First New York Securities

First New York Securities as of March 31, 2013

Portfolio Holdings for First New York Securities

First New York Securities holds 333 positions in its portfolio as reported in the March 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
SPDR Gold Trust (GLD) 14.4 $36M 230k 154.50
Us Natural Gas Fd Etf 9.2 $23M 1.0M 21.88
Spdr S&p 500 Etf (SPY) 5.3 $13M 83k 156.73
Kellogg Company (K) 3.9 $9.6M 150k 64.33
Focus Media Holding 3.4 $8.5M 317k 26.79
H.J. Heinz Company 3.4 $8.3M 115k 72.31
Gardner Denver 2.7 $6.6M 89k 75.14
Acme Packet 2.1 $5.2M 176k 29.23
Virgin Media 2.0 $4.9M 100k 48.97
Accuray Incorporated (ARAY) 1.4 $3.5M 745k 4.64
Apache Corporation 1.3 $3.2M 42k 77.13
Siemens (SIEGY) 1.3 $3.2M 29k 107.79
iShares Silver Trust (SLV) 1.2 $3.0M 111k 27.45
Alterra Capital Holdings Lim 1.1 $2.8M 90k 31.50
Apple (AAPL) 1.1 $2.8M 6.4k 442.50
Teva Pharmaceutical Industries (TEVA) 1.1 $2.8M 70k 39.67
General Motors Company (GM) 1.1 $2.7M 98k 27.80
Cliffs Natural Resources 1.0 $2.4M 126k 19.01
Delta Air Lines (DAL) 0.9 $2.2M 127k 17.00
Apollo 0.8 $2.0M 118k 17.40
American Express Company (AXP) 0.8 $2.0M 30k 67.47
Navios Maritime Acquis Corp 0.8 $2.0M 586k 3.45
Kinross Gold Corp (KGC) 0.8 $2.0M 255k 7.90
J.M. Smucker Company (SJM) 0.8 $2.0M 20k 99.20
Occidental Petroleum Corporation (OXY) 0.8 $2.0M 25k 78.40
Novartis (NVS) 0.8 $1.9M 27k 71.21
Ubs Ag Cmn 0.8 $1.9M 121k 15.40
Clearwire Corporation 0.7 $1.7M 531k 3.24
ResMed (RMD) 0.7 $1.7M 36k 46.36
Michael Kors Holdings 0.7 $1.6M 29k 56.85
Accuray Inc note 3.500% 2/0 0.7 $1.6M 1.5M 1.09
Altria (MO) 0.6 $1.5M 45k 34.40
Turkcell Iletisim Hizmetleri A.S. (TKC) 0.6 $1.4M 87k 16.64
Microsoft Corporation (MSFT) 0.6 $1.4M 50k 28.50
Google 0.5 $1.3M 1.6k 793.75
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.5 $1.2M 10k 117.80
Templeton Emerging Markets Income Fund (TEI) 0.5 $1.2M 73k 16.37
Toyota Motor Corporation (TM) 0.5 $1.2M 11k 102.75
Ca 0.5 $1.1M 45k 25.20
BioMarin Pharmaceutical (BMRN) 0.5 $1.1M 18k 62.28
Noble Energy 0.4 $1.1M 9.5k 115.60
Warner Chilcott Plc - 0.4 $1.1M 79k 13.55
Anheuser-Busch InBev NV (BUD) 0.4 $1.0M 10k 99.54
News Corp Cls'B' Comstkusd0.01 0.4 $1.0M 34k 30.76
EMC Corporation 0.4 $1.0M 43k 23.87
Chesapeake Energy Corporation 0.4 $1.0M 50k 20.50
Exxon Mobil Corporation (XOM) 0.4 $991k 11k 90.10
Sap (SAP) 0.4 $994k 12k 80.50
American International (AIG) 0.4 $974k 25k 38.80
Autobytel 0.4 $953k 220k 4.34
Halliburton Company (HAL) 0.4 $909k 23k 40.40
MGM Resorts International. (MGM) 0.4 $891k 68k 13.20
Nuance Communications 0.3 $866k 43k 20.13
New Mountain Finance Corp (NMFC) 0.3 $877k 60k 14.62
Ipath S&p 500 Vix Short Term F 0.3 $854k 43k 20.00
Cnooc 0.3 $842k 4.4k 191.33
Iron Mountain Incorporated 0.3 $836k 23k 36.33
Nippon Telegraph & Telephone (NTTYY) 0.3 $846k 39k 21.74
Nabors Industries 0.3 $843k 52k 16.21
PHH Corporation 0.3 $825k 38k 22.00
BHP Billiton (BHP) 0.3 $821k 12k 68.40
Golub Capital BDC (GBDC) 0.3 $826k 50k 16.52
Gol Linhas Aereas Inteligentes SA 0.3 $797k 134k 5.95
Dean Foods Company 0.3 $782k 43k 18.04
Cymer 0.3 $797k 8.3k 96.07
Obagi Medical Products 0.3 $775k 39k 19.76
THL Credit 0.3 $763k 51k 14.98
Goldman Sachs (GS) 0.3 $736k 5.0k 147.20
Bank of America Corporation (BAC) 0.3 $708k 59k 12.00
IAC/InterActive 0.3 $670k 15k 44.67
Barnes & Noble 0.3 $656k 40k 16.40
Zynga 0.3 $676k 135k 5.00
CSX Corporation (CSX) 0.3 $650k 26k 25.00
PennantPark Investment (PNNT) 0.2 $611k 54k 11.29
Hercules Technology Growth Capital (HTGC) 0.2 $613k 50k 12.26
Market Vectors Gold Miners ETF 0.2 $608k 20k 30.30
Bk Nova Cad (BNS) 0.2 $592k 10k 59.20
Consumer Staples Select Sect. SPDR (XLP) 0.2 $597k 15k 39.80
eBay (EBAY) 0.2 $570k 11k 54.27
Pennantpark Floating Rate Capi (PFLT) 0.2 $558k 40k 13.95
Ocean Rig Udw 0.2 $564k 35k 16.11
Nokia Corporation (NOK) 0.2 $541k 165k 3.28
iShares MSCI Japan Index 0.2 $540k 50k 10.80
Foot Locker (FL) 0.2 $513k 15k 34.20
United States Oil Fund 0.2 $521k 15k 34.73
Helix Energy Solutions (HLX) 0.2 $511k 22k 22.90
Myriad Genetics (MYGN) 0.2 $508k 20k 25.40
Sanofi-Aventis SA (SNY) 0.2 $497k 13k 39.76
RF Micro Devices 0.2 $504k 95k 5.30
ConocoPhillips (COP) 0.2 $481k 8.0k 60.12
Freeport-McMoRan Copper & Gold (FCX) 0.2 $464k 14k 33.14
Research In Motion 0.2 $461k 32k 14.42
Yahoo! 0.2 $471k 20k 23.55
CommonWealth REIT 0.2 $477k 21k 22.41
TravelCenters of America 0.2 $480k 50k 9.60
Tcp Capital 0.2 $479k 30k 15.97
Anadarko Petroleum Corporation 0.2 $438k 5.0k 87.50
Children's Place Retail Stores (PLCE) 0.2 $448k 10k 44.80
Walter Energy 0.2 $428k 15k 28.53
Red Hat 0.2 $404k 8.0k 50.50
Mellanox Technologies 0.2 $406k 7.3k 55.67
Rackspace Hosting 0.2 $404k 8.0k 50.50
Rda Microelectronics 0.2 $402k 44k 9.20
Usa Technologies Inc *w exp 12/31/201 0.2 $393k 252k 1.56
Halcon Resources 0.2 $390k 50k 7.80
Linn Energy 0.1 $380k 10k 38.00
McMoRan Exploration 0.1 $378k 23k 16.30
Tesla Motors (TSLA) 0.1 $378k 10k 37.80
Cobalt Intl Energy 0.1 $367k 13k 28.20
CTI Industries 0.1 $369k 64k 5.74
Neonode 0.1 $361k 63k 5.77
J.C. Penney Company 0.1 $340k 23k 15.13
National-Oilwell Var 0.1 $355k 5.0k 71.00
Rudolph Technologies 0.1 $353k 30k 11.77
Protalix BioTherapeutics 0.1 $357k 65k 5.50
Greenbrier Companies (GBX) 0.1 $341k 15k 22.70
D Tumi Holdings 0.1 $357k 17k 21.00
Diamondback Energy (FANG) 0.1 $349k 13k 26.85
Newmont Mining Corporation (NEM) 0.1 $315k 7.5k 42.00
EOG Resources (EOG) 0.1 $320k 2.5k 128.00
Oracle Corporation (ORCL) 0.1 $323k 10k 32.30
Alpha Natural Resources 0.1 $328k 40k 8.20
Arch Coal 0.1 $300k 55k 5.43
Optimer Pharmaceuticals 0.1 $290k 24k 11.93
Safeguard Scientifics 0.1 $285k 18k 15.79
Intellipharmaceuticsintl Inc C 0.1 $286k 155k 1.84
News Corp Cls'A' Comstkusd0.01 0.1 $308k 10k 30.50
Talisman Energy Inc 8. 0.1 $306k 25k 12.24
Collabrx 0.1 $288k 93k 3.10
Encana Corp 0.1 $262k 14k 19.43
CONSOL Energy 0.1 $279k 8.3k 33.60
Sony Corporation (SONY) 0.1 $258k 15k 17.43
Tyco International Ltd S hs 0.1 $240k 7.5k 32.00
Mbia (MBI) 0.1 $257k 25k 10.28
Pioneer Natural Resources (PXD) 0.1 $249k 2.0k 124.50
Cimarex Energy 0.1 $249k 3.3k 75.45
Coca-Cola HBC 0.1 $244k 9.1k 26.71
MediciNova (MNOV) 0.1 $255k 96k 2.66
Magnachip Semiconductor Corp (MX) 0.1 $241k 14k 17.34
Hillshire Brands 0.1 $246k 7.0k 35.14
CHART ACQUISITION CORP UNIT 99/99/9999 Added unit 0.1 $255k 25k 10.16
Hess (HES) 0.1 $215k 3.0k 71.67
STMicroelectronics (STM) 0.1 $219k 28k 7.70
3D Systems Corporation (DDD) 0.1 $225k 7.0k 32.20
Devon Energy Corporation (DVN) 0.1 $196k 3.5k 56.00
Cisco Systems (CSCO) 0.1 $209k 10k 20.90
Valero Energy Corporation (VLO) 0.1 $205k 4.5k 45.50
Smithfield Foods 0.1 $199k 7.5k 26.53
Ferro Corporation 0.1 $204k 30k 6.80
Emergent BioSolutions (EBS) 0.1 $210k 15k 14.00
Cheniere Energy (LNG) 0.1 $210k 7.5k 28.00
Team 0.1 $205k 5.0k 41.00
ProShares UltraShort Euro (EUO) 0.1 $200k 10k 20.00
Hca Holdings (HCA) 0.1 $203k 5.0k 40.60
iShares FTSE/Xinhua China 25 Index (FXI) 0.1 $185k 5.0k 37.00
Range Resources (RRC) 0.1 $162k 2.0k 81.00
Canon (CAJPY) 0.1 $168k 4.6k 36.66
US Airways 0.1 $168k 11k 16.00
GameStop (GME) 0.1 $168k 6.0k 28.00
Oil States International (OIS) 0.1 $179k 2.2k 81.36
Resolute Energy 0.1 $179k 16k 11.50
Abb (ABBNY) 0.1 $171k 7.5k 22.80
OfficeMax Incorporated 0.1 $174k 15k 11.60
Goodrich Petroleum Corporation 0.1 $164k 11k 15.62
Palo Alto Networks (PANW) 0.1 $170k 3.0k 56.67
Keryx Biopharmaceuticals 0.1 $140k 20k 7.00
America Movil Sab De Cv spon adr l 0.1 $147k 7.0k 21.00
Barrick Gold Corp (GOLD) 0.1 $147k 5.0k 29.40
Safety Insurance (SAFT) 0.1 $147k 3.0k 49.00
Eli Lilly & Co. (LLY) 0.1 $142k 2.5k 56.80
Citrix Systems 0.1 $144k 2.0k 72.00
Teradata Corporation (TDC) 0.1 $146k 2.5k 58.40
Baker Hughes Incorporated 0.1 $139k 3.0k 46.33
General Mills (GIS) 0.1 $148k 3.0k 49.33
Honda Motor (HMC) 0.1 $153k 4.0k 38.25
Sanderson Farms 0.1 $137k 2.5k 54.80
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.1 $158k 18k 8.78
Chicago Bridge & Iron Company 0.1 $155k 2.5k 62.00
Eldorado Gold Corp 0.1 $143k 15k 9.53
Yamana Gold 0.1 $154k 10k 15.40
Nxp Semiconductors N V (NXPI) 0.1 $151k 5.0k 30.20
Fabrinet (FN) 0.1 $150k 10k 14.68
Zagg 0.1 $146k 20k 7.30
Francescas Hldgs Corp 0.1 $157k 5.5k 28.50
Ensco Plc Shs Class A 0.1 $150k 2.5k 60.00
BP (BP) 0.1 $126k 3.0k 42.00
Compania de Minas Buenaventura SA (BVN) 0.1 $130k 5.0k 26.00
Dick's Sporting Goods (DKS) 0.1 $118k 2.5k 47.20
FMC Technologies 0.1 $136k 2.5k 54.40
Adobe Systems Incorporated (ADBE) 0.1 $131k 3.0k 43.67
Transocean (RIG) 0.1 $130k 2.5k 52.00
E.I. du Pont de Nemours & Company 0.1 $123k 2.5k 49.20
Newfield Exploration 0.1 $121k 5.5k 22.00
Schlumberger (SLB) 0.1 $112k 1.5k 74.67
Dryships/drys 0.1 $112k 55k 2.03
Energy Xxi 0.1 $136k 5.0k 27.20
Synovus Financial 0.1 $125k 45k 2.78
Juniper Networks (JNPR) 0.1 $130k 7.0k 18.57
Perry Ellis International 0.1 $116k 6.4k 18.12
True Religion Apparel 0.1 $131k 5.0k 26.20
Ciena Corporation (CIEN) 0.1 $128k 8.0k 16.00
TiVo 0.1 $136k 11k 12.36
Seadrill 0.1 $112k 3.0k 37.15
General Mtrs Co *w exp 07/10/201 0.1 $118k 10k 11.80
Galectin Therapeutics Wrnt W Exp 3/28/2017 0.1 $114k 134k 0.85
Dynegy 0.1 $118k 4.9k 24.07
Two Harbors Investment 0.0 $94k 7.5k 12.53
Brookfield Asset Management 0.0 $91k 2.5k 36.40
Office Depot 0.0 $100k 25k 4.00
Abercrombie & Fitch (ANF) 0.0 $92k 2.0k 46.00
Cross Country Healthcare (CCRN) 0.0 $92k 17k 5.32
H&E Equipment Services (HEES) 0.0 $102k 5.0k 20.40
United States Steel Corporation (X) 0.0 $98k 5.0k 19.60
E-future Information Technolog Com Stk 0.0 $89k 25k 3.56
Body Central Acquisition Corporation 0.0 $94k 10k 9.40
ETFS Physical Platinum Shares 0.0 $108k 700.00 154.29
S&w Seed Co *w exp 05/03/201 0.0 $110k 33k 3.30
Annie's 0.0 $99k 2.6k 38.08
Trovagene Inc *w Exp 99/99/999 0.0 $106k 45k 2.37
Turquoisehillres 0.0 $95k 15k 6.33
Union Pacific Corporation (UNP) 0.0 $71k 500.00 142.00
Intel Corporation (INTC) 0.0 $66k 3.0k 22.00
Sprint Nextel Corporation 0.0 $62k 10k 6.20
Sirius XM Radio 0.0 $77k 25k 3.08
Brink's Company (BCO) 0.0 $71k 2.5k 28.40
Extreme Networks (EXTR) 0.0 $77k 23k 3.38
Digirad Corporation 0.0 $73k 29k 2.49
Westport Innovations 0.0 $68k 2.3k 29.57
Pilgrim's Pride Corporation (PPC) 0.0 $64k 7.0k 9.14
Seacube Container Leasing 0.0 $84k 3.6k 23.33
E Commerce China Dangdang 0.0 $68k 16k 4.19
Promotora De Informaciones Adr adr cl a 0.0 $85k 77k 1.10
S&w Seed Co *w exp 05/03/201 0.0 $67k 47k 1.42
Gsv Cap Corp 0.0 $66k 8.0k 8.25
People's United Financial 0.0 $54k 4.0k 13.50
New York Community Ban (NYCB) 0.0 $60k 4.2k 14.34
Radian (RDN) 0.0 $50k 4.7k 10.68
salesforce (CRM) 0.0 $54k 300.00 180.00
Cognex Corporation (CGNX) 0.0 $42k 1.0k 42.00
Frontline Limited Usd2.5 0.0 $59k 25k 2.36
Hercules Offshore 0.0 $52k 7.0k 7.43
MannKind Corporation 0.0 $58k 17k 3.40
Silver Standard Res 0.0 $53k 5.0k 10.60
Veolia Environnement (VEOEY) 0.0 $41k 3.3k 12.57
NPS Pharmaceuticals 0.0 $41k 4.0k 10.25
New York & Company 0.0 $41k 10k 4.10
Vivus 0.0 $55k 5.0k 11.00
Flow International Corporation 0.0 $39k 10k 3.90
Heckmann Corporation 0.0 $43k 10k 4.30
Thompson Creek Metals 0.0 $60k 20k 3.00
Madison Square Garden 0.0 $46k 800.00 57.50
Resolute Energy Corp *w exp 09/25/201 0.0 $38k 33k 1.14
MakeMusic (MMUS) 0.0 $56k 11k 5.01
Verisign Inc Com Stk Usd0.001 0.0 $47k 1.0k 47.00
Infinity Cross Bo 0.0 $42k 67k 0.62
Era 0.0 $42k 2.0k 21.00
Fortinet 0.0 $59k 2.5k 23.60
Novagold Res 0.0 $54k 15k 3.60
Cit 0.0 $22k 500.00 44.00
EXCO Resources 0.0 $28k 4.0k 7.00
Genco Shipping & Trading 0.0 $14k 5.0k 2.80
Corning Incorporated (GLW) 0.0 $20k 1.5k 13.33
Crown Castle International 0.0 $35k 500.00 70.00
BMC Software 0.0 $23k 500.00 46.00
Forest Oil Corporation 0.0 $26k 5.0k 5.20
NVIDIA Corporation (NVDA) 0.0 $32k 2.5k 12.80
Royal Caribbean Cruises (RCL) 0.0 $17k 500.00 34.00
Boston Scientific Corporation (BSX) 0.0 $20k 2.5k 8.00
Invacare Corporation 0.0 $26k 2.0k 13.00
Murphy Oil Corporation (MUR) 0.0 $19k 300.00 63.33
K-Swiss 0.0 $37k 7.8k 4.69
Key (KEY) 0.0 $15k 1.5k 10.00
TICC Capital 0.0 $20k 2.0k 10.00
Questar Corporation 0.0 $29k 1.2k 24.17
Hexcel Corporation (HXL) 0.0 $29k 1.0k 29.00
Idenix Pharmaceuticals 0.0 $28k 8.0k 3.50
PrivateBan 0.0 $19k 1.0k 19.00
OraSure Technologies (OSUR) 0.0 $32k 6.0k 5.33
Allegheny Technologies Incorporated (ATI) 0.0 $16k 500.00 32.00
BlueLinx Holdings 0.0 $23k 8.0k 2.88
Globecomm Systems 0.0 $18k 1.5k 12.00
Ypf Sa (YPF) 0.0 $35k 2.4k 14.45
North Amern Palladium 0.0 $21k 15k 1.40
B&G Foods (BGS) 0.0 $15k 500.00 30.00
Financial Select Sector SPDR (XLF) 0.0 $36k 2.0k 18.00
Bank Of America Corp w exp 10/201 0.0 $33k 45k 0.73
MAKO Surgical 0.0 $17k 1.5k 11.33
Crexus Investment 0.0 $13k 1.0k 13.00
iParty (IPT) 0.0 $33k 75k 0.44
Promotora De Informaciones S adr cl b conv 0.0 $17k 14k 1.22
Barclays Bank Plc etn djubscoffe38 (JJOFF) 0.0 $37k 1.3k 29.60
Vringo 0.0 $16k 5.0k 3.25
Rait Financial Trust 0.0 $33k 4.1k 8.05
Freescale Semiconductor Holdin 0.0 $15k 1.0k 15.00
Global Eagle Acquisition Cor 0.0 $30k 3.1k 9.84
Nautilus Marine Acquisit Cor *w exp 06/17/201 0.0 $14k 139k 0.10
Uts Galectin Therapeutics unit 0.0 $31k 4.0k 7.77
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $33k 500.00 66.00
Atlanticus Holdings (ATLC) 0.0 $23k 6.4k 3.62
Axiall 0.0 $19k 300.00 63.33
Huntington Bancshares Incorporated (HBAN) 0.0 $11k 1.5k 7.33
Avon Products 0.0 $3.0k 134.00 22.39
MeadWestva 0.0 $7.0k 200.00 35.00
Tibco Software 0.0 $10k 500.00 20.00
Strategic Hotels & Resorts 0.0 $4.0k 500.00 8.00
Goldcorp 0.0 $0 12.00 0.00
Hawaiian Holdings (HA) 0.0 $6.0k 1.0k 6.00
Excel Maritime Carriers L 0.0 $9.0k 8.0k 1.13
Xinyuan Real Estate 0.0 $2.0k 500.00 4.00
Concho Resources 0.0 $10k 100.00 100.00
Hanger Orthopedic 0.0 $3.0k 100.00 30.00
Harvest Natural Resources 0.0 $9.0k 2.5k 3.60
TASER International 0.0 $12k 1.5k 8.00
PMFG 0.0 $11k 1.8k 6.11
Corrections Corporation of America 0.0 $8.0k 200.00 40.00
Realty Income (O) 0.0 $2.0k 53.00 37.74
Mattson Technology 0.0 $3.0k 1.9k 1.61
Gran Tierra Energy 0.0 $11k 1.8k 6.08
Limelight Networks 0.0 $10k 5.0k 2.00
Oculus Innovative Sciences 0.0 $4.0k 8.5k 0.47
Euroseas 0.0 $2.0k 1.6k 1.25
EnergySolutions 0.0 $4.0k 1.0k 4.00
Curis 0.0 $10k 3.1k 3.25
Moly 0.0 $0 60k 0.00
Zogenix 0.0 $1.0k 500.00 2.00
Platinum Group Metals 0.0 $4.0k 2.5k 1.60
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $11k 801.00 13.73
T3 Motion Inc *w exp 99/99/99 0.0 $0 3.0k 0.00
Marriott Vacations Wrldwde Cp (VAC) 0.0 $4.0k 100.00 40.00
Actions Semiconductor Co Spons 0.0 $5.0k 2.0k 2.50
Novacopper 0.0 $3.0k 1.7k 1.80
National Bank Hldgsk (NBHC) 0.0 $11k 600.00 18.33
Freeseas Inc shs par.001 2013 0.0 $2.0k 1.6k 1.22