John G.Ullman & Associates

John G.Ullman & Associates as of Sept. 30, 2011

Portfolio Holdings for John G.Ullman & Associates

John G.Ullman & Associates holds 142 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Johnson & Johnson (JNJ) 6.8 $22M 337k 63.69
Exxon Mobil Corporation (XOM) 4.7 $15M 204k 72.63
Corning Incorporated (GLW) 3.0 $9.3M 755k 12.36
Duke Energy Corporation 3.0 $9.3M 466k 19.99
Ida (IDA) 2.9 $9.2M 244k 37.78
Amgen (AMGN) 2.8 $8.9M 162k 54.96
Emerson Electric (EMR) 2.6 $8.2M 199k 41.31
Bristol Myers Squibb (BMY) 2.5 $7.8M 250k 31.38
Nextera Energy (NEE) 2.4 $7.6M 141k 54.02
Cisco Systems (CSCO) 2.3 $7.1M 460k 15.50
Great Plains Energy Incorporated 2.2 $7.0M 364k 19.30
Bce (BCE) 2.2 $6.9M 183k 37.46
Coca-Cola Company (KO) 2.2 $6.8M 101k 67.56
Intel Corporation (INTC) 2.1 $6.5M 305k 21.33
Vanguard Short-Term Bond ETF (BSV) 1.9 $5.9M 73k 81.42
Applied Materials (AMAT) 1.6 $5.2M 500k 10.36
Pall Corporation 1.6 $5.1M 121k 42.40
Exelon Corporation (EXC) 1.6 $5.1M 119k 42.61
Granite Construction (GVA) 1.5 $4.6M 246k 18.77
Analog Devices (ADI) 1.4 $4.4M 141k 31.25
Merck & Co (MRK) 1.4 $4.3M 133k 32.70
Laclede 1.4 $4.3M 112k 38.75
Monsanto Company 1.3 $4.0M 66k 60.05
Pfizer (PFE) 1.3 $4.0M 224k 17.68
MDU Resources (MDU) 1.2 $3.8M 201k 19.19
GlaxoSmithKline 1.2 $3.8M 93k 41.29
Abbott Laboratories (ABT) 1.2 $3.7M 71k 51.15
Honeywell International (HON) 1.2 $3.6M 83k 43.92
Lindsay Corporation (LNN) 1.1 $3.5M 66k 53.79
Aberdeen Australia Equity Fund (IAF) 1.1 $3.5M 365k 9.57
Medtronic 1.1 $3.4M 103k 33.24
Schlumberger (SLB) 1.1 $3.4M 57k 59.72
3M Company (MMM) 1.0 $3.2M 44k 71.80
DENTSPLY International 0.9 $2.9M 95k 30.69
iShares MSCI Singapore Index Fund 0.9 $2.9M 265k 11.00
Texas Instruments Incorporated (TXN) 0.8 $2.7M 100k 26.65
Encana Corp 0.8 $2.7M 139k 19.21
Google 0.8 $2.6M 5.1k 515.07
Sigma-Aldrich Corporation 0.8 $2.5M 40k 61.79
Syngenta 0.8 $2.4M 47k 51.87
iShares MSCI All Peru Capped Index Fund (EPU) 0.7 $2.3M 66k 35.07
Novartis (NVS) 0.7 $2.1M 38k 55.76
Tyco International Ltd S hs 0.7 $2.0M 50k 40.74
Brooks Automation (AZTA) 0.6 $2.0M 244k 8.15
Calgon Carbon Corporation 0.6 $1.9M 134k 14.57
International Business Machines (IBM) 0.6 $1.9M 11k 174.83
Zimmer Holdings (ZBH) 0.6 $1.8M 33k 53.50
Neogen Corporation (NEOG) 0.6 $1.8M 51k 34.74
Xyratex 0.6 $1.7M 186k 9.27
Baxter International (BAX) 0.5 $1.7M 30k 56.15
ITT Corporation 0.5 $1.7M 41k 41.99
Walt Disney Company (DIS) 0.5 $1.6M 54k 30.16
Vale (VALE) 0.5 $1.6M 70k 22.80
Hewlett-Packard Company 0.5 $1.6M 72k 22.46
PowerShares Gld Drg Haltr USX China 0.5 $1.6M 83k 19.33
Covidien 0.5 $1.6M 36k 44.11
Steris Corporation 0.5 $1.6M 53k 29.27
Swiss Helvetia Fund (SWZ) 0.5 $1.5M 136k 11.19
PowerShares WilderHill Clean Energy 0.5 $1.5M 272k 5.45
Bancroft Fund (BCV) 0.5 $1.5M 100k 14.80
Otter Tail Corporation (OTTR) 0.5 $1.4M 79k 18.29
St. Jude Medical 0.5 $1.5M 40k 36.20
Petroleo Brasileiro SA (PBR) 0.4 $1.4M 62k 22.46
Bk Nova Cad (BNS) 0.4 $1.4M 28k 50.14
PT Telekomunikasi Indonesia (TLK) 0.4 $1.4M 41k 33.07
Tellabs 0.4 $1.3M 310k 4.29
Transcanada Corp 0.4 $1.3M 33k 40.49
Spectra Energy 0.4 $1.2M 48k 24.52
WisdomTree Dreyfus ETF BZ Real Fnd 0.4 $1.2M 49k 24.42
Cubist Pharmaceuticals 0.4 $1.2M 33k 35.32
Watts Water Technologies (WTS) 0.4 $1.2M 44k 26.65
American Software (AMSWA) 0.3 $1.1M 154k 7.25
Suncor Energy (SU) 0.3 $1.1M 43k 25.44
Tele Norte Leste Participacoes SA 0.3 $1.1M 113k 9.53
WisdomTree Dreyfus Emerging Currency (CEW) 0.3 $1.1M 52k 20.67
Stryker Corporation (SYK) 0.3 $1.0M 22k 47.11
Elmira Savings Bank 0.3 $1.0M 63k 16.26
Ellsworth Fund (ECF) 0.3 $1.0M 160k 6.43
Itron (ITRI) 0.3 $981k 33k 29.50
KT Corporation (KT) 0.3 $988k 67k 14.78
NorthWestern Corporation (NWE) 0.3 $982k 31k 31.93
Wisdomtree Asia Local Debt etf us 0.3 $954k 19k 49.43
Zoltek Companies 0.3 $910k 142k 6.43
Cenovus Energy (CVE) 0.3 $874k 29k 30.72
Telecom Argentina (TEO) 0.3 $868k 47k 18.63
URS Corporation 0.3 $877k 30k 29.67
Microsoft Corporation (MSFT) 0.3 $809k 33k 24.89
Endo Pharmaceuticals 0.2 $764k 27k 27.99
Roper Industries (ROP) 0.2 $746k 11k 68.95
Teva Pharmaceutical Industries (TEVA) 0.2 $666k 18k 37.20
Quest Diagnostics Incorporated (DGX) 0.2 $660k 13k 49.34
PowerShares Water Resources 0.2 $660k 44k 15.02
SPDR S&P China (GXC) 0.2 $653k 12k 55.81
Chemung Financial Corp (CHMG) 0.2 $622k 27k 23.00
Barrick Gold Corp (GOLD) 0.2 $611k 13k 46.64
New York Community Ban (NYCB) 0.2 $602k 51k 11.91
Titanium Metals Corporation 0.2 $611k 41k 14.98
PowerSecure International 0.2 $605k 128k 4.73
Micron Technology (MU) 0.2 $564k 112k 5.04
Ciena Corporation (CIEN) 0.2 $523k 47k 11.21
Dresser-Rand 0.2 $537k 13k 40.53
EMC Corporation 0.2 $514k 25k 20.99
Advantage Oil & Gas 0.2 $517k 138k 3.74
Net Servicos de Comunicacao SA 0.1 $474k 62k 7.71
General Electric Company 0.1 $440k 29k 15.23
Apple (AAPL) 0.1 $427k 1.1k 381.59
Ferro Corporation 0.1 $441k 72k 6.15
Insituform Technologies 0.1 $456k 39k 11.59
Tessera Technologies 0.1 $426k 36k 11.93
Claymore S&P Global Water Index 0.1 $427k 23k 18.33
Regeneron Pharmaceuticals (REGN) 0.1 $402k 6.9k 58.26
Archer Daniels Midland Company (ADM) 0.1 $423k 17k 24.81
DDi 0.1 $413k 57k 7.25
Alcatel-Lucent 0.1 $382k 135k 2.83
Oclaro 0.1 $391k 107k 3.64
CryoLife (AORT) 0.1 $360k 80k 4.49
Market Vectors Rare Earth Strat Met ETF 0.1 $339k 22k 15.37
At&t (T) 0.1 $327k 12k 28.49
Pepsi (PEP) 0.1 $319k 5.2k 61.94
Cohu (COHU) 0.1 $327k 33k 9.88
Market Vectors Vietnam ETF. 0.1 $323k 19k 17.27
Pharmaceutical Product Development 0.1 $295k 12k 25.65
Telefonica (TEF) 0.1 $281k 15k 19.13
Tompkins Financial Corporation (TMP) 0.1 $282k 7.9k 35.79
Procter & Gamble Company (PG) 0.1 $259k 4.1k 63.08
Sina Corporation 0.1 $247k 3.5k 71.59
Ingersoll-rand Co Ltd-cl A 0.1 $246k 8.8k 28.11
Covance 0.1 $260k 5.7k 45.41
Hardinge 0.1 $245k 30k 8.19
iShares MSCI Brazil Index (EWZ) 0.1 $255k 4.9k 52.04
Arch Coal 0.1 $206k 14k 14.61
ConocoPhillips (COP) 0.1 $225k 3.6k 63.20
Audiocodes Ltd Com Stk (AUDC) 0.1 $226k 72k 3.13
Hologic (HOLX) 0.1 $201k 13k 15.23
Penn West Energy Trust 0.1 $201k 14k 14.78
American Capital 0.1 $142k 21k 6.80
Landec Corporation (LFCR) 0.1 $163k 31k 5.33
AU Optronics 0.0 $53k 14k 3.94
UQM Technologies 0.0 $73k 44k 1.67
Suntech Power Holdings 0.0 $40k 17k 2.31
Sonus Networks 0.0 $22k 10k 2.14
American Defense Systems (EAG) 0.0 $3.0k 50k 0.06