Klingman & Associates

Klingman & Associates as of Sept. 30, 2017

Portfolio Holdings for Klingman & Associates

Klingman & Associates holds 95 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 14.2 $58M 229k 252.93
Spdr S&p 500 Etf (SPY) 9.0 $37M 146k 251.23
iShares S&P MidCap 400 Index (IJH) 7.9 $32M 179k 178.90
Ubs Ag Jersey Brh Alerian Infrst 7.0 $29M 1.1M 25.14
Jp Morgan Alerian Mlp Index (AMJ) 6.8 $27M 972k 28.22
SPDR S&P Dividend (SDY) 5.5 $22M 246k 91.33
PowerShares FTSE RAFI US 1000 5.1 $21M 194k 107.15
SPDR S&P MidCap 400 ETF (MDY) 4.0 $16M 50k 326.32
Vanguard Malvern Fds strm infproidx (VTIP) 4.0 $16M 331k 49.45
iShares S&P SmallCap 600 Index (IJR) 3.8 $15M 206k 74.22
iShares Barclays TIPS Bond Fund (TIP) 3.3 $14M 119k 113.58
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 3.2 $13M 257k 50.29
iShares Dow Jones EPAC Sel Div Ind (IDV) 2.0 $8.0M 237k 33.76
Oppenheimer Rev Weighted Etf large cap rev et 1.9 $7.9M 165k 47.94
Pjt Partners (PJT) 1.5 $6.3M 163k 38.31
Citizens Financial (CFG) 1.3 $5.4M 142k 37.87
iShares Russell 2000 Index (IWM) 1.3 $5.3M 36k 148.17
Vanguard REIT ETF (VNQ) 1.3 $5.2M 63k 83.08
Powershares Etf Tr Ii s^p500 low vol 1.2 $5.1M 111k 45.79
Ishares Tr usa min vo (USMV) 1.1 $4.7M 93k 50.34
iShares Dow Jones Select Dividend (DVY) 1.0 $4.1M 44k 93.65
Johnson & Johnson (JNJ) 0.8 $3.5M 27k 130.00
iShares Russell 1000 Index (IWB) 0.7 $3.0M 22k 139.88
iShares MSCI EAFE Index Fund (EFA) 0.7 $2.9M 42k 68.48
Powershares Etf Tr Ii var rate pfd por 0.6 $2.6M 98k 26.05
Vanguard FTSE All-World ex-US ETF (VEU) 0.6 $2.3M 44k 52.72
Ishares High Dividend Equity F (HDV) 0.5 $1.9M 23k 85.96
First Trust/Four Corners SFRI Fund II (FCT) 0.4 $1.5M 110k 13.49
Exxon Mobil Corporation (XOM) 0.3 $1.4M 17k 81.95
Global X Fds glb x mlp enr 0.3 $1.4M 104k 13.79
Vanguard Emerging Markets ETF (VWO) 0.3 $1.3M 30k 43.58
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.3 $1.3M 12k 101.79
Vanguard Total Stock Market ETF (VTI) 0.3 $1.2M 9.1k 129.50
Ishares Tr eafe min volat (EFAV) 0.3 $1.2M 17k 71.05
Vanguard Europe Pacific ETF (VEA) 0.3 $1.1M 25k 43.41
BlackRock Floating Rate Income Strat. Fn (FRA) 0.2 $1.0M 72k 14.36
Rbc Cad (RY) 0.2 $988k 13k 77.41
Oppenheimer Rev Weighted Etf mid cap rev etf 0.2 $955k 17k 57.64
Vanguard Dividend Appreciation ETF (VIG) 0.2 $864k 9.1k 94.80
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.2 $862k 55k 15.75
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.2 $854k 16k 54.74
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $809k 13k 61.97
iShares S&P 100 Index (OEF) 0.2 $766k 6.9k 111.34
Oppenheimer Rev Weighted Etf small cap rev et 0.2 $774k 11k 68.52
Apple (AAPL) 0.2 $690k 4.5k 154.12
iShares S&P NA Tec. Semi. Idx (SOXX) 0.2 $698k 4.4k 158.64
WisdomTree Emerging Markets Eq (DEM) 0.2 $683k 16k 43.02
Microsoft Corporation (MSFT) 0.2 $630k 8.5k 74.54
Pepsi (PEP) 0.2 $633k 5.7k 111.42
Vanguard Small-Cap ETF (VB) 0.2 $667k 4.7k 141.40
iShares Russell 1000 Growth Index (IWF) 0.1 $600k 4.8k 124.97
Rydex S&P Equal Weight ETF 0.1 $626k 6.6k 95.57
Berkshire Hathaway (BRK.B) 0.1 $568k 3.1k 183.34
Vanguard S&p 500 Etf idx (VOO) 0.1 $581k 2.5k 230.65
General Electric Company 0.1 $538k 22k 24.20
Powershares Global Etf Trust ex us sml port 0.1 $532k 16k 32.80
JPMorgan Chase & Co. (JPM) 0.1 $487k 5.1k 95.45
Pfizer (PFE) 0.1 $501k 14k 35.67
iShares Russell Midcap Index Fund (IWR) 0.1 $503k 2.6k 197.18
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $484k 108k 4.49
Vanguard Mid-Cap ETF (VO) 0.1 $452k 3.1k 146.99
Calamos Convertible & Hi Income Fund (CHY) 0.1 $455k 38k 11.90
SPDR DJ International Real Estate ETF (RWX) 0.1 $444k 12k 38.40
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $439k 8.9k 49.55
iShares Russell 1000 Value Index (IWD) 0.1 $402k 3.4k 118.51
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $401k 3.4k 116.37
Cohen and Steers Global Income Builder 0.1 $399k 41k 9.71
Walt Disney Company (DIS) 0.1 $346k 3.5k 98.66
Hershey Company (HSY) 0.1 $349k 3.2k 109.06
Vanguard Extended Market ETF (VXF) 0.1 $348k 3.3k 107.08
Vanguard High Dividend Yield ETF (VYM) 0.1 $363k 4.5k 81.10
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $354k 13k 26.92
Vanguard Large-Cap ETF (VV) 0.1 $329k 2.9k 115.36
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $340k 14k 24.82
Abbvie (ABBV) 0.1 $327k 3.7k 88.74
Verizon Communications (VZ) 0.1 $276k 5.6k 49.52
Honeywell International (HON) 0.1 $283k 2.0k 141.93
Amazon (AMZN) 0.1 $287k 299.00 959.87
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.1 $287k 5.0k 57.40
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $274k 8.8k 31.03
Facebook Inc cl a (META) 0.1 $304k 1.8k 171.07
Chevron Corporation (CVX) 0.1 $254k 2.2k 117.54
Merck & Co (MRK) 0.1 $255k 4.0k 64.01
Procter & Gamble Company (PG) 0.1 $228k 2.5k 91.16
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $232k 2.1k 110.63
PowerShares FTSE RAFI Developed Markets 0.1 $258k 5.8k 44.12
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $258k 1.7k 152.93
Ishares Tr fltg rate nt (FLOT) 0.1 $225k 4.4k 50.89
Claymore Exchange Trd Fd Tr 2024 corp bond 0.1 $237k 11k 20.95
PowerShares QQQ Trust, Series 1 0.1 $202k 1.4k 145.64
iShares S&P MidCap 400 Growth (IJK) 0.1 $217k 1.1k 202.05
Claymore Exchange Trd Fd Tr 2023 corp bond 0.1 $209k 9.9k 21.13
Alphabet Inc Class C cs (GOOG) 0.1 $200k 209.00 956.94
Barings Corporate Investors (MCI) 0.1 $197k 13k 15.76
Cohen & Steers Total Return Real (RFI) 0.0 $147k 12k 12.43