Klingman & Associates

Klingman & Associates as of March 31, 2016

Portfolio Holdings for Klingman & Associates

Klingman & Associates holds 392 positions in its portfolio as reported in the March 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 12.1 $34M 164k 205.52
iShares S&P 500 Index (IVV) 8.6 $24M 116k 206.65
Jp Morgan Alerian Mlp Index (AMJ) 8.6 $24M 886k 27.09
SPDR S&P Dividend (SDY) 7.4 $21M 260k 79.93
PowerShares FTSE RAFI US 1000 5.6 $16M 177k 88.15
SPDR S&P MidCap 400 ETF (MDY) 5.1 $14M 55k 262.72
iShares Barclays TIPS Bond Fund (TIP) 4.0 $11M 97k 114.64
Credit Suisse Nassau Brh Etn Lkd 30mlp etf 3.4 $9.6M 578k 16.53
iShares Dow Jones EPAC Sel Div Ind (IDV) 3.0 $8.4M 289k 28.99
iShares S&P MidCap 400 Index (IJH) 2.4 $6.6M 46k 144.18
Vanguard REIT ETF (VNQ) 2.2 $6.1M 73k 83.79
Powershares Etf Tr Ii s^p500 low vol 1.9 $5.2M 128k 40.33
iShares S&P SmallCap 600 Index (IJR) 1.8 $5.1M 45k 112.56
Oppenheimer Rev Weighted Etf large cap rev et 1.7 $4.9M 121k 40.24
iShares Russell 2000 Index (IWM) 1.6 $4.3M 39k 110.64
Clearbridge Energy M 1.5 $4.2M 311k 13.57
Ishares Tr usa min vo (USMV) 1.4 $4.0M 91k 43.93
iShares Dow Jones Select Dividend (DVY) 1.4 $4.0M 48k 81.67
Pjt Partners (PJT) 1.4 $3.8M 160k 24.05
iShares MSCI EAFE Index Fund (EFA) 1.0 $2.7M 47k 57.16
Endurance Specialty Hldgs Lt 0.9 $2.6M 40k 65.33
Vanguard Total Stock Market ETF (VTI) 0.9 $2.5M 24k 104.83
iShares Russell 1000 Index (IWB) 0.9 $2.4M 21k 114.06
Ishares Tr eafe min volat (EFAV) 0.7 $1.9M 28k 66.44
First Trust/Four Corners SFRI Fund II (FCT) 0.7 $1.9M 144k 12.87
iShares S&P US Pref Stock Idx Fnd (PFF) 0.6 $1.8M 46k 39.03
Ishares High Dividend Equity F (HDV) 0.6 $1.8M 23k 78.00
Citizens Financial (CFG) 0.6 $1.8M 85k 20.95
Vanguard FTSE All-World ex-US ETF (VEU) 0.6 $1.7M 39k 43.14
Rbc Cad (RY) 0.5 $1.5M 26k 57.56
Global X Fds glb x mlp enr 0.5 $1.5M 131k 11.49
JPMorgan Chase & Co. (JPM) 0.5 $1.4M 23k 59.23
Exxon Mobil Corporation (XOM) 0.5 $1.2M 15k 83.62
Vanguard Emerging Markets ETF (VWO) 0.5 $1.3M 37k 34.58
BlackRock Floating Rate Income Strat. Fn (FRA) 0.4 $1.2M 89k 13.07
Vanguard Malvern Fds strm infproidx (VTIP) 0.4 $1.1M 23k 49.13
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.4 $1.1M 11k 100.76
General Electric Company 0.4 $1.0M 32k 31.78
Vanguard Europe Pacific ETF (VEA) 0.3 $898k 25k 35.88
Oppenheimer Rev Weighted Etf mid cap rev etf 0.3 $848k 18k 48.01
WisdomTree Emerging Markets Eq (DEM) 0.3 $783k 23k 34.81
Vanguard Dividend Appreciation ETF (VIG) 0.3 $764k 9.4k 81.27
SPDR DJ International Real Estate ETF (RWX) 0.3 $741k 18k 41.45
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $706k 14k 49.80
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.2 $679k 47k 14.51
Powershares Exchange 0.2 $676k 23k 29.91
iShares S&P 100 Index (OEF) 0.2 $641k 7.0k 91.44
Vanguard Small-Cap ETF (VB) 0.2 $630k 5.7k 111.43
Oppenheimer Rev Weighted Etf small cap rev et 0.2 $622k 12k 54.25
Calamos Convertible & Hi Income Fund (CHY) 0.2 $575k 55k 10.40
Powershares Etf Tr Ii var rate pfd por 0.2 $597k 25k 23.98
Pfizer (PFE) 0.2 $564k 19k 29.66
Invesco Van Kampen Senior Income Trust (VVR) 0.2 $549k 136k 4.04
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.2 $550k 11k 50.05
Rydex S&P Equal Weight ETF 0.2 $522k 6.7k 78.47
Microsoft Corporation (MSFT) 0.2 $485k 8.8k 55.23
iShares Russell 1000 Growth Index (IWF) 0.2 $470k 4.7k 99.77
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.2 $483k 8.9k 54.27
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.2 $482k 5.2k 93.32
Berkshire Hathaway (BRK.B) 0.1 $430k 3.0k 142.01
iShares Russell Midcap Index Fund (IWR) 0.1 $407k 2.5k 162.73
Vanguard High Dividend Yield ETF (VYM) 0.1 $421k 6.1k 69.03
Nuveen Senior Income Fund 0.1 $425k 72k 5.90
Cohen and Steers Global Income Builder 0.1 $422k 48k 8.77
Johnson & Johnson (JNJ) 0.1 $397k 3.7k 108.14
Walt Disney Company (DIS) 0.1 $387k 3.9k 99.26
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $397k 3.6k 110.28
iShares S&P NA Tec. Semi. Idx (SOXX) 0.1 $403k 4.4k 91.59
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $377k 15k 25.52
Honeywell International (HON) 0.1 $366k 3.3k 112.20
Pepsi (PEP) 0.1 $368k 3.6k 102.36
Vanguard Mid-Cap ETF (VO) 0.1 $361k 3.0k 121.14
Apple (AAPL) 0.1 $334k 3.1k 109.04
Home Depot (HD) 0.1 $316k 2.4k 133.50
iShares Russell 1000 Value Index (IWD) 0.1 $315k 3.2k 98.81
Powershares Global Etf Trust ex us sml port 0.1 $314k 12k 26.17
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $299k 14k 21.83
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $277k 2.5k 110.23
Vanguard Extended Market ETF (VXF) 0.1 $269k 3.3k 82.77
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $273k 13k 20.76
Procter & Gamble Company (PG) 0.1 $261k 3.2k 82.28
Citigroup (C) 0.1 $242k 5.8k 41.75
Revenueshares 0.1 $243k 8.0k 30.21
Chevron Corporation (CVX) 0.1 $211k 2.2k 95.60
Verizon Communications (VZ) 0.1 $237k 4.4k 53.97
Altria (MO) 0.1 $226k 3.6k 62.53
Philip Morris International (PM) 0.1 $237k 2.4k 98.10
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $234k 2.1k 111.59
PowerShares FTSE RAFI Developed Markets 0.1 $235k 6.7k 35.29
SPDR Barclays Capital High Yield B 0.1 $212k 6.2k 34.29
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $214k 4.0k 53.50
Ishares Tr fltg rate nt (FLOT) 0.1 $212k 4.2k 50.48
Abbvie (ABBV) 0.1 $231k 4.0k 57.19
Automatic Data Processing (ADP) 0.1 $188k 2.1k 89.87
Merck & Co (MRK) 0.1 $186k 3.5k 52.98
Hershey Company (HSY) 0.1 $184k 2.0k 92.00
Vanguard Intermediate-Term Bond ETF (BIV) 0.1 $205k 2.4k 86.24
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $193k 2.4k 81.64
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $201k 1.6k 124.30
Babson Cap Corporate Invs 0.1 $182k 11k 17.00
Doubleline Total Etf etf (TOTL) 0.1 $188k 3.8k 49.47
Comcast Corporation (CMCSA) 0.1 $170k 2.8k 61.24
Martin Marietta Materials (MLM) 0.1 $169k 1.1k 159.43
iShares S&P MidCap 400 Growth (IJK) 0.1 $167k 1.0k 162.14
IQ Hedge Multi-Strategy Tracker (QAI) 0.1 $154k 5.3k 28.84
Costco Wholesale Corporation (COST) 0.1 $153k 968.00 158.06
Wal-Mart Stores (WMT) 0.1 $128k 1.9k 68.45
CVS Caremark Corporation (CVS) 0.1 $132k 1.3k 103.53
Colgate-Palmolive Company (CL) 0.1 $142k 2.0k 70.61
Anheuser-Busch InBev NV (BUD) 0.1 $148k 1.2k 124.68
Euronet Worldwide (EEFT) 0.1 $148k 2.0k 74.00
PowerShares QQQ Trust, Series 1 0.1 $143k 1.3k 108.83
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $147k 833.00 176.47
LMP Capital and Income Fund (SCD) 0.1 $143k 12k 12.33
PowerShares Preferred Portfolio 0.1 $138k 9.2k 14.93
Cohen & Steers Total Return Real (RFI) 0.1 $143k 11k 13.08
BlackRock Core Bond Trust (BHK) 0.1 $134k 10k 13.41
FedEx Corporation (FDX) 0.0 $104k 637.00 163.27
Abbott Laboratories (ABT) 0.0 $113k 2.7k 41.76
Dominion Resources (D) 0.0 $98k 1.3k 75.38
Bristol Myers Squibb (BMY) 0.0 $123k 1.9k 63.63
3M Company (MMM) 0.0 $103k 616.00 167.21
Cisco Systems (CSCO) 0.0 $115k 4.0k 28.47
Coach 0.0 $119k 3.0k 40.07
Kimberly-Clark Corporation (KMB) 0.0 $107k 799.00 133.92
Intel Corporation (INTC) 0.0 $99k 3.1k 32.35
Analog Devices (ADI) 0.0 $119k 2.0k 59.20
Thermo Fisher Scientific (TMO) 0.0 $98k 691.00 141.82
International Business Machines (IBM) 0.0 $121k 800.00 151.25
Target Corporation (TGT) 0.0 $110k 1.3k 82.34
Qualcomm (QCOM) 0.0 $100k 2.0k 51.07
Oracle Corporation (ORCL) 0.0 $101k 2.5k 40.92
iShares S&P SmallCap 600 Growth (IJT) 0.0 $122k 983.00 124.11
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $99k 874.00 113.27
Vanguard Health Care ETF (VHT) 0.0 $103k 837.00 123.06
Wstrn Asst Emrgng Mrkts Incm Fnd 0.0 $116k 11k 10.22
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 0.0 $118k 2.3k 52.44
WisdomTree Intl. SmallCap Div (DLS) 0.0 $118k 2.0k 59.00
BlackRock MuniHoldings New York Insured (MHN) 0.0 $109k 7.3k 14.96
Nuveen Energy Mlp Total Return etf 0.0 $111k 11k 10.12
Ishares Inc em mkt min vol (EEMV) 0.0 $107k 2.1k 51.47
Claymore Exchange Trd Fd Tr gug bull2020 e 0.0 $107k 5.0k 21.40
Medtronic (MDT) 0.0 $102k 1.4k 74.89
Alphabet Inc Class C cs (GOOG) 0.0 $107k 143.00 748.25
Goldman Sachs (GS) 0.0 $78k 500.00 156.00
Bank of America Corporation (BAC) 0.0 $71k 5.3k 13.44
McDonald's Corporation (MCD) 0.0 $96k 765.00 125.49
CBS Corporation 0.0 $86k 1.6k 54.99
Cardinal Health (CAH) 0.0 $75k 918.00 81.70
United Parcel Service (UPS) 0.0 $74k 704.00 105.11
ConocoPhillips (COP) 0.0 $74k 1.8k 40.13
Southern Company (SO) 0.0 $73k 1.4k 51.55
Accenture (ACN) 0.0 $79k 686.00 115.16
Lowe's Companies (LOW) 0.0 $76k 1.0k 76.00
Visa (V) 0.0 $88k 1.2k 76.39
Under Armour (UAA) 0.0 $72k 854.00 84.31
Flowserve Corporation (FLS) 0.0 $80k 1.8k 44.44
NBT Ban (NBTB) 0.0 $87k 3.2k 26.87
Technology SPDR (XLK) 0.0 $94k 2.1k 44.13
American Water Works (AWK) 0.0 $89k 1.3k 69.10
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $86k 720.00 119.44
iShares Morningstar Large Value (ILCV) 0.0 $91k 1.1k 83.79
iShares Morningstar Small Growth (ISCG) 0.0 $77k 600.00 128.33
iShares Morningstar Small Value (ISCV) 0.0 $79k 661.00 119.52
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $78k 1.8k 42.95
WisdomTree Japan Total Dividend (DXJ) 0.0 $72k 1.6k 43.96
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $76k 5.7k 13.42
Alphabet Inc Class A cs (GOOGL) 0.0 $71k 93.00 763.44
At&t (T) 0.0 $69k 1.8k 39.38
Digital Realty Trust (DLR) 0.0 $54k 615.00 87.80
Nucor Corporation (NUE) 0.0 $63k 1.3k 47.30
Spectra Energy 0.0 $42k 1.4k 30.95
Wells Fargo & Company (WFC) 0.0 $63k 1.3k 48.35
Morgan Stanley (MS) 0.0 $42k 1.7k 24.79
Lockheed Martin Corporation (LMT) 0.0 $58k 261.00 222.22
BB&T Corporation 0.0 $67k 2.0k 33.50
General Mills (GIS) 0.0 $46k 722.00 63.71
Nike (NKE) 0.0 $67k 1.1k 61.58
Washington Real Estate Investment Trust (ELME) 0.0 $58k 2.0k 29.00
Cintas Corporation (CTAS) 0.0 $67k 747.00 89.69
Service Corporation International (SCI) 0.0 $42k 1.7k 24.66
Omni (OMC) 0.0 $44k 527.00 83.49
Amazon (AMZN) 0.0 $45k 75.00 600.00
Yahoo! 0.0 $46k 1.3k 36.80
Mead Johnson Nutrition 0.0 $43k 511.00 84.15
Edison International (EIX) 0.0 $48k 666.00 72.07
PowerShares FTSE RAFI US 1500 Small-Mid 0.0 $51k 545.00 93.58
iShares Morningstar Large Growth (ILCG) 0.0 $49k 413.00 118.64
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.0 $65k 6.0k 10.83
Nuveen Quality Preferred Income Fund 0.0 $58k 7.0k 8.29
WisdomTree LargeCap Dividend Fund (DLN) 0.0 $44k 600.00 73.33
BlackRock Inv. Quality Munic. Trust (BKN) 0.0 $63k 3.8k 16.48
PowerShares Dynamic Bldg. & Const. 0.0 $50k 2.0k 25.00
PowerShares Hgh Yield Corporate Bnd 0.0 $51k 2.8k 17.96
Vanguard Total World Stock Idx (VT) 0.0 $69k 1.2k 57.74
iShares 2016 S&P AMT-Free Mun Ser ETF 0.0 $53k 2.0k 26.50
Summit Midstream Partners 0.0 $68k 4.0k 17.00
Sterling Bancorp 0.0 $58k 3.7k 15.88
Ishares Tr 0-5yr hi yl cp (SHYG) 0.0 $67k 1.5k 45.03
Allergan 0.0 $56k 209.00 267.94
Kraft Heinz (KHC) 0.0 $53k 681.00 77.83
Chubb (CB) 0.0 $46k 389.00 118.25
iStar Financial 0.0 $21k 2.2k 9.67
Annaly Capital Management 0.0 $32k 3.1k 10.39
Bank of New York Mellon Corporation (BK) 0.0 $36k 965.00 37.31
Blackstone 0.0 $14k 500.00 28.00
Caterpillar (CAT) 0.0 $31k 400.00 77.50
Coca-Cola Company (KO) 0.0 $40k 869.00 46.03
Baxter International (BAX) 0.0 $24k 589.00 40.75
Eli Lilly & Co. (LLY) 0.0 $33k 462.00 71.43
Norfolk Southern (NSC) 0.0 $24k 285.00 84.21
Consolidated Edison (ED) 0.0 $40k 520.00 76.92
IDEXX Laboratories (IDXX) 0.0 $22k 280.00 78.57
Union Pacific Corporation (UNP) 0.0 $16k 200.00 80.00
International Paper Company (IP) 0.0 $16k 400.00 40.00
Valero Energy Corporation (VLO) 0.0 $38k 600.00 63.33
CenturyLink 0.0 $21k 664.00 31.63
McKesson Corporation (MCK) 0.0 $24k 150.00 160.00
Novartis (NVS) 0.0 $20k 279.00 71.68
GlaxoSmithKline 0.0 $28k 700.00 40.00
Nextera Energy (NEE) 0.0 $15k 130.00 115.38
Occidental Petroleum Corporation (OXY) 0.0 $40k 578.00 69.20
Schlumberger (SLB) 0.0 $35k 477.00 73.38
Texas Instruments Incorporated (TXN) 0.0 $29k 500.00 58.00
United Technologies Corporation 0.0 $14k 137.00 102.19
Dr Pepper Snapple 0.0 $25k 278.00 89.93
Westar Energy 0.0 $33k 665.00 49.62
WABCO Holdings 0.0 $21k 200.00 105.00
Bce (BCE) 0.0 $20k 444.00 45.05
PPL Corporation (PPL) 0.0 $36k 945.00 38.10
Public Service Enterprise (PEG) 0.0 $41k 864.00 47.45
Xcel Energy (XEL) 0.0 $29k 687.00 42.21
Roper Industries (ROP) 0.0 $24k 130.00 184.62
Vanguard Short-Term Bond ETF (BSV) 0.0 $15k 186.00 80.65
Zimmer Holdings (ZBH) 0.0 $21k 200.00 105.00
Ventas (VTR) 0.0 $40k 643.00 62.21
Delta Air Lines (DAL) 0.0 $17k 340.00 50.00
SBA Communications Corporation 0.0 $24k 239.00 100.42
Enterprise Products Partners (EPD) 0.0 $16k 650.00 24.62
Energy Transfer Equity (ET) 0.0 $21k 2.9k 7.24
TC Pipelines 0.0 $15k 309.00 48.54
Centene Corporation (CNC) 0.0 $33k 538.00 61.34
Monolithic Power Systems (MPWR) 0.0 $38k 599.00 63.44
Unilever (UL) 0.0 $21k 463.00 45.36
Aqua America 0.0 $37k 1.2k 32.01
Magellan Midstream Partners 0.0 $17k 240.00 70.83
Tor Dom Bk Cad (TD) 0.0 $35k 802.00 43.64
Central Fd Cda Ltd cl a 0.0 $20k 1.7k 12.12
Colony Financial 0.0 $21k 1.2k 17.07
Suncor Energy (SU) 0.0 $28k 1.0k 28.00
Tri-Continental Corporation (TY) 0.0 $20k 1.0k 20.00
Cohen & Steers infrastucture Fund (UTF) 0.0 $30k 1.5k 20.00
Cohen & Steers REIT/P (RNP) 0.0 $28k 1.5k 18.67
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $31k 2.1k 14.76
iShares Lehman MBS Bond Fund (MBB) 0.0 $20k 185.00 108.11
Vanguard European ETF (VGK) 0.0 $17k 350.00 48.57
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $19k 1.9k 9.94
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $24k 5.1k 4.74
General American Investors (GAM) 0.0 $21k 679.00 30.93
MFS Multimarket Income Trust (MMT) 0.0 $17k 3.0k 5.67
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $37k 4.9k 7.52
Nuveen Tax-Advantaged Dividend Growth 0.0 $28k 2.0k 13.73
WisdomTree Europe SmallCap Div (DFE) 0.0 $35k 622.00 56.27
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $24k 2.5k 9.46
BlackRock MuniYield Insured Investment 0.0 $15k 1.0k 15.00
Ascena Retail 0.0 $18k 1.6k 11.25
Western Asset Global Cp Defi (GDO) 0.0 $34k 2.1k 16.31
Wisdomtree Tr intl hedge eqt (HEDJ) 0.0 $25k 491.00 50.92
Te Connectivity Ltd for (TEL) 0.0 $27k 434.00 62.21
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.0 $16k 356.00 44.94
Express Scripts Holding 0.0 $30k 434.00 69.12
Pimco Total Return Etf totl (BOND) 0.0 $24k 230.00 104.35
Phillips 66 (PSX) 0.0 $17k 200.00 85.00
Facebook Inc cl a (META) 0.0 $40k 349.00 114.61
Duke Energy (DUK) 0.0 $25k 311.00 80.39
Mondelez Int (MDLZ) 0.0 $16k 404.00 39.60
Madison Covered Call Eq Strat (MCN) 0.0 $19k 2.6k 7.43
Allianzgi Nfj Divid Int Prem S cefs 0.0 $17k 1.4k 12.14
Claymore Exchange Trd Fd Tr gugg bulsh 2021 0.0 $21k 1.0k 21.00
Clifton Ban 0.0 $16k 1.1k 14.86
Claymore Exchange Trd Fd Tr 2023 corp bond 0.0 $21k 1.0k 21.00
Shell Midstream Prtnrs master ltd part 0.0 $16k 430.00 37.21
Qorvo (QRVO) 0.0 $19k 375.00 50.67
Baxalta Incorporated 0.0 $24k 589.00 40.75
BP (BP) 0.0 $1.0k 20.00 50.00
Time Warner Cable 0.0 $5.0k 25.00 200.00
IAC/InterActive 0.0 $0 8.00 0.00
Monsanto Company 0.0 $4.0k 49.00 81.63
Via 0.0 $10k 236.00 42.37
FirstEnergy (FE) 0.0 $12k 333.00 36.04
J.C. Penney Company 0.0 $0 21.00 0.00
NetApp (NTAP) 0.0 $8.0k 290.00 27.59
T. Rowe Price (TROW) 0.0 $4.0k 50.00 80.00
Trimble Navigation (TRMB) 0.0 $9.0k 370.00 24.32
AFLAC Incorporated (AFL) 0.0 $6.0k 100.00 60.00
Dow Chemical Company 0.0 $1.0k 18.00 55.56
Nokia Corporation (NOK) 0.0 $5.0k 801.00 6.24
E.I. du Pont de Nemours & Company 0.0 $6.0k 100.00 60.00
Becton, Dickinson and (BDX) 0.0 $4.0k 25.00 160.00
Praxair 0.0 $3.0k 25.00 120.00
Telefonica (TEF) 0.0 $9.0k 781.00 11.52
American Electric Power Company (AEP) 0.0 $7.0k 100.00 70.00
Total (TTE) 0.0 $5.0k 100.00 50.00
Gilead Sciences (GILD) 0.0 $9.0k 100.00 90.00
EMC Corporation 0.0 $3.0k 112.00 26.79
Starbucks Corporation (SBUX) 0.0 $4.0k 74.00 54.05
USG Corporation 0.0 $0 2.00 0.00
Prudential Financial (PRU) 0.0 $13k 175.00 74.29
Deluxe Corporation (DLX) 0.0 $0 8.00 0.00
United States Oil Fund 0.0 $12k 1.2k 10.00
ConAgra Foods (CAG) 0.0 $5.0k 116.00 43.10
Frontier Communications 0.0 $2.0k 419.00 4.77
J.M. Smucker Company (SJM) 0.0 $9.0k 68.00 132.35
Sina Corporation 0.0 $5.0k 115.00 43.48
Marathon Oil Corporation (MRO) 0.0 $2.0k 200.00 10.00
Bank of the Ozarks 0.0 $3.0k 60.00 50.00
PowerShares DB Com Indx Trckng Fund 0.0 $4.0k 310.00 12.90
salesforce (CRM) 0.0 $6.0k 80.00 75.00
Enbridge (ENB) 0.0 $4.0k 100.00 40.00
StoneMor Partners 0.0 $5.0k 200.00 25.00
Perry Ellis International 0.0 $0 19.00 0.00
Bristow 0.0 $1.0k 36.00 27.78
Cheesecake Factory Incorporated (CAKE) 0.0 $5.0k 93.00 53.76
Community Bank System (CBU) 0.0 $8.0k 200.00 40.00
Navigators 0.0 $4.0k 50.00 80.00
Suburban Propane Partners (SPH) 0.0 $9.0k 300.00 30.00
Banco Santander (SAN) 0.0 $2.0k 345.00 5.80
Ashland 0.0 $2.0k 18.00 111.11
ING Groep (ING) 0.0 $7.0k 583.00 12.01
Greenbrier Companies (GBX) 0.0 $6.0k 200.00 30.00
iShares Dow Jones US Home Const. (ITB) 0.0 $5.0k 200.00 25.00
American International (AIG) 0.0 $0 5.00 0.00
Financial Select Sector SPDR (XLF) 0.0 $3.0k 142.00 21.13
iShares MSCI Taiwan Index 0.0 $3.0k 185.00 16.22
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.0 $10k 400.00 25.00
Alerian Mlp Etf 0.0 $5.0k 500.00 10.00
Eaton Vance Short Duration Diversified I (EVG) 0.0 $13k 1.0k 13.00
Hsbc Hldgs Plc adr a 1/40pf a 0.0 $10k 375.00 26.67
General Motors Company (GM) 0.0 $2.0k 51.00 39.22
Motorola Solutions (MSI) 0.0 $2.0k 28.00 71.43
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.0 $3.0k 35.00 85.71
Kayne Anderson Energy Total Return Fund 0.0 $4.0k 500.00 8.00
PowerShares Emerging Markets Sovere 0.0 $5.0k 176.00 28.41
Market Vectors Emerging Mkts Local ETF 0.0 $4.0k 195.00 20.51
Nuveen Muni Value Fund (NUV) 0.0 $12k 1.2k 10.25
America First Tax Exempt Investors 0.0 $5.0k 1.0k 5.00
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $9.0k 983.00 9.16
Nuveen Insured Municipal Opp. Fund 0.0 $12k 847.00 14.17
Pimco Municipal Income Fund II (PML) 0.0 $7.0k 500.00 14.00
Putnam High Income Securities Fund 0.0 $6.0k 767.00 7.82
Targa Res Corp (TRGP) 0.0 $4.0k 144.00 27.78
Blackrock Health Sciences Trust (BME) 0.0 $7.0k 200.00 35.00
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $5.0k 300.00 16.67
Nuveen Municipal Advantage Fund 0.0 $0 1.00 0.00
Nuveen Select Tax Free Incom Portfolio 2 0.0 $6.0k 398.00 15.08
PowerShrs CEF Income Cmpst Prtfl 0.0 $13k 615.00 21.14
Putnam Managed Municipal Income Trust (PMM) 0.0 $12k 1.5k 7.89
Nuveen Insured Quality Muncipal Fund 0.0 $9.0k 600.00 15.00
Nuveen Ohio Quality Income M 0.0 $9.0k 559.00 16.10
First Trust/Aberdeen Global Opportunity (FAM) 0.0 $999.530000 109.00 9.17
Lightbridge Corporation 0.0 $2.0k 3.3k 0.60
American Intl Group 0.0 $0 3.00 0.00
Kinder Morgan (KMI) 0.0 $13k 705.00 18.44
General Mtrs Co *w exp 07/10/201 0.0 $1.0k 47.00 21.28
General Mtrs Co *w exp 07/10/201 0.0 $1.0k 47.00 21.28
Marathon Petroleum Corp (MPC) 0.0 $7.0k 200.00 35.00
Bellatrix Exploration 0.0 $5.0k 5.2k 0.97
American Tower Reit (AMT) 0.0 $3.0k 25.00 120.00
First Trust Strategic 0.0 $13k 1.1k 11.56
Bbcn Ban 0.0 $3.0k 200.00 15.00
Carlyle Group 0.0 $1.0k 72.00 13.89
Ishares Inc emrgmkt dividx (DVYE) 0.0 $2.0k 50.00 40.00
Adt 0.0 $9.0k 216.00 41.67
Ishares Inc core msci emkt (IEMG) 0.0 $6.0k 152.00 39.47
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.0 $9.0k 163.00 55.21
Liberty Media 0.0 $2.0k 50.00 40.00
Pacific Ethanol 0.0 $0 2.00 0.00
Echo Therapeutics 0.0 $0 25.00 0.00
Mallinckrodt Pub 0.0 $3.0k 54.00 55.56
Sprint 0.0 $2.0k 627.00 3.19
Sirius Xm Holdings (SIRI) 0.0 $2.0k 500.00 4.00
American Airls (AAL) 0.0 $3.0k 72.00 41.67
Pentair cs (PNR) 0.0 $6.0k 103.00 58.25
Veritiv Corp - When Issued 0.0 $0 7.00 0.00
Cdk Global Inc equities 0.0 $9.0k 189.00 47.62
Halyard Health 0.0 $999.920000 29.00 34.48
Tyco International 0.0 $11k 312.00 35.26
California Resources 0.0 $0 54.00 0.00
Eversource Energy (ES) 0.0 $4.0k 76.00 52.63
Chemours (CC) 0.0 $0 20.00 0.00
Cushing Energy Income 0.0 $999.580000 106.00 9.43
Vringo 0.0 $0 100.00 0.00