Klingman & Associates

Klingman & Associates as of Sept. 30, 2018

Portfolio Holdings for Klingman & Associates

Klingman & Associates holds 105 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 15.9 $78M 266k 292.73
iShares S&P MidCap 400 Index (IJH) 8.8 $43M 214k 201.29
Spdr S&p 500 Etf (SPY) 8.4 $41M 141k 290.72
Managed Portfolio Ser tortoise nram pi (TPYP) 4.8 $24M 1.0M 23.27
Jp Morgan Alerian Mlp Index (AMJ) 4.8 $24M 855k 27.46
SPDR S&P Dividend (SDY) 4.7 $23M 233k 97.93
Vanguard Malvern Fds strm infproidx (VTIP) 4.6 $23M 466k 48.37
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF) 4.5 $22M 186k 118.77
iShares S&P SmallCap 600 Index (IJR) 4.4 $22M 249k 87.24
SPDR S&P MidCap 400 ETF (MDY) 3.7 $18M 50k 367.47
Ubs Ag Jersey Brh Alerian Infrst 3.5 $17M 715k 24.05
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 3.0 $15M 294k 50.18
Oppenheimer Rev Weighted Etf large cap rev et 2.3 $11M 207k 54.18
iShares Barclays TIPS Bond Fund (TIP) 2.0 $9.8M 89k 110.62
Apple (AAPL) 1.9 $9.5M 42k 225.73
Pjt Partners (PJT) 1.8 $8.6M 163k 52.35
iShares Russell 2000 Index (IWM) 1.2 $6.0M 35k 168.55
iShares Dow Jones EPAC Sel Div Ind (IDV) 1.2 $5.8M 176k 32.63
Vanguard REIT ETF (VNQ) 1.1 $5.5M 68k 80.68
Ishares Tr usa min vo (USMV) 1.1 $5.2M 92k 57.04
Invesco S&p 500 Low Volatility Etf (SPLV) 1.0 $4.7M 95k 49.52
iShares Dow Jones Select Dividend (DVY) 0.9 $4.3M 43k 99.76
iShares Russell 1000 Index (IWB) 0.7 $3.5M 22k 161.71
Vanguard Total Stock Market ETF (VTI) 0.7 $3.4M 23k 149.64
Vanguard Europe Pacific ETF (VEA) 0.7 $3.3M 76k 43.28
Citizens Financial (CFG) 0.6 $3.1M 80k 38.58
iShares MSCI EAFE Index Fund (EFA) 0.6 $3.0M 44k 67.98
Vanguard FTSE All-World ex-US ETF (VEU) 0.5 $2.4M 46k 52.06
Invesco Variable Rate Preferred Etf etf (VRP) 0.5 $2.4M 96k 24.89
Vanguard Emerging Markets ETF (VWO) 0.4 $2.1M 51k 41.00
Ishares High Dividend Equity F (HDV) 0.4 $1.9M 21k 90.56
Vanguard S&p 500 Etf idx (VOO) 0.4 $1.8M 6.8k 267.11
Microsoft Corporation (MSFT) 0.4 $1.8M 15k 114.35
Berkshire Hathaway (BRK.B) 0.3 $1.5M 6.8k 214.11
Exxon Mobil Corporation (XOM) 0.3 $1.4M 17k 85.02
MasterCard Incorporated (MA) 0.3 $1.3M 5.9k 222.56
Ishares Tr eafe min volat (EFAV) 0.2 $1.2M 17k 72.83
Global X Fds glb x mlp enr 0.2 $1.2M 92k 13.36
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.2 $1.2M 22k 54.01
Johnson & Johnson (JNJ) 0.2 $1.1M 7.9k 138.16
Amazon (AMZN) 0.2 $1.1M 530.00 2003.77
Ross Stores (ROST) 0.2 $1.0M 10k 99.13
Vanguard Dividend Appreciation ETF (VIG) 0.2 $1.0M 9.1k 110.73
Rbc Cad (RY) 0.2 $959k 12k 80.19
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.2 $954k 9.4k 101.67
First Trust/Four Corners SFRI Fund II (FCT) 0.2 $920k 72k 12.72
iShares S&P 100 Index (OEF) 0.2 $892k 6.9k 129.65
Vanguard Small-Cap ETF (VB) 0.2 $890k 5.5k 162.59
Alphabet Inc Class C cs (GOOG) 0.2 $897k 752.00 1192.82
Oppenheimer Rev Weighted Etf mid cap rev etf 0.2 $859k 14k 62.82
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $813k 13k 62.27
iShares S&P NA Tec. Semi. Idx (SOXX) 0.2 $814k 4.4k 185.00
Oppenheimer Rev Weighted Etf small cap rev et 0.2 $846k 11k 75.31
Home Depot (HD) 0.2 $767k 3.7k 207.24
Invesco Exchng Traded Fd Tr ftse rafi sml (PDN) 0.1 $714k 22k 32.67
TJX Companies (TJX) 0.1 $664k 5.9k 112.03
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $696k 50k 13.80
Invesco S&p 500 Equal Weight Etf (RSP) 0.1 $700k 6.6k 106.87
Pfizer (PFE) 0.1 $658k 15k 44.05
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $607k 45k 13.42
WisdomTree Emerging Markets Eq (DEM) 0.1 $566k 13k 43.69
JPMorgan Chase & Co. (JPM) 0.1 $555k 4.9k 112.87
iShares Russell Midcap Index Fund (IWR) 0.1 $540k 2.5k 220.32
iShares MSCI Emerging Markets Indx (EEM) 0.1 $476k 11k 42.95
Pepsi (PEP) 0.1 $492k 4.4k 111.74
Vanguard Mid-Cap ETF (VO) 0.1 $505k 3.1k 164.23
Calamos Convertible & Hi Income Fund (CHY) 0.1 $494k 37k 13.27
Honeywell International (HON) 0.1 $434k 2.6k 166.35
SPDR DJ International Real Estate ETF (RWX) 0.1 $455k 12k 38.23
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.1 $421k 3.8k 112.27
Walt Disney Company (DIS) 0.1 $410k 3.5k 116.81
CarMax (KMX) 0.1 $390k 5.2k 74.63
Merck & Co (MRK) 0.1 $368k 5.2k 70.99
Credit Acceptance (CACC) 0.1 $386k 882.00 437.64
Vanguard Extended Market ETF (VXF) 0.1 $399k 3.3k 122.77
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $397k 8.9k 44.81
Bscm etf 0.1 $371k 18k 20.66
Guggenheim Bulletshrs 2023 Corp Bd Etf 0.1 $368k 18k 20.23
Charles Schwab Corporation (SCHW) 0.1 $349k 7.1k 49.17
PPG Industries (PPG) 0.1 $365k 3.3k 109.22
Hershey Company (HSY) 0.1 $326k 3.2k 101.88
Vanguard High Dividend Yield ETF (VYM) 0.1 $340k 3.9k 86.98
Cohen and Steers Global Income Builder 0.1 $332k 36k 9.31
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $338k 13k 25.70
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $321k 14k 23.44
Abbvie (ABBV) 0.1 $349k 3.7k 94.71
Bsco etf (BSCO) 0.1 $318k 16k 20.11
Jacobs Engineering 0.1 $270k 3.5k 76.42
iShares S&P 500 Value Index (IVE) 0.1 $279k 2.4k 116.01
O'reilly Automotive (ORLY) 0.1 $284k 819.00 346.76
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $306k 71k 4.29
Barings Corporate Investors (MCI) 0.1 $273k 18k 15.34
CSX Corporation (CSX) 0.1 $264k 3.6k 73.95
Chevron Corporation (CVX) 0.1 $264k 2.2k 122.17
Verizon Communications (VZ) 0.1 $253k 4.7k 53.43
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.1 $237k 4.5k 52.67
Facebook Inc cl a (META) 0.1 $262k 1.6k 164.37
Invesco Qqq Trust Series 1 (QQQ) 0.1 $229k 1.2k 185.73
Invesco Bulletshares 2021 Corp 0.1 $249k 12k 20.77
Invesco Ftse Rafi Dev etf - e (PXF) 0.1 $250k 5.8k 43.31
Procter & Gamble Company (PG) 0.0 $210k 2.5k 83.27
Vanguard Short-Term Bond ETF (BSV) 0.0 $202k 2.6k 77.84
SPDR DJ Wilshire Small Cap Value (SLYV) 0.0 $208k 3.0k 68.40
Cohen & Steers Total Return Real (RFI) 0.0 $144k 12k 12.17
BlackRock MuniHoldings New York Insured (MHN) 0.0 $127k 11k 11.89