Klingman & Associates

Klingman & Associates as of March 31, 2020

Portfolio Holdings for Klingman & Associates

Klingman & Associates holds 120 positions in its portfolio as reported in the March 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 16.0 $79M 304k 258.40
Vanguard Malvern Fds strm infproidx (VTIP) 8.0 $39M 800k 48.72
Spdr S&p 500 Etf (SPY) 7.1 $35M 135k 257.75
iShares S&P MidCap 400 Index (IJH) 4.3 $21M 148k 143.87
SPDR S&P Dividend (SDY) 3.6 $18M 220k 79.86
SPDR DJ Wilshire Large Cap Growth (SPYG) 3.4 $17M 465k 35.74
SPDR DJ Wilshire Large Cap Value (SPYV) 3.3 $16M 630k 25.84
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF) 3.3 $16M 173k 92.44
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 3.1 $15M 317k 48.49
Ishares Tr usa min vo (USMV) 3.0 $15M 269k 54.01
iShares S&P SmallCap 600 Index (IJR) 2.9 $14M 249k 56.11
Apple (AAPL) 2.7 $13M 52k 254.29
SPDR S&P MidCap 400 ETF (MDY) 2.6 $13M 48k 262.88
SPDR DJ Wilshire Mid Cap Growth (MDYG) 2.2 $11M 257k 42.82
SPDR DJ Wilshire Small Cap Value (SLYV) 2.2 $11M 268k 40.86
SPDR DJ Wilshire Mid Cap Value (MDYV) 2.2 $11M 304k 35.26
J P Morgan Exchange Traded F ultra shrt (JPST) 2.1 $10M 210k 49.67
Ishares Tr eafe min volat (EFAV) 1.8 $8.9M 144k 62.05
Invesco Exchng Traded Fd Tr Ii S&p 500 Revenue (RWL) 1.6 $8.0M 183k 43.91
Bsco etf (BSCO) 1.4 $6.7M 327k 20.65
SPDR DJ Wilshire Small Cap Growth (SLYG) 1.4 $6.7M 145k 46.18
Vanguard Europe Pacific ETF (VEA) 1.2 $6.1M 184k 33.34
Pjt Partners (PJT) 1.1 $5.4M 125k 43.39
Guggenheim Bulletshrs 2023 Corp Bd Etf 1.1 $5.4M 260k 20.73
Vanguard Total Stock Market ETF (VTI) 0.9 $4.3M 33k 128.91
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.9 $4.2M 84k 49.89
iShares Russell 2000 Index (IWM) 0.8 $4.1M 36k 114.47
Invesco S&p 500 Low Volatility Etf (SPLV) 0.8 $4.0M 86k 46.91
Vanguard REIT ETF (VNQ) 0.8 $3.9M 56k 69.85
Guggenheim Bulletshrs 2025 Corp Bd Etf (BSCP) 0.6 $3.1M 150k 20.57
iShares Dow Jones Select Dividend (DVY) 0.6 $3.0M 41k 73.55
Global X Fds glb x mlp enr 0.6 $2.9M 476k 6.14
iShares Russell 1000 Index (IWB) 0.6 $2.8M 20k 141.51
Microsoft Corporation (MSFT) 0.5 $2.6M 17k 157.73
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.5 $2.5M 111k 22.60
Vanguard S&p 500 Etf idx (VOO) 0.4 $2.1M 9.0k 236.77
Vanguard FTSE All-World ex-US ETF (VEU) 0.4 $1.9M 47k 41.01
Bscm etf 0.3 $1.7M 79k 21.18
Invesco Variable Rate Preferred Etf etf (VRP) 0.3 $1.6M 75k 21.46
Amazon (AMZN) 0.3 $1.5M 788.00 1949.24
Vanguard Emerging Markets ETF (VWO) 0.3 $1.5M 45k 33.56
Citizens Financial (CFG) 0.3 $1.5M 80k 18.81
iShares Barclays TIPS Bond Fund (TIP) 0.3 $1.5M 13k 117.96
MasterCard Incorporated (MA) 0.3 $1.4M 5.9k 241.55
Berkshire Hathaway (BRK.B) 0.3 $1.4M 7.5k 182.89
iShares MSCI EAFE Index Fund (EFA) 0.3 $1.4M 26k 53.46
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.3 $1.4M 33k 41.95
Ishares High Dividend Equity F (HDV) 0.3 $1.4M 19k 71.57
Johnson & Johnson (JNJ) 0.2 $1.2M 8.9k 131.11
Ishares Inc core msci emkt (IEMG) 0.2 $985k 24k 40.48
Vanguard Small-Cap ETF (VB) 0.2 $928k 8.0k 115.44
Comcast Corporation (CMCSA) 0.2 $903k 26k 34.39
Ross Stores (ROST) 0.2 $889k 10k 86.99
iShares S&P NA Tec. Semi. Idx (SOXX) 0.2 $903k 4.4k 205.23
iShares S&P 100 Index (OEF) 0.2 $818k 6.9k 118.64
Invesco S&p 500 Equal Weight Etf (RSP) 0.2 $819k 9.8k 84.00
Vanguard Admiral Fds Inc cmn (IVOO) 0.2 $783k 8.0k 97.34
Home Depot (HD) 0.1 $714k 3.8k 186.76
Rbc Cad (RY) 0.1 $725k 12k 61.99
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.1 $749k 7.6k 99.03
JPMorgan Chase & Co. (JPM) 0.1 $678k 7.5k 90.02
Exxon Mobil Corporation (XOM) 0.1 $680k 18k 37.99
Vanguard Dividend Appreciation ETF (VIG) 0.1 $668k 6.5k 103.36
Ishares Core Intl Stock Etf core (IXUS) 0.1 $631k 13k 47.01
Blackstone Group Inc Com Cl A (BX) 0.1 $641k 14k 45.57
Pepsi (PEP) 0.1 $569k 4.7k 120.14
TJX Companies (TJX) 0.1 $573k 12k 47.81
Vanguard High Dividend Yield ETF (VYM) 0.1 $591k 8.3k 70.80
Invesco Exchng Traded Fd Tr ftse rafi sml (PDN) 0.1 $582k 25k 23.09
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $535k 12k 44.85
Vanguard Admiral Fds Inc cmn (VIOO) 0.1 $560k 5.5k 102.43
Invesco S&p Midcap 400 Revenue Etf etf (RWK) 0.1 $552k 13k 41.09
General Electric Company 0.1 $503k 63k 7.94
Alphabet Inc Class C cs (GOOG) 0.1 $514k 442.00 1162.90
Invesco S&p Smallcap 600 Revenue Etf etf (RWJ) 0.1 $469k 11k 41.96
Vanguard Short-Term Bond ETF (BSV) 0.1 $461k 5.6k 82.17
Alphabet Inc Class A cs (GOOGL) 0.1 $432k 372.00 1161.29
Pfizer (PFE) 0.1 $406k 12k 32.66
Walt Disney Company (DIS) 0.1 $401k 4.1k 96.72
Procter & Gamble Company (PG) 0.1 $380k 3.5k 110.02
Hershey Company (HSY) 0.1 $374k 2.8k 132.48
iShares Russell Midcap Index Fund (IWR) 0.1 $409k 9.5k 43.16
Vanguard European ETF (VGK) 0.1 $383k 8.8k 43.33
Schwab International Equity ETF (SCHF) 0.1 $403k 16k 25.85
Invesco Qqq Trust Series 1 (QQQ) 0.1 $378k 2.0k 190.62
iShares MSCI Emerging Markets Indx (EEM) 0.1 $356k 10k 34.10
Costco Wholesale Corporation (COST) 0.1 $329k 1.2k 284.85
Honeywell International (HON) 0.1 $351k 2.6k 133.92
Merck & Co (MRK) 0.1 $335k 4.4k 76.99
Vanguard Extended Market ETF (VXF) 0.1 $326k 3.6k 90.56
WisdomTree Emerging Markets Eq (DEM) 0.1 $362k 11k 32.25
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.1 $335k 4.3k 78.20
Schwab U S Large Cap Growth ETF (SCHG) 0.1 $324k 4.1k 79.57
PPG Industries (PPG) 0.1 $279k 3.3k 83.48
Jacobs Engineering 0.1 $280k 3.5k 79.25
Vanguard Growth ETF (VUG) 0.1 $297k 1.9k 156.89
Vanguard Mid-Cap Growth ETF (VOT) 0.1 $271k 2.1k 126.46
Abbvie (ABBV) 0.1 $289k 3.8k 76.25
Ishares Tr Ibonds Dec2023 etf 0.1 $315k 12k 25.67
Invesco Bulletshares 2021 Corp 0.1 $314k 15k 20.95
Quicklogic Corp. (QUIK) 0.1 $294k 104k 2.84
Charles Schwab Corporation (SCHW) 0.1 $228k 6.8k 33.57
CSX Corporation (CSX) 0.1 $221k 3.9k 57.18
CarMax (KMX) 0.1 $235k 4.4k 53.74
Credit Acceptance (CACC) 0.1 $226k 882.00 256.24
Vanguard Small-Cap Value ETF (VBR) 0.1 $233k 2.6k 88.97
Vanguard Value ETF (VTV) 0.1 $239k 2.7k 89.08
Vanguard Small-Cap Growth ETF (VBK) 0.1 $239k 1.6k 150.41
O'reilly Automotive (ORLY) 0.1 $247k 819.00 301.59
Ishares Tr ibonds dec 22 0.1 $264k 10k 25.99
Ishares Tr ibonds dec (IBMM) 0.1 $254k 9.7k 26.16
Intel Corporation (INTC) 0.0 $220k 4.1k 54.23
International Business Machines (IBM) 0.0 $203k 1.8k 111.17
Visa (V) 0.0 $212k 1.3k 160.85
Technology SPDR (XLK) 0.0 $216k 2.7k 80.54
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $201k 19k 10.53
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.0 $220k 4.5k 48.89
Vanguard Mid-Cap Value ETF (VOE) 0.0 $206k 2.5k 81.20
Facebook Inc cl a (META) 0.0 $206k 1.2k 167.07
Barings Corporate Investors (MCI) 0.0 $151k 13k 11.62