Hollencrest Securities

Hollencrest Securities as of Sept. 30, 2011

Portfolio Holdings for Hollencrest Securities

Hollencrest Securities holds 293 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
United Parcel Service (UPS) 6.1 $20M 312k 63.15
Berkshire Hathaway (BRK.B) 4.2 $14M 193k 71.04
iShares IBoxx $ Invest Grade Corp Bd (LQD) 3.6 $12M 102k 112.31
Templeton Dragon Fund (TDF) 3.2 $10M 432k 24.20
Annaly Capital Management 2.9 $9.4M 563k 16.63
Herbalife Ltd Com Stk (HLF) 2.8 $9.1M 170k 53.60
Blackrock Muniyield California Ins Fund 2.4 $7.8M 560k 13.87
Philip Morris International (PM) 2.3 $7.5M 121k 62.38
PowerShares Build America Bond Portfolio 2.2 $7.1M 248k 28.82
iShares Russell 3000 Growth Index (IUSG) 2.2 $7.0M 165k 42.75
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 1.7 $5.4M 52k 103.98
Taiwan Semiconductor Mfg (TSM) 1.6 $5.3M 464k 11.43
American Capital Agency 1.6 $5.2M 194k 27.10
Golden Gate Cap Opptnty 1.6 $5.1M 4.2M 1.22
BlackRock MuniYield California Fund 1.4 $4.5M 317k 14.22
iShares Russell 3000 Index (IWV) 1.4 $4.5M 67k 66.73
iShares S&P Natl AMTFr Mncpl Bd (MUB) 1.3 $4.2M 39k 106.65
Vanguard Information Technology ETF (VGT) 1.2 $4.0M 70k 56.76
Fidelity National Financial In 1.2 $3.9M 254k 15.18
BHP Billiton (BHP) 1.2 $3.8M 58k 66.44
Jp Morgan Alerian Mlp Index (AMJ) 1.1 $3.7M 109k 34.05
Templeton Global Income Fund (SABA) 1.1 $3.6M 379k 9.45
SPDR S&P Dividend (SDY) 1.1 $3.6M 73k 48.55
SPDR Barclays Capital High Yield B 1.1 $3.4M 95k 36.19
iShares S&P 500 Index (IVV) 1.0 $3.1M 28k 113.71
International Business Machines (IBM) 1.0 $3.1M 18k 174.88
WisdomTree Dividend ex-Fin Fund (AIVL) 1.0 $3.1M 67k 46.91
U.S. Bancorp (USB) 0.9 $3.0M 126k 23.54
iShares Russell 1000 Growth Index (IWF) 0.9 $2.9M 55k 52.58
Blackrock Municipal Income Trust (BFK) 0.9 $2.9M 212k 13.67
Energy Select Sector SPDR (XLE) 0.9 $2.8M 48k 58.51
SPDR Gold Trust (GLD) 0.9 $2.8M 18k 158.05
Market Vectors Gold Miners ETF 0.8 $2.7M 49k 55.19
Health Care SPDR (XLV) 0.8 $2.6M 82k 31.73
Blackrock California Mun. Income Trust (BFZ) 0.8 $2.4M 173k 14.08
iShares S&P MidCap 400 Growth (IJK) 0.8 $2.4M 27k 89.83
Fidelity National Finance 144a conv 0.7 $2.4M 2.5M 0.96
PowerShares Dynamic Media Portfol. 0.7 $2.2M 189k 11.75
Eaton Vance Limited Duration Income Fund (EVV) 0.6 $2.1M 141k 14.66
iShares Lehman Aggregate Bond (AGG) 0.6 $2.0M 18k 110.08
Hatteras Financial 0.6 $1.9M 77k 25.16
iShares MSCI Australia Index Fund (EWA) 0.6 $1.9M 97k 20.06
WisdomTree Japan Total Dividend (DXJ) 0.6 $1.9M 60k 32.52
Farm Cr Bk Tex Perp Non Cumula p 0.6 $1.8M 1.6k 1155.00
Visa (V) 0.6 $1.8M 21k 85.72
Microsoft Corporation (MSFT) 0.5 $1.7M 70k 24.89
iShares iBoxx $ High Yid Corp Bond (HYG) 0.5 $1.7M 21k 82.84
Oracle Corporation (ORCL) 0.5 $1.6M 56k 28.74
Exxon Mobil Corporation (XOM) 0.5 $1.5M 21k 72.64
Apple (AAPL) 0.5 $1.5M 4.0k 381.36
Amazon (AMZN) 0.5 $1.5M 6.9k 216.28
Pimco Income Strategy Fund II (PFN) 0.5 $1.5M 174k 8.77
iShares S&P MidCap 400 Value Index (IJJ) 0.5 $1.5M 22k 66.01
iShares Dow Jones Select Dividend (DVY) 0.5 $1.4M 30k 48.25
iShares S&P 500 Value Index (IVE) 0.4 $1.4M 27k 51.58
Chevron Corporation (CVX) 0.4 $1.4M 15k 92.58
Nuveen California Quality Inc' Mun. Fund 0.4 $1.3M 86k 14.92
AllianceBernstein Income Fund 0.4 $1.2M 152k 7.97
Volcano Corporation 0.4 $1.2M 40k 29.62
Cypress Sharpridge Investments 0.4 $1.2M 100k 12.09
iShares Barclays TIPS Bond Fund (TIP) 0.4 $1.2M 10k 114.34
Fidelity National Information Services (FIS) 0.4 $1.1M 47k 24.32
PIMCO Income Opportunity Fund 0.3 $1.1M 46k 24.60
Procter & Gamble Company (PG) 0.3 $1.1M 17k 63.15
iShares MSCI EAFE Index Fund (EFA) 0.3 $1.1M 23k 47.79
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.3 $1.1M 87k 12.32
Citigroup Cap 7.25% p 0.3 $1.1M 43k 24.25
Spdr S&p 500 Etf (SPY) 0.3 $1.0M 9.0k 113.18
General Electric Company 0.3 $1.0M 68k 15.22
Nuveen Fltng Rte Incm Opp 0.3 $1.0M 99k 10.44
Consumer Staples Select Sect. SPDR (XLP) 0.3 $997k 34k 29.65
Gabelli Equity Trust (GAB) 0.3 $929k 196k 4.75
Anworth Mortgage Asset Corporation 0.3 $916k 135k 6.80
Vanguard Total Stock Market ETF (VTI) 0.3 $899k 16k 57.69
Nuveen Floating Rate Income Fund (JFR) 0.3 $908k 90k 10.13
ProShares Ultra Basic Materials (UYM) 0.3 $889k 35k 25.40
Calamos Conv. Opptys. & Income Fund (CHI) 0.3 $863k 76k 11.35
PowerShares DB Com Indx Trckng Fund 0.3 $832k 32k 25.76
Amphenol Corporation (APH) 0.3 $840k 21k 40.78
Capstead Mortgage Corporation 0.3 $843k 73k 11.53
Pope Resources 0.3 $827k 21k 40.15
Vanguard Small-Cap Growth ETF (VBK) 0.3 $846k 13k 66.88
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.3 $853k 62k 13.66
ConocoPhillips (COP) 0.2 $814k 13k 63.33
iShares Russell Midcap Index Fund (IWR) 0.2 $814k 9.2k 88.23
Blackrock Build America Bond Trust (BBN) 0.2 $806k 40k 20.19
Repsol YPF (REPYY) 0.2 $770k 29k 26.81
PetroChina Company 0.2 $741k 6.2k 120.49
Nuveen California Performanc Plus Mun (NCP) 0.2 $751k 54k 13.93
Technology SPDR (XLK) 0.2 $705k 30k 23.59
iShares MSCI Malaysia Index Fund 0.2 $701k 58k 12.18
Eaton Vance Tax-advntg Glbl Di (ETG) 0.2 $723k 59k 12.18
iShares Cohen & Steers Realty Maj. (ICF) 0.2 $719k 12k 61.32
Pimco Income Strategy Fund (PFL) 0.2 $706k 70k 10.03
WisdomTree SmallCap Dividend Fund (DES) 0.2 $703k 18k 39.39
Nuveen California Select Qlty Mun Inc Fu 0.2 $725k 50k 14.62
iShares S&P US Pref Stock Idx Fnd (PFF) 0.2 $679k 19k 35.63
Nuveen Ca Div Advantg Mun 0.2 $685k 49k 14.06
Total (TTE) 0.2 $649k 15k 43.88
Manulife Finl Corp (MFC) 0.2 $636k 56k 11.32
iShares MSCI Singapore Index Fund 0.2 $631k 57k 11.01
Eni S.p.A. (E) 0.2 $627k 18k 35.12
PowerShares QQQ Trust, Series 1 0.2 $626k 12k 52.48
iShares S&P US Pref Stock Idx Fnd (PFF) 0.2 $618k 17k 35.62
Eaton Vance Tax-Advantaged Global Divide (ETO) 0.2 $624k 38k 16.34
BlackRock Strategic Div Achievers Trust (BDT) 0.2 $607k 67k 9.11
Intel Corporation (INTC) 0.2 $583k 27k 21.33
Nuveen Ca Invt Quality Mun F 0.2 $572k 40k 14.26
Petroleo Brasileiro SA (PBR) 0.2 $540k 24k 22.44
iShares MSCI South Korea Index Fund (EWY) 0.2 $552k 12k 46.53
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.2 $537k 30k 18.07
BlackRock Credit All Inc Trust IV (BTZ) 0.2 $555k 48k 11.48
BlackRock MuniHolding Insured Investm 0.2 $542k 39k 13.98
American International (AVF) 0.2 $510k 22k 22.97
Vanguard Short-Term Bond ETF (BSV) 0.2 $502k 6.2k 81.36
iShares S&P 500 Growth Index (IVW) 0.2 $515k 8.4k 61.26
Calamos Convertible & Hi Income Fund (CHY) 0.2 $501k 45k 11.09
Global High Income Fund 0.2 $507k 43k 11.78
Nuveen CA Div Adv Muni Fd 3 Ben Int 0.2 $525k 41k 12.85
Transocean Inc note 1.500%12/1 0.1 $485k 500k 0.97
Wells Fargo & Company (WFC) 0.1 $472k 20k 24.12
WisdomTree India Earnings Fund (EPI) 0.1 $485k 27k 18.16
First Republic Bank/san F (FRCB) 0.1 $484k 21k 23.18
Putnam Premier Income Trust (PPT) 0.1 $488k 91k 5.35
Vanguard Mid-Cap Growth ETF (VOT) 0.1 $477k 8.8k 54.39
Wells Fargo Adv Inc Opport Fund (EAD) 0.1 $489k 52k 9.37
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.1 $471k 33k 14.22
Goldman Sachs Grp 0.1 $497k 21k 24.07
Mbna Cap Trust 8.1%1 prf 0.1 $485k 20k 23.76
California Republic Bk Newport 0.1 $486k 55k 8.84
Marathon Oil Corporation (MRO) 0.1 $455k 21k 21.58
salesforce (CRM) 0.1 $462k 4.0k 114.19
iShares Russell 2000 Growth Index (IWO) 0.1 $441k 6.0k 73.49
PowerShares Fin. Preferred Port. 0.1 $467k 29k 16.15
Eaton Vance Municipal Bond Fund (EIM) 0.1 $445k 36k 12.36
Powershares Etf Tr Ii s^p smcp hc po 0.1 $447k 16k 27.59
Aegon Nv 7.2500% Series p 0.1 $438k 20k 21.58
Coca-Cola Company (KO) 0.1 $418k 6.2k 67.58
PacWest Ban 0.1 $427k 31k 13.95
Alpine Global Premier Properties Fund 0.1 $434k 81k 5.34
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $415k 3.9k 106.41
Nuveen Mult Curr St Gv Incm 0.1 $407k 31k 13.01
Strategic Global Income Fund 0.1 $421k 41k 10.33
Cobank Acb Perp Pfd Ser B %144 p 0.1 $410k 9.8k 42.05
Citigroup (C) 0.1 $430k 17k 25.59
Endurance Specialty Hldgpfd 7. p 0.1 $409k 17k 24.64
Bank of America Corporation (BAC) 0.1 $399k 65k 6.12
Johnson & Johnson (JNJ) 0.1 $395k 6.2k 63.73
Cisco Systems (CSCO) 0.1 $390k 25k 15.48
Allergan 0.1 $378k 4.6k 82.37
Google 0.1 $383k 744.00 514.78
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.1 $400k 41k 9.75
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.1 $398k 29k 13.53
Nuveen Calif Prem Income Mun 0.1 $386k 29k 13.35
Tyson Foods (TSN) 0.1 $347k 20k 17.35
Bac Capital Trust Xii 0.1 $362k 18k 20.00
MFS Multimarket Income Trust (MMT) 0.1 $355k 56k 6.30
Vanguard Energy ETF (VDE) 0.1 $365k 4.2k 86.39
Countrywide Capital V p 0.1 $361k 19k 19.20
Goldman Sachs Group I preferr (GS.PA) 0.1 $347k 19k 18.56
Nuveen Build Amer Bd (NBB) 0.1 $367k 18k 19.95
Aegon N V Pfd Perp 6.375 ps 0.1 $369k 19k 19.42
Citigroup Cap Viii Trups 6.95% prd 0.1 $358k 15k 23.49
Seagate Technology Com Stk 0.1 $311k 30k 10.29
iShares MSCI Japan Index 0.1 $335k 35k 9.47
Nuveen Premium Income Muni Fund 2 0.1 $334k 23k 14.42
Alpine Total Dynamic Dividend Fund 0.1 $312k 69k 4.51
Blackrock Munivest Fund II (MVT) 0.1 $327k 22k 15.00
Helios Strategic Mortgage IncmeFnd 0.1 $312k 50k 6.24
AGIC Global Equity & Conv Inc Fund (NGZ) 0.1 $334k 25k 13.52
Mbna Capital Pfd equs 0.1 $324k 14k 23.35
Fleet Capital Trust Viii 7.2% preferred 0.1 $322k 16k 20.77
Marathon Petroleum Corp (MPC) 0.1 $312k 12k 27.04
Amgen Inc note 0.375% 2/0 0.1 $294k 300k 0.98
Costco Wholesale Corporation (COST) 0.1 $292k 3.6k 82.18
UnitedHealth (UNH) 0.1 $276k 6.0k 46.17
Stillwater Mining Company 0.1 $276k 33k 8.49
Deutsche Telekom (DTEGY) 0.1 $290k 25k 11.84
Enbridge Energy Partners 0.1 $283k 10k 27.48
Allianz SE 0.1 $285k 30k 9.50
Vanguard Emerging Markets ETF (VWO) 0.1 $305k 8.5k 35.77
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $280k 7.2k 38.78
iShares Russell Midcap Growth Idx. (IWP) 0.1 $278k 5.6k 49.71
Goldman Sachs Floating Ser D P p (GS.PD) 0.1 $276k 15k 18.16
Allianz Se Pfd 8.375% Sub ps 0.1 $301k 12k 25.95
Ing Groep Nv Perp Hybrid eqfor 0.1 $278k 15k 19.09
Fifth Third Cap Tr Vi 7.25% preferred 0.1 $297k 12k 25.17
Ppl Elec Util 6.25 1/4th P referred 0.1 $301k 12k 25.08
Principal Finl Group Inc Pfdse p 0.1 $296k 3.1k 97.05
McDonald's Corporation (MCD) 0.1 $263k 3.0k 87.93
Verizon Communications (VZ) 0.1 $255k 6.9k 36.84
iShares Gold Trust 0.1 $252k 16k 15.83
Citigroup Cap Pfd Vii 7.125% p 0.1 $258k 11k 24.02
Barclays Bank Plc 8.125% Non C p 0.1 $249k 11k 23.07
SPDR Barclays Capital Intl Tresy Bd ETF (BWX) 0.1 $272k 4.5k 60.06
Pimco Municipal Income Fund (PMF) 0.1 $251k 19k 13.57
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.1 $258k 18k 14.17
Blackrock Muniholdings Fund II 0.1 $253k 17k 14.95
Pimco CA Municipal Income Fund (PCQ) 0.1 $250k 19k 13.18
Putnam Managed Municipal Income Trust (PMM) 0.1 $245k 33k 7.45
Blackrock Muniyield Fund (MYD) 0.1 $247k 17k 14.62
Convertible Promissory Note #1 conv 0.1 $250k 250k 1.00
BP (BP) 0.1 $217k 6.0k 36.11
Caterpillar (CAT) 0.1 $238k 3.2k 73.73
Pfizer (PFE) 0.1 $218k 12k 17.69
Bac Capital Trust I 0.1 $218k 11k 20.76
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $221k 28k 7.86
Blackrock Muniholdings Insured Fund II (MUE) 0.1 $240k 18k 13.21
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.1 $217k 26k 8.52
Transition Therapeutics 0.1 $212k 118k 1.80
Metlife Inc. 6.5% Pfd Non-cumu p 0.1 $214k 8.6k 24.90
Hyperion Brookfield Total Return (HTR) 0.1 $238k 38k 6.19
Putnam Municipal Opportunities Trust (PMO) 0.1 $215k 18k 11.74
SPDR Nuveen Barclays Capital Municpl Bnd 0.1 $235k 10k 23.42
Ing Groep N V 8.5% Per Hyb Cap p 0.1 $240k 11k 22.09
Bac Cap Trst Iv prd 0.1 $222k 12k 18.50
Cobank Acb Pfd Cum Perp Ser An p 0.1 $232k 5.0k 46.40
Georgia Pwr Co 2007 A Non Cump p 0.1 $217k 2.0k 108.50
Ishares Msci Chile Investable index cef 0.1 $239k 4.5k 53.11
Liberty All-Star Equity Fund (USA) 0.1 $188k 46k 4.11
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.1 $187k 13k 14.36
Invesco Van Kampen Municipal Trust (VKQ) 0.1 $203k 15k 13.53
Nuveen Quality Income Municipal Fund 0.1 $194k 14k 13.96
Western Asset Global High Income Fnd (EHI) 0.1 $204k 18k 11.61
Western Asset Glbl Partners Incm Fnd 0.1 $189k 17k 11.20
Nuveen Enhanced Mun Value 0.1 $191k 14k 14.04
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.1 $179k 15k 12.26
Goldman Sachs Group In Pfd 1/1 (GS.PC) 0.1 $208k 11k 18.74
Western Asset Emerging Mkts In taxable cef 0.1 $186k 15k 12.70
Hudson Pac Pptys Inc etf 0.1 $192k 17k 11.62
Pioneer Floating Rate Trust (PHD) 0.1 $153k 13k 11.85
Marvell Technology Group 0.1 $165k 11k 14.47
AllianceBernstein Global Hgh Incm (AWF) 0.1 $169k 13k 13.00
Excel Trust 0.1 $168k 18k 9.60
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.1 $167k 14k 11.60
Nuveen Quality Pref. Inc. Fund II 0.1 $176k 23k 7.58
Pioneer Municipal High Income Trust (MHI) 0.1 $148k 10k 14.50
Nuveen Performance Plus Municipal Fund 0.1 $175k 12k 14.58
CVB Financial (CVBF) 0.0 $118k 15k 7.66
Metro-goldwyn-maye.. 0.0 $113k 12k 9.29
Dreyfus Strategic Municipal Bond Fund 0.0 $113k 13k 8.53
Parkway Properties 0.0 $139k 13k 11.03
Highland Credit Strategies Fund 0.0 $140k 23k 6.20
Nuveen Munpl Markt Opp Fund 0.0 $138k 10k 13.46
Western Asset Worldwide Income Fund 0.0 $139k 11k 13.03
Nuveen Premium Income Municipal Fund 0.0 $139k 10k 13.76
Pimco CA Muni. Income Fund III (PZC) 0.0 $133k 14k 9.50
Lc Us Farming Realty Fundlp Ba etf 0.0 $125k 133k 0.94
Conseco 0.0 $88k 16k 5.43
Aegon 0.0 $87k 21k 4.07
Advanced Micro Devices (AMD) 0.0 $91k 18k 5.09
Northstar Realty Finance 0.0 $97k 29k 3.31
American Select Portfolio 0.0 $108k 11k 9.78
Nuveen Diversified Dividend & Income 0.0 $98k 10k 9.76
Nuveen Qual Preferred Inc. Fund III 0.0 $82k 11k 7.37
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $87k 12k 7.53
PCM Fund (PCM) 0.0 $105k 10k 10.11
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $87k 11k 7.98
Sirius Satellite Radio 0.0 $55k 36k 1.52
Winn-Dixie Stores 0.0 $72k 12k 5.90
Lloyds TSB (LYG) 0.0 $52k 25k 2.08
Spectrum Pharmaceuticals 0.0 $77k 10k 7.66
Putnam Master Int. Income (PIM) 0.0 $79k 16k 5.04
ACADIA Pharmaceuticals (ACAD) 0.0 $70k 65k 1.08
Cincinnati Bell 0.0 $31k 10k 3.10
Arena Pharmaceuticals 0.0 $27k 19k 1.44
Geron Corporation (GERN) 0.0 $21k 10k 2.10
Lakes Entertainment 0.0 $24k 10k 2.40
Denison Mines Corp (DNN) 0.0 $42k 40k 1.05
Chimera Investment Corporation 0.0 $44k 16k 2.75
Identive 0.0 $28k 14k 1.99
Camelot Information Systems 0.0 $27k 10k 2.70
Towerstream Corporation 0.0 $38k 15k 2.53
Bank 1440 Peoria Ariz 0.0 $18k 24k 0.74
Sands China Ltd Usd0.01reg S I (SCHYF) 0.0 $35k 15k 2.36
Liberty Media 4.000 11/15/29 deb 4.000% 0.0 $14k 25k 0.56
Signature Group Holdings (SGGH) 0.0 $7.0k 19k 0.37
Rite Aid Corporation 0.0 $12k 12k 0.97
Pinetree Capital (PNP) 0.0 $14k 12k 1.20
Geely Automotive Hldgs (GELYF) 0.0 $11k 50k 0.22
Lightwave Logic Inc C ommon (LWLG) 0.0 $8.0k 10k 0.80
CopyTele (COPY) 0.0 $2.0k 15k 0.13
100,000 Rivus Bond Fd Fracl Sh 0.0 $0 50k 0.00
Javo Beverage 0.0 $0 245k 0.00
Balsam Ventures 0.0 $0 12k 0.00
Cyclone Power Technologies (CYPW) 0.0 $6.0k 20k 0.30
Largo Vista Group 0.0 $0 100k 0.00
Leisure Canada 0.0 $1.0k 10k 0.10
Ntm 0.0 $0 30k 0.00
Sea Dragon Energy 0.0 $3.1k 34k 0.09
Southwest Casino Corporation (SWCC) 0.0 $0 10k 0.00
Transworld Benefits Internatio 0.0 $0 104k 0.00
Taberna Pfd Fdg I Ltd Pfd Shs p 0.0 $0 500k 0.00