National Planning Corporation

National Planning Corporation as of Dec. 31, 2010

Portfolio Holdings for National Planning Corporation

National Planning Corporation holds 148 positions in its portfolio as reported in the December 2010 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Barclays TIPS Bond Fund (TIP) 4.7 $5.1M 48k 106.48
Chevron Corporation (CVX) 4.6 $5.0M 55k 91.95
Spdr S&p 500 Etf (SPY) 3.4 $3.7M 29k 127.08
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 3.0 $3.3M 31k 104.29
iShares Lehman Aggregate Bond (AGG) 3.0 $3.2M 31k 105.93
Jp Morgan Alerian Mlp Index (AMJ) 2.8 $3.1M 84k 36.47
iShares iBoxx $ High Yid Corp Bond (HYG) 2.8 $3.0M 33k 90.24
Vanguard Total Bond Market ETF (BND) 2.6 $2.9M 36k 80.05
SPDR Dow Jones Industrial Average ETF (DIA) 2.6 $2.8M 24k 116.58
PowerShares QQQ Trust, Series 1 2.4 $2.6M 47k 55.48
PowerShrs CEF Income Cmpst Prtfl 2.3 $2.5M 97k 25.79
SPDR Barclays Capital High Yield B 2.1 $2.3M 56k 39.93
Penn West Energy Trust 2.0 $2.1M 95k 22.53
iShares IBoxx $ Invest Grade Corp Bd (LQD) 1.8 $1.9M 18k 108.35
SPDR Gold Trust (GLD) 1.8 $1.9M 14k 138.58
iShares Lehman 1-3 Year Treas.Bond (SHY) 1.8 $1.9M 23k 84.09
Annaly Capital Management 1.4 $1.6M 88k 17.84
PIMCO Income Opportunity Fund 1.4 $1.5M 58k 25.88
CurrencyShares Australian Dollar Trust 1.4 $1.5M 14k 101.83
Vanguard Short Term Corporate Bond ETF (VCSH) 1.3 $1.4M 19k 77.49
Vanguard Intermediate-Term Bond ETF (BIV) 1.3 $1.4M 17k 82.19
iShares MSCI EAFE Index Fund (EFA) 1.2 $1.3M 23k 58.68
iShares S&P US Pref Stock Idx Fnd (PFF) 1.2 $1.3M 34k 38.90
Central Fd Cda Ltd cl a 1.1 $1.3M 61k 20.62
Procter & Gamble Company (PG) 1.1 $1.2M 18k 64.53
At&t (T) 1.0 $1.1M 38k 29.57
iShares Lehman Short Treasury Bond (SHV) 1.0 $1.1M 10k 110.39
PowerShares Preferred Portfolio 0.9 $1.0M 74k 14.12
Freeport-McMoRan Copper & Gold (FCX) 0.9 $1.0M 8.5k 120.05
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.9 $962k 8.9k 107.75
iShares MSCI Emerging Markets Indx (EEM) 0.8 $920k 19k 47.92
Verizon Communications (VZ) 0.8 $927k 25k 36.43
General Electric Company 0.8 $912k 50k 18.13
Yamana Gold 0.8 $914k 73k 12.51
WisdomTree Emerging Markets Eq (DEM) 0.8 $878k 15k 60.00
International Business Machines (IBM) 0.8 $826k 5.6k 147.21
Exxon Mobil Corporation (XOM) 0.8 $817k 11k 74.23
PIMCO High Income Fund (PHK) 0.7 $771k 60k 12.80
Kinder Morgan Energy Partners 0.7 $756k 11k 70.54
Teva Pharmaceutical Industries (TEVA) 0.7 $738k 14k 52.71
Microsoft Corporation (MSFT) 0.7 $728k 26k 27.89
PowerShares Hgh Yield Corporate Bnd 0.7 $734k 40k 18.28
Bank of America Corporation (BAC) 0.6 $664k 47k 14.06
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.6 $639k 6.8k 94.12
Altria (MO) 0.6 $633k 26k 24.49
Johnson & Johnson (JNJ) 0.6 $617k 9.9k 62.51
Rydex S&P Equal Weight ETF 0.6 $616k 13k 47.87
Vanguard Emerging Markets ETF (VWO) 0.6 $602k 12k 48.73
Lehman Brothers First Trust IOF (NHS) 0.5 $593k 43k 13.73
Keegan Res 0.5 $569k 66k 8.67
Alpine Total Dynamic Dividend Fund 0.5 $563k 94k 6.01
Shamir Optical Industry 0.5 $558k 40k 13.81
iShares S&P SmallCap 600 Value Idx (IJS) 0.5 $539k 7.4k 73.20
Alpine Global Dynamic Dividend Fund 0.5 $540k 75k 7.25
Claymore/BNY Mellon BRIC 0.5 $531k 11k 46.64
Rydex S&P 500 Pure Growth ETF 0.5 $518k 12k 43.79
iShares S&P MidCap 400 Growth (IJK) 0.4 $481k 4.7k 101.80
PowerShares Build America Bond Portfolio 0.4 $475k 19k 25.34
WisdomTree LargeCap Dividend Fund (DLN) 0.4 $471k 10k 46.43
PIMCO Global StocksPLUS & Income Fund (PGP) 0.4 $468k 21k 21.97
iShares Russell 2000 Index (IWM) 0.4 $458k 5.7k 79.75
Market Vectors Gold Miners ETF 0.4 $452k 7.5k 60.67
Vanguard Growth ETF (VUG) 0.4 $449k 7.2k 62.26
Walgreen Company 0.4 $433k 11k 39.29
Ferrellgas Partners 0.4 $439k 17k 25.99
iShares S&P MidCap 400 Value Index (IJJ) 0.4 $432k 5.4k 79.94
Nuveen Multi-Strategy Income & Growth (JPC) 0.4 $432k 51k 8.49
Piedmont Office Realty Trust (PDM) 0.4 $423k 21k 20.58
Schwab U S Small Cap ETF (SCHA) 0.4 $423k 12k 34.74
Vanguard Short-Term Bond ETF (BSV) 0.4 $416k 5.2k 80.14
Enterprise Products Partners (EPD) 0.4 $412k 9.9k 41.64
iShares MSCI BRIC Index Fund (BKF) 0.4 $399k 8.1k 49.49
ING Prime Rate Trust 0.4 $405k 70k 5.82
McDonald's Corporation (MCD) 0.4 $388k 5.0k 77.23
Medtronic 0.4 $390k 10k 37.67
iShares S&P 500 Value Index (IVE) 0.4 $395k 6.5k 61.10
iShares S&P MidCap 400 Index (IJH) 0.4 $389k 4.2k 92.05
PowerShares DWA Emerg Markts Tech 0.4 $394k 21k 18.59
iShares S&P 500 Growth Index (IVW) 0.3 $384k 5.9k 65.26
iShares S&P SmallCap 600 Index (IJR) 0.3 $379k 5.4k 69.75
Investors Real Estate Trust 0.3 $370k 41k 9.08
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.3 $371k 4.7k 78.94
Energy Select Sector SPDR (XLE) 0.3 $360k 5.2k 68.95
Anworth Mortgage Asset Corporation 0.3 $363k 53k 6.86
iShares S&P SmallCap 600 Growth (IJT) 0.3 $362k 4.9k 73.55
iShares Lehman MBS Bond Fund (MBB) 0.3 $356k 3.4k 106.05
Caterpillar (CAT) 0.3 $323k 3.4k 94.03
iShares Dow Jones US Real Estate (IYR) 0.3 $329k 5.8k 56.80
Vanguard Small-Cap ETF (VB) 0.3 $327k 4.4k 74.00
DNP Select Income Fund (DNP) 0.3 $327k 36k 9.08
SPDR Morgan Stanley Technology (XNTK) 0.3 $328k 4.9k 66.53
iShares Russell 2000 Growth Index (IWO) 0.3 $314k 3.6k 88.45
Intel Corporation (INTC) 0.3 $301k 14k 20.98
SPDR S&P Retail (XRT) 0.3 $301k 6.1k 49.34
Schlumberger (SLB) 0.3 $291k 3.5k 83.57
Vanguard REIT ETF (VNQ) 0.3 $297k 5.3k 56.03
PowerShares DWA Technical Ldrs Pf 0.3 $297k 12k 23.95
iShares MSCI Turkey Index Fund (TUR) 0.3 $279k 4.1k 67.28
Vanguard Value ETF (VTV) 0.3 $286k 5.3k 54.06
Vanguard Total Stock Market ETF (VTI) 0.2 $265k 4.0k 65.85
Pimco Etf Tr bld amer bd 0.2 $266k 5.6k 47.30
Energy Transfer Partners 0.2 $246k 4.7k 52.78
PowerShares Emerging Markets Sovere 0.2 $253k 9.5k 26.76
PIMCO Corporate Income Fund (PCN) 0.2 $252k 16k 15.85
Boeing Company (BA) 0.2 $237k 3.6k 66.28
iShares Morningstar Large Value (ILCV) 0.2 $244k 4.0k 60.43
Joy Global 0.2 $227k 2.6k 89.02
iShares Russell Midcap Growth Idx. (IWP) 0.2 $230k 4.0k 57.21
American Select Portfolio 0.2 $228k 22k 10.27
iShares S&P Global Mat. Sector Inde (MXI) 0.2 $229k 3.1k 73.92
Vanguard Mega Cap 300 Index (MGC) 0.2 $227k 5.2k 43.33
Vanguard Mega Cap 300 Value Index ETF (MGV) 0.2 $231k 5.9k 39.26
United Parcel Service (UPS) 0.2 $213k 2.9k 72.62
Hewlett-Packard Company 0.2 $215k 5.1k 41.99
BP Prudhoe Bay Royalty Trust (BPT) 0.2 $222k 1.7k 128.32
Vanguard Small-Cap Value ETF (VBR) 0.2 $217k 3.2k 68.24
Templeton Dragon Fund (TDF) 0.2 $216k 6.9k 31.41
iShares MSCI EAFE Value Index (EFV) 0.2 $216k 4.2k 51.02
SPDR S&P Dividend (SDY) 0.2 $223k 4.3k 52.22
Gabelli Global Gold, Natural Res &Income 0.2 $217k 12k 18.73
iShares Cohen & Steers Realty Maj. (ICF) 0.2 $222k 3.3k 66.91
iShares Dow Jones US Oil & Gas Exp. (IEO) 0.2 $217k 3.3k 65.13
Pfizer (PFE) 0.2 $208k 12k 17.74
Oil Service HOLDRs 0.2 $210k 1.5k 140.00
Technology SPDR (XLK) 0.2 $212k 8.3k 25.59
Aberdeen Asia-Pacific Income Fund (FAX) 0.2 $198k 29k 6.85
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.2 $201k 1.7k 115.38
Chico's FAS 0.2 $186k 15k 12.16
Templeton Global Income Fund (SABA) 0.2 $180k 17k 10.91
Nuveen Global Govt. Enhanced Income Fund 0.2 $182k 12k 15.69
Blackrock Muniyield Ariz 0.2 $180k 14k 12.95
BlackRock Corporate High Yield Fund 0.2 $189k 27k 7.00
Nuveen Select Quality Municipal Fund 0.2 $180k 13k 13.57
Alcoa 0.2 $179k 11k 16.08
Frontier Communications 0.2 $175k 18k 9.70
Invesco Van Kampen Muni Opp Trust (VMO) 0.1 $161k 13k 12.78
Inland Real Estate Corporation 0.1 $150k 16k 9.35
Pimco Income Strategy Fund (PFL) 0.1 $147k 13k 11.36
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.1 $140k 11k 12.26
Pioneer Municipal High Income Trust (MHI) 0.1 $138k 11k 13.14
Fulton Financial (FULT) 0.1 $129k 13k 10.31
Nuveen Insured Municipal Opp. Fund 0.1 $132k 10k 13.10
BlackRock MuniYield Investment Fund 0.1 $128k 10k 12.80
Qwest Communications International 0.1 $117k 15k 7.74
MFS Municipal Income Trust (MFM) 0.1 $120k 20k 6.15
ING Clarion Global Real Estate Income 0.1 $108k 14k 7.98
MFS Intermediate Income Trust (MIN) 0.1 $84k 13k 6.36
Putnam Managed Municipal Income Trust (PMM) 0.1 $78k 11k 6.87