MacKay Shields

MacKay Shields as of June 30, 2012

Portfolio Holdings for MacKay Shields

MacKay Shields holds 144 positions in its portfolio as reported in the June 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apache Corp. 6% Mandatory Conv pfd cv 3.5 $74M 1.5M 50.24
Gilead Sciences conv 2.9 $62M 50M 1.25
Biomarin Pharmaceutical Inc note 1.875% 4/2 2.8 $59M 29M 2.04
Allegheny Technologies Inc note 4.250% 6/0 2.6 $56M 48M 1.16
Teva Pharm Finance Llc Cvt cv bnd 2.6 $54M 52M 1.05
E M C Corp Mass note 1.750%12/0 2.5 $52M 32M 1.63
Amgen Inc note 0.375% 2/0 2.4 $51M 49M 1.04
Teleflex Inc note 3.875% 8/0 2.1 $44M 37M 1.17
Peabody Energy Corp sdcv 4.750%12/1 2.0 $42M 51M 0.81
Stanley Black & Decker Inc unit 99/99/9999 1.9 $39M 334k 117.76
Goldcorp 1.8 $38M 1.0M 37.58
Danaher Corp Del debt 1.7 $36M 23M 1.52
Covanta Holding Conv conv bnd 1.6 $33M 28M 1.18
GAME Technolog debt 1.5 $32M 29M 1.11
Microchip Technology Inc sdcv 2.125%12/1 1.5 $31M 25M 1.25
Metlife Inc 5% 10/0/14 Conv Pr cv prf 1.5 $31M 506k 61.87
Sandisk Corp note 1.500% 8/1 1.5 $31M 30M 1.03
Sba Communications Corp note 4.000%10/0 1.4 $30M 16M 1.93
Citigroup Inc unit 1.4 $29M 344k 84.88
Ttm Technologies Inc note 3.250% 5/1 1.3 $28M 28M 1.00
Salix Pharmaceuticals Inc note 2.750% 5/1 1.3 $27M 20M 1.36
Omnicom Group Inc note 7/0 1.3 $27M 25M 1.08
Virgin Media Inc note 6.500%11/1 1.2 $27M 18M 1.50
General Motors Company (GM) 1.2 $26M 1.3M 19.72
Akorn Inc note 3.500% 6/0 1.2 $26M 14M 1.92
Wesco Intl Inc dbcv 6.000% 9/1 1.2 $26M 12M 2.16
Bank Of America Corporation preferred (BAC.PL) 1.2 $25M 26k 975.00
Chart Industries 2% conv 1.2 $25M 20M 1.24
Verisign Inc sdcv 3.250% 8/1 1.2 $25M 18M 1.40
Mgm Mirage conv 1.2 $25M 24M 1.02
Omnicare Inc note 3.750%12/1 1.1 $24M 18M 1.32
Coinstar Inc note 4.000% 9/0 1.1 $24M 13M 1.79
Hologic Inc cnv 1.1 $24M 25M 0.93
Intel Corp sdcv 1.1 $22M 20M 1.13
On Semiconductor Corp note 2.625%12/1 1.0 $22M 20M 1.08
Molson Coors Brewing Co note 2.500% 7/3 1.0 $21M 21M 1.02
General Mtrs Co jr pfd cnv srb 1.0 $21M 618k 33.20
Medicis Pharmaceutical conv 0.9 $20M 20M 1.00
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.9 $20M 18k 1125.01
Ford Motor Company (F) 0.9 $19M 2.0M 9.59
Helix Energy Solutions note 0.9 $19M 19M 1.04
Wabash National Corp 3.375 '18 conv 0.9 $19M 20M 0.96
Anixter Intl Inc note 1.000% 2/1 0.9 $19M 18M 1.06
Medtronic Inc note 1.625% 4/1 0.9 $18M 18M 1.00
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.9 $18M 167k 110.07
Sba Communications Corp note 1.875% 5/0 0.9 $18M 13M 1.39
Newmont Mining Corp note 1.250% 7/1 0.9 $18M 15M 1.24
L-3 Communications Corp debt 3.000% 8/0 0.8 $18M 18M 0.98
Symantec Corp note 1.000% 6/1 0.8 $18M 17M 1.03
Ppl Corp unit 99/99/9999 0.8 $18M 332k 53.08
Incyte Corp note 4.750%10/0 0.8 $17M 6.5M 2.65
Mylan Inc note 3.750% 9/1 0.8 $17M 10M 1.73
Market Vectors High Yield Muni. Ind 0.8 $17M 530k 32.25
Goodyear Tire Rubr Pfd 5.875% p 0.8 $17M 389k 43.20
Medivation Inc note 2.625% 4/0 0.7 $15M 13M 1.20
Hartford Finl Svcs Group Inc dep conv p 0.7 $15M 791k 18.71
Notes Gencorp Inc. 4.0625% dbcv 0.7 $15M 15M 1.02
Insulet Corporation Cvt 3.75 0 convert 0.7 $14M 12M 1.12
Transocean Inc note 1.500%12/1 0.7 $14M 14M 1.00
Boston Pptys Ltd Partnership note 3.750% 5/1 0.7 $14M 12M 1.15
Apollo Invt Corp note 5.750% 1/1 0.7 $14M 14M 0.99
Merck & Co (MRK) 0.6 $13M 321k 41.75
Ciena Corp note 0.875% 6/1 0.6 $13M 15M 0.86
Steel Dynamics Inc note 5.125% 6/1 0.6 $13M 12M 1.05
Continental Airls Inc note 4.500% 1/1 0.6 $13M 8.6M 1.47
Xilinx Inc Cvt 2.625 6-15-17 convert 0.6 $12M 9.4M 1.29
Costco Companies Inc note 8/1 0.6 $12M 5.6M 2.16
Core Laboratories 0.6 $12M 101k 115.90
Intermune Inc note 2.500% 9/1 0.6 $12M 15M 0.80
Viropharma Inc note 2.000% 3/1 0.5 $11M 8.0M 1.42
Spartan Stores Inc note 3.375% 5/1 0.5 $11M 11M 0.98
Note 3.50 0.5 $11M 8.9M 1.25
Jns 3.25% 7/15/2014 note 0.5 $11M 11M 1.02
Omnicare Cap Tr Ii pfd b tr 4.00% 0.5 $11M 241k 44.00
Iconix Brand 0.5 $10M 595k 17.47
Citigroup (C) 0.5 $10M 378k 27.41
Rovi Corp conv 0.5 $10M 11M 0.97
Arvinmeritor Inc frnt 4.000% 2/1 0.5 $9.6M 13M 0.74
Lam Research Corp note 0.500% 5/1 0.5 $9.7M 10M 0.96
On Semiconductor Corp note 2.625%12/1 0.4 $9.2M 9.0M 1.03
Synopsys (SNPS) 0.4 $9.4M 318k 29.43
Alza Corp sdcv 7/2 0.4 $8.9M 9.1M 0.97
Lucent Technologies Inc dbcv 2.875% 6/1 0.4 $8.6M 8.7M 0.99
Sothebys note 3.125% 6/1 0.4 $8.7M 7.5M 1.16
Alpha Natural Resources Inc note 2.375% 4/1 0.4 $8.6M 10M 0.85
Central European Media sr nt cv 5%15 0.4 $8.5M 9.6M 0.88
Baker Hughes Incorporated 0.4 $8.3M 202k 41.10
Cit 0.4 $7.5M 211k 35.64
Netapp Inc note 1.750% 6/0 0.4 $7.7M 6.7M 1.15
Affiliated Managers Group note 3.950% 8/1 0.4 $7.6M 7.0M 1.08
U.s. Concrete Inc Cmn 0.3 $7.0M 1.5M 4.79
Symantec Corporation 0.3 $6.3M 431k 14.61
Industries N shs - a - (LYB) 0.3 $6.1M 151k 40.27
ION Geophysical Corporation 0.3 $5.9M 891k 6.59
Lam Research Corporation (LRCX) 0.3 $5.8M 155k 37.74
Halliburton Company (HAL) 0.3 $5.7M 200k 28.39
Mentor Graphics 4% 2031 conv 0.3 $5.4M 5.1M 1.07
Hornbeck Offshore Svcs Inc N frnt 1.625%11/1 0.2 $5.2M 5.0M 1.05
Ford Mtr Co Del note 4.250%11/1 0.2 $5.2M 3.7M 1.40
Tidewater 0.2 $5.4M 116k 46.36
Lam Research Corp conv 0.2 $5.1M 5.2M 0.99
Health Care Reit Inc Cvt cv bnd 0.2 $4.8M 4.1M 1.17
Arcelormittal Sa Luxembourg note 5.000% 5/1 0.2 $4.7M 4.6M 1.03
Nuance Communications Inc dbcv 2.750% 8/1 0.2 $4.1M 3.0M 1.38
Massey Energy Co note 3.250% 8/0 0.2 $4.3M 4.9M 0.86
Newpark Res Inc note 4.000%10/0 0.2 $4.3M 4.5M 0.95
Archer Daniels Midland Co note 0.875% 2/1 0.2 $4.0M 4.0M 1.01
Hollyfrontier Corp 0.2 $4.0M 114k 35.43
Bpz Resources Inc bond 0.2 $3.8M 4.8M 0.81
Home Inns & Hotels Mgmt Inc note 2.000%12/1 0.2 $3.9M 5.0M 0.78
Asbury Automotive Group Inc note 3.000% 9/1 0.2 $3.5M 3.5M 1.00
Quantum Corp note 3.500%11/1 0.2 $3.5M 3.6M 0.98
Transocean (RIG) 0.1 $2.6M 59k 44.74
Omnicom Group Inc debt 0.1 $2.8M 2.5M 1.13
United States Stl Corp New note 4.000% 5/1 0.1 $2.4M 2.3M 1.02
Sandisk Corp note 1.000% 5/1 0.1 $2.1M 2.1M 0.99
Alcoa Inc debt 0.1 $1.7M 1.1M 1.50
Nuveen Pennsylvania Premium Income Munic (NPY) 0.1 $1.6M 110k 14.65
Nuveen California Municipal Market Op (NCO) 0.1 $1.8M 111k 15.94
Nuveen Michigan Qlity Incom Municipal 0.1 $1.8M 113k 15.61
Hewlett-Packard Company 0.1 $1.6M 77k 20.12
Nuveen PA Investnt Quality Municipal (NQP) 0.1 $1.4M 88k 15.81
Blackrock Muniyield California Ins Fund 0.1 $1.2M 79k 15.57
Cadence Design Sys Cvt 2.625 6 convert 0.1 $1.3M 857k 1.56
Quantum Corporation 0.1 $973k 479k 2.03
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $1.0M 63k 15.97
Spdr Series Trust cmn (HYMB) 0.1 $1.0M 18k 56.11
Forest Oil Corporation 0.0 $808k 110k 7.33
Gulf Island Fabrication (GIFI) 0.0 $846k 30k 28.20
Babcock & Wilcox 0.0 $807k 33k 24.49
Digital River 2% 11/1/30 conv 0.0 $828k 881k 0.94
McDermott International 0.0 $734k 66k 11.14
Nortek 0.0 $669k 13k 50.12
Teradyne Inc note 4.500% 3/1 0.0 $519k 198k 2.62
TTM Technologies (TTMI) 0.0 $471k 50k 9.42
BlackRock MuniYield California Fund 0.0 $403k 25k 16.25
Morgan Stanley NY Quality Municipal Sec. (IQN) 0.0 $525k 32k 16.42
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.0 $423k 28k 15.16
Nuveen Insured New York Prem Inco Mun (NNF) 0.0 $523k 32k 16.22
Meritor 0.0 $489k 94k 5.22
Chesapeake Energy Corp note 2.500% 5/1 0.0 $172k 200k 0.86
Invesco Municipal Income Opp Trust (OIA) 0.0 $276k 38k 7.18
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $3.0k 86.00 34.88
Ixia note 0.0 $14k 14k 1.00