CFG Asset Management

CFG Asset Management as of Sept. 30, 2013

Portfolio Holdings for CFG Asset Management

CFG Asset Management holds 274 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Tr fltg rate nt (FLOT) 9.1 $19M 373k 50.68
Ssga Active Etf Tr blkstn gsosrln (SRLN) 8.0 $17M 333k 49.82
iShares Lehman Aggregate Bond (AGG) 6.9 $14M 133k 107.20
Ishares Tr 2023 invtgr bd 5.2 $11M 117k 91.81
Claymore Exchange Trd Fd Tr gug bull2019 e 4.9 $10M 499k 20.60
Vanguard Total Stock Market ETF (VTI) 4.1 $8.6M 98k 87.65
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 3.5 $7.2M 67k 107.93
iShares Lehman MBS Bond Fund (MBB) 3.2 $6.7M 64k 105.93
Ishares Tr 2020 invtgr bd 3.0 $6.2M 64k 95.97
Spdr Series Trust equity (IBND) 2.8 $5.8M 161k 36.10
iShares S&P US Pref Stock Idx Fnd (PFF) 2.6 $5.5M 144k 38.00
PowerShares Build America Bond Portfolio 2.5 $5.2M 190k 27.29
Powershares Senior Loan Portfo mf 2.3 $4.8M 196k 24.68
iShares S&P MidCap 400 Index (IJH) 2.2 $4.5M 36k 124.14
Claymore Exchange Trd Fd Tr gug bull2018 e 2.0 $4.2M 204k 20.88
United Sts Commodity Index F (USCI) 2.0 $4.2M 75k 55.97
iShares MSCI ACWI ex US Index Fund (ACWX) 1.8 $3.8M 86k 44.82
SPDR DJ Wilshire REIT (RWR) 1.8 $3.8M 52k 72.93
SPDR Gold Trust (GLD) 1.8 $3.7M 29k 128.18
iShares S&P Global Technology Sect. (IXN) 1.8 $3.6M 49k 74.83
iShares S&P Global Energy Sector (IXC) 1.6 $3.2M 79k 41.02
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 1.3 $2.7M 25k 109.02
Ishares High Dividend Equity F (HDV) 1.2 $2.6M 39k 66.28
iShares S&P Global Infrastructure Index (IGF) 1.2 $2.5M 67k 37.77
Ishares Trust Barclays (CMBS) 1.0 $2.1M 41k 51.59
Etfs Precious Metals Basket phys pm bskt 1.0 $2.1M 29k 72.37
WisdomTree DEFA (DWM) 1.0 $2.0M 40k 51.69
Powershares DB G10 Currency Harvest Fund 0.9 $1.9M 76k 25.55
ETFS Physical Palladium Shares 0.8 $1.6M 23k 70.74
ETFS Physical Platinum Shares 0.8 $1.6M 12k 137.36
iShares Barclays Agency Bond Fund (AGZ) 0.8 $1.6M 14k 111.21
SPDR Dow Jones Global Real Estate (RWO) 0.7 $1.5M 36k 42.30
iShares Silver Trust (SLV) 0.7 $1.4M 68k 20.91
iShares S&P Conservative Allocatn Fd ETF (AOK) 0.6 $1.3M 41k 31.38
Ishares Tr s^p gtfidx etf (WOOD) 0.6 $1.3M 26k 49.40
iShares S&P Global Financials Sect. (IXG) 0.6 $1.2M 23k 52.59
iShares S&P Moderate Allocation Fund ETF (AOM) 0.6 $1.2M 36k 33.34
SPDR Barclays Capital High Yield B 0.6 $1.1M 29k 39.83
Ega Emerging Global Shs Tr 0.5 $1.0M 58k 17.77
iShares S&P Growth Allocation Fund (AOR) 0.5 $961k 26k 36.85
Barclays Bank Plc Carry Etn 38 etf (ICITF) 0.5 $942k 21k 43.99
Ishares Tr 2017 s^p amtfr 0.4 $742k 14k 54.98
General Electric Company 0.3 $734k 31k 23.91
BlackRock Enhanced Capital and Income (CII) 0.3 $679k 53k 12.94
Tortoise Energy Infrastructure 0.3 $664k 15k 45.87
iShares S&P Global Consumer Dis Sec (RXI) 0.3 $638k 8.2k 78.05
Chevron Corporation (CVX) 0.3 $584k 4.8k 121.51
iShares S&P Global Telecommunicat. (IXP) 0.3 $591k 9.2k 64.21
iShares 2016 S&P AMT-Free Mun Ser ETF 0.3 $575k 11k 53.42
iShares S&P Global Industrials Sec (EXI) 0.3 $554k 8.4k 65.64
Claymore Exchange-traded Fd gugg crp bd 2017 0.3 $544k 24k 22.64
Donaldson Company (DCI) 0.2 $528k 14k 38.16
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.2 $497k 4.8k 104.48
Campbell Soup Company (CPB) 0.2 $469k 12k 40.73
Kinder Morgan Energy Partners 0.2 $472k 5.9k 79.89
SPDR Nuveen Barclays Capital Municpl Bnd 0.2 $489k 21k 22.85
Kimberly-Clark Corporation (KMB) 0.2 $468k 5.0k 94.16
SYSCO Corporation (SYY) 0.2 $462k 15k 31.80
Microsoft Corporation (MSFT) 0.2 $411k 12k 33.27
Spectra Energy 0.2 $410k 12k 34.27
Verizon Communications (VZ) 0.2 $412k 8.8k 46.71
Williams Companies (WMB) 0.2 $410k 11k 36.32
Pfizer (PFE) 0.2 $388k 14k 28.72
ConocoPhillips (COP) 0.2 $392k 5.6k 69.44
iShares S&P Global Utilities Sector (JXI) 0.2 $367k 8.4k 43.83
McDonald's Corporation (MCD) 0.2 $361k 3.8k 96.27
Intel Corporation (INTC) 0.2 $362k 16k 22.94
Raytheon Company 0.2 $348k 4.5k 77.13
FirstEnergy (FE) 0.2 $327k 9.0k 36.50
At&t (T) 0.2 $341k 10k 33.86
Nucor Corporation (NUE) 0.2 $341k 7.0k 49.00
Merck & Co (MRK) 0.2 $330k 6.9k 47.61
Exelon Corporation (EXC) 0.2 $329k 11k 29.65
Vanguard REIT ETF (VNQ) 0.2 $331k 5.0k 66.08
Johnson & Johnson (JNJ) 0.1 $312k 3.6k 86.64
Eli Lilly & Co. (LLY) 0.1 $320k 6.4k 50.30
Bristol Myers Squibb (BMY) 0.1 $303k 6.5k 46.34
PowerShares Insured Nati Muni Bond 0.1 $319k 14k 23.07
Ishares Tr s^p aggr all (AOA) 0.1 $287k 6.8k 41.98
E.I. du Pont de Nemours & Company 0.1 $273k 4.7k 58.56
Entergy Corporation (ETR) 0.1 $266k 4.2k 63.23
Clorox Company (CLX) 0.1 $201k 2.5k 81.87
iShares MSCI Pacific ex-Japan Idx (EPP) 0.1 $207k 4.3k 47.68
Berkshire Hathaway (BRK.B) 0.1 $191k 1.7k 113.29
Consolidated Edison (ED) 0.1 $197k 3.6k 55.26
Apple (AAPL) 0.1 $190k 399.00 476.19
Chesapeake Energy Corporation 0.1 $185k 7.1k 25.92
Pimco Etf Tr 0-5 high yield (HYS) 0.1 $194k 1.9k 104.81
Exxon Mobil Corporation (XOM) 0.1 $173k 2.0k 86.20
United States Gasoline Fund (UGA) 0.1 $167k 3.0k 56.13
iShares 2015 S&P AMT-Free Mun Ser ETF 0.1 $165k 3.1k 53.29
United Sts Brent Oil Fd Lp unit (BNO) 0.1 $174k 4.1k 42.54
Spdr Series Trust cmn (HYMB) 0.1 $162k 3.1k 52.36
Hornbeck Offshore Services 0.1 $144k 2.5k 57.60
Market Vectors High Yield Muni. Ind 0.1 $156k 5.3k 29.20
Abbvie (ABBV) 0.1 $147k 3.3k 44.68
Bank of America Corporation (BAC) 0.1 $134k 9.7k 13.81
Kandi Technolgies (KNDI) 0.1 $124k 16k 7.75
Teucrium Soybean Fund mutual fund (SOYB) 0.1 $134k 5.8k 23.14
PowerShares Emerging Markets Sovere 0.1 $100k 3.7k 27.37
Barclays Bk Plc fund 0.1 $114k 4.2k 27.08
Ford Motor Company (F) 0.0 $87k 5.2k 16.82
Visa (V) 0.0 $77k 402.00 191.54
Market Vectors-Inter. Muni. Index 0.0 $83k 3.7k 22.33
PNC Financial Services (PNC) 0.0 $72k 1.0k 72.00
Medtronic 0.0 $61k 1.1k 53.42
Philip Morris International (PM) 0.0 $54k 625.00 86.40
Whole Foods Market 0.0 $59k 1.0k 59.00
EOG Resources (EOG) 0.0 $60k 353.00 169.97
Google 0.0 $65k 74.00 878.38
Sirius XM Radio 0.0 $62k 16k 3.88
Kayne Anderson Energy Total Return Fund 0.0 $63k 2.1k 29.89
iShares S&P Global Mat. Sector Inde (MXI) 0.0 $72k 1.2k 59.50
BP (BP) 0.0 $42k 1.0k 42.00
Cerner Corporation 0.0 $32k 600.00 53.33
Cummins (CMI) 0.0 $40k 300.00 133.33
Honeywell International (HON) 0.0 $33k 400.00 82.50
International Business Machines (IBM) 0.0 $45k 243.00 185.19
Schlumberger (SLB) 0.0 $41k 462.00 88.74
Gilead Sciences (GILD) 0.0 $33k 525.00 62.86
Oracle Corporation (ORCL) 0.0 $42k 1.3k 33.33
J.M. Smucker Company (SJM) 0.0 $42k 400.00 105.00
Nektar Therapeutics (NKTR) 0.0 $42k 4.0k 10.50
Rambus (RMBS) 0.0 $52k 5.5k 9.45
SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.0 $42k 1.7k 24.35
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.0 $40k 375.00 106.67
JPMorgan Chase & Co. (JPM) 0.0 $25k 480.00 52.08
American Express Company (AXP) 0.0 $12k 155.00 77.42
Caterpillar (CAT) 0.0 $17k 200.00 85.00
Coca-Cola Company (KO) 0.0 $27k 700.00 38.57
Ecolab (ECL) 0.0 $29k 295.00 98.31
FedEx Corporation (FDX) 0.0 $23k 200.00 115.00
Wal-Mart Stores (WMT) 0.0 $15k 200.00 75.00
Comcast Corporation 0.0 $15k 350.00 42.86
Citrix Systems 0.0 $12k 170.00 70.59
Newmont Mining Corporation (NEM) 0.0 $28k 1.0k 28.00
Union Pacific Corporation (UNP) 0.0 $21k 132.00 159.09
Wells Fargo & Company (WFC) 0.0 $12k 296.00 40.54
Airgas 0.0 $16k 153.00 104.58
Harley-Davidson (HOG) 0.0 $27k 416.00 64.90
Yum! Brands (YUM) 0.0 $20k 276.00 72.46
Lockheed Martin Corporation (LMT) 0.0 $20k 158.00 126.58
Altria (MO) 0.0 $17k 500.00 34.00
Deere & Company (DE) 0.0 $14k 175.00 80.00
eBay (EBAY) 0.0 $24k 436.00 55.05
UnitedHealth (UNH) 0.0 $19k 269.00 70.63
Qualcomm (QCOM) 0.0 $29k 436.00 66.51
Jacobs Engineering 0.0 $26k 445.00 58.43
IntercontinentalEx.. 0.0 $26k 145.00 179.31
DSW 0.0 $26k 300.00 86.67
InterDigital (IDCC) 0.0 $11k 300.00 36.67
Aqua America 0.0 $22k 876.00 25.11
A. O. Smith Corporation (AOS) 0.0 $27k 600.00 45.00
Susquehanna Bancshares 0.0 $25k 2.0k 12.33
Oneok (OKE) 0.0 $27k 510.00 52.94
Web 0.0 $28k 875.00 32.00
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.0 $26k 400.00 65.00
iShares Dow Jones Select Dividend (DVY) 0.0 $18k 270.00 66.67
General Motors Company (GM) 0.0 $22k 604.00 36.42
Penns Woods Ban (PWOD) 0.0 $23k 464.00 49.57
Chiquita Brands Intl Inc note 4.250% 8/1 0.0 $20k 20k 1.00
SPDR DJ International Real Estate ETF (RWX) 0.0 $15k 355.00 42.25
iShares MSCI Australia Index Fund (EWA) 0.0 $23k 927.00 24.81
iShares FTSE NAREIT Mort. Plus Capp 0.0 $17k 1.4k 12.32
Retail Properties Of America 0.0 $29k 2.1k 13.81
Facebook Inc cl a (META) 0.0 $11k 220.00 50.00
Packaging Corporation of America (PKG) 0.0 $0 0 0.00
Time Warner Cable 0.0 $1.0k 10.00 100.00
Mobile TeleSystems OJSC 0.0 $4.0k 191.00 20.94
Cnooc 0.0 $4.0k 19.00 210.53
iShares MSCI Emerging Markets Indx (EEM) 0.0 $0 0 0.00
Taiwan Semiconductor Mfg (TSM) 0.0 $5.0k 275.00 18.18
Corning Incorporated (GLW) 0.0 $2.0k 107.00 18.69
Genworth Financial (GNW) 0.0 $0 0 0.00
Charles Schwab Corporation (SCHW) 0.0 $4.0k 170.00 23.53
Discover Financial Services (DFS) 0.0 $4.0k 73.00 54.79
Ameriprise Financial (AMP) 0.0 $2.0k 19.00 105.26
CSX Corporation (CSX) 0.0 $8.0k 305.00 26.23
M&T Bank Corporation (MTB) 0.0 $0 0 0.00
Via 0.0 $2.0k 21.00 95.24
Walt Disney Company (DIS) 0.0 $6.0k 100.00 60.00
Spdr S&p 500 Etf (SPY) 0.0 $0 0 0.00
Bed Bath & Beyond 0.0 $9.0k 111.00 81.08
Carnival Corporation (CCL) 0.0 $0 0 0.00
Cisco Systems (CSCO) 0.0 $0 0 0.00
Edwards Lifesciences (EW) 0.0 $7.0k 100.00 70.00
NetApp (NTAP) 0.0 $9.0k 205.00 43.90
Reynolds American 0.0 $3.0k 54.00 55.56
Nu Skin Enterprises (NUS) 0.0 $3.0k 31.00 96.77
Ross Stores (ROST) 0.0 $3.0k 48.00 62.50
Akamai Technologies (AKAM) 0.0 $6.0k 120.00 50.00
Western Digital (WDC) 0.0 $2.0k 26.00 76.92
Endo Pharmaceuticals 0.0 $4.0k 81.00 49.38
CenturyLink 0.0 $2.0k 48.00 41.67
Mylan 0.0 $2.0k 63.00 31.75
Sonic Corporation 0.0 $3.0k 164.00 18.29
Air Products & Chemicals (APD) 0.0 $5.0k 43.00 116.28
Novartis (NVS) 0.0 $10k 126.00 79.37
Arrow Electronics (ARW) 0.0 $0 0 0.00
Anadarko Petroleum Corporation 0.0 $7.0k 80.00 87.50
Fluor Corporation (FLR) 0.0 $5.0k 70.00 71.43
GlaxoSmithKline 0.0 $2.0k 33.00 60.61
Nextera Energy (NEE) 0.0 $0 0 0.00
Royal Dutch Shell 0.0 $0 0 0.00
Vodafone 0.0 $0 0 0.00
iShares MSCI EAFE Index Fund (EFA) 0.0 $0 0 0.00
Freeport-McMoRan Copper & Gold (FCX) 0.0 $8.0k 250.00 32.00
EMC Corporation 0.0 $8.0k 295.00 27.12
Novo Nordisk A/S (NVO) 0.0 $4.0k 21.00 190.48
Hershey Company (HSY) 0.0 $4.0k 44.00 90.91
Iron Mountain Incorporated 0.0 $5.0k 183.00 27.32
Frontier Communications 0.0 $0 61.00 0.00
PPL Corporation (PPL) 0.0 $4.0k 131.00 30.53
Ryanair Holdings 0.0 $2.0k 46.00 43.48
Applied Materials (AMAT) 0.0 $0 0 0.00
Marathon Oil Corporation (MRO) 0.0 $3.0k 77.00 38.96
Amazon (AMZN) 0.0 $3.0k 11.00 272.73
Forest Laboratories 0.0 $7.0k 170.00 41.18
Zimmer Holdings (ZBH) 0.0 $2.0k 30.00 66.67
Cablevision Systems Corporation 0.0 $4.0k 260.00 15.38
Companhia Energetica Minas Gerais (CIG) 0.0 $2.0k 244.00 8.20
Eni S.p.A. (E) 0.0 $2.0k 37.00 54.05
Key (KEY) 0.0 $4.0k 321.00 12.46
Kulicke and Soffa Industries (KLIC) 0.0 $6.0k 500.00 12.00
Rogers Communications -cl B (RCI) 0.0 $999.940000 34.00 29.41
Flextronics International Ltd Com Stk (FLEX) 0.0 $2.0k 235.00 8.51
Spreadtrum Communications 0.0 $4.0k 116.00 34.48
Celgene Corporation 0.0 $8.0k 50.00 160.00
Energy Transfer Partners 0.0 $5.0k 104.00 48.08
Sunoco Logistics Partners 0.0 $0 0 0.00
Flotek Industries 0.0 $3.0k 125.00 24.00
Magellan Midstream Partners 0.0 $10k 173.00 57.80
Southern Copper Corporation (SCCO) 0.0 $2.0k 62.00 32.26
PowerShares QQQ Trust, Series 1 0.0 $0 0 0.00
Market Vectors Gold Miners ETF 0.0 $0 0 0.00
Weatherford International Lt reg 0.0 $8.0k 500.00 16.00
CBOE Holdings (CBOE) 0.0 $2.0k 50.00 40.00
Changyou 0.0 $3.0k 87.00 34.48
iShares Russell Midcap Index Fund (IWR) 0.0 $0 0 0.00
Advantage Oil & Gas 0.0 $0 0 0.00
American Capital Agency 0.0 $2.0k 70.00 28.57
Utilities SPDR (XLU) 0.0 $0 0 0.00
Spectrum Pharmaceuticals 0.0 $5.0k 550.00 9.09
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $5.0k 50.00 100.00
NTN Buzztime 0.0 $0 300.00 0.00
3D Systems Corporation (DDD) 0.0 $4.0k 75.00 53.33
iShares S&P GSCI Commodity-Indexed (GSG) 0.0 $0 0 0.00
KKR & Co 0.0 $0 0 0.00
SouFun Holdings 0.0 $4.0k 87.00 45.98
iShares S&P SmallCap 600 Index (IJR) 0.0 $0 0 0.00
Industries N shs - a - (LYB) 0.0 $5.0k 69.00 72.46
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.0 $5.0k 52.00 96.15
PowerShares Preferred Portfolio 0.0 $8.0k 606.00 13.20
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.0 $0 0 0.00
Sumitomo Mitsui Financial Grp (SMFG) 0.0 $7.0k 680.00 10.29
Genco Shipping & Trading Ltd note 5.000% 8/1 0.0 $9.0k 20k 0.45
GREENHAVEN Continuous Commodity Indx Fnd 0.0 $2.0k 60.00 33.33
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $0 0 0.00
WisdomTree Dreyfus NZ Dollar Fund 0.0 $0 0 0.00
Pembina Pipeline Corp (PBA) 0.0 $0 0 0.00
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $0 33.00 0.00
Barclays Bk Plc s^p 500 veqtor 0.0 $0 0 0.00
Te Connectivity Ltd for (TEL) 0.0 $6.0k 120.00 50.00
Citigroup (C) 0.0 $6.0k 130.00 46.15
Powershares Etf Tr Ii s^p500 low vol 0.0 $0 0 0.00
Hollyfrontier Corp 0.0 $0 0 0.00
General Mtrs Co *w exp 07/10/201 0.0 $10k 548.00 18.25
Michael Kors Holdings 0.0 $7.0k 100.00 70.00
Express Scripts Holding 0.0 $5.0k 82.00 60.98
Nexpoint Credit Strategies 0.0 $0 0 0.00
Eagle Bulk Shipping 0.0 $0 0 0.00
Ultrapro Short S&p 500 Proshar 0.0 $0 0 0.00
Kraft Foods 0.0 $1.0k 27.00 37.04
Sibanye Gold 0.0 $2.0k 326.00 6.13