CFG Asset Management

CFG Asset Management as of Dec. 31, 2013

Portfolio Holdings for CFG Asset Management

CFG Asset Management holds 240 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Tr fltg rate nt (FLOT) 8.8 $18M 359k 50.72
Ssga Active Etf Tr blkstn gsosrln (SRLN) 7.9 $16M 325k 50.02
iShares Lehman Aggregate Bond (AGG) 6.3 $13M 122k 106.43
Claymore Exchange Trd Fd Tr gug bull2019 e 5.5 $12M 557k 20.57
Ishares Tr 2023 invtgr bd 4.2 $8.8M 96k 91.15
Vanguard Total Stock Market ETF (VTI) 4.1 $8.5M 88k 95.92
Ishares Tr 2020 invtgr bd 3.6 $7.4M 78k 95.96
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 3.3 $6.8M 63k 107.89
Spdr Series Trust equity (IBND) 2.7 $5.6M 152k 36.65
Spdr Short-term High Yield mf (SJNK) 2.7 $5.6M 180k 30.85
iShares Lehman MBS Bond Fund (MBB) 2.4 $5.0M 48k 104.57
PowerShares Build America Bond Portfolio 2.4 $4.9M 179k 27.29
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 2.3 $4.8M 47k 101.31
Powershares Senior Loan Portfo mf 2.3 $4.7M 189k 24.88
iShares S&P US Pref Stock Idx Fnd (PFF) 2.1 $4.4M 121k 36.83
United Sts Commodity Index F (USCI) 2.1 $4.4M 78k 56.08
Claymore Exchange Trd Fd Tr gug bull2018 e 2.0 $4.2M 199k 20.93
iShares S&P MidCap 400 Index (IJH) 1.9 $4.0M 30k 133.83
SPDR Gold Trust (GLD) 1.7 $3.5M 30k 116.11
iShares S&P Global Technology Sect. (IXN) 1.7 $3.5M 42k 83.30
SPDR DJ Wilshire REIT (RWR) 1.7 $3.5M 49k 71.28
iShares S&P Global Energy Sector (IXC) 1.5 $3.1M 71k 43.23
iShares MSCI ACWI ex US Index Fund (ACWX) 1.3 $2.8M 59k 46.67
iShares S&P Global Infrastructure Index (IGF) 1.2 $2.5M 65k 38.94
Ishares High Dividend Equity F (HDV) 1.2 $2.5M 35k 70.25
Ishares Trust Barclays (CMBS) 1.0 $2.1M 40k 51.04
Powershares DB G10 Currency Harvest Fund 0.9 $2.0M 77k 25.42
WisdomTree DEFA (DWM) 0.9 $2.0M 36k 54.47
Etfs Precious Metals Basket phys pm bskt 0.9 $1.9M 29k 66.07
ETFS Physical Platinum Shares 0.8 $1.6M 12k 133.92
ETFS Physical Palladium Shares 0.8 $1.6M 23k 69.62
iShares Barclays Agency Bond Fund (AGZ) 0.7 $1.4M 13k 110.58
SPDR Dow Jones Global Real Estate (RWO) 0.7 $1.4M 34k 41.52
SPDR Barclays Capital High Yield B 0.6 $1.3M 32k 40.56
iShares S&P Moderate Allocation Fund ETF (AOM) 0.6 $1.2M 36k 34.30
Ishares Tr s^p gtfidx etf (WOOD) 0.6 $1.2M 24k 52.89
iShares Silver Trust (SLV) 0.6 $1.2M 64k 18.72
iShares S&P Global Financials Sect. (IXG) 0.6 $1.2M 21k 56.20
iShares S&P Conservative Allocatn Fd ETF (AOK) 0.6 $1.2M 37k 32.00
iShares S&P Growth Allocation Fund (AOR) 0.5 $925k 24k 38.51
General Electric Company 0.4 $875k 31k 28.03
BlackRock Enhanced Capital and Income (CII) 0.4 $779k 57k 13.66
Tortoise Energy Infrastructure 0.4 $753k 16k 47.70
Chevron Corporation (CVX) 0.3 $666k 5.3k 124.86
Ishares Tr 2017 s^p amtfr 0.3 $655k 12k 54.96
iShares S&P Global Consumer Dis Sec (RXI) 0.3 $615k 7.3k 84.09
Donaldson Company (DCI) 0.3 $603k 14k 43.44
SYSCO Corporation (SYY) 0.3 $578k 16k 36.09
Kimberly-Clark Corporation (KMB) 0.3 $567k 5.4k 104.50
Campbell Soup Company (CPB) 0.3 $546k 13k 43.24
iShares S&P Global Industrials Sec (EXI) 0.3 $547k 7.7k 71.41
Kinder Morgan Energy Partners 0.2 $520k 6.5k 80.61
iShares 2016 S&P AMT-Free Mun Ser ETF 0.2 $509k 9.5k 53.59
Microsoft Corporation (MSFT) 0.2 $490k 13k 37.40
iShares S&P Global Telecommunicat. (IXP) 0.2 $503k 7.4k 68.26
Spectra Energy 0.2 $471k 13k 35.64
Williams Companies (WMB) 0.2 $482k 13k 38.57
Intel Corporation (INTC) 0.2 $445k 17k 25.96
Verizon Communications (VZ) 0.2 $464k 9.4k 49.11
ConocoPhillips (COP) 0.2 $449k 6.4k 70.58
Pfizer (PFE) 0.2 $442k 14k 30.65
Raytheon Company 0.2 $427k 4.7k 90.66
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.2 $435k 4.2k 103.65
SPDR Nuveen Barclays Capital Municpl Bnd 0.2 $425k 19k 22.55
McDonald's Corporation (MCD) 0.2 $403k 4.2k 97.11
Nucor Corporation (NUE) 0.2 $404k 7.6k 53.37
At&t (T) 0.2 $391k 11k 35.14
Eli Lilly & Co. (LLY) 0.2 $368k 7.2k 51.05
Merck & Co (MRK) 0.2 $378k 7.6k 50.03
Johnson & Johnson (JNJ) 0.2 $353k 3.9k 91.66
Bristol Myers Squibb (BMY) 0.2 $361k 6.8k 53.20
Exelon Corporation (EXC) 0.2 $341k 13k 27.38
Vanguard REIT ETF (VNQ) 0.2 $349k 5.4k 64.63
FirstEnergy (FE) 0.2 $333k 10k 33.02
E.I. du Pont de Nemours & Company 0.2 $331k 5.1k 65.02
iShares S&P Global Utilities Sector (JXI) 0.2 $327k 7.4k 44.17
Entergy Corporation (ETR) 0.1 $294k 4.6k 63.32
PowerShares Insured Nati Muni Bond 0.1 $279k 12k 22.93
Ishares Tr s^p aggr all (AOA) 0.1 $261k 5.9k 44.57
Clorox Company (CLX) 0.1 $251k 2.7k 92.65
Consolidated Edison (ED) 0.1 $217k 3.9k 55.40
Exxon Mobil Corporation (XOM) 0.1 $199k 2.0k 100.96
Apple (AAPL) 0.1 $212k 377.00 562.33
Pimco Etf Tr 0-5 high yield (HYS) 0.1 $197k 1.9k 106.43
Berkshire Hathaway (BRK.B) 0.1 $196k 1.7k 118.79
Chesapeake Energy Corporation 0.1 $188k 6.9k 27.12
iShares MSCI Pacific ex-Japan Idx (EPP) 0.1 $190k 4.1k 46.67
Kandi Technolgies (KNDI) 0.1 $189k 16k 11.81
Abbvie (ABBV) 0.1 $189k 3.6k 52.85
United States Gasoline Fund (UGA) 0.1 $172k 2.9k 59.83
United Sts Brent Oil Fd Lp unit (BNO) 0.1 $174k 3.9k 44.50
Bank of America Corporation (BAC) 0.1 $135k 8.7k 15.52
iShares 2015 S&P AMT-Free Mun Ser ETF 0.1 $146k 2.7k 53.36
Spdr Series Trust cmn (HYMB) 0.1 $139k 2.7k 51.03
Hornbeck Offshore Services 0.1 $123k 2.5k 49.20
PowerShares Emerging Markets Sovere 0.1 $123k 4.6k 26.95
Market Vectors High Yield Muni. Ind 0.1 $133k 4.7k 28.26
PowerShares DWA Technical Ldrs Pf 0.1 $122k 3.3k 36.75
Powershares Etf Tr Ii s^p500 low vol 0.1 $122k 3.7k 33.29
Teucrium Soybean Fund mutual fund (SOYB) 0.1 $117k 5.2k 22.72
Barclays Bk Plc fund 0.1 $95k 2.4k 39.75
PNC Financial Services (PNC) 0.0 $84k 1.1k 77.35
Visa (V) 0.0 $89k 402.00 221.39
Google 0.0 $83k 74.00 1121.62
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.0 $73k 2.3k 32.23
First Trust Health Care AlphaDEX (FXH) 0.0 $73k 1.5k 48.18
First Trust Cnsumer Stapl Alpha (FXG) 0.0 $73k 2.0k 35.78
Philip Morris International (PM) 0.0 $60k 683.00 87.85
Ford Motor Company (F) 0.0 $69k 4.5k 15.33
Whole Foods Market 0.0 $58k 1.0k 58.00
EOG Resources (EOG) 0.0 $59k 353.00 167.14
First Trust DJ Internet Index Fund (FDN) 0.0 $72k 1.2k 59.50
Kayne Anderson Energy Total Return Fund 0.0 $58k 2.1k 27.51
iShares S&P Global Mat. Sector Inde (MXI) 0.0 $70k 1.1k 62.50
Market Vectors-Inter. Muni. Index 0.0 $72k 3.3k 21.94
First Trust Amex Biotech Index Fnd (FBT) 0.0 $72k 1.0k 69.23
Facebook Inc cl a (META) 0.0 $67k 1.2k 54.92
Ishares Inc core msci emkt (IEMG) 0.0 $68k 1.4k 49.82
Ishares Core Intl Stock Etf core (IXUS) 0.0 $59k 1.0k 57.56
Sirius Xm Holdings (SIRI) 0.0 $56k 16k 3.50
BP (BP) 0.0 $49k 1.0k 49.00
Ecolab (ECL) 0.0 $31k 295.00 105.08
Cerner Corporation 0.0 $33k 600.00 55.00
Cummins (CMI) 0.0 $42k 300.00 140.00
Honeywell International (HON) 0.0 $37k 400.00 92.50
International Business Machines (IBM) 0.0 $46k 243.00 189.30
Schlumberger (SLB) 0.0 $42k 462.00 90.91
iShares S&P 500 Index (IVV) 0.0 $32k 175.00 182.86
Qualcomm (QCOM) 0.0 $32k 436.00 73.39
Gilead Sciences (GILD) 0.0 $39k 525.00 74.29
Oracle Corporation (ORCL) 0.0 $48k 1.3k 38.10
J.M. Smucker Company (SJM) 0.0 $41k 400.00 102.50
Nektar Therapeutics (NKTR) 0.0 $45k 4.0k 11.25
A. O. Smith Corporation (AOS) 0.0 $32k 600.00 53.33
Oneok (OKE) 0.0 $32k 510.00 62.75
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $37k 396.00 93.43
SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.0 $37k 1.5k 24.26
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.0 $36k 340.00 105.88
Retail Properties Of America 0.0 $36k 2.8k 12.86
Intercontinental Exchange (ICE) 0.0 $33k 145.00 227.59
iShares MSCI Emerging Markets Indx (EEM) 0.0 $16k 387.00 41.34
JPMorgan Chase & Co. (JPM) 0.0 $28k 480.00 58.33
American Express Company (AXP) 0.0 $14k 155.00 90.32
Caterpillar (CAT) 0.0 $23k 254.00 90.55
Coca-Cola Company (KO) 0.0 $29k 700.00 41.43
FedEx Corporation (FDX) 0.0 $29k 200.00 145.00
Wal-Mart Stores (WMT) 0.0 $16k 200.00 80.00
Comcast Corporation 0.0 $17k 350.00 48.57
Newmont Mining Corporation (NEM) 0.0 $23k 1.0k 23.00
Union Pacific Corporation (UNP) 0.0 $22k 132.00 166.67
Wells Fargo & Company (WFC) 0.0 $13k 296.00 43.92
Airgas 0.0 $17k 153.00 111.11
Dow Chemical Company 0.0 $17k 393.00 43.26
Harley-Davidson (HOG) 0.0 $29k 416.00 69.71
Yum! Brands (YUM) 0.0 $21k 276.00 76.09
Altria (MO) 0.0 $21k 552.00 38.04
Deere & Company (DE) 0.0 $13k 144.00 90.28
eBay (EBAY) 0.0 $24k 436.00 55.05
UnitedHealth (UNH) 0.0 $20k 269.00 74.35
EMC Corporation 0.0 $24k 970.00 24.74
Jacobs Engineering 0.0 $28k 445.00 62.92
DSW 0.0 $26k 600.00 43.33
Aqua America 0.0 $21k 876.00 23.97
Susquehanna Bancshares 0.0 $26k 2.0k 12.82
Magellan Midstream Partners 0.0 $11k 173.00 63.58
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $19k 170.00 111.76
Web 0.0 $28k 875.00 32.00
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.0 $27k 400.00 67.50
iShares Dow Jones Select Dividend (DVY) 0.0 $21k 290.00 72.41
General Motors Company (GM) 0.0 $25k 614.00 40.72
Penns Woods Ban (PWOD) 0.0 $24k 464.00 51.72
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.0 $18k 405.00 44.44
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.0 $17k 156.00 108.97
Chiquita Brands Intl Inc note 4.250% 8/1 0.0 $19k 20k 0.95
iShares MSCI Australia Index Fund (EWA) 0.0 $23k 927.00 24.81
iShares FTSE NAREIT Mort. Plus Capp 0.0 $16k 1.4k 11.59
iShares S&P/Citi Intl Treasury Bond (IGOV) 0.0 $19k 185.00 102.70
PowerShares DWA Emerg Markts Tech 0.0 $14k 785.00 17.83
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $23k 500.00 46.00
PowerShares DWA Devld Markt Tech 0.0 $15k 565.00 26.55
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.0 $23k 695.00 33.09
Claymore Exchange-traded Fd gugg crp bd 2017 0.0 $30k 1.3k 22.30
General Mtrs Co *w exp 07/10/201 0.0 $13k 557.00 23.34
Ishares Inc em mkt min vol (EEMV) 0.0 $15k 260.00 57.69
Mobile TeleSystems OJSC 0.0 $4.0k 191.00 20.94
Taiwan Semiconductor Mfg (TSM) 0.0 $5.0k 275.00 18.18
Charles Schwab Corporation (SCHW) 0.0 $4.0k 170.00 23.53
Ameriprise Financial (AMP) 0.0 $2.0k 19.00 105.26
Walt Disney Company (DIS) 0.0 $8.0k 100.00 80.00
Bed Bath & Beyond 0.0 $9.0k 111.00 81.08
Edwards Lifesciences (EW) 0.0 $7.0k 100.00 70.00
NetApp (NTAP) 0.0 $8.0k 205.00 39.02
Akamai Technologies (AKAM) 0.0 $6.0k 120.00 50.00
Manitowoc Company 0.0 $7.0k 311.00 22.51
Thermo Fisher Scientific (TMO) 0.0 $7.0k 62.00 112.90
Air Products & Chemicals (APD) 0.0 $5.0k 43.00 116.28
Novartis (NVS) 0.0 $10k 126.00 79.37
Lockheed Martin Corporation (LMT) 0.0 $7.0k 50.00 140.00
Anadarko Petroleum Corporation 0.0 $6.0k 80.00 75.00
Fluor Corporation (FLR) 0.0 $6.0k 70.00 85.71
Sanofi-Aventis SA (SNY) 0.0 $3.0k 50.00 60.00
Vodafone 0.0 $3.0k 78.00 38.46
Freeport-McMoRan Copper & Gold (FCX) 0.0 $9.0k 250.00 36.00
Frontier Communications 0.0 $0 0 0.00
Ryanair Holdings 0.0 $2.0k 46.00 43.48
Vanguard Intermediate-Term Bond ETF (BIV) 0.0 $7.0k 90.00 77.78
Amazon (AMZN) 0.0 $4.0k 11.00 363.64
Forest Laboratories 0.0 $10k 170.00 58.82
Zimmer Holdings (ZBH) 0.0 $3.0k 30.00 100.00
Cablevision Systems Corporation 0.0 $5.0k 260.00 19.23
Eni S.p.A. (E) 0.0 $2.0k 37.00 54.05
Kelly Services (KELYA) 0.0 $3.0k 101.00 29.70
iShares MSCI Japan Index 0.0 $5.0k 401.00 12.47
InterDigital (IDCC) 0.0 $9.0k 300.00 30.00
Celgene Corporation 0.0 $8.0k 50.00 160.00
Energy Transfer Partners 0.0 $6.0k 104.00 57.69
Gentex Corporation (GNTX) 0.0 $3.0k 84.00 35.71
Weatherford International Lt reg 0.0 $8.0k 500.00 16.00
3D Systems Corporation (DDD) 0.0 $7.0k 75.00 93.33
iShares Dow Jones US Health Care (IHF) 0.0 $9.0k 101.00 89.11
iShares S&P SmallCap 600 Index (IJR) 0.0 $10k 90.00 111.11
iShares Dow Jones U.S. Index Fund (IYY) 0.0 $6.0k 65.00 92.31
Sumitomo Mitsui Financial Grp (SMFG) 0.0 $7.0k 680.00 10.29
Genco Shipping & Trading Ltd note 5.000% 8/1 0.0 $10k 20k 0.50
iShares MSCI Germany Index Fund (EWG) 0.0 $6.0k 195.00 30.77
iShares Russell Microcap Index (IWC) 0.0 $6.0k 80.00 75.00
Barclays Bank Plc Carry Etn 38 etf (ICITF) 0.0 $4.0k 90.00 44.44
GREENHAVEN Continuous Commodity Indx Fnd 0.0 $2.0k 60.00 33.33
iShares MSCI Sweden Index (EWD) 0.0 $6.0k 165.00 36.36
iShares MSCI Switzerland Index Fund (EWL) 0.0 $6.0k 180.00 33.33
John Hancock Pref. Income Fund II (HPF) 0.0 $5.0k 287.00 17.42
iShares MSCI Netherlands Investable (EWN) 0.0 $6.0k 230.00 26.09
Eaton Vance Tax-Advantaged Global Divide (ETO) 0.0 $6.0k 241.00 24.90
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $0 33.00 0.00
Te Connectivity Ltd for (TEL) 0.0 $7.0k 120.00 58.33
Michael Kors Holdings 0.0 $8.0k 100.00 80.00
Express Scripts Holding 0.0 $6.0k 82.00 73.17
Spdr Series spdr bofa crss (SPHY) 0.0 $8.0k 300.00 26.67
Ishares Inc msci frntr 100 (FM) 0.0 $8.0k 240.00 33.33
Organovo Holdings 0.0 $5.0k 407.00 12.29