Mizuho Securities USA

Mizuho Securities Usa as of Sept. 30, 2019

Portfolio Holdings for Mizuho Securities Usa

Mizuho Securities Usa holds 134 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 77.0 $2.1B 7.1M 296.82
Invesco Qqq Trust Series 1 (QQQ) 4.3 $117M 619k 188.77
Microchip Technology Inc note 1.625% 2/1 1.1 $31M 17M 1.90
On Semiconductor Corp Note 1.000%12/0 bond 0.9 $24M 21M 1.18
Merck & Co (MRK) 0.7 $19M 220k 84.18
Pure Acquisition Corp cl a 0.7 $18M 1.8M 10.25
Becton Dickinson & Co pfd shs conv a 0.6 $17M 273k 61.90
Twelve Seas Investment Compa 0.5 $15M 1.5M 10.24
Dominion Energy Inc unit 99/99/9999 0.5 $15M 140k 105.54
Leo Holdings Corp 0.4 $12M 1.2M 10.24
Alberton Acquisition Corp ord 0.4 $12M 1.2M 10.25
Andina Acquisition Corp Iii 0.4 $12M 1.2M 9.99
Gordon Pointe Acquisition 0.4 $11M 1.1M 10.47
Proficient Alpha Acqustn Cor 0.3 $9.2M 926k 9.93
SPDR Dow Jones Industrial Average ETF (DIA) 0.3 $9.1M 34k 269.17
Medicines Company conv 0.3 $9.1M 6.0M 1.51
Sentinel Energy Svcs Inc cl a 0.3 $9.0M 879k 10.28
Tkk Symphony Acquistion Cor 0.3 $8.7M 852k 10.18
Replay Acquisition Corp 0.3 $8.8M 882k 9.93
J2 Global Inc note 3.250% 6/1 0.3 $8.5M 6.0M 1.42
Workday Inc note 0.250%10/0 0.3 $8.2M 6.3M 1.31
Kbl Merger Corp Iv 0.3 $8.0M 760k 10.50
Legacy Acquisition Corp 0.3 $7.8M 770k 10.20
8i Enterprises Acquisitin 0.3 $7.3M 730k 9.97
Wealthbridge Acquisition 0.2 $6.6M 650k 10.10
Tenzing Acquisition Corp ord 0.2 $6.2M 600k 10.35
Biomarin Pharmaceutical Inc note 1.500%10/1 0.2 $6.1M 5.9M 1.03
Tiberius Acquisition Corp 0.2 $5.9M 575k 10.25
Opes Acquisition Corp 0.2 $5.8M 557k 10.36
Trident Acquisitions Corp 0.2 $5.7M 550k 10.42
Hl Acquisitions Corp 0.2 $5.9M 575k 10.20
Greenland Acquisitin Corpora 0.2 $5.4M 519k 10.35
Microsoft Corporation (MSFT) 0.2 $5.0M 36k 139.03
Netfin Acquisition Corp shs cl a 0.2 $4.8M 490k 9.82
Jazz Investments I Ltd. conv 0.2 $4.5M 4.5M 1.00
Leisure Acquisition Corp 0.2 $4.6M 446k 10.24
Gigcapital 0.2 $4.7M 450k 10.42
Danaher Corporation (DHR) 0.2 $4.3M 30k 144.43
Allegro Merger Corp 0.2 $4.5M 440k 10.16
Silver Standard Resources Inc note 2.875 2/0 0.1 $4.0M 4.0M 1.01
Regalwood Global Energy 0.1 $4.2M 406k 10.32
Nuvasive Inc note 2.250% 3/1 0.1 $3.9M 3.3M 1.18
Silicon Laboratories Inc convertible security 0.1 $3.9M 3.0M 1.31
Exxon Mobil Corporation (XOM) 0.1 $3.7M 52k 70.61
Apple (AAPL) 0.1 $3.4M 15k 223.96
Alphabet Inc Class C cs (GOOG) 0.1 $3.5M 2.9k 1218.97
Longevity Acquisition Corp ord 0.1 $3.7M 359k 10.31
Schultze Special Purpose Acquisi Ord 0.1 $3.6M 358k 10.04
Big Rock Partners Acquisi 0.1 $3.2M 303k 10.58
Tottenham Acquisition I 0.1 $3.3M 319k 10.29
Splunk Inc note 1.125% 9/1 0.1 $3.2M 2.9M 1.09
Targa Res Corp (TRGP) 0.1 $3.1M 78k 40.17
Trinity Merger Corp 0.1 $3.0M 289k 10.44
Dd3 Acquisition Corp 0.1 $3.0M 300k 10.15
Euronet Worldwide (EEFT) 0.1 $2.6M 18k 146.28
Nxp Semiconductors N V dbcv 1.000% 12/0 0.1 $2.7M 2.5M 1.09
Lf Cap Acquisition Corp cl a 0.1 $2.8M 277k 10.26
Square Inc note 0.500% 5/1 0.1 $2.8M 2.5M 1.11
MasterCard Incorporated (MA) 0.1 $2.5M 9.1k 271.54
Johnson & Johnson (JNJ) 0.1 $2.4M 19k 129.35
Chevron Corporation (CVX) 0.1 $2.4M 20k 118.60
Cyrusone 0.1 $2.4M 30k 79.10
Amci Acquisition Corp class a 0.1 $2.6M 256k 10.03
Haymaker Acquisition Corp Ii 0.1 $2.4M 244k 9.90
Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) 0.1 $2.2M 60k 36.27
Broadcom (AVGO) 0.1 $2.1M 7.5k 276.13
Pure Acquisition Corp unit 04/13/2023 0.1 $2.1M 200k 10.73
Scorpio Tankers Inc note 3.000% 5/1 0.1 $2.1M 2.0M 1.06
Gs Acquisition Holdings Cl A Ord 0.1 $2.2M 215k 10.20
Facebook Inc cl a (META) 0.1 $1.8M 10k 178.04
Wec Energy Group (WEC) 0.1 $2.0M 21k 95.12
Booking Holdings (BKNG) 0.1 $1.9M 945.00 1962.96
Smartsheet (SMAR) 0.1 $1.8M 50k 36.04
Wayfair Inc convertible security 0.1 $1.9M 1.5M 1.24
Monocle Acquisition Corp 0.1 $2.0M 200k 10.00
Tesla Inc note 2.000% 5/1 0.1 $2.0M 2.0M 1.02
JPMorgan Chase & Co. (JPM) 0.1 $1.7M 14k 117.69
Nio Inc spon ads (NIO) 0.1 $1.6M 1.0M 1.56
Megalith Finl Acquisition Co cl a 0.1 $1.5M 151k 10.16
Edtechx Hldgs Acquisition 0.1 $1.8M 175k 10.15
Ringcentral Inc convertible security 0.1 $1.6M 1.0M 1.62
Agba Acquisition 0.1 $1.7M 175k 9.92
DTE Energy Company (DTE) 0.1 $1.3M 10k 132.98
Parsley Energy Inc-class A 0.1 $1.3M 75k 16.80
Inphi Corp note 0.750% 9/0 0.1 $1.2M 1.0M 1.24
Fireeye Inc note 0.875% 6/0 0.1 $1.4M 1.5M 0.94
Act Ii Global Acquisition Co Cl A (ACTT) 0.1 $1.5M 150k 9.85
Bank of America Corporation (BAC) 0.0 $1.1M 38k 29.18
Pfizer (PFE) 0.0 $999k 28k 35.94
Cisco Systems (CSCO) 0.0 $968k 20k 49.39
Morgan Stanley (MS) 0.0 $1.1M 26k 42.68
Emerson Electric (EMR) 0.0 $1.2M 18k 66.87
Pepsi (PEP) 0.0 $973k 7.1k 137.04
Procter & Gamble Company (PG) 0.0 $1.1M 8.9k 124.38
Accenture (ACN) 0.0 $981k 5.1k 192.35
Amazon (AMZN) 0.0 $1.2M 700.00 1735.71
Plains All American Pipeline (PAA) 0.0 $984k 47k 20.74
Dex (DXCM) 0.0 $1.2M 8.2k 149.27
Paramount Group Inc reit (PGRE) 0.0 $1.0M 75k 13.35
Horizon Pharma Plc convertible security 0.0 $1.2M 1.0M 1.17
Exact Sciences convertible/ 0.0 $1.1M 1.0M 1.07
Cf Fin Acquisition Corp 0.0 $961k 95k 10.14
Tuscan Holdings Corp 0.0 $989k 100k 9.89
Tuscan Hldgs Corp Ii unit 04/01/2026 0.0 $959k 95k 10.06
Goldman Sachs (GS) 0.0 $953k 4.6k 207.17
3M Company (MMM) 0.0 $937k 5.7k 164.39
Stanley Black & Decker (SWK) 0.0 $751k 5.2k 144.42
MGM Resorts International. (MGM) 0.0 $832k 30k 27.73
Fintech Acquisition Corp Iii 0.0 $924k 92k 10.07
B Riley Principal Merger Cor cl a 0.0 $744k 75k 9.92
Landcadia Hldgs Ii Inc cl a 0.0 $708k 72k 9.81
Tortoise Acquisition Corp cl a 0.0 $809k 82k 9.88
American Electric Power Company (AEP) 0.0 $656k 7.0k 93.71
SPDR KBW Regional Banking (KRE) 0.0 $528k 10k 52.80
Q2 Holdings (QTWO) 0.0 $592k 7.5k 78.93
Mgm Growth Properties 0.0 $601k 20k 30.05
Technipfmc (FTI) 0.0 $577k 24k 24.14
Dfb Healthcare Acquistion 0.0 $662k 65k 10.18
Clovis Oncology Inc note 1.250% 5/0 0.0 $513k 1.3M 0.41
Far Pt Acquisition Corp cl a founders sh 0.0 $516k 51k 10.22
Mosaic Acquisition Corp 0.0 $516k 50k 10.32
Spartan Energy Acquisition Cl A Ord 0.0 $464k 46k 10.09
Arya Sciences Acquisition-a shs cl a 0.0 $516k 50k 10.32
Nextera Energy Inc unit 09/01/2022s 0.0 $608k 12k 50.12
Churchill Cap Corp Ii cl a 0.0 $501k 50k 10.02
Pivotal Invt Corp Ii unit 06/01/2025 0.0 $509k 50k 10.18
Host Hotels & Resorts (HST) 0.0 $346k 20k 17.30
Vectoiq Acquisition Corp 0.0 $258k 25k 10.22
Chaserg Technlgy Acquisitn C class a 0.0 $153k 15k 10.14
Rmg Acquisition Corp cl a 0.0 $231k 23k 9.86
Gigcapital2 Acq Corp 0.0 $185k 19k 9.81
Pacira Pharmaceuticals Inc convertible security 0.0 $53k 54k 0.98
Spirit Mta Reit 0.0 $127k 15k 8.47
Sentinel Energy Svcs Inc *w exp 11/02/202 0.0 $20k 50k 0.40