Cetera Investment Advisers

Cetera Investment Advisers as of Sept. 30, 2016

Portfolio Holdings for Cetera Investment Advisers

Cetera Investment Advisers holds 278 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Growth ETF (VUG) 3.0 $7.1M 63k 112.43
iShares Lehman Aggregate Bond (AGG) 2.7 $6.2M 56k 112.38
iShares Russell 1000 Growth Index (IWF) 2.4 $5.5M 53k 104.09
Apple (AAPL) 2.0 $4.6M 41k 113.29
Vanguard Value ETF (VTV) 1.9 $4.3M 50k 87.03
At&t (T) 1.6 $3.8M 93k 40.55
Spdr S&p 500 Etf (SPY) 1.5 $3.6M 17k 216.31
iShares S&P Natl AMTFr Mncpl Bd (MUB) 1.5 $3.5M 31k 112.76
iShares Russell 1000 Value Index (IWD) 1.5 $3.5M 33k 105.74
Vanguard Mid-Cap ETF (VO) 1.4 $3.3M 26k 129.37
United Parcel Service (UPS) 1.4 $3.3M 30k 109.41
iShares S&P NA Nat. Re. Sc. Idx (IGE) 1.4 $3.3M 95k 34.41
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 1.4 $3.2M 57k 55.26
General Electric Company 1.3 $3.1M 103k 29.64
Vanguard REIT ETF (VNQ) 1.2 $2.9M 33k 87.08
Johnson & Johnson (JNJ) 1.2 $2.8M 23k 118.36
Vanguard Small-Cap ETF (VB) 1.2 $2.8M 23k 122.00
Vaneck Vectors Etf Tr High Yld Mun Etf 1.1 $2.6M 81k 32.25
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.1 $2.6M 49k 52.26
PowerShares FTSE RAFI US 1000 1.1 $2.6M 27k 93.81
Vanguard Short-Term Bond ETF (BSV) 1.0 $2.3M 29k 80.69
iShares S&P SmallCap 600 Index (IJR) 1.0 $2.3M 19k 124.06
First Trust Large Cap Core Alp Fnd (FEX) 1.0 $2.3M 49k 46.87
Exxon Mobil Corporation (XOM) 1.0 $2.3M 26k 87.12
iShares MSCI EAFE Index Fund (EFA) 0.9 $2.1M 35k 59.23
Chevron Corporation (CVX) 0.9 $2.0M 20k 103.12
iShares MSCI Emerging Markets Indx (EEM) 0.9 $2.0M 54k 37.49
SPDR Gold Trust (GLD) 0.9 $2.0M 16k 125.93
PowerShares QQQ Trust, Series 1 0.9 $2.0M 17k 118.85
Facebook Inc cl a (META) 0.9 $2.0M 16k 128.22
iShares iBoxx $ High Yid Corp Bond (HYG) 0.8 $2.0M 22k 87.34
iShares S&P US Pref Stock Idx Fnd (PFF) 0.8 $1.9M 48k 39.61
Verizon Communications (VZ) 0.8 $1.9M 36k 52.04
iShares Russell Midcap Growth Idx. (IWP) 0.8 $1.9M 19k 97.46
Boeing Company (BA) 0.8 $1.9M 14k 131.43
Walt Disney Company (DIS) 0.8 $1.8M 19k 93.07
Vanguard Mid-Cap Growth ETF (VOT) 0.8 $1.7M 16k 106.28
First Trust Value Line Dividend Indx Fnd (FVD) 0.8 $1.8M 65k 27.01
Intel Corporation (INTC) 0.7 $1.7M 44k 37.71
Vanguard Total Stock Market ETF (VTI) 0.7 $1.7M 15k 111.35
Schwab Strategic Tr us aggregate b (SCHZ) 0.7 $1.7M 31k 53.69
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.7 $1.6M 18k 89.62
Berkshire Hathaway (BRK.A) 0.7 $1.5M 7.00 216285.71
PIMCO Corporate Opportunity Fund (PTY) 0.6 $1.5M 102k 14.61
iShares S&P MidCap 400 Index (IJH) 0.6 $1.5M 9.5k 154.72
Global Net Lease 0.6 $1.5M 178k 8.16
iShares Russell 2000 Index (IWM) 0.6 $1.4M 12k 123.29
JPMorgan Chase & Co. (JPM) 0.6 $1.4M 21k 66.36
Microsoft Corporation (MSFT) 0.6 $1.3M 23k 57.71
Utilities SPDR (XLU) 0.6 $1.3M 26k 49.10
Western Asset Premier Bond Fund (WEA) 0.5 $1.3M 94k 13.43
iShares Russell Midcap Index Fund (IWR) 0.5 $1.2M 7.1k 173.87
Vanguard Mid-Cap Value ETF (VOE) 0.5 $1.2M 13k 93.12
Altria (MO) 0.5 $1.2M 19k 63.47
SPDR S&P Dividend (SDY) 0.5 $1.2M 14k 84.29
Alphabet Inc Class A cs (GOOGL) 0.5 $1.1M 1.4k 801.14
Abbvie (ABBV) 0.5 $1.1M 17k 63.18
Vanguard Total Bond Market ETF (BND) 0.5 $1.1M 13k 84.29
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.5 $1.1M 46k 22.97
Procter & Gamble Company (PG) 0.4 $1.0M 12k 89.54
Rydex S&P Equal Weight ETF 0.4 $1.0M 12k 83.41
Berkshire Hathaway (BRK.B) 0.4 $997k 6.9k 144.16
Coca-Cola Company (KO) 0.4 $991k 23k 42.35
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.4 $1.0M 7.3k 137.57
Vanguard Emerging Markets ETF (VWO) 0.4 $1.0M 27k 37.59
Ford Motor Company (F) 0.4 $976k 81k 12.08
Pioneer High Income Trust (PHT) 0.4 $974k 93k 10.53
International Business Machines (IBM) 0.4 $944k 5.9k 158.87
iShares Dow Jones Select Dividend (DVY) 0.4 $949k 11k 85.65
SPDR Barclays Capital High Yield B 0.4 $950k 26k 37.02
Pfizer (PFE) 0.4 $930k 27k 33.95
Vanguard Small-Cap Growth ETF (VBK) 0.4 $943k 7.1k 131.94
Ishares Inc core msci emkt (IEMG) 0.4 $936k 21k 45.46
Philip Morris International (PM) 0.4 $883k 9.1k 96.96
Starbucks Corporation (SBUX) 0.4 $864k 16k 53.99
Vanguard Total World Stock Idx (VT) 0.4 $853k 14k 60.69
First Trust Health Care AlphaDEX (FXH) 0.4 $862k 14k 60.78
PowerShares Preferred Portfolio 0.4 $845k 56k 15.09
Wisdomtree Tr intl hedge eqt (HEDJ) 0.4 $839k 16k 53.83
iShares Silver Trust (SLV) 0.3 $821k 45k 18.14
Kraft Heinz (KHC) 0.3 $812k 9.1k 89.27
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.3 $791k 6.4k 123.46
Home Depot (HD) 0.3 $758k 5.9k 128.39
Health Care SPDR (XLV) 0.3 $773k 11k 71.97
Vanguard Consumer Staples ETF (VDC) 0.3 $778k 5.7k 137.24
Vanguard Short Term Corporate Bond ETF (VCSH) 0.3 $768k 9.5k 80.61
First Trust Large Cap GO Alpha Fnd (FTC) 0.3 $763k 15k 50.62
First Trust Morningstar Divid Ledr (FDL) 0.3 $744k 27k 27.14
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.3 $740k 13k 56.05
Bristol Myers Squibb (BMY) 0.3 $717k 13k 53.89
iShares S&P 500 Index (IVV) 0.3 $712k 3.3k 217.54
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.3 $723k 6.5k 110.91
Ishares Tr usa min vo (USMV) 0.3 $733k 16k 45.32
Nuveen Barclays Shrt Term Muni bdfund (SHM) 0.3 $712k 15k 48.87
CVS Caremark Corporation (CVS) 0.3 $709k 8.0k 88.84
First Trust Mid Cap Core Alpha Fnd (FNX) 0.3 $708k 13k 53.08
Ishares Tr cur hdg ms emu (HEZU) 0.3 $690k 28k 24.70
Wells Fargo & Company (WFC) 0.3 $668k 15k 44.33
GlaxoSmithKline 0.3 $686k 16k 42.95
Vanguard Small-Cap Value ETF (VBR) 0.3 $676k 6.1k 110.40
PPL Corporation (PPL) 0.3 $658k 19k 34.65
Vanguard Dividend Appreciation ETF (VIG) 0.3 $660k 7.9k 83.83
First Trust Small Cap Cr AlphaDEX (FYX) 0.3 $657k 13k 49.72
Merck & Co (MRK) 0.3 $640k 10k 62.05
Vanguard Energy ETF (VDE) 0.3 $637k 6.5k 97.88
ConocoPhillips (COP) 0.3 $600k 14k 43.25
Amazon (AMZN) 0.3 $600k 717.00 836.82
Vanguard High Dividend Yield ETF (VYM) 0.3 $602k 8.4k 72.10
Wal-Mart Stores (WMT) 0.2 $586k 8.1k 72.26
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.2 $594k 5.6k 105.56
Schwab U S Small Cap ETF (SCHA) 0.2 $572k 10k 57.46
Caterpillar (CAT) 0.2 $552k 6.2k 88.63
Cisco Systems (CSCO) 0.2 $560k 18k 31.70
T. Rowe Price (TROW) 0.2 $563k 8.5k 66.55
Nextera Energy (NEE) 0.2 $562k 4.6k 122.20
AutoZone (AZO) 0.2 $555k 722.00 768.70
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.2 $549k 4.3k 126.29
PIMCO Corporate Income Fund (PCN) 0.2 $548k 36k 15.40
Eli Lilly & Co. (LLY) 0.2 $538k 6.7k 80.30
Union Pacific Corporation (UNP) 0.2 $537k 5.5k 97.48
Pepsi (PEP) 0.2 $530k 4.9k 108.92
iShares Lehman MBS Bond Fund (MBB) 0.2 $525k 4.8k 110.04
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.2 $530k 5.0k 106.00
PIMCO Strategic Global Government Fund (RCS) 0.2 $533k 53k 10.06
Alibaba Group Holding (BABA) 0.2 $526k 5.0k 105.41
Bank of America Corporation (BAC) 0.2 $513k 33k 15.74
McDonald's Corporation (MCD) 0.2 $511k 4.4k 116.53
Schlumberger (SLB) 0.2 $509k 6.5k 78.57
MetLife (MET) 0.2 $507k 12k 44.20
iShares Russell 2000 Growth Index (IWO) 0.2 $516k 3.5k 147.85
Oracle Corporation (ORCL) 0.2 $481k 12k 39.26
First Trust Large Cap Value Opp Fnd (FTA) 0.2 $495k 12k 42.64
Alphabet Inc Class C cs (GOOG) 0.2 $488k 627.00 778.31
ITC Holdings 0.2 $459k 9.8k 46.61
Energy Select Sector SPDR (XLE) 0.2 $475k 6.7k 70.83
SPDR S&P MidCap 400 ETF (MDY) 0.2 $467k 1.7k 280.82
First Trust IPOX-100 Index Fund (FPX) 0.2 $472k 8.6k 54.66
Blackrock California Mun. Income Trust (BFZ) 0.2 $457k 28k 16.57
First Tr Exchange Traded Fd multi asset di (MDIV) 0.2 $474k 25k 18.79
Cummins (CMI) 0.2 $435k 3.4k 127.98
Prudential Financial (PRU) 0.2 $444k 5.4k 81.71
Vanguard Intermediate-Term Bond ETF (BIV) 0.2 $433k 5.0k 87.46
Constellation Brands (STZ) 0.2 $435k 2.6k 166.86
Netflix (NFLX) 0.2 $440k 4.5k 98.46
Alerian Mlp Etf 0.2 $436k 34k 12.75
SPDR DJ Wilshire REIT (RWR) 0.2 $437k 4.5k 96.66
Ishares Tr fltg rate nt (FLOT) 0.2 $448k 8.8k 50.72
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.2 $421k 3.6k 117.07
Walgreen Boots Alliance (WBA) 0.2 $410k 5.1k 80.79
HSBC Holdings (HSBC) 0.2 $386k 10k 37.68
MasterCard Incorporated (MA) 0.2 $395k 3.9k 102.36
Lincoln National Corporation (LNC) 0.2 $397k 8.4k 47.03
Lockheed Martin Corporation (LMT) 0.2 $402k 1.7k 240.72
Nike (NKE) 0.2 $393k 7.4k 52.77
Gilead Sciences (GILD) 0.2 $390k 4.9k 79.38
Southern Company (SO) 0.2 $396k 7.7k 51.46
Bce (BCE) 0.2 $386k 8.5k 45.67
Technology SPDR (XLK) 0.2 $385k 8.1k 47.83
Schwab International Equity ETF (SCHF) 0.2 $394k 14k 28.69
Comcast Corporation (CMCSA) 0.2 $370k 5.6k 66.13
Goldman Sachs (GS) 0.2 $380k 2.3k 162.25
Kimberly-Clark Corporation (KMB) 0.2 $372k 2.9k 127.09
Royal Dutch Shell 0.2 $377k 7.5k 50.04
Qualcomm (QCOM) 0.2 $373k 5.5k 68.22
Accenture (ACN) 0.2 $380k 3.1k 121.60
iShares S&P 500 Growth Index (IVW) 0.2 $365k 3.0k 121.34
First Trust Financials AlphaDEX (FXO) 0.2 $369k 15k 24.19
Ipath Dow Jones-aig Commodity (DJP) 0.2 $368k 16k 23.52
Ishares High Dividend Equity F (HDV) 0.2 $380k 4.7k 80.75
First Tr Exch Trd Alpha Fd I dev mrk ex us (FDT) 0.2 $366k 7.5k 49.09
Huntington Bancshares Incorporated (HBAN) 0.1 $345k 35k 9.85
General Mills (GIS) 0.1 $342k 5.4k 63.83
United Technologies Corporation 0.1 $338k 3.3k 101.44
American Electric Power Company (AEP) 0.1 $358k 5.6k 64.20
iShares Russell 1000 Index (IWB) 0.1 $343k 2.8k 120.73
iShares S&P 100 Index (OEF) 0.1 $360k 3.8k 95.72
iShares S&P 500 Value Index (IVE) 0.1 $350k 3.7k 94.70
Barclays Bk Plc Ipsp croil etn 0.1 $356k 61k 5.84
O'reilly Automotive (ORLY) 0.1 $346k 1.2k 279.03
WisdomTree MidCap Dividend Fund (DON) 0.1 $346k 3.8k 90.84
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $343k 21k 16.03
Vanguard Malvern Fds strm infproidx (VTIP) 0.1 $346k 7.0k 49.38
BP (BP) 0.1 $331k 9.4k 35.16
Abbott Laboratories (ABT) 0.1 $324k 7.7k 41.89
SPDR S&P International Dividend (DWX) 0.1 $321k 8.7k 36.75
Guggenheim Cr Allocation 0.1 $317k 14k 22.25
Visa (V) 0.1 $305k 3.7k 82.93
iShares Gold Trust 0.1 $303k 24k 12.73
Vanguard Europe Pacific ETF (VEA) 0.1 $305k 8.2k 37.39
iShares Barclays TIPS Bond Fund (TIP) 0.1 $298k 2.6k 116.54
Powershares Senior Loan Portfo mf 0.1 $296k 13k 23.12
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $300k 6.4k 47.13
Powershares Etf Tr Ii s^p500 low vol 0.1 $300k 7.2k 41.52
Phillips 66 (PSX) 0.1 $293k 3.6k 80.83
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $314k 12k 25.45
Anthem (ELV) 0.1 $308k 2.5k 125.36
Vaneck Vectors Gold Miners mutual (GDX) 0.1 $296k 11k 26.50
Coca Cola European Partners (CCEP) 0.1 $296k 7.4k 39.77
Principal Financial (PFG) 0.1 $281k 5.5k 51.47
Baxter International (BAX) 0.1 $283k 5.9k 47.72
3M Company (MMM) 0.1 $278k 1.6k 176.62
Royal Dutch Shell 0.1 $282k 5.4k 52.66
UnitedHealth (UNH) 0.1 $279k 2.0k 140.62
Chipotle Mexican Grill (CMG) 0.1 $289k 690.00 418.84
PowerShares Fin. Preferred Port. 0.1 $271k 14k 18.99
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $274k 19k 14.58
PIMCO Income Opportunity Fund 0.1 $274k 12k 23.13
PowerShares Insured Nati Muni Bond 0.1 $286k 11k 26.02
Schwab Strategic Tr cmn (SCHV) 0.1 $281k 6.2k 45.69
Mondelez Int (MDLZ) 0.1 $269k 6.1k 44.33
Pinnacle Foods Inc De 0.1 $275k 5.5k 50.38
Vanguard S&p 500 Etf idx (VOO) 0.1 $281k 1.4k 199.72
Twitter 0.1 $284k 12k 23.10
Ipath S&p 500 Vix Short-term Futures Etn 0.1 $284k 8.3k 34.29
Northrop Grumman Corporation (NOC) 0.1 $248k 1.2k 214.16
International Paper Company (IP) 0.1 $248k 5.2k 47.77
Amgen (AMGN) 0.1 $254k 1.5k 167.00
Target Corporation (TGT) 0.1 $247k 3.7k 67.62
General Dynamics Corporation (GD) 0.1 $246k 1.6k 156.19
Dollar General (DG) 0.1 $253k 3.7k 69.22
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $252k 2.3k 111.46
Vanguard Health Care ETF (VHT) 0.1 $249k 1.9k 133.73
Ishares Tr eafe min volat (EFAV) 0.1 $257k 3.8k 67.47
Vareit, Inc reits 0.1 $256k 25k 10.33
49456b 20 0 Kinder Morgan Inc Del Pfd Ser A kinder morgan inc del 0.1 $254k 5.0k 50.39
BlackRock (BLK) 0.1 $229k 624.00 366.99
Canadian Natl Ry (CNI) 0.1 $235k 3.6k 65.37
Dow Chemical Company 0.1 $242k 4.7k 51.73
E.I. du Pont de Nemours & Company 0.1 $227k 3.4k 66.59
CIGNA Corporation 0.1 $232k 1.8k 131.00
Roper Industries (ROP) 0.1 $228k 1.2k 184.17
Allete (ALE) 0.1 $241k 4.0k 59.73
National Retail Properties (NNN) 0.1 $235k 4.6k 50.89
Consumer Staples Select Sect. SPDR (XLP) 0.1 $223k 4.2k 52.92
Financial Select Sector SPDR (XLF) 0.1 $224k 12k 19.22
SPDR Barclays Capital Intl Tresy Bd ETF (BWX) 0.1 $236k 8.1k 28.96
iShares S&P 1500 Index Fund (ITOT) 0.1 $236k 4.8k 49.14
WisdomTree Japan Total Dividend (DXJ) 0.1 $239k 5.6k 42.95
Rydex S&P 500 Pure Growth ETF 0.1 $242k 2.9k 83.80
Duke Energy (DUK) 0.1 $231k 2.9k 79.85
D First Tr Exchange-traded (FPE) 0.1 $228k 12k 19.62
Ishares Tr hdg msci eafe (HEFA) 0.1 $228k 9.3k 24.64
PNC Financial Services (PNC) 0.1 $217k 2.4k 89.71
Consolidated Edison (ED) 0.1 $205k 2.7k 76.49
SYSCO Corporation (SYY) 0.1 $202k 4.1k 49.29
Kroger (KR) 0.1 $218k 7.3k 29.86
Allstate Corporation (ALL) 0.1 $209k 3.0k 69.37
ConAgra Foods (CAG) 0.1 $218k 4.6k 46.94
New York Community Ban (NYCB) 0.1 $200k 14k 14.24
Public Service Enterprise (PEG) 0.1 $220k 5.3k 41.56
Delta Air Lines (DAL) 0.1 $204k 5.1k 39.70
Western Refining 0.1 $221k 8.4k 26.37
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.1 $208k 871.00 238.81
Celgene Corporation 0.1 $200k 1.9k 104.06
A. O. Smith Corporation (AOS) 0.1 $215k 2.2k 98.22
Consumer Discretionary SPDR (XLY) 0.1 $209k 2.6k 80.11
Vanguard Consumer Discretionary ETF (VCR) 0.1 $200k 1.6k 126.02
Western Asset High Incm Fd I (HIX) 0.1 $201k 28k 7.16
Powershares S&p 500 0.1 $203k 5.2k 38.93
Grubhub 0.1 $219k 5.1k 42.90
Monogram Residential Trust 0.1 $203k 19k 10.67
Gramercy Ppty Tr 0.1 $214k 22k 9.66
Annaly Capital Management 0.1 $187k 18k 10.52
Medical Properties Trust (MPW) 0.1 $179k 12k 14.81
BlackRock MuniYield California Fund 0.1 $189k 11k 17.12
Nuveen Energy Mlp Total Return etf 0.1 $161k 12k 13.02
Fs Investment Corporation 0.1 $133k 14k 9.50
Nuveen All Cap Ene Mlp Opport mf 0.1 $135k 14k 9.75
Nuveen Muni Value Fund (NUV) 0.1 $121k 12k 10.53
PIMCO High Income Fund (PHK) 0.1 $121k 12k 9.98
Western Asset Global High Income Fnd (EHI) 0.1 $117k 12k 10.22
Genworth Financial (GNW) 0.0 $83k 17k 4.97
Aegon 0.0 $88k 23k 3.85
Allianzgi Conv & Inc Fd taxable cef 0.0 $100k 15k 6.78
Fiat Chrysler Auto 0.0 $68k 11k 6.26
Frontier Communications 0.0 $46k 12k 3.97
Westport Innovations 0.0 $37k 23k 1.64
Prospect Capital Corporati mtnf 5.375% 0.0 $10k 10k 1.00