Castle Rock Wealth Management

Castle Rock Wealth Management as of Sept. 30, 2021

Portfolio Holdings for Castle Rock Wealth Management

Castle Rock Wealth Management holds 254 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
NVIDIA Corporation (NVDA) 3.3 $9.5M 31k 308.04
Apple (AAPL) 3.1 $9.0M 60k 150.44
First Tr Exchange-traded Risng Divd Achiv (RDVY) 2.7 $7.8M 153k 51.46
Microsoft Corporation (MSFT) 2.4 $7.0M 21k 336.98
First Tr Exchange Trad Fd Vi FST TR GLB FD (FTGC) 2.2 $6.5M 260k 24.88
Chevron Corporation (CVX) 2.2 $6.4M 56k 115.16
Global X Fds S&p 500 Covered (XYLD) 2.0 $5.8M 114k 50.55
Amazon (AMZN) 1.9 $5.5M 1.6k 3488.02
Fs Kkr Capital Corp (FSK) 1.5 $4.4M 204k 21.68
J P Morgan Exchange-traded F Equity Premium (JEPI) 1.4 $4.0M 65k 61.40
Global X Fds Us Pfd Etf (PFFD) 1.3 $3.8M 148k 25.95
Invesco Qqq Tr Unit Ser 1 (QQQ) 1.3 $3.7M 9.2k 398.03
Spdr S&p 500 Etf Tr Tr Unit (SPY) 1.3 $3.7M 7.8k 468.91
Costco Wholesale Corporation (COST) 1.2 $3.5M 7.0k 503.74
Home Depot (HD) 1.1 $3.2M 8.8k 368.56
Blackstone Group Inc Com Cl A (BX) 1.1 $3.1M 22k 142.03
Ark Etf Tr Innovation Etf (ARKK) 1.0 $3.1M 25k 123.42
Ishares Tr U.s. Med Dvc Etf (IHI) 1.0 $3.0M 46k 65.32
Alphabet Cap Stk Cl C (GOOG) 1.0 $2.9M 981.00 2985.73
Vaneck Etf Trust Mrngstr Wde Moat (MOAT) 1.0 $2.9M 37k 78.06
Innovator Etfs Tr Us Eqty Pwr Buf (PMAY) 1.0 $2.8M 93k 30.38
Visa Com Cl A (V) 0.9 $2.8M 13k 220.51
Advanced Micro Devices (AMD) 0.9 $2.7M 18k 150.15
Abbott Laboratories (ABT) 0.9 $2.7M 21k 126.80
Cloudflare Cl A Com (NET) 0.9 $2.6M 12k 210.00
Global X Fds Nasdaq 100 Cover (QYLD) 0.8 $2.4M 105k 22.90
Ares Capital Corporation (ARCC) 0.8 $2.4M 113k 21.12
Target Corporation (TGT) 0.8 $2.4M 9.3k 253.33
First Tr Exchng Traded Fd Vi Tcw Opportunis (FIXD) 0.8 $2.3M 43k 53.57
Ishares Tr Rus Mid Cap Etf (IWR) 0.8 $2.3M 27k 84.87
Ishares Tr Core S&p Scp Etf (IJR) 0.8 $2.2M 18k 120.32
Innovator Etfs Tr Us Eqt Ultra Bf (UMAY) 0.7 $2.2M 76k 28.64
Thermo Fisher Scientific (TMO) 0.7 $2.2M 3.5k 624.49
First Tr Exchange Traded Cloud Computing (SKYY) 0.7 $2.1M 17k 118.60
First Tr Exchange-traded Dj Internt Idx (FDN) 0.7 $2.0M 8.2k 248.93
ConAgra Foods (CAG) 0.7 $2.0M 63k 32.30
Jpmorgan Chase & Co Alerian Ml Etn (AMJ) 0.7 $2.0M 104k 19.41
Johnson & Johnson (JNJ) 0.7 $2.0M 12k 162.90
Waste Management (WM) 0.7 $2.0M 13k 160.04
The Alger Etf Trust Mid Cap 40 Etf (FRTY) 0.7 $2.0M 78k 25.21
Qualcomm (QCOM) 0.7 $1.9M 12k 165.86
The Alger Etf Trust 35 Etf (ATFV) 0.7 $1.9M 83k 23.24
Facebook Cl A (META) 0.7 $1.9M 5.6k 338.56
Exchange Listed Fds Tr Saba Int Rate (CEFS) 0.7 $1.9M 87k 21.90
UnitedHealth (UNH) 0.6 $1.9M 4.1k 462.60
Dex (DXCM) 0.6 $1.9M 2.9k 637.17
Adobe Systems Incorporated (ADBE) 0.6 $1.8M 2.8k 666.18
Intercontinental Exchange (ICE) 0.6 $1.8M 14k 135.73
Paypal Holdings (PYPL) 0.6 $1.7M 7.3k 229.48
Vanguard World Fds Utilities Etf (VPU) 0.6 $1.7M 11k 145.10
Simon Property (SPG) 0.6 $1.6M 9.8k 167.41
Lowe's Companies (LOW) 0.6 $1.6M 7.0k 234.78
Spdr Ser Tr BLMBRG BRC CNVRT (CWB) 0.6 $1.6M 18k 89.52
Crown Castle Intl (CCI) 0.6 $1.6M 9.0k 179.96
Ishares Tr Iboxx Inv Cp Etf (LQD) 0.5 $1.6M 12k 134.51
Palo Alto Networks (PANW) 0.5 $1.6M 3.1k 517.17
Schwab Strategic Tr Us Tips Etf (SCHP) 0.5 $1.6M 25k 63.52
Amgen (AMGN) 0.5 $1.5M 7.2k 211.37
Tesla Motors (TSLA) 0.5 $1.5M 1.3k 1162.99
Union Pacific Corporation (UNP) 0.5 $1.5M 6.3k 239.45
Broadcom (AVGO) 0.5 $1.5M 2.7k 558.82
Verizon Communications (VZ) 0.5 $1.5M 28k 52.33
salesforce (CRM) 0.5 $1.5M 4.7k 309.95
Trex Company (TREX) 0.5 $1.4M 13k 115.79
Rio Tinto Sponsored Adr (RIO) 0.5 $1.4M 22k 62.27
Innovator Etfs Tr Us Eqt Ultra Bf (UJUN) 0.5 $1.4M 47k 29.31
Janus Detroit Str Tr Hendrsn Shrt Etf (VNLA) 0.5 $1.4M 27k 49.98
Ishares Tr Esg Awr Msci Usa (ESGU) 0.5 $1.4M 13k 107.44
Vanguard Bd Index Fds Total Bnd Mrkt (BND) 0.5 $1.3M 16k 85.64
Boeing Company (BA) 0.5 $1.3M 6.0k 222.63
Draftkings Com Cl A 0.4 $1.3M 29k 44.77
The Trade Desk Com Cl A (TTD) 0.4 $1.3M 14k 88.75
Lamb Weston Hldgs (LW) 0.4 $1.3M 22k 58.15
Servicenow (NOW) 0.4 $1.3M 1.8k 692.31
Docusign (DOCU) 0.4 $1.2M 4.4k 273.94
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) 0.4 $1.2M 3.2k 364.40
Crowdstrike Hldgs Cl A (CRWD) 0.4 $1.2M 4.1k 282.98
Snowflake Cl A (SNOW) 0.4 $1.1M 3.0k 370.80
Global X Fds Fintech Etf (FINX) 0.4 $1.1M 22k 52.35
Ark Etf Tr Next Gnrtn Inter (ARKW) 0.4 $1.1M 7.0k 159.40
Ishares Tr Russell 2000 Etf (IWM) 0.4 $1.1M 4.5k 242.67
Roblox Corp Cl A (RBLX) 0.4 $1.1M 14k 77.02
Innovator Etfs Tr Us Eqty Pwr Buf (PFEB) 0.4 $1.1M 37k 29.05
First Tr Nas100 Eq Weighted SHS (QQEW) 0.4 $1.1M 9.0k 120.11
Square Cl A (SQ) 0.4 $1.1M 4.5k 236.80
Invesco Exch Traded Fd Tr Ii Solar Etf (TAN) 0.4 $1.1M 11k 96.63
Wal-Mart Stores (WMT) 0.4 $1.1M 7.1k 149.21
Innovator Etfs Tr Us Eqty Ultra B (UDEC) 0.4 $1.0M 35k 29.80
Axon Enterprise (AXON) 0.4 $1.0M 5.9k 176.64
JPMorgan Chase & Co. (JPM) 0.4 $1.0M 6.2k 169.12
Chewy Cl A (CHWY) 0.4 $1.0M 14k 75.59
Pepsi (PEP) 0.3 $1.0M 6.3k 162.46
Unity Software (U) 0.3 $998k 6.1k 163.15
Vanguard World Fds Health Car Etf (VHT) 0.3 $959k 3.7k 259.75
First Tr Exchange-traded Ssi Strg Etf (FCVT) 0.3 $952k 18k 53.87
Colgate-Palmolive Company (CL) 0.3 $935k 12k 77.78
Innovator Etfs Tr Us Eqty Ultra Bu (UNOV) 0.3 $935k 32k 29.47
First Tr Nasdaq 100 Tech Ind SHS (QTEC) 0.3 $930k 5.2k 178.95
Select Sector Spdr Tr Rl Est Sel Sec (XLRE) 0.3 $926k 19k 48.23
Ishares Tr Msci Usa Min Vol (USMV) 0.3 $923k 12k 77.88
Hanesbrands (HBI) 0.3 $871k 49k 17.80
Lululemon Athletica (LULU) 0.3 $867k 1.9k 466.38
Proshares Tr S&p 500 Dv Arist (NOBL) 0.3 $864k 9.0k 95.74
Mastercard Incorporated Cl A (MA) 0.3 $861k 2.5k 349.72
Alibaba Group Hldg Sponsored Ads (BABA) 0.3 $849k 5.2k 162.15
Ishares Tr Core S&p Ttl Stk (ITOT) 0.3 $846k 7.9k 107.63
Activision Blizzard 0.3 $837k 13k 66.79
Alphabet Cap Stk Cl A (GOOGL) 0.3 $829k 278.00 2982.01
Ishares Tr Iboxx Hi Yd Etf (HYG) 0.3 $820k 9.4k 87.43
Ishares Tr Faln Angls Usd (FALN) 0.3 $806k 27k 30.31
Annaly Capital Management 0.3 $802k 93k 8.65
McDonald's Corporation (MCD) 0.3 $791k 3.1k 253.20
Nextera Energy (NEE) 0.3 $779k 9.2k 84.62
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.3 $763k 2.6k 288.80
Vanguard Scottsdale Fds Mtg-bkd Secs Etf (VMBS) 0.3 $762k 14k 53.19
Ishares U S Etf Tr Blackrock St Mat (NEAR) 0.3 $755k 15k 50.02
First Tr Value Line Divid In SHS (FVD) 0.3 $747k 18k 41.69
Paccar (PCAR) 0.3 $731k 8.2k 88.89
Innovator Etfs Tr Loup Frontier (LOUP) 0.2 $726k 12k 58.84
CVS Caremark Corporation (CVS) 0.2 $707k 7.5k 93.79
Vanguard World Fds Consum Dis Etf (VCR) 0.2 $706k 2.0k 351.59
Ishares Tr Tips Bd Etf (TIP) 0.2 $695k 5.3k 130.13
Ishares Tr U.s. Fin Svc Etf (IYG) 0.2 $691k 3.4k 201.58
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.2 $689k 13k 51.39
Spdr Ser Tr S&p Retail Etf (XRT) 0.2 $676k 6.7k 101.58
Invesco Exchange Traded Fd T S&p500 Eql Ind (RSPN) 0.2 $669k 3.4k 199.23
Wells Fargo & Company (WFC) 0.2 $665k 13k 50.89
Moody's Corporation (MCO) 0.2 $661k 1.7k 387.00
Wisdomtree Tr Intl Smcap Div (DLS) 0.2 $647k 8.6k 75.67
American Tower Reit (AMT) 0.2 $635k 2.3k 278.51
Accenture Plc Ireland Shs Class A (ACN) 0.2 $634k 1.7k 366.90
Vaneck Etf Trust Preferred Securt (PFXF) 0.2 $634k 29k 21.75
Moderna (MRNA) 0.2 $620k 2.5k 244.77
Invesco Exch Traded Fd Tr Ii S&p Gbl Water (CGW) 0.2 $608k 10k 60.47
Zoom Video Communications In Cl A (ZM) 0.2 $601k 2.3k 259.72
Vanguard Charlotte Fds Total Int Bd Etf (BNDX) 0.2 $597k 11k 57.01
Pimco Etf Tr Enhan Shrt Ma Ac (MINT) 0.2 $596k 5.9k 101.88
Palantir Technologies Cl A (PLTR) 0.2 $585k 22k 26.76
Ameresco Cl A (AMRC) 0.2 $576k 6.1k 95.19
Automatic Data Processing (ADP) 0.2 $568k 2.5k 227.38
Airbnb Com Cl A (ABNB) 0.2 $562k 2.8k 200.14
Ishares Tr Esg Msci Usa Etf (USXF) 0.2 $553k 14k 39.63
Roper Industries (ROP) 0.2 $553k 1.1k 488.95
Medpace Hldgs (MEDP) 0.2 $551k 2.5k 224.53
4068594 Enphase Energy (ENPH) 0.2 $547k 2.3k 241.61
Procter & Gamble Company (PG) 0.2 $547k 3.8k 144.86
Ionis Pharmaceuticals (IONS) 0.2 $544k 16k 34.89
Vanguard Specialized Funds Div App Etf (VIG) 0.2 $532k 3.2k 167.24
Consolidated Edison (ED) 0.2 $532k 6.9k 77.05
Vanguard Index Fds Extend Mkt Etf (VXF) 0.2 $528k 2.6k 200.08
Listed Fd Tr Roundhill Sports (BETZ) 0.2 $524k 18k 29.31
Marriott Intl Cl A (MAR) 0.2 $508k 3.0k 168.32
Wisdomtree Tr Floatng Rat Trea 0.2 $502k 20k 25.10
Honeywell International (HON) 0.2 $500k 2.2k 225.84
Bank of America Corporation (BAC) 0.2 $489k 10k 47.30
Ishares Tr Us Industrials (IYJ) 0.2 $482k 4.2k 113.95
Flexshares Tr Iboxx 3r Targt (TDTT) 0.2 $458k 17k 26.46
Invesco Exchange Traded Fd T Dwa Momentum (PDP) 0.2 $455k 4.5k 100.89
Parker-Hannifin Corporation (PH) 0.2 $449k 1.4k 329.66
Edison International (EIX) 0.2 $448k 7.0k 64.00
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 0.2 $447k 5.5k 81.94
Principal Real Estate Income Shs Ben Int (PGZ) 0.2 $440k 28k 15.76
Spdr Ser Tr Nuveen Blmbrg Sr (SHM) 0.1 $436k 8.9k 49.27
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 0.1 $431k 8.6k 50.41
First Tr Exchange-traded First Tr Enh New (FTSM) 0.1 $427k 7.1k 59.89
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.1 $425k 26k 16.66
Spdr Index Shs Fds Asia Pacif Etf (GMF) 0.1 $422k 3.3k 127.96
Ishares Tr Core Div Grwth (DGRO) 0.1 $413k 7.6k 53.99
Edwards Lifesciences (EW) 0.1 $412k 3.4k 119.63
Ishares Tr Ishares Biotech (IBB) 0.1 $407k 2.6k 157.57
Walt Disney Company (DIS) 0.1 $406k 2.3k 176.68
Cohen & Steers REIT/P (RNP) 0.1 $400k 15k 27.58
Ishares Tr Esg Aw Msci Eafe (ESGD) 0.1 $396k 4.8k 82.33
Pimco Etf Tr Inter Mun Bd Act (MUNI) 0.1 $393k 7.0k 56.26
Illinois Tool Works (ITW) 0.1 $388k 1.7k 233.45
J P Morgan Exchange-traded F Ultra Shrt Inc (JPST) 0.1 $388k 7.7k 50.61
Spdr Index Shs Fds S&p Gblinf Etf (GII) 0.1 $381k 6.9k 55.54
Qorvo (QRVO) 0.1 $371k 2.3k 159.16
Mondelez Intl Cl A (MDLZ) 0.1 $371k 6.0k 61.83
Ishares Tr Msci Eafe Etf (EFA) 0.1 $356k 4.4k 81.84
Ishares Tr Esg Aware Msci (ESML) 0.1 $355k 8.3k 42.79
Vanguard World Mega Grwth Ind (MGK) 0.1 $353k 1.4k 260.32
Ishares Tr Short Treas Bd (SHV) 0.1 $341k 3.1k 110.50
Sprinklr Cl A (CXM) 0.1 $341k 19k 18.41
Luminar Technologies Com Cl A (LAZR) 0.1 $338k 19k 17.52
Pacer Fds Tr Trendp Us Mid Cp (PTMC) 0.1 $337k 9.1k 37.05
Fidelity Covington Trust Msci Hlth Care I (FHLC) 0.1 $336k 5.0k 66.92
Altria (MO) 0.1 $333k 7.4k 45.02
Lam Research Corporation (LRCX) 0.1 $332k 545.00 609.17
Netflix (NFLX) 0.1 $331k 508.00 651.57
Ford Motor Company (F) 0.1 $328k 16k 20.17
Nuveen Quality Pref. Inc. Fund II 0.1 $327k 33k 9.83
Vanguard Index Fds Total Stk Mkt (VTI) 0.1 $324k 1.3k 242.33
Pacer Fds Tr Bnchmrk Infra (SRVR) 0.1 $322k 7.9k 40.64
First Tr Exchange-traded No Amer Energy (EMLP) 0.1 $320k 13k 25.04
Caterpillar (CAT) 0.1 $318k 1.5k 214.29
Cleveland-cliffs (CLF) 0.1 $311k 13k 23.59
Vanguard Index Fds Growth Etf (VUG) 0.1 $311k 967.00 321.61
Danaher Corporation (DHR) 0.1 $309k 1.0k 301.76
Xcel Energy (XEL) 0.1 $308k 4.9k 62.67
Compass Diversified Sh Ben Int (CODI) 0.1 $307k 9.9k 31.11
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.1 $306k 19k 15.75
Realty Income (O) 0.1 $306k 4.3k 71.58
Progressive Corporation (PGR) 0.1 $305k 3.2k 96.34
Starbucks Corporation (SBUX) 0.1 $305k 2.6k 115.31
Intel Corporation (INTC) 0.1 $297k 5.8k 51.57
Global X Fds Renewable Energy (RNRG) 0.1 $296k 18k 16.60
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.1 $294k 2.2k 133.76
Ishares Tr Russell 3000 Etf (IWV) 0.1 $292k 1.0k 279.16
Ishares Tr Eafe Value Etf (EFV) 0.1 $291k 5.5k 52.51
Ishares Tr Eafe Grwth Etf (EFG) 0.1 $289k 2.5k 113.42
ConocoPhillips (COP) 0.1 $285k 3.8k 76.00
Vanguard Tax-managed Intl Ftse Dev Mkt Etf (VEA) 0.1 $281k 5.3k 53.00
Mosaic (MOS) 0.1 $281k 7.4k 37.72
Vanguard Malvern Fds Strm Infproidx (VTIP) 0.1 $274k 5.2k 52.22
Vanguard Index Fds Mcap Gr Idxvip (VOT) 0.1 $273k 1.0k 263.51
Sempra Energy (SRE) 0.1 $273k 2.2k 125.52
Akamai Technologies (AKAM) 0.1 $269k 2.5k 108.42
Aberdeen Std Gold Etf Tr Physcl Gold Shs (SGOL) 0.1 $264k 15k 17.52
Main Street Capital Corporation (MAIN) 0.1 $263k 5.7k 45.82
Pacer Fds Tr Trendp Us Lar Cp (PTLC) 0.1 $263k 6.4k 41.25
Bristol Myers Squibb (BMY) 0.1 $263k 4.4k 59.35
Pfizer (PFE) 0.1 $261k 5.4k 48.24
Freeport-mcmoran CL B (FCX) 0.1 $257k 6.5k 39.43
Innovator Etfs Tr S&p 500 Ultra (UFEB) 0.1 $256k 9.2k 27.84
Ishares Tr Esg Adv Ttl Usd (EUSB) 0.1 $251k 5.1k 49.59
Cohen & Steers infrastucture Fund (UTF) 0.1 $250k 8.8k 28.49
Ishares Tr Core 1 5 Yr Usd (ISTB) 0.1 $249k 4.9k 50.82
First Tr Exchange Traded Nasdaq Cyb Etf (CIBR) 0.1 $247k 4.4k 55.82
Ishares Tr Esg Eafe Etf (DMXF) 0.1 $245k 3.4k 71.08
Ishares Tr Jpmorgan Usd Emg (EMB) 0.1 $240k 2.2k 110.96
Spdr Ser Tr Blomberg Brc Inv (FLRN) 0.1 $239k 7.8k 30.59
Ark Etf Tr Genomic Rev Etf (ARKG) 0.1 $234k 3.0k 78.44
Cassava Sciences (SAVA) 0.1 $232k 2.6k 89.47
Innovator Etfs Tr Us Eqty Pwr Buf (POCT) 0.1 $232k 7.7k 30.33
Cisco Systems (CSCO) 0.1 $231k 4.0k 57.11
At&t (T) 0.1 $231k 9.3k 24.91
Ishares Tr Core S&p Us Gwt (IUSG) 0.1 $230k 2.0k 114.60
First Tr Exchng Traded Fd Vi Cboe Vest Us Eq (BUFR) 0.1 $227k 9.5k 23.79
Intuit (INTU) 0.1 $226k 368.00 614.13
Merck & Co (MRK) 0.1 $225k 2.7k 82.69
Innovator Etfs Tr Us Sml Cp Pwr B (KJAN) 0.1 $222k 6.9k 32.06
Select Sector Spdr Tr Technology (XLK) 0.1 $217k 1.3k 168.22
First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) 0.1 $212k 10k 20.58
Veeva Sys Cl A Com (VEEV) 0.1 $211k 658.00 320.67
Waste Connections (WCN) 0.1 $209k 1.6k 134.84
Intuitive Surgical Com New (ISRG) 0.1 $208k 568.00 366.20
Eaton Corp SHS (ETN) 0.1 $208k 1.2k 173.33
Ishares Tr Expnd Tec Sc Etf (IGM) 0.1 $205k 460.00 445.65
Innovator Etfs Tr Us Eqty Pwr Buf (PNOV) 0.1 $201k 6.5k 30.79
Nuveen California Muni Vlu F Com Stk (NCA) 0.0 $136k 13k 10.44
Vertical Cap Income Shs Ben Int (CCIF) 0.0 $112k 11k 10.56
Genius Brands Intl 0.0 $20k 14k 1.42
Palatin Technologies Com Par $ .01 0.0 $5.0k 12k 0.42