Klingman & Associates

Klingman & Associates as of June 30, 2016

Portfolio Holdings for Klingman & Associates

Klingman & Associates holds 390 positions in its portfolio as reported in the June 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 10.6 $33M 156k 209.48
iShares S&P 500 Index (IVV) 10.4 $32M 153k 210.50
Jp Morgan Alerian Mlp Index (AMJ) 9.1 $28M 884k 31.81
SPDR S&P Dividend (SDY) 6.9 $21M 255k 83.92
PowerShares FTSE RAFI US 1000 5.4 $17M 185k 90.52
SPDR S&P MidCap 400 ETF (MDY) 4.9 $15M 55k 272.22
iShares Barclays TIPS Bond Fund (TIP) 4.8 $15M 128k 116.67
Credit Suisse Nassau Brh Etn Lkd 30mlp etf 4.8 $15M 691k 21.28
iShares S&P MidCap 400 Index (IJH) 3.9 $12M 80k 149.39
iShares Dow Jones EPAC Sel Div Ind (IDV) 2.7 $8.4M 294k 28.63
iShares S&P SmallCap 600 Index (IJR) 2.2 $6.9M 59k 116.20
Vanguard REIT ETF (VNQ) 2.0 $6.3M 71k 88.67
Powershares Etf Tr Ii s^p500 low vol 1.7 $5.4M 126k 42.78
Oppenheimer Rev Weighted Etf large cap rev et 1.6 $4.9M 120k 40.76
Clearbridge Energy M 1.6 $4.9M 305k 15.93
iShares Russell 2000 Index (IWM) 1.5 $4.5M 39k 114.98
Ishares Tr usa min vo (USMV) 1.4 $4.3M 92k 46.21
iShares Dow Jones Select Dividend (DVY) 1.3 $4.1M 48k 85.27
Pjt Partners (PJT) 1.2 $3.7M 160k 23.00
iShares MSCI EAFE Index Fund (EFA) 0.8 $2.6M 47k 55.81
Vanguard Total Stock Market ETF (VTI) 0.8 $2.6M 24k 107.17
iShares Russell 1000 Index (IWB) 0.8 $2.5M 21k 116.87
Vanguard Malvern Fds strm infproidx (VTIP) 0.8 $2.5M 50k 49.47
Ishares Tr eafe min volat (EFAV) 0.6 $1.9M 28k 66.37
iShares S&P US Pref Stock Idx Fnd (PFF) 0.6 $1.8M 46k 39.89
First Trust/Four Corners SFRI Fund II (FCT) 0.6 $1.8M 140k 12.85
Ishares High Dividend Equity F (HDV) 0.6 $1.8M 22k 82.15
Global X Fds glb x mlp enr 0.6 $1.8M 129k 13.81
Citizens Financial (CFG) 0.6 $1.7M 85k 19.98
Vanguard FTSE All-World ex-US ETF (VEU) 0.5 $1.7M 39k 42.86
Rbc Cad (RY) 0.5 $1.6M 26k 59.08
Exxon Mobil Corporation (XOM) 0.5 $1.4M 15k 93.77
JPMorgan Chase & Co. (JPM) 0.4 $1.4M 22k 62.14
Vanguard Emerging Markets ETF (VWO) 0.4 $1.3M 37k 35.23
BlackRock Floating Rate Income Strat. Fn (FRA) 0.4 $1.2M 89k 13.16
General Electric Company 0.3 $1.0M 32k 31.47
Vanguard Europe Pacific ETF (VEA) 0.3 $886k 25k 35.35
WisdomTree Emerging Markets Eq (DEM) 0.3 $824k 23k 35.43
Oppenheimer Rev Weighted Etf mid cap rev etf 0.3 $843k 18k 47.72
Vanguard Dividend Appreciation ETF (VIG) 0.2 $784k 9.4k 83.28
SPDR DJ International Real Estate ETF (RWX) 0.2 $731k 18k 41.43
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.2 $720k 47k 15.39
Powershares Exchange 0.2 $676k 23k 29.91
Pfizer (PFE) 0.2 $664k 19k 35.21
iShares S&P 100 Index (OEF) 0.2 $644k 6.9k 92.94
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $638k 13k 48.23
Vanguard Small-Cap ETF (VB) 0.2 $630k 5.4k 115.70
Powershares Etf Tr Ii var rate pfd por 0.2 $629k 25k 24.83
Oppenheimer Rev Weighted Etf small cap rev et 0.2 $622k 11k 55.06
Calamos Convertible & Hi Income Fund (CHY) 0.2 $572k 54k 10.62
Invesco Van Kampen Senior Income Trust (VVR) 0.2 $543k 130k 4.18
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.2 $551k 11k 50.14
Rydex S&P Equal Weight ETF 0.2 $534k 6.7k 80.28
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.2 $513k 5.5k 93.02
Microsoft Corporation (MSFT) 0.1 $449k 8.8k 51.13
iShares Russell 1000 Growth Index (IWF) 0.1 $473k 4.7k 100.40
Berkshire Hathaway (BRK.B) 0.1 $438k 3.0k 144.65
Johnson & Johnson (JNJ) 0.1 $445k 3.7k 121.22
iShares Russell Midcap Index Fund (IWR) 0.1 $421k 2.5k 168.33
Vanguard High Dividend Yield ETF (VYM) 0.1 $418k 5.9k 71.38
Cohen and Steers Global Income Builder 0.1 $419k 48k 8.71
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $415k 3.6k 115.28
iShares S&P NA Tec. Semi. Idx (SOXX) 0.1 $412k 4.4k 93.64
Nuveen Senior Income Fund 0.1 $411k 68k 6.04
Walt Disney Company (DIS) 0.1 $381k 3.9k 97.72
Honeywell International (HON) 0.1 $379k 3.3k 116.19
Pepsi (PEP) 0.1 $381k 3.6k 105.98
Vanguard Mid-Cap ETF (VO) 0.1 $368k 3.0k 123.49
iShares Russell 1000 Value Index (IWD) 0.1 $329k 3.2k 103.20
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.1 $351k 6.4k 54.84
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $347k 14k 25.00
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $338k 14k 24.68
Home Depot (HD) 0.1 $302k 2.4k 127.59
Powershares Global Etf Trust ex us sml port 0.1 $309k 12k 25.75
Apple (AAPL) 0.1 $293k 3.1k 95.66
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $284k 2.5k 113.01
Vanguard Extended Market ETF (VXF) 0.1 $278k 3.3k 85.54
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $280k 13k 21.29
Verizon Communications (VZ) 0.1 $245k 4.4k 55.73
Altria (MO) 0.1 $249k 3.6k 68.90
Philip Morris International (PM) 0.1 $246k 2.4k 101.82
Procter & Gamble Company (PG) 0.1 $253k 3.0k 84.53
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $239k 2.1k 113.97
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $237k 4.4k 54.17
Citigroup (C) 0.1 $246k 5.8k 42.47
Abbvie (ABBV) 0.1 $250k 4.0k 61.90
Revenueshares 0.1 $236k 7.7k 30.51
Martin Marietta Materials (MLM) 0.1 $204k 1.1k 192.45
Chevron Corporation (CVX) 0.1 $231k 2.2k 104.67
Merck & Co (MRK) 0.1 $202k 3.5k 57.53
Hershey Company (HSY) 0.1 $227k 2.0k 113.50
PowerShares FTSE RAFI Developed Markets 0.1 $230k 6.7k 34.53
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $207k 1.6k 128.01
Ishares Tr fltg rate nt (FLOT) 0.1 $202k 4.0k 50.50
Comcast Corporation (CMCSA) 0.1 $181k 2.8k 65.20
Automatic Data Processing (ADP) 0.1 $192k 2.1k 91.78
Vanguard Intermediate-Term Bond ETF (BIV) 0.1 $189k 2.1k 88.03
iShares S&P MidCap 400 Growth (IJK) 0.1 $174k 1.0k 168.93
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $177k 2.1k 84.85
IQ Hedge Multi-Strategy Tracker (QAI) 0.1 $181k 6.2k 29.15
Babson Cap Corporate Invs 0.1 $192k 11k 17.94
Gugenheim Bulletshares 2022 Corp Bd 0.1 $182k 8.5k 21.51
Claymore Exchange Trd Fd Tr gugg bulsh 2021 0.1 $180k 8.4k 21.56
Doubleline Total Etf etf (TOTL) 0.1 $190k 3.8k 50.00
Costco Wholesale Corporation (COST) 0.1 $152k 968.00 157.02
Bristol Myers Squibb (BMY) 0.1 $142k 1.9k 73.46
Colgate-Palmolive Company (CL) 0.1 $147k 2.0k 73.10
Anheuser-Busch InBev NV (BUD) 0.1 $156k 1.2k 131.42
PowerShares QQQ Trust, Series 1 0.1 $141k 1.3k 107.31
LMP Capital and Income Fund (SCD) 0.1 $152k 12k 13.10
PowerShares Preferred Portfolio 0.1 $142k 9.3k 15.28
SPDR Barclays Capital High Yield B 0.1 $170k 4.8k 35.65
Cohen & Steers Total Return Real (RFI) 0.1 $153k 11k 14.00
BlackRock Core Bond Trust (BHK) 0.1 $140k 10k 14.01
Nuveen Energy Mlp Total Return etf 0.1 $144k 11k 13.12
Wal-Mart Stores (WMT) 0.0 $137k 1.9k 73.26
Cisco Systems (CSCO) 0.0 $116k 4.0k 28.71
Coach 0.0 $121k 3.0k 40.74
Kimberly-Clark Corporation (KMB) 0.0 $110k 799.00 137.67
Analog Devices (ADI) 0.0 $114k 2.0k 56.72
CVS Caremark Corporation (CVS) 0.0 $122k 1.3k 95.69
International Business Machines (IBM) 0.0 $121k 800.00 151.25
Euronet Worldwide (EEFT) 0.0 $138k 2.0k 69.00
American Water Works (AWK) 0.0 $109k 1.3k 84.63
iShares S&P SmallCap 600 Growth (IJT) 0.0 $126k 983.00 128.18
Vanguard Health Care ETF (VHT) 0.0 $109k 837.00 130.23
Wstrn Asst Emrgng Mrkts Incm Fnd 0.0 $123k 11k 10.84
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 0.0 $119k 2.3k 52.89
WisdomTree Intl. SmallCap Div (DLS) 0.0 $112k 2.0k 56.00
BlackRock MuniHoldings New York Insured (MHN) 0.0 $112k 7.3k 15.37
Claymore Exchange Trd Fd Tr gug bull2020 e 0.0 $109k 5.0k 21.80
Medtronic (MDT) 0.0 $118k 1.4k 86.64
FedEx Corporation (FDX) 0.0 $97k 637.00 152.28
McDonald's Corporation (MCD) 0.0 $92k 765.00 120.26
Abbott Laboratories (ABT) 0.0 $106k 2.7k 39.17
CBS Corporation 0.0 $85k 1.6k 54.35
Dominion Resources (D) 0.0 $101k 1.3k 77.69
3M Company (MMM) 0.0 $108k 616.00 175.32
Intel Corporation (INTC) 0.0 $100k 3.1k 32.68
Thermo Fisher Scientific (TMO) 0.0 $102k 691.00 147.61
ConocoPhillips (COP) 0.0 $80k 1.8k 43.38
Qualcomm (QCOM) 0.0 $105k 2.0k 53.63
Accenture (ACN) 0.0 $78k 686.00 113.70
Lowe's Companies (LOW) 0.0 $79k 1.0k 79.00
Visa (V) 0.0 $85k 1.2k 73.78
Flowserve Corporation (FLS) 0.0 $81k 1.8k 45.00
NBT Ban (NBTB) 0.0 $81k 2.8k 28.54
Technology SPDR (XLK) 0.0 $92k 2.1k 43.19
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $88k 720.00 122.22
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $106k 910.00 116.48
iShares Morningstar Large Value (ILCV) 0.0 $95k 1.1k 86.84
iShares Morningstar Small Growth (ISCG) 0.0 $80k 600.00 133.33
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $81k 5.7k 14.30
Ishares Inc em mkt min vol (EEMV) 0.0 $107k 2.1k 51.47
Summit Midstream Partners 0.0 $91k 4.0k 22.75
Claymore Exchange Trd Fd Tr 2023 corp bond 0.0 $104k 4.9k 21.27
Claymore Exchange Trd Fd Tr 2024 corp bond 0.0 $81k 3.8k 21.26
Alphabet Inc Class C cs (GOOG) 0.0 $99k 143.00 692.31
Goldman Sachs (GS) 0.0 $74k 500.00 148.00
Bank of America Corporation (BAC) 0.0 $70k 5.3k 13.25
Cardinal Health (CAH) 0.0 $72k 918.00 78.43
United Parcel Service (UPS) 0.0 $76k 704.00 107.95
At&t (T) 0.0 $76k 1.8k 43.30
Digital Realty Trust (DLR) 0.0 $67k 615.00 108.94
Nucor Corporation (NUE) 0.0 $66k 1.3k 49.55
Spectra Energy 0.0 $50k 1.4k 36.85
Wells Fargo & Company (WFC) 0.0 $62k 1.3k 47.58
Lockheed Martin Corporation (LMT) 0.0 $65k 261.00 249.04
BB&T Corporation 0.0 $71k 2.0k 35.50
General Mills (GIS) 0.0 $51k 722.00 70.64
Nike (NKE) 0.0 $60k 1.1k 55.15
Southern Company (SO) 0.0 $67k 1.2k 53.95
Washington Real Estate Investment Trust (ELME) 0.0 $63k 2.0k 31.50
Cintas Corporation (CTAS) 0.0 $73k 747.00 97.72
Oracle Corporation (ORCL) 0.0 $61k 1.5k 40.67
Amazon (AMZN) 0.0 $54k 75.00 720.00
Ventas (VTR) 0.0 $47k 643.00 73.09
Yahoo! 0.0 $47k 1.3k 37.60
Edison International (EIX) 0.0 $52k 666.00 78.08
PowerShares FTSE RAFI US 1500 Small-Mid 0.0 $53k 545.00 97.25
iShares Morningstar Large Growth (ILCG) 0.0 $48k 414.00 115.94
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.0 $69k 6.0k 11.50
Nuveen Quality Pref. Inc. Fund II 0.0 $60k 6.5k 9.19
WisdomTree Japan Total Dividend (DXJ) 0.0 $64k 1.6k 39.07
PowerShares Dynamic Bldg. & Const. 0.0 $52k 2.0k 26.00
PowerShares Hgh Yield Corporate Bnd 0.0 $52k 2.8k 18.31
Vanguard Total World Stock Idx (VT) 0.0 $69k 1.2k 57.74
iShares 2016 S&P AMT-Free Mun Ser ETF 0.0 $53k 2.0k 26.50
Sterling Bancorp 0.0 $57k 3.7k 15.60
Ishares Tr 0-5yr hi yl cp (SHYG) 0.0 $69k 1.5k 46.37
Allergan 0.0 $48k 209.00 229.67
Kraft Heinz (KHC) 0.0 $60k 681.00 88.11
Alphabet Inc Class A cs (GOOGL) 0.0 $65k 93.00 698.92
Chubb (CB) 0.0 $51k 389.00 131.11
iStar Financial 0.0 $21k 2.2k 9.67
Annaly Capital Management 0.0 $34k 3.1k 11.04
Bank of New York Mellon Corporation (BK) 0.0 $37k 965.00 38.34
Caterpillar (CAT) 0.0 $30k 400.00 75.00
Coca-Cola Company (KO) 0.0 $39k 869.00 44.88
Baxter International (BAX) 0.0 $27k 589.00 45.84
Eli Lilly & Co. (LLY) 0.0 $36k 462.00 77.92
Norfolk Southern (NSC) 0.0 $24k 285.00 84.21
Consolidated Edison (ED) 0.0 $42k 520.00 80.77
Union Pacific Corporation (UNP) 0.0 $17k 200.00 85.00
Morgan Stanley (MS) 0.0 $44k 1.7k 25.97
International Paper Company (IP) 0.0 $17k 400.00 42.50
Equity Residential (EQR) 0.0 $32k 460.00 69.57
Valero Energy Corporation (VLO) 0.0 $31k 600.00 51.67
CenturyLink 0.0 $19k 664.00 28.61
McKesson Corporation (MCK) 0.0 $28k 150.00 186.67
GlaxoSmithKline 0.0 $30k 700.00 42.86
Nextera Energy (NEE) 0.0 $17k 130.00 130.77
Occidental Petroleum Corporation (OXY) 0.0 $44k 578.00 76.12
Schlumberger (SLB) 0.0 $38k 477.00 79.66
Target Corporation (TGT) 0.0 $45k 650.00 69.23
Texas Instruments Incorporated (TXN) 0.0 $31k 500.00 62.00
Service Corporation International (SCI) 0.0 $46k 1.7k 27.01
Omni (OMC) 0.0 $43k 527.00 81.59
Dr Pepper Snapple 0.0 $27k 278.00 97.12
Westar Energy 0.0 $37k 665.00 55.64
WABCO Holdings 0.0 $18k 200.00 90.00
Bce (BCE) 0.0 $21k 444.00 47.30
PPL Corporation (PPL) 0.0 $36k 945.00 38.10
Public Service Enterprise (PEG) 0.0 $23k 484.00 47.52
Xcel Energy (XEL) 0.0 $31k 687.00 45.12
Roper Industries (ROP) 0.0 $22k 130.00 169.23
Zimmer Holdings (ZBH) 0.0 $24k 200.00 120.00
Mead Johnson Nutrition 0.0 $46k 511.00 90.02
Under Armour (UAA) 0.0 $34k 854.00 39.81
Enterprise Products Partners (EPD) 0.0 $19k 650.00 29.23
Energy Transfer Equity (ET) 0.0 $42k 2.9k 14.48
TC Pipelines 0.0 $18k 309.00 58.25
Centene Corporation (CNC) 0.0 $30k 419.00 71.60
Monolithic Power Systems (MPWR) 0.0 $41k 599.00 68.45
Unilever (UL) 0.0 $22k 463.00 47.52
Aqua America 0.0 $41k 1.2k 35.47
Magellan Midstream Partners 0.0 $18k 240.00 75.00
Tor Dom Bk Cad (TD) 0.0 $34k 802.00 42.39
Central Fd Cda Ltd cl a 0.0 $23k 1.7k 13.94
Colony Financial 0.0 $19k 1.2k 15.45
Suncor Energy (SU) 0.0 $28k 1.0k 28.00
Tri-Continental Corporation (TY) 0.0 $21k 1.0k 21.00
Cohen & Steers infrastucture Fund (UTF) 0.0 $32k 1.5k 21.33
Cohen & Steers REIT/P (RNP) 0.0 $31k 1.5k 20.67
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $31k 2.1k 14.76
iShares Lehman MBS Bond Fund (MBB) 0.0 $20k 185.00 108.11
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.0 $42k 487.00 86.24
Vanguard European ETF (VGK) 0.0 $16k 350.00 45.71
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $20k 1.9k 10.47
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $25k 5.1k 4.94
General American Investors (GAM) 0.0 $21k 679.00 30.93
iShares Morningstar Small Value (ISCV) 0.0 $25k 209.00 119.62
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $46k 1.0k 44.27
WisdomTree LargeCap Dividend Fund (DLN) 0.0 $45k 600.00 75.00
Nuveen Insd Dividend Advantage (NVG) 0.0 $22k 1.4k 15.99
MFS Multimarket Income Trust (MMT) 0.0 $18k 3.0k 6.00
BlackRock Inv. Quality Munic. Trust (BKN) 0.0 $42k 2.3k 18.08
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $39k 4.9k 7.93
Nuveen Tax-Advantaged Dividend Growth 0.0 $29k 2.0k 14.22
WisdomTree Europe SmallCap Div (DFE) 0.0 $32k 622.00 51.45
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $24k 2.5k 9.46
BlackRock MuniYield Insured Investment 0.0 $16k 1.0k 16.00
Western Asset Global Cp Defi (GDO) 0.0 $36k 2.1k 17.27
Wisdomtree Tr intl hedge eqt (HEDJ) 0.0 $25k 491.00 50.92
Te Connectivity Ltd for (TEL) 0.0 $25k 434.00 57.60
Powershares Senior Loan Portfo mf 0.0 $28k 1.2k 22.95
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.0 $16k 356.00 44.94
Express Scripts Holding 0.0 $33k 434.00 76.04
Pimco Total Return Etf totl (BOND) 0.0 $25k 230.00 108.70
Phillips 66 (PSX) 0.0 $16k 200.00 80.00
Facebook Inc cl a (META) 0.0 $40k 349.00 114.61
Duke Energy (DUK) 0.0 $27k 311.00 86.82
Mondelez Int (MDLZ) 0.0 $18k 404.00 44.55
Madison Covered Call Eq Strat (MCN) 0.0 $20k 2.6k 7.82
Allianzgi Nfj Divid Int Prem S cefs 0.0 $17k 1.4k 12.14
Tonix Pharmaceuticls 0.0 $20k 10k 2.00
Clifton Ban 0.0 $16k 1.1k 14.86
Qorvo (QRVO) 0.0 $21k 375.00 56.00
Under Armour Inc Cl C (UA) 0.0 $31k 860.00 36.05
Vbi Vaccines 0.0 $19k 4.9k 3.88
BP (BP) 0.0 $1.0k 20.00 50.00
Blackstone 0.0 $12k 500.00 24.00
IAC/InterActive 0.0 $0 8.00 0.00
Via 0.0 $10k 236.00 42.37
FirstEnergy (FE) 0.0 $12k 333.00 36.04
J.C. Penney Company 0.0 $0 21.00 0.00
NetApp (NTAP) 0.0 $7.0k 290.00 24.14
T. Rowe Price (TROW) 0.0 $4.0k 50.00 80.00
Trimble Navigation (TRMB) 0.0 $9.0k 370.00 24.32
AFLAC Incorporated (AFL) 0.0 $7.0k 100.00 70.00
Dow Chemical Company 0.0 $1.0k 18.00 55.56
Nokia Corporation (NOK) 0.0 $5.0k 801.00 6.24
E.I. du Pont de Nemours & Company 0.0 $6.0k 100.00 60.00
Becton, Dickinson and (BDX) 0.0 $4.0k 25.00 160.00
Praxair 0.0 $3.0k 25.00 120.00
Telefonica (TEF) 0.0 $7.0k 781.00 8.96
United Technologies Corporation 0.0 $14k 137.00 102.19
American Electric Power Company (AEP) 0.0 $7.0k 100.00 70.00
Gilead Sciences (GILD) 0.0 $8.0k 100.00 80.00
EMC Corporation 0.0 $3.0k 112.00 26.79
Starbucks Corporation (SBUX) 0.0 $4.0k 74.00 54.05
USG Corporation 0.0 $0 2.00 0.00
Prudential Financial (PRU) 0.0 $12k 175.00 68.57
Deluxe Corporation (DLX) 0.0 $1.0k 8.00 125.00
United States Oil Fund 0.0 $14k 1.2k 11.67
ConAgra Foods (CAG) 0.0 $6.0k 116.00 51.72
Frontier Communications 0.0 $2.0k 419.00 4.77
J.M. Smucker Company (SJM) 0.0 $10k 68.00 147.06
Sina Corporation 0.0 $6.0k 115.00 52.17
Vanguard Short-Term Bond ETF (BSV) 0.0 $15k 186.00 80.65
Marathon Oil Corporation (MRO) 0.0 $3.0k 200.00 15.00
Bank of the Ozarks 0.0 $2.0k 60.00 33.33
Delta Air Lines (DAL) 0.0 $12k 340.00 35.29
PowerShares DB Com Indx Trckng Fund 0.0 $0 16.00 0.00
salesforce (CRM) 0.0 $6.0k 80.00 75.00
Enbridge (ENB) 0.0 $4.0k 100.00 40.00
StoneMor Partners 0.0 $5.0k 200.00 25.00
Perry Ellis International 0.0 $0 19.00 0.00
Bristow 0.0 $0 36.00 0.00
Cheesecake Factory Incorporated (CAKE) 0.0 $4.0k 93.00 43.01
Navigators 0.0 $5.0k 50.00 100.00
Suburban Propane Partners (SPH) 0.0 $10k 300.00 33.33
Banco Santander (SAN) 0.0 $1.0k 345.00 2.90
Ashland 0.0 $2.0k 18.00 111.11
ING Groep (ING) 0.0 $6.0k 583.00 10.29
Greenbrier Companies (GBX) 0.0 $6.0k 200.00 30.00
iShares Gold Trust 0.0 $6.0k 436.00 13.76
iShares Dow Jones US Home Const. (ITB) 0.0 $6.0k 200.00 30.00
American International (AIG) 0.0 $0 5.00 0.00
Financial Select Sector SPDR (XLF) 0.0 $3.0k 142.00 21.13
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $6.0k 33.00 181.82
iShares MSCI Taiwan Index 0.0 $3.0k 185.00 16.22
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.0 $10k 400.00 25.00
Alerian Mlp Etf 0.0 $6.0k 500.00 12.00
Eaton Vance Short Duration Diversified I (EVG) 0.0 $14k 1.0k 14.00
Hsbc Hldgs Plc adr a 1/40pf a 0.0 $10k 375.00 26.67
General Motors Company (GM) 0.0 $1.0k 51.00 19.61
Motorola Solutions (MSI) 0.0 $2.0k 28.00 71.43
Kayne Anderson Energy Total Return Fund 0.0 $5.0k 500.00 10.00
PowerShares Emerging Markets Sovere 0.0 $5.0k 176.00 28.41
Nuveen Muni Value Fund (NUV) 0.0 $13k 1.2k 11.10
America First Tax Exempt Investors 0.0 $5.0k 1.0k 5.00
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $8.0k 983.00 8.14
Pimco Municipal Income Fund II (PML) 0.0 $7.0k 500.00 14.00
Putnam High Income Securities Fund 0.0 $6.0k 767.00 7.82
Targa Res Corp (TRGP) 0.0 $6.0k 144.00 41.67
Blackrock Health Sciences Trust (BME) 0.0 $7.0k 200.00 35.00
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $5.0k 300.00 16.67
Nuveen Select Tax Free Incom Portfolio 2 0.0 $6.0k 398.00 15.08
PowerShrs CEF Income Cmpst Prtfl 0.0 $14k 615.00 22.76
Putnam Managed Municipal Income Trust (PMM) 0.0 $12k 1.5k 7.89
Nuveen Ohio Quality Income M 0.0 $9.0k 559.00 16.10
First Trust/Aberdeen Global Opportunity (FAM) 0.0 $999.530000 109.00 9.17
Lightbridge Corporation 0.0 $2.0k 3.3k 0.60
Ascena Retail 0.0 $11k 1.6k 6.88
American Intl Group 0.0 $0 3.00 0.00
Kinder Morgan (KMI) 0.0 $13k 705.00 18.44
General Mtrs Co *w exp 07/10/201 0.0 $1.0k 47.00 21.28
General Mtrs Co *w exp 07/10/201 0.0 $0 47.00 0.00
Marathon Petroleum Corp (MPC) 0.0 $8.0k 200.00 40.00
Bellatrix Exploration 0.0 $5.0k 5.2k 0.97
American Tower Reit (AMT) 0.0 $3.0k 25.00 120.00
First Trust Strategic 0.0 $13k 1.1k 11.56
Bbcn Ban 0.0 $3.0k 200.00 15.00
Carlyle Group 0.0 $1.0k 72.00 13.89
Ishares Inc emrgmkt dividx (DVYE) 0.0 $2.0k 50.00 40.00
Ishares Inc core msci emkt (IEMG) 0.0 $6.0k 152.00 39.47
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.0 $8.0k 163.00 49.08
Pacific Ethanol 0.0 $0 2.00 0.00
Echo Therapeutics 0.0 $0 25.00 0.00
Mallinckrodt Pub 0.0 $3.0k 54.00 55.56
Sprint 0.0 $3.0k 627.00 4.78
Sirius Xm Holdings (SIRI) 0.0 $2.0k 500.00 4.00
American Airls (AAL) 0.0 $2.0k 72.00 27.78
Pentair cs (PNR) 0.0 $6.0k 103.00 58.25
Veritiv Corp - When Issued 0.0 $0 7.00 0.00
Cdk Global Inc equities 0.0 $10k 189.00 52.91
Halyard Health 0.0 $999.920000 29.00 34.48
Tyco International 0.0 $13k 312.00 41.67
Shell Midstream Prtnrs master ltd part 0.0 $15k 430.00 34.88
Chemours (CC) 0.0 $0 20.00 0.00
Cushing Energy Income 0.0 $999.580000 106.00 9.43
Willis Towers Watson (WTW) 0.0 $5.0k 37.00 135.14
Liberty Media Corp Del Com Ser 0.0 $0 12.00 0.00
Jpm Em Local Currency Bond Etf 0.0 $4.0k 195.00 20.51
Liberty Media Corp Delaware Com A Braves Grp 0.0 $0 5.00 0.00
Liberty Media Corp Delaware Com A Siriusxm 0.0 $2.0k 50.00 40.00
California Res Corp 0.0 $0 5.00 0.00
Charter Communications Inc New Cl A cl a (CHTR) 0.0 $2.0k 10.00 200.00
Form Hldgs 0.0 $0 100.00 0.00