Mizuho Securities Usa as of Sept. 30, 2017
Portfolio Holdings for Mizuho Securities Usa
Mizuho Securities Usa holds 158 positions in its portfolio as reported in the September 2017 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| PowerShares QQQ Trust, Series 1 | 46.3 | $1.2B | 8.2M | 145.52 | |
| Spdr S&p 500 Etf (SPY) | 19.5 | $503M | 2.0M | 251.29 | |
| SPDR Dow Jones Industrial Average ETF (DIA) | 14.4 | $373M | 1.7M | 223.86 | |
| Intel Corp sdcv | 1.6 | $43M | 30M | 1.42 | |
| CurrencyShares Euro Trust | 1.6 | $42M | 366k | 114.10 | |
| PAREXEL International Corporation | 0.7 | $18M | 200k | 88.08 | |
| Vaneck Vectors Gold Miners mutual (GDX) | 0.7 | $17M | 750k | 22.96 | |
| Snap Inc cl a (SNAP) | 0.6 | $17M | 1.1M | 14.54 | |
| Welltower Inc 6.50% pfd prepet | 0.6 | $16M | 250k | 63.24 | |
| Palo Alto Networks Inc note 7/0 | 0.6 | $15M | 11M | 1.38 | |
| Micron Technology Inc note 2.125% 2/1 | 0.6 | $14M | 4.0M | 3.61 | |
| Microchip Technology Inc note 1.625% 2/1 | 0.5 | $13M | 7.3M | 1.75 | |
| First Solar (FSLR) | 0.5 | $13M | 273k | 45.88 | |
| Netflix (NFLX) | 0.4 | $9.8M | 54k | 181.35 | |
| Rh (RH) | 0.3 | $7.8M | 111k | 70.32 | |
| Starwood Property Trust note | 0.3 | $7.1M | 6.7M | 1.06 | |
| Salesforce.com Inc conv | 0.3 | $7.0M | 5.0M | 1.41 | |
| Interdigital Inc 1.5% 3/1/20 convertible bond | 0.3 | $6.6M | 5.7M | 1.17 | |
| Hertz Global Holdings | 0.2 | $6.6M | 293k | 22.36 | |
| Vaneck Vectors Semiconductor Etf semiconductor (SMH) | 0.2 | $6.1M | 66k | 93.32 | |
| Cemex Sab De Cv conv bnd | 0.2 | $5.8M | 5.0M | 1.15 | |
| Vwr Corp cash securities | 0.2 | $5.8M | 175k | 33.11 | |
| Stanley Black & Decker (SWK) | 0.2 | $5.4M | 36k | 150.96 | |
| Nordstrom (JWN) | 0.2 | $5.2M | 110k | 47.15 | |
| Visa (V) | 0.2 | $5.3M | 50k | 105.23 | |
| Electrum Spl Acquisition Cor | 0.2 | $5.1M | 505k | 10.18 | |
| Twilio Inc cl a (TWLO) | 0.2 | $5.1M | 170k | 29.86 | |
| Cypress Semiconductor Corp note 4.500% 1/1 | 0.2 | $5.1M | 3.9M | 1.31 | |
| Under Armour Inc Cl C (UA) | 0.2 | $4.9M | 327k | 15.02 | |
| First Potomac Realty Trust | 0.2 | $4.7M | 419k | 11.14 | |
| SPDR S&P Metals and Mining (XME) | 0.2 | $4.5M | 141k | 32.18 | |
| Exa | 0.2 | $4.7M | 194k | 24.18 | |
| Fireeye | 0.2 | $4.6M | 276k | 16.77 | |
| Gopro (GPRO) | 0.2 | $4.4M | 400k | 11.01 | |
| Servicenow Inc. note | 0.2 | $4.5M | 2.8M | 1.61 | |
| 90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter | 0.2 | $4.3M | 4.5M | 0.95 | |
| Weight Watchers International | 0.2 | $4.3M | 98k | 43.56 | |
| Capit Bk Fin A | 0.2 | $4.3M | 104k | 41.05 | |
| Mercadolibre Inc note 2.250% 7/0 | 0.2 | $4.2M | 2.0M | 2.10 | |
| Boeing Company (BA) | 0.1 | $3.9M | 15k | 254.20 | |
| Tesla Motors Inc bond | 0.1 | $4.0M | 3.5M | 1.13 | |
| Goldman Sachs (GS) | 0.1 | $3.6M | 15k | 237.21 | |
| Home Depot (HD) | 0.1 | $3.5M | 22k | 163.57 | |
| Southern Company (SO) | 0.1 | $3.7M | 75k | 49.15 | |
| Valeant Pharmaceuticals Int | 0.1 | $3.4M | 237k | 14.33 | |
| Ubiquiti Networks | 0.1 | $3.4M | 62k | 56.00 | |
| 3M Company (MMM) | 0.1 | $3.2M | 15k | 209.90 | |
| UnitedHealth (UNH) | 0.1 | $3.0M | 15k | 195.86 | |
| Bank Mutual Corporation | 0.1 | $3.1M | 304k | 10.15 | |
| 3D Systems Corporation (DDD) | 0.1 | $3.0M | 354k | 8.45 | |
| Sunpower (SPWR) | 0.1 | $3.0M | 342k | 8.91 | |
| Arconic | 0.1 | $3.1M | 123k | 24.88 | |
| Stericycle, Inc. pfd cv | 0.1 | $2.8M | 49k | 58.22 | |
| Nutanix Inc cl a (NTNX) | 0.1 | $2.9M | 131k | 22.39 | |
| Petroleo Brasileiro SA (PBR) | 0.1 | $2.5M | 248k | 10.04 | |
| Amc Entmt Hldgs Inc Cl A | 0.1 | $2.6M | 176k | 14.70 | |
| Tesla Inc convertible security | 0.1 | $2.5M | 2.0M | 1.23 | |
| McDonald's Corporation (MCD) | 0.1 | $2.4M | 15k | 156.66 | |
| CenturyLink | 0.1 | $2.5M | 130k | 18.90 | |
| Apple (AAPL) | 0.1 | $2.4M | 15k | 154.11 | |
| International Business Machines (IBM) | 0.1 | $2.2M | 15k | 145.10 | |
| Arc Logistics Partners Lp preferred | 0.1 | $2.4M | 146k | 16.70 | |
| Tesla Motors Inc bond | 0.1 | $2.2M | 2.0M | 1.10 | |
| Fitbit | 0.1 | $2.2M | 316k | 6.96 | |
| Elf Beauty (ELF) | 0.1 | $2.2M | 99k | 22.54 | |
| Johnson & Johnson (JNJ) | 0.1 | $2.0M | 15k | 130.01 | |
| Yelp Inc cl a (YELP) | 0.1 | $1.9M | 45k | 43.29 | |
| Boulevard Acquisition cl a | 0.1 | $1.9M | 195k | 9.98 | |
| Diamond Offshore Drilling | 0.1 | $1.9M | 132k | 14.51 | |
| Caterpillar (CAT) | 0.1 | $1.9M | 15k | 124.71 | |
| Chevron Corporation (CVX) | 0.1 | $1.8M | 15k | 117.53 | |
| Travelers Companies (TRV) | 0.1 | $1.9M | 15k | 122.49 | |
| United Technologies Corporation | 0.1 | $1.8M | 15k | 116.09 | |
| Cypress Semiconductor Corporation | 0.1 | $1.9M | 125k | 15.02 | |
| Zynga | 0.1 | $1.8M | 469k | 3.78 | |
| Exone | 0.1 | $1.8M | 160k | 11.36 | |
| Redfin Corp (RDFN) | 0.1 | $1.9M | 174k | 10.79 | |
| Pensare Acquisition Corp | 0.1 | $1.7M | 177k | 9.69 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $1.5M | 15k | 95.51 | |
| Walt Disney Company (DIS) | 0.1 | $1.5M | 15k | 98.58 | |
| Under Armour (UAA) | 0.1 | $1.4M | 88k | 16.48 | |
| Teradyne (TER) | 0.1 | $1.7M | 45k | 37.28 | |
| BofI Holding | 0.1 | $1.6M | 57k | 28.48 | |
| American Express Company (AXP) | 0.1 | $1.4M | 15k | 90.48 | |
| SEI Investments Company (SEIC) | 0.1 | $1.2M | 20k | 61.05 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $1.3M | 15k | 81.99 | |
| Wal-Mart Stores (WMT) | 0.1 | $1.2M | 15k | 78.13 | |
| Procter & Gamble Company (PG) | 0.1 | $1.4M | 15k | 91.00 | |
| Fortress Investment | 0.1 | $1.2M | 150k | 7.97 | |
| ON Semiconductor (ON) | 0.1 | $1.4M | 75k | 18.47 | |
| CARBO Ceramics | 0.1 | $1.4M | 162k | 8.63 | |
| SPDR KBW Regional Banking (KRE) | 0.1 | $1.4M | 25k | 56.76 | |
| Nxp Semiconductors N V (NXPI) | 0.1 | $1.4M | 13k | 113.12 | |
| Bankrate | 0.1 | $1.3M | 95k | 13.95 | |
| Ctrip.com Inter Ltd. conv | 0.1 | $1.4M | 1.0M | 1.38 | |
| Orbital Atk | 0.1 | $1.3M | 10k | 133.20 | |
| Paragon Commercial Corporation | 0.1 | $1.3M | 23k | 56.47 | |
| Federal Str Acquisition Corp unit 99/99/9999 | 0.1 | $1.2M | 118k | 10.30 | |
| Microsoft Corporation (MSFT) | 0.0 | $1.1M | 15k | 74.48 | |
| Tyson Foods (TSN) | 0.0 | $1.1M | 15k | 70.47 | |
| Red Hat | 0.0 | $1.1M | 10k | 110.88 | |
| Merck & Co (MRK) | 0.0 | $980k | 15k | 64.02 | |
| Sterling Bancorp | 0.0 | $1.2M | 47k | 24.64 | |
| Rice Energy | 0.0 | $948k | 33k | 28.94 | |
| Global Partner Acquisition C | 0.0 | $1.0M | 104k | 10.03 | |
| Square Inc cl a (SQ) | 0.0 | $1.2M | 40k | 28.80 | |
| Wave Life Sciences (WVE) | 0.0 | $1.1M | 50k | 21.76 | |
| Pandora Media Inc note 1.750%12/0 | 0.0 | $961k | 1.0M | 0.93 | |
| Canada Goose Holdings Inc shs sub vtg (GOOS) | 0.0 | $1.0M | 49k | 20.53 | |
| Dowdupont | 0.0 | $1.1M | 15k | 69.25 | |
| Fomento Economico Mexicano SAB (FMX) | 0.0 | $659k | 6.9k | 95.51 | |
| Coca-Cola Company (KO) | 0.0 | $689k | 15k | 45.01 | |
| Verizon Communications (VZ) | 0.0 | $758k | 15k | 49.52 | |
| Nike (NKE) | 0.0 | $794k | 15k | 51.87 | |
| Calpine Corporation | 0.0 | $738k | 50k | 14.76 | |
| Chicago Bridge & Iron Company | 0.0 | $792k | 47k | 16.82 | |
| Seabridge Gold (SA) | 0.0 | $758k | 62k | 12.19 | |
| Intel Corp. Jr. Sub. Cv. Deb. conv | 0.0 | $727k | 395k | 1.84 | |
| Metropcs Communications (TMUS) | 0.0 | $701k | 11k | 61.64 | |
| Depomed Inc conv | 0.0 | $888k | 1.2M | 0.74 | |
| Double Eagle Acquisition Cor | 0.0 | $756k | 75k | 10.08 | |
| Capitol Invt Corp Iv unit 99/99/9999 | 0.0 | $750k | 74k | 10.09 | |
| Monsanto Company | 0.0 | $599k | 5.0k | 119.80 | |
| Pfizer (PFE) | 0.0 | $546k | 15k | 35.67 | |
| Cisco Systems (CSCO) | 0.0 | $515k | 15k | 33.64 | |
| Intel Corporation (INTC) | 0.0 | $583k | 15k | 38.09 | |
| Royal Gold (RGLD) | 0.0 | $645k | 7.5k | 86.00 | |
| Southwest Ban | 0.0 | $489k | 18k | 27.55 | |
| Ecopetrol (EC) | 0.0 | $563k | 59k | 9.49 | |
| Tim Participacoes Sa- | 0.0 | $532k | 29k | 18.28 | |
| Ensco Plc Shs Class A | 0.0 | $467k | 78k | 5.97 | |
| Cheetah Mobile | 0.0 | $598k | 71k | 8.42 | |
| Fairmount Santrol Holdings | 0.0 | $478k | 100k | 4.78 | |
| Gores Hldgs Ii | 0.0 | $564k | 57k | 9.97 | |
| Hennessy Cap Acquston Corp I unit 06/15/2024 | 0.0 | $517k | 50k | 10.34 | |
| Tpg Pace Energy Hldgs Corp unit 99/99/9999 | 0.0 | $408k | 40k | 10.20 | |
| Osprey Energy Acquisition Co unit 07/21/2022 | 0.0 | $449k | 45k | 9.94 | |
| General Electric Company | 0.0 | $370k | 15k | 24.17 | |
| Brocade Communications Systems | 0.0 | $299k | 25k | 11.96 | |
| Pacira Pharmaceuticals (PCRX) | 0.0 | $289k | 7.7k | 37.53 | |
| Gnc Holdings Inc Cl A | 0.0 | $176k | 20k | 8.80 | |
| Unknown | 0.0 | $228k | 24k | 9.50 | |
| Dynegy | 0.0 | $152k | 16k | 9.81 | |
| Seaworld Entertainment (PRKS) | 0.0 | $142k | 11k | 12.91 | |
| Western Refng Logistics | 0.0 | $349k | 14k | 25.78 | |
| Cf Corp shs cl a | 0.0 | $300k | 27k | 11.11 | |
| Gty Technology Holdings Inc. unit 99/99/9999 | 0.0 | $262k | 25k | 10.48 | |
| Altaba | 0.0 | $331k | 5.0k | 66.20 | |
| Tpg Pace Holdings Corp | 0.0 | $257k | 25k | 10.28 | |
| Silver Run Acquisition | 0.0 | $357k | 35k | 10.20 | |
| Hennessy Cap Acquston Corp I | 0.0 | $246k | 25k | 9.84 | |
| AutoNation (AN) | 0.0 | $124k | 132k | 0.94 | |
| Lattice Semiconductor (LSCC) | 0.0 | $52k | 10k | 5.20 | |
| Tenet Healthcare Corporation (THC) | 0.0 | $40k | 251k | 0.16 | |
| Community Health Sys Inc New right 01/27/2016 | 0.0 | $4.0k | 400k | 0.01 | |
| Vipshop Holdings Ltd - Ads bond | 0.0 | $19k | 19k | 1.00 | |
| Cardtronics Inc note 1.000%12/0 | 0.0 | $58k | 63k | 0.92 | |
| I Am Cap Acquisition Co unit 08/15/2022 | 0.0 | $123k | 12k | 10.22 |
