 3.5k 14.57
Market Vectors Steel 0.0 $40k 800.00 50.00
Dow 30 Premium & Dividend Income Fund 0.0 $54k 3.5k 15.58
Nuveen California Quality Inc' Mun. Fund 0.0 $56k 3.9k 14.34
BlackRock MuniYield California Fund 0.0 $61k 4.4k 13.86
Nuveen California Municipal Market Op (NCO) 0.0 $41k 3.0k 13.67
Countrywide Capital V p 0.0 $51k 2.0k 25.50
Nuveen Select Quality Municipal Fund 0.0 $62k 5.0k 12.40
Nuveen Invt Qlty Mun Fd cs 0.0 $54k 4.0k 13.50
Petrochina 0.0 $49k 450.00 108.89
Magnum Hunter Resources 8.00% p 0.0 $43k 900.00 47.78
Schwab Strategic Tr us aggregate b (SCHZ) 0.0 $54k 1.1k 50.70
Wpx Energy 0.0 $41k 2.0k 20.17
Express Scripts Holding 0.0 $42k 600.00 70.00
Yelp Inc cl a (YELP) 0.0 $41k 600.00 68.33
Healthcare Tr Amer Inc cl a 0.0 $44k 4.5k 9.76
Wells Fargo pre 0.0 $54k 2.7k 20.19
Dynex Capital 8.5% Pfd ps 0.0 $40k 1.8k 22.86
Vanguard S&p 500 Etf idx (VOO) 0.0 $59k 351.00 168.09
America Movil Sab De Cv spon adr l 0.0 $23k 1.0k 23.00
China Mobile 0.0 $37k 700.00 52.86
Caterpillar (CAT) 0.0 $35k 389.00 89.97
Coca-Cola Company (KO) 0.0 $23k 553.00 41.59
Devon Energy Corporation (DVN) 0.0 $20k 320.00 62.50
Citrix Systems 0.0 $22k 350.00 62.86
Coach 0.0 $36k 650.00 55.38
Newmont Mining Corporation (NEM) 0.0 $28k 1.2k 23.33
Northrop Grumman Corporation (NOC) 0.0 $34k 300.00 113.33
Ross Stores (ROST) 0.0 $15k 200.00 75.00
Harley-Davidson (HOG) 0.0 $14k 200.00 70.00
International Paper Company (IP) 0.0 $20k 417.00 47.96
Cincinnati Financial Corporation (CINF) 0.0 $26k 500.00 52.00
Raytheon Company 0.0 $18k 200.00 90.00
Potash Corp. Of Saskatchewan I 0.0 $36k 1.1k 32.73
Alcoa 0.0 $30k 2.8k 10.68
Allstate Corporation (ALL) 0.0 $31k 568.00 54.58
GlaxoSmithKline 0.0 $29k 537.00 54.00
Hewlett-Packard Company 0.0 $18k 632.00 28.48
Nike (NKE) 0.0 $22k 276.00 79.71
Gilead Sciences (GILD) 0.0 $23k 300.00 76.67
PG&E Corporation (PCG) 0.0 $22k 550.00 40.00
Southern Company (SO) 0.0 $21k 500.00 42.00
Calumet Specialty Products Partners, L.P (CLMT) 0.0 $26k 1.0k 26.00
UMH Properties (UMH) 0.0 $28k 3.0k 9.33
Visa (V) 0.0 $22k 100.00 220.00
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.0 $29k 400.00 72.50
Frontier Communications 0.0 $13k 2.8k 4.71
First Solar (FSLR) 0.0 $16k 300.00 53.33
HDFC Bank (HDB) 0.0 $17k 500.00 34.00
Pioneer Natural Resources (PXD) 0.0 $13k 70.00 185.71
priceline.com Incorporated 0.0 $31k 27.00 1148.15
Amazon (AMZN) 0.0 $27k 67.00 402.99
Entergy Corporation (ETR) 0.0 $19k 300.00 63.33
Under Armour (UAA) 0.0 $24k 270.00 88.89
Baidu (BIDU) 0.0 $27k 150.00 180.00
Broadcom Corporation 0.0 $18k 600.00 30.00
Seagate Technology Com Stk 0.0 $17k 300.00 56.67
Sun Life Financial (SLF) 0.0 $35k 1.0k 35.00
Enbridge Energy Partners 0.0 $31k 1.0k 29.81
Hormel Foods Corporation (HRL) 0.0 $14k 302.00 46.36
Banco Itau Holding Financeira (ITUB) 0.0 $35k 2.6k 13.46
MetLife (MET) 0.0 $15k 275.00 54.55
MicroStrategy Incorporated (MSTR) 0.0 $16k 125.00 128.00
Dr. Reddy's Laboratories (RDY) 0.0 $29k 700.00 41.43
TASER International 0.0 $24k 1.5k 16.00
TC Pipelines 0.0 $15k 300.00 50.00
Alexion Pharmaceuticals 0.0 $13k 100.00 130.00
Alliance Resource Partners (ARLP) 0.0 $15k 200.00 75.00
Alliant Techsystems 0.0 $37k 300.00 123.33
Hain Celestial (HAIN) 0.0 $14k 150.00 93.33
Bob Evans Farms 0.0 $15k 300.00 50.00
CONMED Corporation (CNMD) 0.0 $16k 388.00 41.24
PriceSmart (PSMT) 0.0 $23k 200.00 115.00
Enersis 0.0 $36k 2.4k 15.00
PNM Resources (PNM) 0.0 $18k 750.00 24.00
Smith & Wesson Holding Corporation 0.0 $19k 1.4k 13.57
Middlesex Water Company (MSEX) 0.0 $15k 700.00 21.43
iShares MSCI Hong Kong Index Fund (EWH) 0.0 $16k 800.00 20.00
Claymore/AlphaShares China Small Cap ETF 0.0 $16k 600.00 26.67
Manulife Finl Corp (MFC) 0.0 $30k 1.5k 20.00
iShares MSCI Brazil Index (EWZ) 0.0 $27k 600.00 45.00
iShares Russell Midcap Index Fund (IWR) 0.0 $32k 213.00 150.23
iShares S&P MidCap 400 Growth (IJK) 0.0 $38k 250.00 152.00
Pinnacle West Capital Corporation (PNW) 0.0 $26k 500.00 52.00
Yamana Gold 0.0 $17k 2.0k 8.50
Medidata Solutions 0.0 $19k 310.00 61.29
Roche Holding (RHHBY) 0.0 $35k 500.00 70.00
Dassault Systemes (DASTY) 0.0 $19k 150.00 126.67
PowerShares Water Resources 0.0 $14k 525.00 26.67
SPDR S&P China (GXC) 0.0 $23k 300.00 76.67
PowerShares Preferred Portfolio 0.0 $38k 2.9k 13.31
iShares MSCI Canada Index (EWC) 0.0 $36k 1.2k 29.58
Motorola Solutions (MSI) 0.0 $24k 350.00 68.57
iShares MSCI Singapore Index Fund 0.0 $13k 1.0k 13.00
Vanguard REIT ETF (VNQ) 0.0 $34k 534.00 63.67
Royce Value Trust (RVT) 0.0 $24k 1.5k 16.00
iShares MSCI Germany Index Fund (EWG) 0.0 $16k 500.00 32.00
Claymore/BNY Mellon Frontier Markets ETF 0.0 $16k 1.0k 16.00
iShares Barclays Credit Bond Fund (USIG) 0.0 $13k 119.00 109.24
iShares S&P Global Mat. Sector Inde (MXI) 0.0 $14k 218.00 64.22
Cohen & Steers Total Return Real (RFI) 0.0 $36k 3.0k 12.00
United States 12 Month Oil Fund (USL) 0.0 $21k 500.00 42.00
BlackRock Inv. Quality Munic. Trust (BKN) 0.0 $28k 2.0k 14.00
Nuveen Municipal Advantage Fund 0.0 $36k 3.0k 12.00
Pimco CA Municipal Income Fund (PCQ) 0.0 $31k 2.4k 13.06
SPDR Barclays Capital Long Term Tr (SPTL) 0.0 $18k 300.00 60.00
Claymore AlphaShares China All Cap ETF 0.0 $19k 700.00 27.14
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $13k 973.00 13.36
Schwab Intl Small Cap Equity ETF (SCHC) 0.0 $16k 516.00 31.01
Blackrock Ca Mun Incm Tr cs 0.0 $17k 1.3k 13.60
Orange County Bus Bank cs 0.0 $16k 2.2k 7.27
Rydex Etf Trust equity 0.0 $24k 600.00 40.00
Spdr S&p Emerging Mkts Dividen inx (EDIV) 0.0 $23k 600.00 38.33
Cvr Partners Lp unit 0.0 $16k 1.0k 16.00
Global X Etf equity 0.0 $23k 1.0k 23.00
Duke Energy (DUK) 0.0 $21k 300.00 70.00
Alexander & Baldwin (ALEX) 0.0 $13k 300.00 43.33
Hatteras Financia 0.0 $21k 1.0k 21.00
Trulia 0.0 $26k 750.00 34.67
Linn 0.0 $31k 1.0k 31.00
Cys Invts 7.75%ser A Pfd ps 0.0 $21k 1.0k 21.00
Gigamon 0.0 $13k 450.00 28.89
Market Vectors Junior Gold Min 0.0 $25k 800.00 31.25
Sirius Xm Holdings (SIRI) 0.0 $31k 8.9k 3.49
BP (BP) 0.0 $9.0k 180.00 50.00
Hasbro (HAS) 0.0 $6.0k 108.00 55.56
Genco Shipping & Trading 0.0 $0 28.00 0.00
Time Warner Cable 0.0 $0 1.00 0.00
Petroleo Brasileiro SA (PBR) 0.0 $7.0k 500.00 14.00
Himax Technologies (HIMX) 0.0 $1.0k 100.00 10.00
Time Warner 0.0 $0 6.00 0.00
NRG Energy (NRG) 0.0 $0 4.00 0.00
Citadel Broadcasting Corp 0.0 $0 41.00 0.00
BlackRock (BLK) 0.0 $4.0k 12.00 333.33
MasterCard Incorporated (MA) 0.0 $8.0k 10.00 800.00
Charles Schwab Corporation (SCHW) 0.0 $3.0k 100.00 30.00
Blackstone 0.0 $6.0k 200.00 30.00
Legg Mason 0.0 $2.0k 50.00 40.00
Monsanto Company 0.0 $9.0k 80.00 112.50
Seattle Genetics 0.0 $4.0k 100.00 40.00
Sony Corporation (SONY) 0.0 $3.0k 200.00 15.00
Lennar Corporation (LEN) 0.0 $10k 250.00 40.00
Apache Corporation 0.0 $9.0k 100.00 90.00
Bank of Hawaii Corporation (BOH) 0.0 $6.0k 101.00 59.41
Digital Realty Trust (DLR) 0.0 $4.0k 80.00 50.00
Microchip Technology (MCHP) 0.0 $3.0k 57.00 52.63
NVIDIA Corporation (NVDA) 0.0 $0 20.00 0.00
Nuance Communications 0.0 $3.0k 200.00 15.00
Spectra Energy 0.0 $2.0k 64.00 31.25
Transocean (RIG) 0.0 $5.0k 103.00 48.54
Supervalu 0.0 $999.600000 85.00 11.76
Nu Skin Enterprises (NUS) 0.0 $12k 90.00 133.33
Vulcan Materials Company (VMC) 0.0 $3.0k 50.00 60.00
BE Aerospace 0.0 $9.0k 106.00 84.91
CACI International (CACI) 0.0 $7.0k 100.00 70.00
Morgan Stanley (MS) 0.0 $6.0k 200.00 30.00
Quiksilver 0.0 $4.0k 440.00 9.09
Las Vegas Sands (LVS) 0.0 $8.0k 100.00 80.00
Nokia Corporation (NOK) 0.0 $4.0k 500.00 8.00
Emerson Electric (EMR) 0.0 $7.0k 100.00 70.00
Equity Residential (EQR) 0.0 $8.0k 150.00 53.33
JetBlue Airways Corporation (JBLU) 0.0 $2.0k 225.00 8.89
CenturyLink 0.0 $0 2.00 0.00
Red Hat 0.0 $0 5.00 0.00
Plum Creek Timber 0.0 $12k 260.00 46.15
Pepsi (PEP) 0.0 $9.0k 104.00 86.54
Tyco International Ltd S hs 0.0 $2.0k 38.00 52.63
UnitedHealth (UNH) 0.0 $6.0k 75.00 80.00
Gap (GPS) 0.0 $6.0k 150.00 40.00
Nortel Networks Corporation 0.0 $0 5.00 0.00
Federal National Mortgage Association (FNMA) 0.0 $5.0k 1.5k 3.33
TJX Companies (TJX) 0.0 $10k 150.00 66.67
Federal Home Loan Mortgage (FMCC) 0.0 $4.0k 1.5k 2.67
Anheuser-Busch InBev NV (BUD) 0.0 $3.0k 25.00 120.00
General Dynamics Corporation (GD) 0.0 $10k 102.00 98.04
Lowe's Companies (LOW) 0.0 $10k 200.00 50.00
Prudential Financial (PRU) 0.0 $4.0k 40.00 100.00
Pinnacle Entertainment 0.0 $0 8.00 0.00
Cumulus Media 0.0 $3.0k 366.00 8.20
Vornado Realty Trust (VNO) 0.0 $0 3.00 0.00
Fastenal Company (FAST) 0.0 $1.0k 25.00 40.00
Sina Corporation 0.0 $8.0k 100.00 80.00
Take-Two Interactive Software (TTWO) 0.0 $999.900000 30.00 33.33
Yahoo! 0.0 $8.0k 187.00 42.78
Advanced Micro Devices (AMD) 0.0 $1.0k 200.00 5.00
iShares NASDAQ Biotechnology Index (IBB) 0.0 $11k 50.00 220.00
Equinix 0.0 $9.0k 50.00 180.00
ArcelorMittal 0.0 $4.0k 204.00 19.61
Life Technologies 0.0 $8.0k 100.00 80.00
Emulex Corporation 0.0 $7.0k 1.0k 7.00
Starwood Hotels & Resorts Worldwide 0.0 $6.0k 80.00 75.00
Western Gas Partners 0.0 $6.0k 100.00 60.00
Xinyuan Real Estate 0.0 $1.0k 100.00 10.00
Chipotle Mexican Grill (CMG) 0.0 $5.0k 10.00 500.00
CenterPoint Energy (CNP) 0.0 $1.0k 46.00 21.74
CARBO Ceramics 0.0 $9.0k 79.00 113.92
DreamWorks Animation SKG 0.0 $4.0k 100.00 40.00
InterDigital (IDCC) 0.0 $3.0k 101.00 29.70
Southwest Airlines (LUV) 0.0 $4.0k 200.00 20.00
California Water Service (CWT) 0.0 $7.0k 300.00 23.33
LOGITECH INTERNATIONAL SA APP Com Stk (LOGI) 0.0 $7.0k 500.00 14.00
MFA Mortgage Investments 0.0 $7.0k 1.0k 7.00
Old Dominion Freight Line (ODFL) 0.0 $11k 200.00 55.00
SanDisk Corporation 0.0 $7.0k 100.00 70.00
United States Steel Corporation (X) 0.0 $3.0k 100.00 30.00
Anglo American 0.0 $11k 1.0k 11.00
Arena Pharmaceuticals 0.0 $1.0k 200.00 5.00
Corrections Corporation of America 0.0 $6.0k 200.00 30.00
Geron Corporation (GERN) 0.0 $999.000000 300.00 3.33
Rambus (RMBS) 0.0 $7.0k 700.00 10.00
Vivus 0.0 $1.0k 100.00 10.00
Alcatel-Lucent 0.0 $0 34.00 0.00
HCP 0.0 $3.0k 90.00 33.33
Crystallex Intl Cad 0.0 $0 1.6k 0.00
Sinovac Biotech (SVA) 0.0 $2.0k 300.00 6.67
Technology SPDR (XLK) 0.0 $7.0k 200.00 35.00
Basf Se (BASFY) 0.0 $11k 100.00 110.00
CalAmp 0.0 $12k 415.00 28.92
Central Fd Cda Ltd cl a 0.0 $9.0k 700.00 12.86
iShares Dow Jones US Home Const. (ITB) 0.0 $5.0k 200.00 25.00
Weatherford International Lt reg 0.0 $5.0k 300.00 16.67
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $6.0k 50.00 120.00
iShares Russell 3000 Index (IWV) 0.0 $0 1.00 0.00
PowerShares DB US Dollar Index Bullish 0.0 $11k 500.00 22.00
Rackspace Hosting 0.0 $4.0k 100.00 40.00
Unisys Corporation (UIS) 0.0 $0 1.00 0.00
iShares Dow Jones US Real Estate (IYR) 0.0 $2.0k 35.00 57.14
iShares Silver Trust (SLV) 0.0 $6.0k 300.00 20.00
Constant Contact 0.0 $12k 400.00 30.00
Market Vectors Agribusiness 0.0 $10k 175.00 57.14
Valeant Pharmaceuticals Int 0.0 $12k 100.00 120.00
Amarin Corporation (AMRN) 0.0 $0 100.00 0.00
Magnum Hunter Resources Corporation 0.0 $4.0k 513.00 7.80
PowerShares WilderHill Clean Energy 0.0 $6.0k 900.00 6.67
Moly 0.0 $6.0k 1.0k 6.00
Ecopetrol (EC) 0.0 $10k 260.00 38.46
iShares S&P Latin America 40 Index (ILF) 0.0 $11k 300.00 36.67
Pebblebrook Hotel Trust (PEB) 0.0 $2.0k 75.00 26.67
iShares MSCI Pacific ex-Japan Idx (EPP) 0.0 $4.0k 76.00 52.63
Alerian Mlp Etf 0.0 $10k 545.00 18.35
iShares Lehman MBS Bond Fund (MBB) 0.0 $10k 100.00 100.00
General Motors Company (GM) 0.0 $4.0k 103.00 38.83
Opko Health (OPK) 0.0 $12k 1.4k 8.57
Teekay Tankers Ltd cl a 0.0 $2.0k 621.00 3.22
Elements Rogers Agri Tot Ret etf 0.0 $2.0k 200.00 10.00
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $5.0k 100.00 50.00
WisdomTree Emerging Markets Eq (DEM) 0.0 $2.0k 30.00 66.67
ProShares Short 20+ Year Treasury ETF (TBF) 0.0 $7.0k 200.00 35.00
Hennes & Mauritz Ab (HNNMY) 0.0 $4.0k 400.00 10.00
Blackrock Muniyield Ariz 0.0 $4.0k 330.00 12.12
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.0 $4.0k 200.00 20.00
First Trust Global Wind Energy (FAN) 0.0 $3.0k 300.00 10.00
First Trust ISE Glbl Eng & C Indx (RBLD) 0.0 $4.0k 80.00 50.00
iShares FTSE NAREIT Resi Plus Capp (REZ) 0.0 $4.0k 88.00 45.45
PowerShares Dynamic Biotech &Genome 0.0 $4.0k 100.00 40.00
Rydex S&P Equal Weight Technology 0.0 $8.0k 100.00 80.00
Nuveen Insured Quality Muncipal Fund 0.0 $4.0k 300.00 13.33
Hsbc Holdings Plc 8.125% p 0.0 $10k 400.00 25.00
Schwab Strategic Tr intrm trm (SCHR) 0.0 $0 5.00 0.00
Blackrock California Municipal 2018 Term 0.0 $12k 787.00 15.25
Schwab Strategic Tr 0 (SCHP) 0.0 $12k 221.00 54.30
Morgan Stanley Cap Tr V 5.75% preferred 0.0 $11k 500.00 22.00
Eagle Broadband 0.0 $0 22.00 0.00
Schwab Strategic Tr sht tm us tres (SCHO) 0.0 $0 5.00 0.00
Nuveen Mass Divid Advantag M 0.0 $7.0k 600.00 11.67
0.0 $3.0k 100.00 30.00
Liberty Star Uranium New cs 0.0 $12k 617k 0.02
Total S A Adr F cs 0.0 $8.0k 125.00 64.00
Shl Telemedicine Ord F cs 0.0 $5.0k 700.00 7.14
Amerityre Corporation cs (AMTY) 0.0 $0 2.0k 0.00
Beeston Enterprises New cs 0.0 $0 90k 0.00
Comstock Mining Inc cs 0.0 $0 100.00 0.00
Verisign Inc cs 0.0 $0 8.00 0.00
Penthouse Intl Inc cs 0.0 $0 125k 0.00
Strategic Resources Ltd cs 0.0 $0 5.5k 0.00
Meltronix Inc cs (MTNX) 0.0 $0 12k 0.00
Commerce Energy Group cs 0.0 $0 8.0k 0.00
Global Networks Corp cs (GBNW) 0.0 $0 5.00 0.00
S G I International New cs 0.0 $0 100.00 0.00
Dream Marketing Inc cs 0.0 $0 10.00 0.00
Premier Laser Sys A Nxxx cs 0.0 $0 500.00 0.00
Usa Uranium Corp Xxx cs 0.0 $0 400k 0.00
Nuveen Mass Prem 0.0 $7.0k 600.00 11.67
Covidien 0.0 $3.0k 38.00 78.95
Huntington Ingalls Inds (HII) 0.0 $5.0k 50.00 100.00
Te Connectivity Ltd for (TEL) 0.0 $2.0k 38.00 52.63
Qihoo 360 Technologies Co Lt 0.0 $1.0k 15.00 66.67
Sch Us Mid-cap Etf etf (SCHM) 0.0 $999.900000 33.00 30.30
China Architectural Engr 0.0 $0 334.00 0.00
Genvec 0.0 $0 100.00 0.00
Schwab Strategic Tr us reit etf (SCHH) 0.0 $12k 411.00 29.20
Netqin Mobile 0.0 $0 30.00 0.00
Galena Biopharma 0.0 $2.0k 475.00 4.21
Zillow 0.0 $8.0k 100.00 80.00
Level 3 Communications 0.0 $999.900000 33.00 30.30
Lifevantage 0.0 $2.0k 1.5k 1.33
Powerwave Technologies 0.0 $0 13.00 0.00
Michael Kors Holdings 0.0 $2.0k 20.00 100.00
Zynga 0.0 $2.0k 500.00 4.00
Idna Inc cs 0.0 $0 5.0k 0.00
Powerlinx Inc New cs (PWNX) 0.0 $0 10.00 0.00
Isc8 Inc cs 0.0 $0 12.00 0.00
Matson (MATX) 0.0 $8.0k 300.00 26.67
Gm Liq Co Guc Tr Derivat motors liq 0.0 $1.0k 25.00 40.00
Thq Inc Com Par$.01 0.0 $0 2.00 0.00
Ishares Tr msci a/c asia 0.0 $5.0k 89.00 56.18
Peoplestring Corp Com Stk 0.0 $3.0k 20k 0.15
Adt 0.0 $999.970000 19.00 52.63
Pentair 0.0 $1.0k 8.00 125.00
Mondelez Int (MDLZ) 0.0 $999.950000 35.00 28.57
Kraft Foods 0.0 $1.0k 11.00 90.91
Stratasys (SSYS) 0.0 $2.0k 16.00 125.00
Pactera Technology- 0.0 $1.0k 100.00 10.00
Berry Plastics (BERY) 0.0 $2.0k 100.00 20.00
Whitewave Foods 0.0 $1.0k 25.00 40.00
Alon Usa Partners Lp ut ltdpart int 0.0 $6.0k 350.00 17.14
Organovo Holdings 0.0 $2.0k 196.00 10.20
Prudential Finl Inc Jr Sub Nt preferred 0.0 $11k 500.00 22.00
Zoetis Inc Cl A (ZTS) 0.0 $3.0k 77.00 38.96
Seaworld Entertainment (PRKS) 0.0 $1.0k 50.00 20.00
Mallinckrodt Pub 0.0 $0 4.00 0.00
Banc Of California (BANC) 0.0 $12k 900.00 13.33
Marketo 0.0 $4.0k 100.00 40.00
Blackberry (BB) 0.0 $4.0k 500.00 8.00
Windstream Hldgs 0.0 $9.0k 1.1k 8.15
Nextwave Wireless Cvr cs 0.0 $0 47.00 0.00
Sanborn Resources Ltd cs 0.0 $0 5.0k 0.00
Ambev Sa- (ABEV) 0.0 $2.0k 250.00 8.00
American Airls (AAL) 0.0 $4.0k 150.00 26.67
Royce Global Value Tr (RGT) 0.0 $2.0k 214.00 9.35
Voxeljet Ag ads 0.0 $999.960000 26.00 38.46
Exchange Traded Concepts Tr robo stx glb etf (ROBO) 0.0 $999.960000 39.00 25.64
Call Cisco Systems cl 0.0 $1.0k 10.00 100.00
Call Edwards Lifescience cl 0.0 $4.0k 6.00 666.67
Chancellor Group Inc cs 0.0 $7.7k 70k 0.11