Klingman & Associates

Klingman & Associates as of Dec. 31, 2016

Portfolio Holdings for Klingman & Associates

Klingman & Associates holds 96 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 12.4 $41M 182k 224.99
Spdr S&p 500 Etf (SPY) 10.0 $33M 147k 223.53
Jp Morgan Alerian Mlp Index (AMJ) 8.5 $28M 890k 31.61
iShares S&P MidCap 400 Index (IJH) 6.5 $21M 130k 165.34
Ubs Ag Jersey Brh Alerian Infrst 6.4 $21M 742k 28.41
SPDR S&P Dividend (SDY) 6.3 $21M 244k 85.56
PowerShares FTSE RAFI US 1000 5.9 $19M 195k 99.55
SPDR S&P MidCap 400 ETF (MDY) 4.8 $16M 53k 301.73
iShares Barclays TIPS Bond Fund (TIP) 4.1 $14M 120k 113.17
iShares S&P SmallCap 600 Index (IJR) 3.4 $11M 82k 137.52
iShares Dow Jones EPAC Sel Div Ind (IDV) 2.4 $8.0M 271k 29.56
Vanguard REIT ETF (VNQ) 1.7 $5.6M 67k 82.54
iShares Russell 2000 Index (IWM) 1.6 $5.2M 39k 134.86
Vanguard Malvern Fds strm infproidx (VTIP) 1.5 $5.1M 103k 49.16
Oppenheimer Rev Weighted Etf large cap rev et 1.5 $5.1M 117k 43.44
Pjt Partners (PJT) 1.5 $5.0M 163k 30.88
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 1.5 $4.8M 96k 50.18
Powershares Etf Tr Ii s^p500 low vol 1.4 $4.7M 114k 41.58
Ishares Tr usa min vo (USMV) 1.4 $4.5M 99k 45.22
iShares Dow Jones Select Dividend (DVY) 1.3 $4.2M 47k 88.57
Citizens Financial (CFG) 0.9 $3.0M 85k 35.63
iShares MSCI EAFE Index Fund (EFA) 0.9 $2.9M 51k 57.74
iShares Russell 1000 Index (IWB) 0.8 $2.7M 22k 124.44
Powershares Etf Tr Ii var rate pfd por 0.6 $2.0M 81k 24.60
Global X Fds glb x mlp enr 0.6 $1.9M 128k 14.85
First Trust/Four Corners SFRI Fund II (FCT) 0.6 $1.9M 136k 13.83
Ishares High Dividend Equity F (HDV) 0.5 $1.8M 22k 82.24
Exxon Mobil Corporation (XOM) 0.5 $1.7M 19k 90.26
Vanguard FTSE All-World ex-US ETF (VEU) 0.5 $1.6M 36k 44.17
BlackRock Floating Rate Income Strat. Fn (FRA) 0.4 $1.3M 92k 14.41
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.4 $1.3M 13k 101.32
Vanguard Emerging Markets ETF (VWO) 0.4 $1.3M 36k 35.77
Ishares Tr eafe min volat (EFAV) 0.3 $1.1M 18k 61.19
General Electric Company 0.3 $1.1M 33k 31.61
Vanguard Total Stock Market ETF (VTI) 0.3 $1.1M 9.2k 115.34
WisdomTree Emerging Markets Eq (DEM) 0.3 $941k 25k 37.33
Vanguard Europe Pacific ETF (VEA) 0.3 $917k 25k 36.53
Oppenheimer Rev Weighted Etf mid cap rev etf 0.3 $901k 17k 54.07
Rbc Cad (RY) 0.2 $776k 12k 67.70
Vanguard Dividend Appreciation ETF (VIG) 0.2 $804k 9.4k 85.14
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.2 $785k 53k 14.70
Oppenheimer Rev Weighted Etf small cap rev et 0.2 $758k 11k 67.10
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.2 $716k 16k 45.90
iShares S&P 100 Index (OEF) 0.2 $683k 6.9k 99.27
JPMorgan Chase & Co. (JPM) 0.2 $662k 7.7k 86.23
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $651k 13k 49.87
Pfizer (PFE) 0.2 $626k 19k 32.50
Rydex S&P Equal Weight ETF 0.2 $576k 6.7k 86.59
Vanguard Small-Cap ETF (VB) 0.2 $560k 4.3k 128.88
Calamos Convertible & Hi Income Fund (CHY) 0.2 $537k 51k 10.56
iShares S&P NA Tec. Semi. Idx (SOXX) 0.2 $540k 4.4k 122.73
Invesco Van Kampen Senior Income Trust (VVR) 0.2 $543k 117k 4.64
Microsoft Corporation (MSFT) 0.1 $509k 8.2k 62.08
Berkshire Hathaway (BRK.B) 0.1 $494k 3.0k 163.14
iShares Russell 1000 Growth Index (IWF) 0.1 $498k 4.8k 104.80
SPDR DJ International Real Estate ETF (RWX) 0.1 $488k 14k 36.06
iShares Russell Midcap Index Fund (IWR) 0.1 $465k 2.6k 178.78
Johnson & Johnson (JNJ) 0.1 $423k 3.7k 115.23
Vanguard High Dividend Yield ETF (VYM) 0.1 $426k 5.6k 75.81
Walt Disney Company (DIS) 0.1 $407k 3.9k 104.33
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $397k 3.6k 110.28
Cohen and Steers Global Income Builder 0.1 $410k 48k 8.52
Apple (AAPL) 0.1 $355k 3.1k 115.90
Pepsi (PEP) 0.1 $353k 3.4k 104.62
iShares Russell 1000 Value Index (IWD) 0.1 $352k 3.1k 112.17
Vanguard Mid-Cap ETF (VO) 0.1 $365k 2.8k 131.77
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $352k 8.9k 39.73
Honeywell International (HON) 0.1 $339k 2.9k 115.90
Hershey Company (HSY) 0.1 $331k 3.2k 103.44
Powershares Global Etf Trust ex us sml port 0.1 $324k 12k 27.00
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $346k 14k 25.26
Vanguard Extended Market ETF (VXF) 0.1 $312k 3.3k 96.00
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.1 $312k 6.0k 52.00
Nuveen Senior Income Fund 0.1 $306k 45k 6.78
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $284k 13k 21.59
Citigroup (C) 0.1 $305k 5.1k 59.42
Procter & Gamble Company (PG) 0.1 $256k 3.0k 84.24
Abbvie (ABBV) 0.1 $253k 4.0k 62.64
Home Depot (HD) 0.1 $240k 1.8k 134.15
Chevron Corporation (CVX) 0.1 $225k 1.9k 117.68
Verizon Communications (VZ) 0.1 $235k 4.4k 53.46
Altria (MO) 0.1 $244k 3.6k 67.52
Merck & Co (MRK) 0.1 $236k 4.0k 58.84
Philip Morris International (PM) 0.1 $221k 2.4k 91.47
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $239k 2.3k 104.69
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $227k 2.1k 108.25
CurrencyShares Euro Trust 0.1 $246k 2.4k 102.46
PowerShares FTSE RAFI Developed Markets 0.1 $241k 6.4k 37.60
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $235k 1.6k 145.33
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $233k 8.3k 28.01
Ishares Tr fltg rate nt (FLOT) 0.1 $203k 4.0k 50.75
LMP Capital and Income Fund (SCD) 0.1 $154k 12k 13.28
Nuveen Energy Mlp Total Return etf 0.1 $149k 11k 13.58
Barings Corporate Investors (MCI) 0.1 $166k 11k 15.51
Cohen & Steers Total Return Real (RFI) 0.0 $132k 11k 12.08
Tonix Pharmaceuticls 0.0 $5.0k 10k 0.50