MacKay Shields

MacKay Shields as of Dec. 31, 2012

Portfolio Holdings for MacKay Shields

MacKay Shields holds 130 positions in its portfolio as reported in the December 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Icahn Enterprises Lp conv bnd 4.5 $90M 89M 1.01
Gilead Sciences conv 3.2 $65M 40M 1.64
Apache Corp. 6% Mandatory Conv pfd cv 3.1 $63M 1.4M 45.70
E M C Corp Mass note 1.750%12/0 2.8 $56M 35M 1.60
Danaher Corp Del debt 2.7 $55M 34M 1.63
Stanley Black & Decker Inc unit 99/99/9999 2.6 $52M 418k 123.93
Amgen Inc note 0.375% 2/0 2.5 $50M 45M 1.12
Teva Pharm Finance Llc Cvt cv bnd 2.5 $50M 49M 1.03
Allegheny Technologies Inc note 4.250% 6/0 2.3 $45M 42M 1.09
United Technol conv prf 2.2 $45M 810k 55.45
Peabody Energy Corp sdcv 4.750%12/1 2.2 $44M 45M 0.97
Teleflex Inc note 3.875% 8/0 2.0 $39M 31M 1.28
Metlife Inc 5% 10/0/14 Conv Pr cv prf 1.9 $39M 866k 44.47
General Motors Company (GM) 1.9 $38M 1.3M 28.83
Covanta Holding Conv conv bnd 1.9 $38M 32M 1.21
Goldcorp 1.8 $37M 1.0M 36.70
Sba Communications Corp note 4.000%10/0 1.6 $31M 13M 2.37
Mylan Inc note 3.750% 9/1 1.5 $30M 14M 2.13
Verisign Inc sdcv 3.250% 8/1 1.5 $29M 23M 1.27
Citigroup (C) 1.4 $29M 734k 39.56
Xilinx Inc Cvt 2.625 6-15-17 convert 1.4 $27M 20M 1.36
Biomarin Pharmaceutical Inc note 1.875% 4/2 1.3 $27M 11M 2.47
Ford Motor Company (F) 1.3 $26M 2.0M 12.95
GAME Technolog debt 1.3 $26M 25M 1.05
Salix Pharmaceuticals Inc note 2.750% 5/1 1.3 $26M 22M 1.15
Omnicom Group Inc note 7/0 1.2 $25M 23M 1.07
General Mtrs Co jr pfd cnv srb 1.2 $25M 563k 44.13
Omnicare Inc note 3.750%12/1 1.2 $25M 17M 1.48
Bank Of America Corporation preferred (BAC.PL) 1.2 $24M 22k 1135.00
Hologic Inc cnv 1.1 $23M 23M 0.99
Wesco Intl Inc dbcv 6.000% 9/1 1.1 $22M 9.0M 2.48
Chart Industries 2% conv 1.1 $22M 18M 1.24
On Semiconductor Corp note 2.625%12/1 1.1 $21M 20M 1.07
Helix Energy Solutions note 1.1 $21M 18M 1.18
Wabash National Corp 3.375 '18 conv 1.1 $21M 19M 1.11
Microchip Technology Inc sdcv 2.125%12/1 1.0 $20M 16M 1.27
Molson Coors Brewing Co note 2.500% 7/3 1.0 $20M 20M 1.01
Akorn Inc note 3.500% 6/0 1.0 $19M 12M 1.68
Sandisk Corp note 1.500% 8/1 0.9 $19M 16M 1.16
Anixter Intl Inc note 1.000% 2/1 0.9 $18M 16M 1.14
Novellus Systems, Inc. note 2.625% 5/1 0.9 $17M 14M 1.25
Intel Corp sdcv 0.8 $17M 16M 1.04
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.8 $17M 14k 1225.01
Concho Resources 0.8 $17M 210k 80.56
Ppl Corp unit 99/99/9999 0.8 $17M 321k 52.41
Continental Resources 0.8 $17M 225k 73.49
Goodyear Tire Rubr Pfd 5.875% p 0.8 $16M 348k 47.16
Coinstar Inc note 4.000% 9/0 0.8 $16M 11M 1.42
Whiting Petroleum Corporation 0.8 $16M 375k 43.37
Mgm Mirage conv 0.8 $16M 15M 1.06
Medivation Inc note 2.625% 4/0 0.8 $16M 12M 1.28
Medtronic Inc note 1.625% 4/1 0.8 $16M 16M 1.00
Apollo Invt Corp note 5.750% 1/1 0.7 $14M 14M 1.04
Merck & Co (MRK) 0.7 $14M 340k 40.94
Holdings Inc Note 5.25 0.7 $13M 6.6M 2.03
Insulet Corporation Cvt 3.75 0 convert 0.7 $14M 12M 1.09
Xpo Logistics note 4.5% 10/1 0.7 $13M 11M 1.19
U.s. Concrete Inc Cmn 0.7 $13M 1.4M 9.05
L-3 Communications Corp debt 3.000% 8/0 0.6 $13M 13M 1.01
Boston Pptys Ltd Partnership note 3.750% 5/1 0.6 $13M 12M 1.09
Newmont Mining Corp note 1.250% 7/1 0.6 $13M 11M 1.18
Continental Airls Inc note 4.500% 1/1 0.6 $12M 8.5M 1.45
Nuance Communications Inc note 2.750%11/0 0.6 $12M 11M 1.09
Omnicare Cap Tr Ii pfd b tr 4.00% 0.6 $11M 236k 48.07
Ttm Technologies Inc note 3.250% 5/1 0.6 $11M 11M 1.01
Steel Dynamics Inc note 5.125% 6/1 0.5 $11M 9.7M 1.09
Jns 3.25% 7/15/2014 note 0.5 $11M 10M 1.04
Note 3.50 0.5 $10M 7.4M 1.37
Hartford Finl Svcs Group Inc dep conv p 0.5 $9.0M 438k 20.65
Textron Inc note 4.500% 5/0 0.5 $9.0M 4.7M 1.90
Lam Research Corp note 0.500% 5/1 0.5 $9.1M 9.4M 0.97
Industries N shs - a - (LYB) 0.4 $8.6M 151k 57.09
Baker Hughes Incorporated 0.4 $8.2M 201k 40.84
Sothebys note 3.125% 6/1 0.4 $8.2M 7.5M 1.09
Affiliated Managers Group note 3.950% 8/1 0.4 $8.3M 7.5M 1.11
Cit 0.4 $8.0M 208k 38.64
Alza Corp sdcv 7/2 0.4 $7.6M 7.6M 1.00
Market Vectors High Yield Muni. Ind 0.4 $7.6M 230k 32.84
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.4 $7.4M 67k 110.64
Halliburton Company (HAL) 0.3 $6.8M 195k 34.69
Sba Communications Corp note 1.875% 5/0 0.3 $6.5M 3.8M 1.70
Symantec Corporation 0.3 $6.5M 346k 18.81
Notes Gencorp Inc. 4.0625% dbcv 0.3 $6.4M 5.2M 1.23
Symantec Corp note 1.000% 6/1 0.3 $6.1M 5.7M 1.07
Intermune Inc note 2.500% 9/1 0.3 $6.2M 7.9M 0.79
Valeant Pharmaceuticals Int 0.3 $6.0M 100k 59.77
Nuance Communications Inc dbcv 2.750% 8/1 0.3 $5.8M 4.4M 1.32
ION Geophysical Corporation 0.3 $5.8M 891k 6.51
Ford Mtr Co Del note 4.250%11/1 0.3 $5.4M 3.4M 1.59
Lam Research Corp conv 0.2 $5.0M 5.1M 0.99
Mentor Graphics 4% 2031 conv 0.2 $4.7M 4.0M 1.18
Hornbeck Offshore Svcs Inc N frnt 1.625%11/1 0.2 $4.4M 4.3M 1.01
Ciena Corp note 0.875% 6/1 0.2 $4.3M 5.0M 0.86
Tibco Software 0.2 $4.0M 182k 22.01
Newpark Res Inc note 4.000%10/0 0.2 $4.0M 3.8M 1.07
Arcelormittal Sa Luxembourg note 5.000% 5/1 0.2 $3.4M 3.2M 1.04
Bottomline Tech Del Inc note 1.500%12/0 0.2 $3.3M 3.0M 1.12
Archer Daniels Midland Co note 0.875% 2/1 0.1 $3.0M 3.0M 1.01
Costco Wholesale Corporation (COST) 0.1 $2.9M 30k 98.79
Microchip Technology (MCHP) 0.1 $3.0M 92k 32.59
Qlik Technologies 0.1 $2.8M 130k 21.72
Ensco Plc Shs Class A 0.1 $2.8M 47k 59.28
Omnicom Group Inc debt 0.1 $2.5M 2.3M 1.11
Quantum Corp note 3.500%11/1 0.1 $2.4M 2.6M 0.92
Tidewater 0.1 $2.2M 50k 44.68
MGM Resorts International. (MGM) 0.1 $1.9M 167k 11.64
Nuveen Michigan Qlity Incom Municipal 0.1 $1.7M 113k 15.31
Micron Technology Inc. conv 0.1 $1.8M 1.8M 1.00
Schlumberger (SLB) 0.1 $1.5M 22k 69.27
Alcoa Inc debt 0.1 $1.6M 1.1M 1.44
United States Stl Corp New note 4.000% 5/1 0.1 $1.7M 1.6M 1.08
Nuveen Pennsylvania Premium Income Munic (NPY) 0.1 $1.7M 110k 15.08
International Game Technology 0.1 $1.3M 93k 14.17
Arvinmeritor Inc frnt 4.000% 2/1 0.1 $1.1M 1.5M 0.75
Nuveen PA Investnt Quality Municipal (NQP) 0.1 $1.3M 82k 15.64
Blackrock Muniyield California Ins Fund 0.1 $1.3M 79k 16.43
Spdr Series Trust cmn (HYMB) 0.1 $1.0M 18k 58.00
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $852k 21k 40.29
Nuveen California Municipal Market Op (NCO) 0.0 $736k 45k 16.33
BlackRock Florida Municipal 2020 Term Tr 0.0 $830k 53k 15.63
Newmont Mining Corp Cvt cv bnd 0.0 $525k 404k 1.30
Alpha Natural Resources Inc note 2.375% 4/1 0.0 $345k 371k 0.93
TTM Technologies (TTMI) 0.0 $400k 44k 9.21
Intel Corp. Jr. Sub. Cv. Deb. conv 0.0 $495k 423k 1.17
Chesapeake Energy Corp note 2.500% 5/1 0.0 $243k 270k 0.90
Forest Oil Corporation 0.0 $181k 27k 6.68
Nuveen Insured New York Prem Inco Mun (NNF) 0.0 $257k 16k 15.79
Ares Capital Corp 5.75 16 convert 0.0 $184k 170k 1.08
Standard Pacific Corp cnv 0.0 $106k 90k 1.18
Dynegy 0.0 $251k 13k 19.13