First New York Securities

First New York Securities as of June 30, 2011

Portfolio Holdings for First New York Securities

First New York Securities holds 348 positions in its portfolio as reported in the June 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 15.6 $87M 661k 131.97
SPDR Gold Trust (GLD) 7.2 $40M 276k 145.97
Apple (AAPL) 4.5 $25M 75k 335.67
Mosaic (MOS) 3.6 $20M 302k 67.73
Lubrizol Corporation 3.6 $20M 152k 134.29
Frontier Oil Corporation 2.8 $16M 486k 32.31
Dryships/drys 2.1 $12M 2.8M 4.20
BJ's Wholesale Club 2.1 $12M 230k 50.38
Tyco International Ltd S hs 2.0 $11M 227k 49.40
Novartis (NVS) 1.6 $8.9M 146k 61.11
Bank of America Corporation (BAC) 1.4 $7.8M 707k 10.98
Cisco Systems (CSCO) 1.3 $7.1M 458k 15.60
Cephalon 1.2 $6.5M 82k 79.90
Potash Corp. Of Saskatchewan I 1.2 $6.5M 113k 57.20
Siemens (SIEGY) 1.1 $6.1M 45k 137.53
Nationwide Health Properties 1.1 $6.0M 145k 41.41
Dollar Thrifty Automotive 1.1 $5.9M 80k 73.73
PowerShares QQQ Trust, Series 1 1.1 $5.9M 103k 57.05
Telvent Git Alcobendas Com Stk 1.0 $5.7M 144k 39.79
iShares Silver Trust (SLV) 1.0 $5.6M 166k 33.84
United States Oil Fund 0.9 $5.2M 141k 37.23
Alpha Natural Resources 0.9 $5.0M 109k 45.47
Mead Johnson Nutrition 0.8 $4.7M 70k 67.56
National Semiconductor Corporation 0.8 $4.8M 194k 24.60
Boeing Company (BA) 0.8 $4.4M 59k 73.89
Marathon Oil Corporation (MRO) 0.8 $4.4M 83k 52.67
iShares Russell 2000 Index (IWM) 0.7 $4.0M 48k 82.79
American International (AIG) 0.7 $3.9M 134k 29.32
Visa (V) 0.7 $3.8M 45k 84.30
Skechers USA (SKX) 0.6 $3.5M 240k 14.46
ResMed (RMD) 0.5 $3.0M 96k 30.95
Toyota Motor Corporation (TM) 0.5 $2.9M 36k 82.41
Us Natural Gas Fd Etf 0.5 $3.0M 270k 11.00
Ford Motor Company (F) 0.5 $2.9M 212k 13.79
Yahoo! 0.5 $2.7M 182k 15.07
Ann 0.5 $2.7M 105k 26.10
Eastman Kodak Company 0.5 $2.6M 728k 3.57
JPMorgan Chase & Co. (JPM) 0.5 $2.5M 62k 40.91
iShares MSCI Emerging Markets Indx (EEM) 0.4 $2.4M 50k 47.61
DST Systems 0.4 $2.4M 45k 52.80
American Capital Agency 0.4 $2.3M 80k 29.12
Sanofi-Aventis SA (SNY) 0.4 $2.3M 56k 40.18
Kendle International 0.4 $2.2M 147k 15.18
Annaly Capital Management 0.4 $2.2M 120k 18.04
PowerShares DB US Dollar Index Bullish 0.4 $2.2M 102k 21.20
SPDR S&P Homebuilders (XHB) 0.4 $2.2M 120k 18.06
Unilever 0.4 $2.1M 65k 32.85
Juniper Networks (JNPR) 0.4 $2.1M 68k 31.54
Citigroup (C) 0.4 $2.1M 50k 41.64
Frontline Limited Usd2.5 0.4 $2.0M 136k 14.74
Southern Union Company 0.4 $2.0M 50k 40.16
Sony Corporation (SONY) 0.3 $1.9M 73k 26.38
PetroChina Company 0.3 $1.9M 13k 146.02
Autoliv (ALV) 0.3 $1.8M 23k 78.45
Cnh Global 0.3 $1.8M 48k 38.65
California Pizza Kitchen 0.3 $1.8M 97k 18.47
News Corporation 0.3 $1.7M 96k 18.08
Research In Motion 0.3 $1.7M 60k 28.87
Varian Semiconductor 0.3 $1.8M 29k 61.44
Mitsubishi UFJ Financial (MUFG) 0.3 $1.7M 344k 4.83
Westport Innovations 0.3 $1.7M 70k 24.02
Live Nation Entertainment (LYV) 0.3 $1.6M 141k 11.47
Sanderson Farms 0.3 $1.5M 31k 47.77
Bristol Myers Squibb (BMY) 0.2 $1.4M 49k 28.95
Canon (CAJPY) 0.2 $1.4M 29k 47.59
Marshall & Ilsley Corporation 0.2 $1.4M 173k 7.97
OfficeMax Incorporated 0.2 $1.4M 182k 7.84
Fibria Celulose 0.2 $1.4M 105k 13.19
Financial Select Sector SPDR (XLF) 0.2 $1.4M 93k 15.35
Resolute Energy Corp *w exp 09/25/201 0.2 $1.4M 386k 3.58
Transocean (RIG) 0.2 $1.3M 21k 64.54
Nokia Corporation (NOK) 0.2 $1.3M 206k 6.42
Stec 0.2 $1.4M 80k 17.01
Verigy 0.2 $1.3M 86k 14.98
Take-Two Interactive Software (TTWO) 0.2 $1.3M 85k 15.30
China Uni 0.2 $1.2M 60k 20.26
Brocade Communications Systems 0.2 $1.2M 190k 6.46
Total (TTE) 0.2 $1.2M 20k 57.85
American Intl Group 0.2 $1.2M 116k 10.20
Target Corp 0.2 $1.2M 25k 46.92
Unum (UNM) 0.2 $1.1M 43k 25.40
RadioShack Corporation 0.2 $1.0M 78k 13.32
Oil States International (OIS) 0.2 $1.1M 14k 79.93
iShares Dow Jones US Home Const. (ITB) 0.2 $1.1M 84k 12.69
Horizon Technology Fin (HRZN) 0.2 $1.1M 67k 15.83
ProShares UltraShort Euro (EUO) 0.2 $1.1M 63k 16.75
SunPower Corporation 0.2 $995k 52k 19.32
Deutsche Bank Ag-registered (DB) 0.2 $1.0M 17k 59.24
Market Vectors Gold Miners ETF 0.2 $1.0M 19k 54.55
Triangle Petroleum Corporation 0.2 $1.0M 158k 6.47
Akamai Technologies (AKAM) 0.2 $976k 31k 31.48
Anheuser-Busch InBev NV (BUD) 0.2 $928k 16k 58.00
Oracle Corporation (ORCL) 0.2 $973k 30k 32.97
Chipotle Mexican Grill (CMG) 0.2 $925k 3.0k 308.33
Swift Energy Company 0.2 $933k 25k 37.30
iShares MSCI Hong Kong Index Fund (EWH) 0.2 $926k 50k 18.52
Pilgrim's Pride Corporation (PPC) 0.2 $948k 176k 5.40
Walgreen Company 0.2 $913k 22k 42.47
GameStop (GME) 0.2 $867k 33k 26.68
GrafTech International 0.2 $923k 46k 20.26
DG FastChannel 0.2 $881k 28k 32.04
Sunpower Cp B 0.2 $868k 52k 16.63
Digirad Corporation 0.2 $898k 331k 2.71
Sumitomo Mitsui Financial Grp (SMFG) 0.2 $901k 147k 6.15
Lincoln National Corporation (LNC) 0.1 $854k 30k 28.47
Medco Health Solutions 0.1 $848k 15k 56.53
Telecom Corp of New Zealand 0.1 $859k 85k 10.11
Hertz Global Holdings 0.1 $834k 53k 15.89
BP (BP) 0.1 $775k 18k 44.29
Huntington Bancshares Incorporated (HBAN) 0.1 $772k 118k 6.53
BHP Billiton 0.1 $784k 10k 78.40
Dean Foods Company 0.1 $798k 65k 12.28
Micron Technology (MU) 0.1 $767k 103k 7.48
Lawson Software 0.1 $772k 69k 11.22
MEMC Electronic Materials 0.1 $768k 90k 8.53
Asml Holding Nv Adr depository receipts 0.1 $758k 21k 36.98
Direxion Daily Finan. Bull 3X 0.1 $769k 30k 25.63
Pimco Municipal Income Fund II (PML) 0.1 $798k 76k 10.53
Genworth Financial (GNW) 0.1 $745k 73k 10.27
NVIDIA Corporation (NVDA) 0.1 $709k 45k 15.93
Baidu (BIDU) 0.1 $701k 5.0k 140.20
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $753k 8.0k 94.12
Barrick Gold Corp (GOLD) 0.1 $679k 15k 45.27
NetApp (NTAP) 0.1 $691k 13k 52.75
eBay (EBAY) 0.1 $645k 20k 32.25
EarthLink 0.1 $693k 90k 7.70
China Life Insurance Company 0.1 $676k 13k 51.83
Bucyrus International 0.1 $687k 7.5k 91.60
Patriot Coal Corp 0.1 $668k 30k 22.27
Garmin (GRMN) 0.1 $661k 20k 33.05
Safeguard Scientifics 0.1 $661k 35k 18.89
Barclays Bk Plc ipth s^p vix 0.1 $698k 33k 21.15
Ens 0.1 $634k 12k 53.28
Corning Incorporated (GLW) 0.1 $599k 33k 18.15
Goldman Sachs (GS) 0.1 $639k 4.8k 133.12
FedEx Corporation (FDX) 0.1 $617k 6.5k 94.92
Mercury Computer Systems (MRCY) 0.1 $622k 33k 18.68
Energy Xxi 0.1 $615k 19k 33.24
Amazon (AMZN) 0.1 $613k 3.0k 204.33
Marvell Technology Group 0.1 $628k 43k 14.78
Ares Capital Corporation (ARCC) 0.1 $643k 40k 16.08
Temple-Inland 0.1 $595k 20k 29.75
LMP Capital and Income Fund (SCD) 0.1 $638k 47k 13.72
Hyperdynamics Corp 0.1 $609k 142k 4.30
Suntrust Banks Inc $1.00 Par Cmn 0.1 $568k 22k 25.82
P.F. Chang's China Bistro 0.1 $564k 14k 40.31
General Electric Company 0.1 $565k 30k 18.83
Jack in the Box (JACK) 0.1 $585k 26k 22.76
Arch Coal 0.1 $558k 21k 26.68
AngloGold Ashanti 0.1 $547k 13k 42.08
Anadarko Petroleum Corporation 0.1 $568k 7.4k 76.76
General Mills (GIS) 0.1 $558k 15k 37.20
Honda Motor (HMC) 0.1 $587k 15k 38.60
Macy's (M) 0.1 $585k 20k 29.25
Cablevision Systems Corporation 0.1 $572k 16k 36.20
Advanced Micro Devices (AMD) 0.1 $559k 80k 6.99
SRA International 0.1 $557k 18k 30.94
Gulf Island Fabrication (GIFI) 0.1 $549k 17k 32.29
Rowan Companies 0.1 $551k 14k 38.80
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.1 $569k 10k 56.90
Caliper Life Sciences Inc *w 0.1 $537k 407k 1.32
Swiss Helvetia Fund (SWZ) 0.1 $538k 36k 14.94
Diana Containerships 0.1 $570k 80k 7.12
Morgan Stanley (MS) 0.1 $518k 23k 23.02
Occidental Petroleum Corporation (OXY) 0.1 $520k 5.0k 104.00
Schlumberger (SLB) 0.1 $527k 6.1k 86.39
Janus Capital 0.1 $508k 54k 9.40
Emulex Corporation 0.1 $516k 60k 8.60
BPZ Resources 0.1 $523k 160k 3.28
Chicago Bridge & Iron Company 0.1 $490k 13k 38.89
Blackboard 0.1 $499k 12k 43.40
McDermott International 0.1 $495k 25k 19.80
Ivanhoe Mines 0.1 $506k 20k 25.30
HSBC Holdings (HSBC) 0.1 $471k 9.5k 49.58
Hartford Financial Services (HIG) 0.1 $459k 17k 26.38
Regions Financial Corporation (RF) 0.1 $465k 75k 6.20
Las Vegas Sands (LVS) 0.1 $422k 10k 42.20
Koninklijke Philips Electronics NV (PHG) 0.1 $473k 18k 25.71
Apollo 0.1 $437k 10k 43.70
Lowe's Companies (LOW) 0.1 $466k 20k 23.30
MGM Resorts International. (MGM) 0.1 $429k 33k 13.20
Eldorado Gold Corp 0.1 $421k 30k 14.21
Cognizant Technology Solutions (CTSH) 0.1 $367k 5.0k 73.40
China Mobile 0.1 $374k 8.0k 46.75
Ubs Ag Cmn 0.1 $365k 20k 18.25
Norfolk Southern (NSC) 0.1 $375k 5.0k 75.00
Verisign (VRSN) 0.1 $408k 12k 33.44
Vulcan Materials Company (VMC) 0.1 $385k 10k 38.50
Halliburton Company (HAL) 0.1 $413k 8.1k 50.99
Freeport-McMoRan Copper & Gold (FCX) 0.1 $413k 7.8k 52.95
EMS Technologies 0.1 $410k 13k 32.80
Ciena Corporation (CIEN) 0.1 $368k 20k 18.40
Matrix Service Company (MTRX) 0.1 $401k 30k 13.37
NPS Pharmaceuticals 0.1 $387k 41k 9.44
Protective Life 0.1 $393k 17k 23.12
Orchid Cellmark 0.1 $401k 145k 2.76
Babcock & Wilcox 0.1 $416k 15k 27.73
CTI Industries 0.1 $395k 76k 5.21
Golub Capital BDC (GBDC) 0.1 $373k 25k 14.92
iShares MSCI Emerging Markets Indx (EEM) 0.1 $357k 7.5k 47.60
Ace Limited Cmn 0.1 $329k 5.0k 65.80
Berkshire Hathaway (BRK.B) 0.1 $310k 4.0k 77.50
Cabot Oil & Gas Corporation (CTRA) 0.1 $332k 5.0k 66.40
BMC Software 0.1 $350k 6.4k 54.69
Boston Scientific Corporation (BSX) 0.1 $328k 48k 6.91
Valero Energy Corporation (VLO) 0.1 $320k 13k 25.60
Baker Hughes Incorporated 0.1 $363k 5.0k 72.60
Fifth Third Ban (FITB) 0.1 $338k 27k 12.75
W.R. Berkley Corporation (WRB) 0.1 $324k 10k 32.40
Lorillard 0.1 $327k 3.0k 109.00
Oshkosh Corporation (OSK) 0.1 $318k 11k 28.91
Harvest Natural Resources 0.1 $358k 33k 11.02
VeriFone Systems 0.1 $333k 7.5k 44.40
American Science & Engineering 0.1 $352k 4.4k 80.00
ORIX Corporation (IX) 0.1 $361k 7.4k 48.86
United Natural Foods (UNFI) 0.1 $326k 7.6k 42.67
ProShares UltraShort 20+ Year Trea 0.1 $311k 9.0k 34.56
Express 0.1 $347k 16k 21.82
EXCO Resources 0.1 $265k 15k 17.67
Newmont Mining Corporation (NEM) 0.1 $270k 5.0k 54.00
Darden Restaurants (DRI) 0.1 $259k 5.2k 49.81
Ruby Tuesday 0.1 $265k 25k 10.77
Panasonic Corporation (PCRFY) 0.1 $306k 25k 12.24
Platinum Underwriter/ptp 0.1 $266k 8.0k 33.25
Google 0.1 $253k 500.00 506.00
Axis Capital Holdings (AXS) 0.1 $279k 9.0k 31.00
Chesapeake Energy Corporation 0.1 $297k 10k 29.70
AMR Corporation 0.1 $297k 55k 5.40
The9 0.1 $283k 51k 5.55
Spreadtrum Communications 0.1 $252k 16k 15.75
AEGEAN MARINE PETROLEUM Networ Com Stk 0.1 $284k 40k 7.10
Lennox International (LII) 0.1 $284k 6.6k 43.03
Sinopec Shanghai Petrochemical 0.1 $293k 6.7k 43.97
United Therapeutics Corporation (UTHR) 0.1 $276k 5.0k 55.20
CurrencyShares Euro Trust 0.1 $289k 2.0k 144.50
Teucrium Commodity Tr corn (CORN) 0.1 $304k 7.5k 40.53
Guggenheim Bld Amr Bds Mng D (GBAB) 0.1 $301k 15k 19.60
Credit Suisse Nassau Brh invrs vix sterm 0.1 $274k 15k 18.27
Cnooc 0.0 $223k 945.00 235.98
MasterCard Incorporated (MA) 0.0 $211k 700.00 301.43
Blackstone 0.0 $248k 15k 16.53
Polaris Industries (PII) 0.0 $245k 2.2k 111.36
Quiksilver 0.0 $235k 50k 4.70
Avid Technology 0.0 $236k 13k 18.88
Manitowoc Company 0.0 $244k 15k 16.83
National-Oilwell Var 0.0 $250k 3.2k 78.12
Olin Corporation (OLN) 0.0 $215k 9.5k 22.63
International Business Machines (IBM) 0.0 $211k 1.2k 171.54
Symantec Corporation 0.0 $197k 10k 19.70
Gap (GPS) 0.0 $226k 13k 18.08
Dell 0.0 $225k 14k 16.67
Patterson-UTI Energy (PTEN) 0.0 $218k 6.9k 31.59
Delta Air Lines (DAL) 0.0 $225k 25k 9.18
Employers Holdings (EIG) 0.0 $201k 12k 16.75
Green Mountain Coffee Roasters 0.0 $223k 2.5k 89.20
Amtrust Financial Services 0.0 $228k 10k 22.80
Key (KEY) 0.0 $250k 30k 8.33
Seagate Technology Com Stk 0.0 $199k 12k 16.18
Smart Modular Technologies 0.0 $211k 23k 9.16
American Railcar Industries 0.0 $246k 11k 23.43
Atwood Oceanics 0.0 $229k 5.2k 44.04
McMoRan Exploration 0.0 $203k 11k 18.45
Portugal Telecom, SGPS 0.0 $197k 20k 9.85
Alcatel-Lucent 0.0 $216k 38k 5.76
Sunstone Hotel Investors (SHO) 0.0 $225k 24k 9.28
Oil Service HOLDRs 0.0 $243k 1.6k 151.88
Thompson Creek Metals 0.0 $200k 20k 10.00
AboveNet 0.0 $247k 3.5k 70.57
Xl Group 0.0 $220k 10k 22.00
KKR & Co 0.0 $196k 12k 16.33
Moly 0.0 $244k 4.0k 61.00
SunAmerica Focused Alpha Growth Fund 0.0 $215k 10k 20.74
G Willi-food International ord (WILC) 0.0 $212k 30k 7.07
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $250k 17k 14.35
Rare Element Res (REEMF) 0.0 $222k 20k 11.10
Western Asset Municipal Partners Fnd 0.0 $238k 17k 13.99
Icagen (ICGN) 0.0 $202k 33k 6.10
& PROD CO shares Brookfield 0.0 $197k 20k 9.93
People's United Financial 0.0 $154k 12k 13.45
Chiquita Brands International 0.0 $159k 12k 12.98
Tyson Foods (TSN) 0.0 $194k 10k 19.40
Louisiana-Pacific Corporation (LPX) 0.0 $142k 18k 8.11
LOGITECH INTERNATIONAL SA APP Com Stk (LOGI) 0.0 $163k 15k 11.24
Semiconductor Manufacturing Int'l 0.0 $183k 46k 4.02
Autobytel (ABTL) 0.0 $165k 146k 1.13
Uroplasty 0.0 $161k 22k 7.49
Amarin Corporation (AMRN) 0.0 $159k 11k 14.45
Genon Energy 0.0 $174k 45k 3.87
Liberty All-Star Equity Fund (USA) 0.0 $143k 28k 5.16
EDGAR Online 0.0 $166k 193k 0.86
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $142k 11k 12.74
Evergreen Energy 0.0 $192k 107k 1.79
PostRock Energy Corporation 0.0 $146k 25k 5.84
Neptune Technologies Bioreso 0.0 $166k 44k 3.75
(CXDO) 0.0 $141k 29k 4.95
Popular 0.0 $124k 45k 2.76
Cott Corp 0.0 $126k 15k 8.40
Astoria Financial Corporation 0.0 $128k 10k 12.80
Frontier Communications 0.0 $121k 15k 8.07
China Security & Surveillance Tech 0.0 $106k 20k 5.30
JA Solar Holdings 0.0 $139k 25k 5.56
Telecom Italia S.p.A. (TIIAY) 0.0 $139k 10k 13.90
Hutchinson Technology Incorporated 0.0 $93k 41k 2.27
Stein Mart 0.0 $96k 10k 9.60
Wendy's Arby's 0.0 $127k 25k 5.08
Extreme Networks (EXTR) 0.0 $86k 27k 3.23
StarTek 0.0 $138k 40k 3.45
Gastar Exploration 0.0 $120k 35k 3.43
Gulf Resources 0.0 $126k 41k 3.09
A123 Systems 0.0 $117k 22k 5.30
Comverge 0.0 $138k 46k 2.98
Advanced Battery Technologies 0.0 $137k 138k 0.99
Acorn Energy 0.0 $115k 29k 3.95
On Track Innovations 0.0 $124k 57k 2.19
Eaton Vance Risk Managed Diversified (ETJ) 0.0 $135k 11k 12.60
Delaware Investments Global Dividend And (DGF) 0.0 $138k 18k 7.72
MediciNova (MNOV) 0.0 $106k 39k 2.70
Usa Technologies Inc *w exp 12/31/201 0.0 $134k 100k 1.34
Boston Private Finl Hldgs In *w exp 11/21/201 0.0 $92k 44k 2.11
Grifols S A 0.0 $113k 15k 7.53
ReneSola 0.0 $52k 10k 5.20
Pacific Sunwear of California 0.0 $38k 15k 2.59
Sprint Nextel Corporation 0.0 $59k 11k 5.36
Anadigics 0.0 $48k 15k 3.20
Flextronics International Ltd Com Stk (FLEX) 0.0 $64k 10k 6.40
LDK Solar 0.0 $73k 10k 7.30
DURECT Corporation 0.0 $61k 30k 2.03
Trimeris 0.0 $40k 16k 2.49
China Finance Online 0.0 $45k 13k 3.60
Limelight Networks 0.0 $76k 17k 4.58
U.S. Gold Corporation 0.0 $60k 10k 6.00
Heckmann Corp *w exp 11/09/201 0.0 $55k 124k 0.44
Uranium Energy (UEC) 0.0 $46k 15k 3.07
YRC Worldwide 0.0 $28k 25k 1.12
ARCA biopharma 0.0 $56k 35k 1.60
Usa Tech Inc-cw12 wts 0.0 $32k 76k 0.42
First Trust Strategic High Income 0.0 $38k 10k 3.80
Netlist (NLST) 0.0 $79k 38k 2.07
Park City (TRAK) 0.0 $71k 15k 4.73
LRAD Corporation 0.0 $62k 23k 2.73
Sanofi Aventis Wi Conval Rt 0.0 $48k 20k 2.40
American Apparel 0.0 $13k 15k 0.87
Stream Global Svcs Inc *w 0.0 $2.3k 76k 0.03
Puda Coal (PUDA) 0.0 $161k 27k 6.00
Wts Talbots 0.0 $24k 202k 0.12
Energy Focus 0.0 $17k 35k 0.48
Vringo 0.0 $25k 20k 1.23
Pacific Ethanol 0.0 $16k 15k 1.07