CFG Asset Management

CFG Asset Management as of March 31, 2014

Portfolio Holdings for CFG Asset Management

CFG Asset Management holds 242 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ssga Active Etf Tr blkstn gsosrln (SRLN) 5.7 $14M 285k 50.02
iShares Lehman Aggregate Bond (AGG) 5.5 $14M 126k 107.91
Ishares Tr fltg rate nt (FLOT) 5.1 $13M 250k 50.71
Vanguard Total Stock Market ETF (VTI) 3.5 $8.7M 90k 97.47
Ishares Tr 2023 invtgr bd 3.4 $8.5M 89k 94.56
SPDR Barclays Capital Long Term Tr (SPTL) 3.1 $7.6M 120k 63.80
Claymore Exchange Trd Fd Tr gug bull2020 e 3.1 $7.6M 364k 20.88
Claymore Exchange Trd Fd Tr gug bull2019 e 2.7 $6.7M 319k 20.89
Ishares Tr 2020 invtgr bd 2.7 $6.6M 68k 97.26
Spdr Series Trust equity (IBND) 2.5 $6.3M 168k 37.31
PowerShares Build America Bond Portfolio 2.1 $5.3M 184k 28.73
Spdr Short-term High Yield mf (SJNK) 1.9 $4.9M 157k 30.97
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 1.9 $4.8M 44k 109.07
iShares Lehman MBS Bond Fund (MBB) 1.9 $4.7M 44k 106.12
iShares S&P Global Utilities Sector (JXI) 1.8 $4.5M 93k 47.99
iShares S&P US Pref Stock Idx Fnd (PFF) 1.8 $4.3M 111k 39.03
iShares MSCI ACWI ex US Index Fund (ACWX) 1.6 $4.1M 88k 46.57
United Sts Commodity Index F (USCI) 1.6 $4.1M 70k 58.61
Powershares Senior Loan Portfo mf 1.6 $4.0M 163k 24.81
Spdr Series spdr bofa crss (SPHY) 1.6 $4.0M 153k 26.12
Claymore Exchange Trd Fd Tr gugg bulsh 2021 1.6 $4.0M 194k 20.62
iShares S&P Global Infrastructure Index (IGF) 1.6 $3.9M 95k 41.65
WisdomTree DEFA (DWM) 1.5 $3.7M 67k 54.68
SPDR DJ Wilshire REIT (RWR) 1.5 $3.7M 47k 78.04
Powershares Etf Tr Ii s^p500 low vol 1.4 $3.4M 101k 34.03
SPDR Gold Trust (GLD) 1.4 $3.3M 27k 123.63
PowerShares DWA Technical Ldrs Pf 1.4 $3.4M 90k 37.25
Claymore Exchange Trd Fd Tr gug bull2018 e 1.3 $3.2M 151k 21.06
iShares S&P Global Technology Sect. (IXN) 1.3 $3.2M 37k 84.52
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 1.2 $3.0M 30k 101.36
iShares S&P Global Energy Sector (IXC) 1.2 $3.0M 69k 43.77
Ishares High Dividend Equity F (HDV) 1.2 $3.0M 42k 71.44
Market Vectors Gold Miners ETF 1.2 $2.9M 124k 23.60
iShares S&P MidCap 400 Index (IJH) 1.0 $2.6M 19k 137.49
iShares Barclays 20+ Yr Treas.Bond (TLT) 1.0 $2.5M 23k 109.11
SPDR Barclays Capital High Yield B 1.0 $2.4M 58k 41.33
First Trust Cnsumer Stapl Alpha (FXG) 0.8 $2.1M 56k 36.89
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.8 $2.0M 63k 32.01
First Trust Health Care AlphaDEX (FXH) 0.8 $2.0M 39k 50.95
First Trust Amex Biotech Index Fnd (FBT) 0.8 $2.0M 26k 76.69
Gugenheim Bulletshares 2022 Corp Bd 0.8 $2.0M 96k 20.42
First Trust DJ Internet Index Fund (FDN) 0.8 $1.9M 33k 59.03
Etfs Precious Metals Basket phys pm bskt 0.8 $1.9M 27k 69.07
Ishares Trust Barclays (CMBS) 0.8 $1.9M 37k 51.13
SPDR Dow Jones Global Real Estate (RWO) 0.7 $1.7M 39k 43.69
Ishares Tr s^p gtfidx etf (WOOD) 0.7 $1.6M 31k 51.79
Ishares Core Intl Stock Etf core (IXUS) 0.6 $1.5M 26k 57.80
ETFS Physical Palladium Shares 0.6 $1.4M 19k 75.56
ETFS Physical Platinum Shares 0.6 $1.4M 10k 138.09
iShares Silver Trust (SLV) 0.5 $1.3M 71k 19.03
iShares Barclays Agency Bond Fund (AGZ) 0.5 $1.3M 12k 111.56
iShares S&P Growth Allocation Fund (AOR) 0.5 $1.2M 31k 39.13
iShares S&P Conservative Allocatn Fd ETF (AOK) 0.5 $1.2M 36k 32.40
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.4 $1.1M 32k 33.99
SPDR Barclays Capital Convertible SecETF (CWB) 0.4 $1.1M 22k 48.39
iShares S&P Moderate Allocation Fund ETF (AOM) 0.4 $1.0M 29k 34.83
Market Vectors Junior Gold Min 0.4 $920k 25k 36.21
iShares Dow Jones Select Dividend (DVY) 0.3 $837k 11k 73.36
BlackRock Enhanced Capital and Income (CII) 0.3 $833k 60k 13.98
General Electric Company 0.3 $816k 32k 25.89
Tortoise Energy Infrastructure 0.3 $782k 17k 45.79
Chevron Corporation (CVX) 0.3 $663k 5.6k 118.97
Ishares S&p Amt-free Municipal 0.2 $619k 24k 25.39
Kimberly-Clark Corporation (KMB) 0.2 $604k 5.5k 110.28
Donaldson Company (DCI) 0.2 $590k 14k 42.37
SYSCO Corporation (SYY) 0.2 $582k 16k 36.13
Ishares Tr s^p aggr all (AOA) 0.2 $580k 13k 45.40
Microsoft Corporation (MSFT) 0.2 $542k 13k 41.01
Williams Companies (WMB) 0.2 $512k 13k 40.55
PowerShares DWA Emerg Markts Tech 0.2 $521k 29k 17.71
PowerShares DWA Devld Markt Tech 0.2 $522k 19k 26.92
Spectra Energy 0.2 $508k 14k 36.95
Kinder Morgan Energy Partners 0.2 $499k 6.7k 73.97
Pfizer (PFE) 0.2 $475k 15k 32.15
Verizon Communications (VZ) 0.2 $477k 10k 47.59
Raytheon Company 0.2 $464k 4.7k 98.89
ConocoPhillips (COP) 0.2 $482k 6.9k 70.34
Ishares Tr 2017 s^p amtfr 0.2 $483k 8.8k 55.09
Eli Lilly & Co. (LLY) 0.2 $442k 7.5k 58.89
At&t (T) 0.2 $436k 12k 35.09
Intel Corporation (INTC) 0.2 $440k 17k 25.84
Exelon Corporation (EXC) 0.2 $459k 14k 33.59
McDonald's Corporation (MCD) 0.2 $425k 4.3k 98.04
Merck & Co (MRK) 0.2 $431k 7.6k 56.74
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.2 $417k 3.9k 107.14
iShares S&P Global Telecommunicat. (IXP) 0.2 $433k 6.5k 66.93
SPDR Nuveen Barclays Capital Municpl Bnd 0.2 $416k 18k 23.27
Mattel (MAT) 0.2 $389k 9.7k 40.12
Nucor Corporation (NUE) 0.2 $403k 8.0k 50.56
Johnson & Johnson (JNJ) 0.1 $384k 3.9k 98.23
Bristol Myers Squibb (BMY) 0.1 $380k 7.3k 51.98
E.I. du Pont de Nemours & Company 0.1 $383k 5.7k 67.04
Vanguard REIT ETF (VNQ) 0.1 $372k 5.3k 70.57
Cisco Systems (CSCO) 0.1 $346k 15k 22.41
Entergy Corporation (ETR) 0.1 $338k 5.1k 66.81
iShares MSCI Pacific ex-Japan Idx (EPP) 0.1 $353k 7.3k 48.15
Leggett & Platt (LEG) 0.1 $292k 9.0k 32.61
Kandi Technolgies (KNDI) 0.1 $262k 16k 16.38
PowerShares Insured Nati Muni Bond 0.1 $280k 12k 24.11
Apple (AAPL) 0.1 $256k 477.00 536.69
Clorox Company (CLX) 0.1 $244k 2.8k 87.83
Consolidated Edison (ED) 0.1 $229k 4.3k 53.64
iShares MSCI Germany Index Fund (EWG) 0.1 $212k 6.8k 31.39
Ishares Inc core msci emkt (IEMG) 0.1 $213k 4.3k 49.02
Berkshire Hathaway (BRK.B) 0.1 $206k 1.7k 124.85
iShares Dow Jones U.S. Index Fund (IYY) 0.1 $205k 2.2k 94.82
iShares MSCI Sweden Index (EWD) 0.1 $208k 5.7k 36.61
iShares MSCI Switzerland Index Fund (EWL) 0.1 $209k 6.1k 34.36
iShares MSCI Spain Index (EWP) 0.1 $211k 5.2k 40.73
United States Gasoline Fund (UGA) 0.1 $199k 3.4k 58.96
United Sts Brent Oil Fd Lp unit (BNO) 0.1 $197k 4.6k 43.11
Pimco Etf Tr 0-5 high yield (HYS) 0.1 $197k 1.9k 106.43
Chambers Str Pptys 0.1 $206k 27k 7.78
Chesapeake Energy Corporation 0.1 $178k 6.9k 25.68
iShares 2016 S&P AMT-Free Mun Ser ETF 0.1 $173k 3.2k 53.68
Bank of America Corporation (BAC) 0.1 $150k 8.7k 17.24
Exxon Mobil Corporation (XOM) 0.1 $152k 1.6k 97.69
Ishares Inc msci frntr 100 (FM) 0.1 $138k 3.8k 36.13
PowerShares Emerging Markets Sovere 0.1 $119k 4.2k 28.02
Barclays Bk Plc fund 0.1 $129k 5.6k 23.14
Barclays Bk Plc fund 0.1 $132k 3.0k 43.35
PNC Financial Services (PNC) 0.0 $87k 1.0k 87.00
Visa (V) 0.0 $87k 402.00 216.42
Hornbeck Offshore Services 0.0 $105k 2.5k 42.00
iShares S&P Global Consumer Dis Sec (RXI) 0.0 $97k 1.2k 82.20
Market Vectors High Yield Muni. Ind 0.0 $87k 2.9k 29.67
PowerShares DB Oil Fund 0.0 $93k 3.2k 28.70
Spdr Series Trust cmn (HYMB) 0.0 $88k 1.6k 54.86
FedEx Corporation (FDX) 0.0 $66k 500.00 132.00
Ford Motor Company (F) 0.0 $70k 4.5k 15.56
Google 0.0 $71k 64.00 1109.38
iShares S&P Global Mat. Sector Inde (MXI) 0.0 $66k 1.1k 62.86
Ishares Inc em mkt min vol (EEMV) 0.0 $64k 1.1k 56.89
Facebook Inc cl a (META) 0.0 $73k 1.2k 59.84
BP (BP) 0.0 $48k 1.0k 48.00
Cummins (CMI) 0.0 $45k 300.00 150.00
International Business Machines (IBM) 0.0 $43k 221.00 194.57
Intuitive Surgical (ISRG) 0.0 $44k 100.00 440.00
Philip Morris International (PM) 0.0 $51k 625.00 81.60
Schlumberger (SLB) 0.0 $45k 462.00 97.40
Whole Foods Market 0.0 $51k 1.0k 51.00
EOG Resources (EOG) 0.0 $59k 300.00 196.67
Oracle Corporation (ORCL) 0.0 $52k 1.3k 41.27
J.M. Smucker Company (SJM) 0.0 $39k 400.00 97.50
Nektar Therapeutics (NKTR) 0.0 $48k 4.0k 12.00
iShares Gold Trust 0.0 $57k 4.6k 12.53
Kayne Anderson Energy Total Return Fund 0.0 $58k 2.1k 27.51
GREENHAVEN Continuous Commodity Indx Fnd 0.0 $40k 1.4k 28.17
Sirius Xm Holdings (SIRI) 0.0 $51k 16k 3.19
iShares MSCI Emerging Markets Indx (EEM) 0.0 $16k 387.00 41.34
JPMorgan Chase & Co. (JPM) 0.0 $29k 480.00 60.42
Caterpillar (CAT) 0.0 $20k 200.00 100.00
Coca-Cola Company (KO) 0.0 $27k 700.00 38.57
Ecolab (ECL) 0.0 $32k 295.00 108.47
Wal-Mart Stores (WMT) 0.0 $15k 200.00 75.00
Comcast Corporation 0.0 $17k 350.00 48.57
Walt Disney Company (DIS) 0.0 $19k 234.00 81.20
Cerner Corporation 0.0 $34k 600.00 56.67
Newmont Mining Corporation (NEM) 0.0 $23k 1.0k 23.00
Union Pacific Corporation (UNP) 0.0 $25k 132.00 189.39
Dow Chemical Company 0.0 $19k 393.00 48.35
Harley-Davidson (HOG) 0.0 $28k 416.00 67.31
Yum! Brands (YUM) 0.0 $21k 276.00 76.09
Altria (MO) 0.0 $19k 500.00 38.00
Deere & Company (DE) 0.0 $13k 144.00 90.28
eBay (EBAY) 0.0 $24k 436.00 55.05
Honeywell International (HON) 0.0 $37k 400.00 92.50
UnitedHealth (UNH) 0.0 $20k 240.00 83.33
iShares S&P 500 Index (IVV) 0.0 $35k 185.00 189.19
Qualcomm (QCOM) 0.0 $34k 436.00 77.98
Gilead Sciences (GILD) 0.0 $37k 525.00 70.48
Jacobs Engineering 0.0 $28k 445.00 62.92
Vanguard Intermediate-Term Bond ETF (BIV) 0.0 $19k 225.00 84.44
Forest Laboratories 0.0 $16k 170.00 94.12
DSW 0.0 $22k 600.00 36.67
Aqua America 0.0 $22k 876.00 25.11
A. O. Smith Corporation (AOS) 0.0 $28k 600.00 46.67
Susquehanna Bancshares 0.0 $23k 2.0k 11.34
Oneok (OKE) 0.0 $30k 510.00 58.82
Vanguard Small-Cap Value ETF (VBR) 0.0 $16k 155.00 103.23
Web 0.0 $30k 875.00 34.29
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.0 $26k 400.00 65.00
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $13k 141.00 92.20
iShares S&P SmallCap 600 Index (IJR) 0.0 $19k 175.00 108.57
Vanguard Value ETF (VTV) 0.0 $13k 165.00 78.79
General Motors Company (GM) 0.0 $21k 614.00 34.20
Penns Woods Ban (PWOD) 0.0 $23k 464.00 49.57
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.0 $18k 405.00 44.44
Chiquita Brands Intl Inc note 4.250% 8/1 0.0 $20k 20k 1.00
Genco Shipping & Trading Ltd note 5.000% 8/1 0.0 $16k 20k 0.80
iShares Russell Microcap Index (IWC) 0.0 $20k 263.00 76.05
iShares MSCI Australia Index Fund (EWA) 0.0 $24k 927.00 25.89
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.0 $26k 213.00 122.07
iShares FTSE NAREIT Mort. Plus Capp 0.0 $17k 1.4k 12.32
Citigroup (C) 0.0 $34k 710.00 47.89
General Mtrs Co *w exp 07/10/201 0.0 $14k 557.00 25.13
Intercontinental Exchange (ICE) 0.0 $29k 145.00 200.00
Columbia Ppty Tr 0.0 $13k 480.00 27.08
Mobile TeleSystems OJSC 0.0 $3.0k 191.00 15.71
Taiwan Semiconductor Mfg (TSM) 0.0 $6.0k 275.00 21.82
Charles Schwab Corporation (SCHW) 0.0 $5.0k 170.00 29.41
Edwards Lifesciences (EW) 0.0 $7.0k 100.00 70.00
NetApp (NTAP) 0.0 $8.0k 205.00 39.02
Campbell Soup Company (CPB) 0.0 $2.0k 41.00 48.78
Novartis (NVS) 0.0 $11k 126.00 87.30
Anadarko Petroleum Corporation 0.0 $7.0k 80.00 87.50
Fluor Corporation (FLR) 0.0 $5.0k 70.00 71.43
Hewlett-Packard Company 0.0 $0 0 0.00
Freeport-McMoRan Copper & Gold (FCX) 0.0 $8.0k 250.00 32.00
EMC Corporation 0.0 $8.0k 295.00 27.12
Dryships/drys 0.0 $0 0 0.00
Ryanair Holdings 0.0 $3.0k 46.00 65.22
Amazon (AMZN) 0.0 $4.0k 11.00 363.64
Zimmer Holdings (ZBH) 0.0 $3.0k 30.00 100.00
Cablevision Systems Corporation 0.0 $4.0k 260.00 15.38
Eni S.p.A. (E) 0.0 $2.0k 37.00 54.05
iShares MSCI Japan Index 0.0 $5.0k 401.00 12.47
InterDigital (IDCC) 0.0 $10k 300.00 33.33
Celgene Corporation 0.0 $7.0k 50.00 140.00
Energy Transfer Partners 0.0 $6.0k 104.00 57.69
Magellan Midstream Partners 0.0 $12k 173.00 69.36
Weatherford International Lt reg 0.0 $9.0k 500.00 18.00
iShares Dow Jones US Health Care (IHF) 0.0 $10k 101.00 99.01
Vanguard Emerging Markets ETF (VWO) 0.0 $5.0k 114.00 43.86
iShares MSCI EAFE Value Index (EFV) 0.0 $5.0k 93.00 53.76
Vanguard Growth ETF (VUG) 0.0 $11k 114.00 96.49
Vanguard Small-Cap Growth ETF (VBK) 0.0 $10k 79.00 126.58
Neuralstem 0.0 $8.0k 2.0k 4.00
Sumitomo Mitsui Financial Grp (SMFG) 0.0 $6.0k 680.00 8.82
CurrencyShares Swiss Franc Trust 0.0 $8.0k 70.00 114.29
iShares MSCI EAFE Growth Index (EFG) 0.0 $4.0k 52.00 76.92
iShares S&P Global Industrials Sec (EXI) 0.0 $0 0 0.00
iShares S&P Global Financials Sect. (IXG) 0.0 $5.0k 80.00 62.50
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $0 33.00 0.00
Powershares DB G10 Currency Harvest Fund 0.0 $8.0k 315.00 25.40
Te Connectivity Ltd for (TEL) 0.0 $7.0k 120.00 58.33
General Mtrs Co *w exp 07/10/201 0.0 $10k 557.00 17.95
Ocean Rig Udw 0.0 $0 0 0.00
Michael Kors Holdings 0.0 $9.0k 100.00 90.00
Organovo Holdings 0.0 $3.0k 407.00 7.37
Exchange Traded Concepts Tr robo stx glb etf (ROBO) 0.0 $5.0k 196.00 25.51
One Gas (OGS) 0.0 $5.0k 127.00 39.37