Essex Financial Services as of Sept. 30, 2017
Portfolio Holdings for Essex Financial Services
Essex Financial Services holds 283 positions in its portfolio as reported in the September 2017 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 3.7 | $15M | 97k | 154.12 | |
| Exxon Mobil Corporation (XOM) | 3.2 | $13M | 158k | 81.98 | |
| Johnson & Johnson (JNJ) | 3.1 | $13M | 98k | 130.01 | |
| Pfizer (PFE) | 3.0 | $12M | 343k | 35.70 | |
| General Electric Company | 3.0 | $12M | 505k | 24.18 | |
| Compass Diversified Holdings (CODI) | 2.7 | $11M | 624k | 17.75 | |
| Amgen (AMGN) | 2.4 | $9.8M | 53k | 186.45 | |
| Boeing Company (BA) | 2.1 | $8.4M | 33k | 254.21 | |
| Intel Corporation (INTC) | 1.9 | $7.9M | 207k | 38.08 | |
| Procter & Gamble Company (PG) | 1.9 | $7.7M | 84k | 90.99 | |
| JPMorgan Chase & Co. (JPM) | 1.6 | $6.3M | 66k | 95.50 | |
| At&t (T) | 1.6 | $6.3M | 161k | 39.17 | |
| U.S. Bancorp (USB) | 1.5 | $6.1M | 114k | 53.59 | |
| Berkshire Hathaway (BRK.A) | 1.5 | $6.0M | 22.00 | 274727.27 | |
| Home Depot (HD) | 1.4 | $5.5M | 34k | 163.56 | |
| Microsoft Corporation (MSFT) | 1.3 | $5.5M | 73k | 74.49 | |
| Alphabet Inc Class A cs (GOOGL) | 1.3 | $5.4M | 5.6k | 973.69 | |
| Bank of America Corporation (BAC) | 1.3 | $5.4M | 214k | 25.34 | |
| Berkshire Hathaway (BRK.B) | 1.3 | $5.2M | 28k | 183.32 | |
| Bristol Myers Squibb (BMY) | 1.3 | $5.2M | 81k | 63.74 | |
| General Dynamics Corporation (GD) | 1.2 | $5.0M | 24k | 205.58 | |
| Altria (MO) | 1.2 | $4.9M | 77k | 63.42 | |
| Facebook Inc cl a (META) | 1.1 | $4.4M | 26k | 170.88 | |
| Amazon (AMZN) | 1.0 | $4.2M | 4.3k | 961.41 | |
| Wells Fargo & Company (WFC) | 1.0 | $4.1M | 75k | 55.16 | |
| United Technologies Corporation | 1.0 | $4.0M | 35k | 116.07 | |
| Visa (V) | 1.0 | $3.9M | 37k | 105.25 | |
| Celgene Corporation | 0.9 | $3.9M | 27k | 145.84 | |
| Chevron Corporation (CVX) | 0.9 | $3.7M | 32k | 117.50 | |
| Alphabet Inc Class C cs (GOOG) | 0.9 | $3.7M | 3.9k | 958.97 | |
| Pepsi (PEP) | 0.9 | $3.6M | 33k | 111.43 | |
| Philip Morris International (PM) | 0.9 | $3.6M | 33k | 110.96 | |
| Dowdupont | 0.9 | $3.6M | 52k | 69.23 | |
| International Business Machines (IBM) | 0.9 | $3.5M | 24k | 145.09 | |
| Vanguard Financials ETF (VFH) | 0.9 | $3.5M | 54k | 65.37 | |
| Eli Lilly & Co. (LLY) | 0.8 | $3.3M | 38k | 85.53 | |
| Walt Disney Company (DIS) | 0.8 | $3.2M | 33k | 98.56 | |
| Abbvie (ABBV) | 0.8 | $3.3M | 37k | 88.85 | |
| Cisco Systems (CSCO) | 0.8 | $3.2M | 95k | 33.63 | |
| Verizon Communications (VZ) | 0.7 | $3.0M | 61k | 49.49 | |
| Alibaba Group Holding (BABA) | 0.7 | $2.9M | 17k | 172.73 | |
| Thermo Fisher Scientific (TMO) | 0.7 | $2.9M | 15k | 189.22 | |
| Merck & Co (MRK) | 0.7 | $2.8M | 44k | 64.04 | |
| Coca-Cola Company (KO) | 0.6 | $2.3M | 52k | 45.02 | |
| Southern Company (SO) | 0.6 | $2.3M | 48k | 49.14 | |
| Sprott Focus Tr | 0.6 | $2.2M | 288k | 7.73 | |
| Phillips 66 (PSX) | 0.5 | $2.2M | 24k | 91.61 | |
| Goldman Sachs (GS) | 0.5 | $2.2M | 9.1k | 237.21 | |
| Stanley Black & Decker (SWK) | 0.5 | $2.2M | 14k | 150.97 | |
| Aetna | 0.5 | $2.1M | 14k | 159.02 | |
| Automatic Data Processing (ADP) | 0.5 | $2.1M | 19k | 109.34 | |
| Citigroup (C) | 0.5 | $2.1M | 29k | 72.75 | |
| Chubb (CB) | 0.5 | $2.1M | 15k | 142.53 | |
| ConocoPhillips (COP) | 0.5 | $1.9M | 39k | 50.06 | |
| McDonald's Corporation (MCD) | 0.5 | $1.9M | 12k | 156.68 | |
| Honeywell International (HON) | 0.5 | $1.9M | 13k | 141.70 | |
| Norfolk Southern (NSC) | 0.4 | $1.8M | 13k | 132.23 | |
| Union Pacific Corporation (UNP) | 0.4 | $1.8M | 16k | 116.00 | |
| Gilead Sciences (GILD) | 0.4 | $1.8M | 22k | 81.01 | |
| Starbucks Corporation (SBUX) | 0.4 | $1.8M | 33k | 53.70 | |
| 3M Company (MMM) | 0.4 | $1.7M | 8.1k | 209.85 | |
| PPG Industries (PPG) | 0.4 | $1.7M | 16k | 108.65 | |
| Lockheed Martin Corporation (LMT) | 0.4 | $1.7M | 5.5k | 310.33 | |
| UnitedHealth (UNH) | 0.4 | $1.7M | 8.6k | 195.80 | |
| CVS Caremark Corporation (CVS) | 0.4 | $1.6M | 20k | 81.32 | |
| Stryker Corporation (SYK) | 0.4 | $1.6M | 11k | 142.05 | |
| Bank Of America Corporation preferred (BAC.PL) | 0.4 | $1.6M | 1.2k | 1301.54 | |
| Abbott Laboratories (ABT) | 0.4 | $1.6M | 30k | 53.34 | |
| Medtronic (MDT) | 0.4 | $1.6M | 20k | 77.77 | |
| Schlumberger (SLB) | 0.4 | $1.5M | 22k | 69.77 | |
| PNC Financial Services (PNC) | 0.4 | $1.5M | 11k | 134.74 | |
| Blackstone | 0.3 | $1.4M | 41k | 33.37 | |
| Rydex S&P Equal Weight ETF | 0.3 | $1.4M | 15k | 95.54 | |
| Adobe Systems Incorporated (ADBE) | 0.3 | $1.3M | 8.9k | 149.13 | |
| Spdr S&p 500 Etf (SPY) | 0.3 | $1.3M | 5.2k | 251.26 | |
| PowerShares FTSE RAFI US 1000 | 0.3 | $1.2M | 12k | 107.18 | |
| Duke Energy (DUK) | 0.3 | $1.2M | 15k | 83.92 | |
| Comcast Corporation (CMCSA) | 0.3 | $1.2M | 31k | 38.50 | |
| Caterpillar (CAT) | 0.3 | $1.2M | 9.4k | 124.67 | |
| NVIDIA Corporation (NVDA) | 0.3 | $1.2M | 6.6k | 178.82 | |
| CIGNA Corporation | 0.3 | $1.2M | 6.3k | 186.95 | |
| General Mills (GIS) | 0.3 | $1.1M | 22k | 51.76 | |
| Tesla Motors (TSLA) | 0.3 | $1.2M | 3.4k | 341.02 | |
| Sonoco Products Company (SON) | 0.3 | $1.1M | 22k | 50.44 | |
| Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) | 0.3 | $1.1M | 801.00 | 1314.61 | |
| Laboratory Corp. of America Holdings (LH) | 0.3 | $1.1M | 7.0k | 150.98 | |
| Vanguard Admiral Fds Inc equity (VOOG) | 0.3 | $1.1M | 8.3k | 128.70 | |
| Kimberly-Clark Corporation (KMB) | 0.2 | $1.0M | 8.5k | 117.70 | |
| Vanguard Health Care ETF (VHT) | 0.2 | $1.0M | 6.8k | 152.30 | |
| Becton, Dickinson and (BDX) | 0.2 | $976k | 5.0k | 196.02 | |
| TJX Companies (TJX) | 0.2 | $973k | 13k | 73.77 | |
| First Connecticut | 0.2 | $971k | 36k | 26.87 | |
| 49456b 20 0 Kinder Morgan Inc Del Pfd Ser A kinder morgan inc del | 0.2 | $980k | 23k | 42.56 | |
| Annaly Capital Management | 0.2 | $881k | 72k | 12.19 | |
| BlackRock (BLK) | 0.2 | $888k | 2.0k | 447.13 | |
| Costco Wholesale Corporation (COST) | 0.2 | $905k | 5.5k | 164.28 | |
| Washington Trust Ban (WASH) | 0.2 | $900k | 16k | 57.24 | |
| America Movil Sab De Cv spon adr l | 0.2 | $852k | 48k | 17.75 | |
| American Express Company (AXP) | 0.2 | $830k | 9.2k | 90.41 | |
| CSX Corporation (CSX) | 0.2 | $826k | 15k | 54.26 | |
| Raytheon Company | 0.2 | $831k | 4.5k | 186.62 | |
| Key (KEY) | 0.2 | $810k | 43k | 18.82 | |
| Energy Transfer Partners | 0.2 | $825k | 45k | 18.28 | |
| Vanguard Information Technology ETF (VGT) | 0.2 | $812k | 5.3k | 151.95 | |
| Kinder Morgan (KMI) | 0.2 | $812k | 42k | 19.17 | |
| Doubleline Opportunistic Cr (DBL) | 0.2 | $798k | 38k | 21.25 | |
| Mondelez Int (MDLZ) | 0.2 | $803k | 20k | 40.65 | |
| MasterCard Incorporated (MA) | 0.2 | $757k | 5.4k | 141.20 | |
| Bank of New York Mellon Corporation (BK) | 0.2 | $778k | 15k | 52.99 | |
| Travelers Companies (TRV) | 0.2 | $760k | 6.2k | 122.46 | |
| Novartis (NVS) | 0.2 | $794k | 9.2k | 85.85 | |
| Colgate-Palmolive Company (CL) | 0.2 | $755k | 10k | 72.84 | |
| Webster Financial Corporation (WBS) | 0.2 | $781k | 15k | 52.57 | |
| Enterprise Products Partners (EPD) | 0.2 | $775k | 30k | 26.08 | |
| Tor Dom Bk Cad (TD) | 0.2 | $761k | 14k | 56.24 | |
| Walgreen Boots Alliance (WBA) | 0.2 | $793k | 10k | 77.19 | |
| Wal-Mart Stores (WMT) | 0.2 | $728k | 9.3k | 78.11 | |
| Markel Corporation (MKL) | 0.2 | $724k | 678.00 | 1067.85 | |
| Unilever (UL) | 0.2 | $737k | 13k | 55.68 | |
| Realty Income (O) | 0.2 | $748k | 13k | 57.21 | |
| Motorola Solutions (MSI) | 0.2 | $735k | 8.7k | 84.86 | |
| Cummins (CMI) | 0.2 | $676k | 4.0k | 168.12 | |
| Morgan Stanley (MS) | 0.2 | $703k | 15k | 48.18 | |
| EOG Resources (EOG) | 0.2 | $682k | 7.1k | 96.71 | |
| iShares Russell Midcap Index Fund (IWR) | 0.2 | $691k | 3.5k | 197.15 | |
| PowerShares FTSE RAFI US 1500 Small-Mid | 0.2 | $701k | 5.6k | 125.36 | |
| Eversource Energy (ES) | 0.2 | $694k | 12k | 60.40 | |
| Brookfield Asset Management | 0.2 | $637k | 15k | 41.31 | |
| Emerson Electric (EMR) | 0.2 | $644k | 10k | 62.81 | |
| PowerShares QQQ Trust, Series 1 | 0.2 | $643k | 4.4k | 145.41 | |
| Blackrock Kelso Capital | 0.2 | $654k | 87k | 7.50 | |
| Charles Schwab Corporation (SCHW) | 0.1 | $630k | 14k | 43.75 | |
| Nextera Energy (NEE) | 0.1 | $627k | 4.3k | 146.63 | |
| Jp Morgan Alerian Mlp Index (AMJ) | 0.1 | $592k | 21k | 28.24 | |
| American Tower Reit (AMT) | 0.1 | $624k | 4.6k | 136.75 | |
| Powershares International Buyba | 0.1 | $619k | 18k | 34.71 | |
| Kraft Heinz (KHC) | 0.1 | $628k | 8.1k | 77.56 | |
| People's United Financial | 0.1 | $586k | 32k | 18.15 | |
| Valero Energy Corporation (VLO) | 0.1 | $553k | 7.2k | 77.00 | |
| KKR & Co | 0.1 | $559k | 28k | 20.32 | |
| Eaton Vance Tax Managed Buy Write Opport (ETV) | 0.1 | $575k | 38k | 15.31 | |
| Allstate Corporation (ALL) | 0.1 | $514k | 5.6k | 91.85 | |
| Sanofi-Aventis SA (SNY) | 0.1 | $537k | 11k | 49.81 | |
| Target Corporation (TGT) | 0.1 | $510k | 8.6k | 59.01 | |
| Marriott International (MAR) | 0.1 | $543k | 4.9k | 110.28 | |
| Oracle Corporation (ORCL) | 0.1 | $542k | 11k | 48.31 | |
| Aon | 0.1 | $546k | 3.7k | 146.11 | |
| Allergan | 0.1 | $547k | 2.7k | 204.79 | |
| Albany International (AIN) | 0.1 | $473k | 8.2k | 57.37 | |
| Diageo (DEO) | 0.1 | $492k | 3.7k | 132.08 | |
| Ford Motor Company (F) | 0.1 | $482k | 40k | 11.98 | |
| salesforce (CRM) | 0.1 | $495k | 5.3k | 93.41 | |
| Getty Realty (GTY) | 0.1 | $490k | 17k | 28.64 | |
| Eaton (ETN) | 0.1 | $505k | 6.6k | 76.85 | |
| Blackstone Mtg Tr (BXMT) | 0.1 | $477k | 15k | 31.02 | |
| United Parcel Service (UPS) | 0.1 | $449k | 3.7k | 120.21 | |
| Northrop Grumman Corporation (NOC) | 0.1 | $436k | 1.5k | 287.60 | |
| Nike (NKE) | 0.1 | $444k | 8.6k | 51.90 | |
| Unilever | 0.1 | $441k | 7.5k | 59.10 | |
| iShares S&P 500 Index (IVV) | 0.1 | $431k | 1.7k | 252.64 | |
| Illinois Tool Works (ITW) | 0.1 | $433k | 1.9k | 224.82 | |
| Accenture (ACN) | 0.1 | $443k | 3.3k | 134.94 | |
| Constellation Brands (STZ) | 0.1 | $463k | 2.3k | 199.40 | |
| Delta Air Lines (DAL) | 0.1 | $432k | 9.0k | 48.25 | |
| Energy Select Sector SPDR (XLE) | 0.1 | $438k | 6.4k | 68.53 | |
| Kaman Corporation (KAMN) | 0.1 | $432k | 7.7k | 55.84 | |
| Magellan Midstream Partners | 0.1 | $439k | 6.2k | 71.07 | |
| iShares Lehman Aggregate Bond (AGG) | 0.1 | $456k | 4.2k | 109.67 | |
| Financial Select Sector SPDR (XLF) | 0.1 | $459k | 18k | 25.88 | |
| Anthem (ELV) | 0.1 | $463k | 2.4k | 189.91 | |
| Avangrid (AGR) | 0.1 | $458k | 9.6k | 47.47 | |
| SYSCO Corporation (SYY) | 0.1 | $389k | 7.2k | 53.96 | |
| CenturyLink | 0.1 | $398k | 21k | 18.92 | |
| Yum! Brands (YUM) | 0.1 | $403k | 5.5k | 73.67 | |
| Halliburton Company (HAL) | 0.1 | $392k | 8.5k | 46.04 | |
| Ares Capital Corporation (ARCC) | 0.1 | $399k | 24k | 16.41 | |
| Macquarie Infrastructure Company | 0.1 | $397k | 5.5k | 72.14 | |
| BorgWarner (BWA) | 0.1 | $410k | 8.0k | 51.25 | |
| iShares Gold Trust | 0.1 | $394k | 32k | 12.31 | |
| Ishares Tr usa min vo (USMV) | 0.1 | $413k | 8.2k | 50.38 | |
| Wells Fargo pre | 0.1 | $401k | 16k | 25.02 | |
| International Paper Company (IP) | 0.1 | $370k | 6.5k | 56.83 | |
| Praxair | 0.1 | $355k | 2.5k | 139.93 | |
| Anheuser-Busch InBev NV (BUD) | 0.1 | $363k | 3.0k | 119.25 | |
| HCP | 0.1 | $350k | 13k | 27.82 | |
| Sabra Health Care REIT (SBRA) | 0.1 | $358k | 16k | 21.93 | |
| General Motors Company (GM) | 0.1 | $380k | 9.4k | 40.36 | |
| PowerShares Dynamic Energy Sector | 0.1 | $359k | 10k | 35.68 | |
| Proshares Ultrashort S&p 500 | 0.1 | $376k | 8.1k | 46.64 | |
| Hartford Financial Services (HIG) | 0.1 | $346k | 6.2k | 55.45 | |
| Ecolab (ECL) | 0.1 | $310k | 2.4k | 128.63 | |
| FedEx Corporation (FDX) | 0.1 | $318k | 1.4k | 225.37 | |
| Consolidated Edison (ED) | 0.1 | $332k | 4.1k | 80.72 | |
| V.F. Corporation (VFC) | 0.1 | $328k | 5.2k | 63.63 | |
| Air Products & Chemicals (APD) | 0.1 | $340k | 2.3k | 151.11 | |
| Deere & Company (DE) | 0.1 | $319k | 2.5k | 125.74 | |
| GlaxoSmithKline | 0.1 | $331k | 8.2k | 40.59 | |
| Total (TTE) | 0.1 | $325k | 6.1k | 53.50 | |
| Lowe's Companies (LOW) | 0.1 | $323k | 4.0k | 79.95 | |
| Hershey Company (HSY) | 0.1 | $341k | 3.1k | 109.22 | |
| DTE Energy Company (DTE) | 0.1 | $341k | 3.2k | 107.23 | |
| MetLife (MET) | 0.1 | $344k | 6.6k | 51.99 | |
| Prospect Capital Corporation (PSEC) | 0.1 | $308k | 46k | 6.72 | |
| iShares S&P MidCap 400 Index (IJH) | 0.1 | $337k | 1.9k | 179.16 | |
| iShares S&P SmallCap 600 Index (IJR) | 0.1 | $318k | 4.3k | 74.21 | |
| iShares Dow Jones US Industrial (IYJ) | 0.1 | $307k | 2.2k | 138.48 | |
| iShares Dow Jones US Technology (IYW) | 0.1 | $339k | 2.3k | 150.00 | |
| PowerShares DWA Technical Ldrs Pf | 0.1 | $328k | 6.7k | 48.63 | |
| Barings Participation Inv (MPV) | 0.1 | $321k | 22k | 14.42 | |
| Dominion Resources (D) | 0.1 | $275k | 3.6k | 76.79 | |
| Royal Dutch Shell | 0.1 | $290k | 4.8k | 60.53 | |
| Exelon Corporation (EXC) | 0.1 | $277k | 7.4k | 37.66 | |
| Roper Industries (ROP) | 0.1 | $288k | 1.2k | 243.45 | |
| Nordson Corporation (NDSN) | 0.1 | $284k | 2.4k | 118.33 | |
| athenahealth | 0.1 | $287k | 2.3k | 124.24 | |
| Vanguard Total Stock Market ETF (VTI) | 0.1 | $267k | 2.1k | 129.49 | |
| Vanguard High Dividend Yield ETF (VYM) | 0.1 | $291k | 3.6k | 81.08 | |
| Express Scripts Holding | 0.1 | $297k | 4.7k | 63.31 | |
| Servicenow (NOW) | 0.1 | $300k | 2.6k | 117.42 | |
| Proshares Tr S&p 500 Aristo (NOBL) | 0.1 | $305k | 5.1k | 59.52 | |
| Iron Mountain (IRM) | 0.1 | $267k | 6.9k | 38.96 | |
| Welltower Inc Com reit (WELL) | 0.1 | $299k | 4.3k | 70.27 | |
| Proshares Tr short s&p 500 ne (SH) | 0.1 | $292k | 9.1k | 32.12 | |
| BP (BP) | 0.1 | $257k | 6.7k | 38.48 | |
| State Street Corporation (STT) | 0.1 | $240k | 2.5k | 95.69 | |
| Leggett & Platt (LEG) | 0.1 | $239k | 5.0k | 47.67 | |
| Brown-Forman Corporation (BF.B) | 0.1 | $225k | 4.1k | 54.36 | |
| Ross Stores (ROST) | 0.1 | $258k | 4.0k | 64.50 | |
| Equity Residential (EQR) | 0.1 | $251k | 3.8k | 66.05 | |
| McKesson Corporation (MCK) | 0.1 | $255k | 1.7k | 153.61 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $227k | 3.5k | 64.12 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $242k | 2.7k | 89.53 | |
| American Electric Power Company (AEP) | 0.1 | $245k | 3.5k | 70.34 | |
| Buckeye Partners | 0.1 | $242k | 4.2k | 57.10 | |
| Dover Corporation (DOV) | 0.1 | $261k | 2.9k | 91.26 | |
| Pioneer Natural Resources (PXD) | 0.1 | $251k | 1.7k | 147.65 | |
| Amphenol Corporation (APH) | 0.1 | $229k | 2.7k | 84.56 | |
| Oge Energy Corp (OGE) | 0.1 | $249k | 6.9k | 35.98 | |
| British American Tobac (BTI) | 0.1 | $252k | 4.0k | 62.38 | |
| Skyworks Solutions (SWKS) | 0.1 | $239k | 2.4k | 101.70 | |
| O'reilly Automotive (ORLY) | 0.1 | $237k | 1.1k | 215.26 | |
| iShares Dow Jones US Healthcare (IYH) | 0.1 | $240k | 1.4k | 171.67 | |
| Sprott Physical Gold Trust (PHYS) | 0.1 | $244k | 23k | 10.43 | |
| Quintiles Transnatio Hldgs I | 0.1 | $230k | 2.4k | 95.04 | |
| 2u (TWOU) | 0.1 | $229k | 4.1k | 55.99 | |
| Pimco Exch Traded Fund (LDUR) | 0.1 | $235k | 2.3k | 100.90 | |
| Yum China Holdings (YUMC) | 0.1 | $246k | 6.2k | 39.94 | |
| Colony Northstar | 0.1 | $251k | 20k | 12.55 | |
| Monsanto Company | 0.1 | $208k | 1.7k | 119.54 | |
| Hologic (HOLX) | 0.1 | $209k | 5.7k | 36.67 | |
| Whirlpool Corporation (WHR) | 0.1 | $205k | 1.1k | 184.35 | |
| Brookfield Infrastructure Part (BIP) | 0.1 | $212k | 4.9k | 43.09 | |
| National Beverage (FIZZ) | 0.1 | $214k | 1.7k | 123.84 | |
| Public Service Enterprise (PEG) | 0.1 | $211k | 4.6k | 46.25 | |
| iShares S&P MidCap 400 Growth (IJK) | 0.1 | $204k | 1.0k | 201.98 | |
| Oneok (OKE) | 0.1 | $220k | 4.0k | 55.33 | |
| Western Asset Managed Municipals Fnd (MMU) | 0.1 | $202k | 14k | 13.99 | |
| BlackRock MuniHoldings Fund (MHD) | 0.1 | $185k | 11k | 17.29 | |
| Invesco Van Kampen Trust for IGNYM Fund (VTN) | 0.1 | $209k | 15k | 13.67 | |
| Nuveen Ins Ny Tx Fr Adv Mun (NRK) | 0.1 | $191k | 14k | 13.23 | |
| Van Kampen Advantage Muni Incm Tr II (VKI) | 0.1 | $215k | 19k | 11.48 | |
| Blackstone Gso Lng Shrt Cr I (BGX) | 0.1 | $216k | 14k | 16.04 | |
| Chemours (CC) | 0.1 | $204k | 4.0k | 50.56 | |
| Cameco Corporation (CCJ) | 0.0 | $164k | 17k | 9.64 | |
| CONSOLIDATED WATER CO Inc Com Stk (CWCO) | 0.0 | $181k | 14k | 12.78 | |
| ImmuCell Corporation (ICCC) | 0.0 | $155k | 24k | 6.52 | |
| Dreyfus Strategic Muni. | 0.0 | $164k | 19k | 8.77 | |
| Invesco Van Kampen Municipal Trust (VKQ) | 0.0 | $148k | 12k | 12.76 | |
| Invesco Van Kampen Muni Opp Trust (VMO) | 0.0 | $165k | 13k | 13.03 | |
| Nuveen Div. Advantage Muni. Fund (NAD) | 0.0 | $151k | 11k | 14.23 | |
| New Mountain Finance Corp (NMFC) | 0.0 | $175k | 12k | 14.22 | |
| Dws Municipal Income Trust | 0.0 | $159k | 13k | 12.72 | |
| Uniti Group Inc Com reit (UNIT) | 0.0 | $152k | 10k | 14.62 | |
| Two Harbors Investment | 0.0 | $142k | 14k | 10.07 | |
| TrustCo Bank Corp NY | 0.0 | $124k | 14k | 8.87 | |
| MFS Investment Grade Municipal Trust (CXH) | 0.0 | $102k | 10k | 10.02 | |
| Apollo Invt Corp | 0.0 | $107k | 18k | 6.11 | |
| PennantPark Investment (PNNT) | 0.0 | $75k | 10k | 7.50 | |
| Alpine Global Premier Properties Fund | 0.0 | $66k | 10k | 6.60 | |
| Aberdeen Indonesia Fund | 0.0 | $95k | 12k | 7.79 | |
| Allianzgi Conv & Income Fd I | 0.0 | $69k | 11k | 6.22 | |
| Teekay Tankers Ltd cl a | 0.0 | $24k | 15k | 1.63 | |
| Windstream Holdings | 0.0 | $18k | 10k | 1.78 |
