Next Capital Management

Next Capital Management as of Sept. 30, 2019

Portfolio Holdings for Next Capital Management

Next Capital Management holds 257 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Schwab Strategic Tr us lrg cap etf (SCHX) 8.1 $12M 171k 70.93
iShares S&P 500 Index (IVV) 6.2 $9.2M 32k 291.64
J P Morgan Exchange Traded F ultra shrt (JPST) 5.9 $8.7M 173k 50.43
Schwab U S Small Cap ETF (SCHA) 4.7 $7.0M 101k 69.05
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 4.7 $6.9M 114k 61.07
Voya Prime Rate Trust sh ben int 4.6 $6.9M 1.5M 4.63
Globus Med Inc cl a (GMED) 3.8 $5.7M 111k 51.12
Eaton Vance Senior Income Trust (EVF) 3.0 $4.4M 784k 5.63
iShares S&P SmallCap 600 Index (IJR) 2.8 $4.2M 54k 77.84
Facebook Inc cl a (META) 2.3 $3.4M 19k 178.10
Apollo Sr Floating Rate Fd I (AFT) 2.3 $3.4M 255k 13.28
Vanguard Europe Pacific ETF (VEA) 2.0 $3.1M 79k 38.61
BlackRock Floating Rate Income Strat. Fn (FRA) 2.0 $3.0M 242k 12.41
Managed Portfolio Ser tortoise nram pi (TPYP) 1.9 $2.8M 121k 23.39
Vanguard Total Stock Market ETF (VTI) 1.9 $2.8M 18k 150.98
Teleflex Incorporated (TFX) 1.8 $2.7M 7.9k 339.72
iShares S&P MidCap 400 Index (IJH) 1.8 $2.7M 14k 193.26
Sinclair Broadcast 1.7 $2.6M 61k 42.74
Nuveen Fltng Rte Incm Opp 1.7 $2.5M 265k 9.54
iShares Russell 1000 Value Index (IWD) 1.4 $2.1M 16k 137.06
Apple (AAPL) 1.3 $2.0M 8.9k 223.93
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 1.3 $2.0M 147k 13.46
Nuveen Senior Income Fund 1.3 $1.9M 333k 5.77
Eaton Vance Floating-Rate Income Trust (EFT) 1.3 $1.9M 148k 12.88
Berkshire Hathaway (BRK.B) 1.3 $1.9M 9.0k 208.02
Nuveen Floating Rate Income Fund (JFR) 1.2 $1.8M 184k 9.72
Kayne Anderson MLP Investment (KYN) 1.1 $1.6M 109k 14.46
Crane 1.0 $1.5M 19k 80.63
Blackstone Gso Strategic (BGB) 1.0 $1.5M 125k 11.85
Vanguard Emerging Markets ETF (VWO) 0.9 $1.4M 37k 37.64
iShares S&P 500 Growth Index (IVW) 0.9 $1.4M 7.6k 180.02
Vanguard REIT ETF (VNQ) 0.9 $1.3M 14k 93.22
Sch Us Mid-cap Etf etf (SCHM) 0.7 $1.1M 19k 56.54
First Tr Exchange-traded Fd no amer energy (EMLP) 0.7 $1.0M 41k 25.58
Nuveen Sht Dur Cr Opp 0.7 $995k 71k 14.09
1/100 Berkshire Htwy Cla 100 0.6 $935k 300.00 3116.67
Vanguard Mid-Cap Growth ETF (VOT) 0.6 $906k 6.1k 148.04
Coca-Cola Company (KO) 0.6 $902k 17k 54.45
iShares Russell 2000 Index (IWM) 0.6 $891k 7.3k 122.22
iShares Russell Microcap Index (IWC) 0.6 $833k 9.5k 88.10
Ishares Inc core msci emkt (IEMG) 0.6 $837k 17k 49.05
Nuveen Conn Prem Income Mun sh ben int 0.5 $758k 57k 13.42
Spdr S&p 500 Etf (SPY) 0.5 $745k 2.5k 296.69
Pimco Total Return Etf totl (BOND) 0.5 $752k 6.9k 108.89
Willamette Valley Vineyards (WVVI) 0.5 $702k 101k 6.92
iShares MSCI Emerging Markets Indx (EEM) 0.5 $684k 17k 40.88
Amazon (AMZN) 0.5 $691k 398.00 1736.18
Nuveen Ny Divid Advntg Mun F (NAN) 0.5 $692k 49k 14.26
Microsoft Corporation (MSFT) 0.4 $605k 4.4k 139.05
Vanguard Large-Cap ETF (VV) 0.4 $604k 4.4k 136.37
Fgl Holdings 0.4 $603k 76k 7.98
Invesco Qqq Trust Series 1 (QQQ) 0.4 $585k 3.1k 188.65
Alphabet Inc Class A cs (GOOGL) 0.4 $572k 469.00 1219.62
Invesco S&p 500 Equal Weight Etf (RSP) 0.4 $573k 5.3k 108.07
Comcast Corporation (CMCSA) 0.3 $520k 12k 45.10
Vanguard S&p 500 Etf idx (VOO) 0.3 $504k 1.8k 272.58
Kkr & Co (KKR) 0.3 $497k 19k 26.86
Nuveen Insured Tax-Free Adv Munici (NEA) 0.3 $430k 30k 14.32
Nuveen Nj Div Advantage Mun (NXJ) 0.3 $435k 30k 14.48
Johnson & Johnson (JNJ) 0.2 $364k 2.8k 129.45
CSG Systems International (CSGS) 0.2 $310k 6.0k 51.67
Vanguard Dividend Appreciation ETF (VIG) 0.2 $317k 2.7k 119.44
First Tr Mlp & Energy Income (FEI) 0.2 $314k 27k 11.49
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $302k 5.3k 57.28
Twitter 0.2 $288k 7.0k 41.14
Doubleline Total Etf etf (TOTL) 0.2 $289k 20k 14.37
Square Inc cl a (SQ) 0.2 $266k 4.3k 61.93
Qualcomm (QCOM) 0.2 $258k 3.4k 76.17
Phillips 66 (PSX) 0.2 $256k 2.5k 102.40
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.2 $236k 2.6k 91.33
Eli Lilly & Co. (LLY) 0.1 $231k 2.1k 111.76
Visa (V) 0.1 $226k 1.3k 172.39
Technology SPDR (XLK) 0.1 $231k 2.9k 80.63
Alibaba Group Holding (BABA) 0.1 $220k 1.3k 167.17
Blackstone Group Inc Com Cl A (BX) 0.1 $226k 4.6k 48.81
iShares MSCI EAFE Index Fund (EFA) 0.1 $208k 3.2k 65.29
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $205k 6.3k 32.38
Sch Fnd Us Lg Etf schwb fdt us lg (FNDX) 0.1 $206k 5.2k 39.59
MasterCard Incorporated (MA) 0.1 $177k 653.00 271.06
Starbucks Corporation (SBUX) 0.1 $178k 2.0k 88.38
iShares Russell 3000 Value Index (IUSV) 0.1 $184k 3.2k 57.92
Schwab International Equity ETF (SCHF) 0.1 $184k 5.8k 31.88
Brown-Forman Corporation (BF.B) 0.1 $165k 2.6k 62.86
Remy Cointreau 0.1 $161k 1.2k 132.84
Vanguard Mid-Cap ETF (VO) 0.1 $154k 918.00 167.76
Blackstone Mtg Tr (BXMT) 0.1 $156k 9.0k 17.25
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF) 0.1 $152k 1.3k 118.10
Invesco Exchng Traded Fd Tr Ii S&p 500 Revenue (RWL) 0.1 $144k 2.7k 54.14
General Electric Company 0.1 $129k 14k 8.96
Intuit (INTU) 0.1 $133k 500.00 266.00
iShares Lehman MBS Bond Fund (MBB) 0.1 $138k 1.3k 108.66
ConocoPhillips (COP) 0.1 $114k 2.0k 57.00
Exelon Corporation (EXC) 0.1 $121k 2.5k 48.40
Aqua America 0.1 $112k 2.5k 44.80
J.W. Mays (MAYS) 0.1 $116k 3.2k 35.88
Financial Select Sector SPDR (XLF) 0.1 $114k 4.1k 28.09
Home Depot (HD) 0.1 $98k 421.00 232.78
Cisco Systems (CSCO) 0.1 $99k 2.0k 49.23
Automatic Data Processing (ADP) 0.1 $97k 600.00 161.67
Verizon Communications (VZ) 0.1 $103k 1.7k 60.45
Energy Transfer Equity (ET) 0.1 $107k 8.2k 13.04
Exelixis (EXEL) 0.1 $97k 5.5k 17.64
Vanguard Small-Cap ETF (VB) 0.1 $104k 677.00 153.62
Vanguard Total Bond Market ETF (BND) 0.1 $105k 1.2k 84.75
Flexion Therapeutics 0.1 $101k 7.4k 13.67
Spotify Technology Sa (SPOT) 0.1 $98k 860.00 113.95
Exxon Mobil Corporation (XOM) 0.1 $91k 1.3k 70.49
Incyte Corporation (INCY) 0.1 $93k 1.3k 74.40
Novartis (NVS) 0.1 $87k 1.0k 87.00
Shiloh Industries 0.1 $83k 20k 4.15
iShares MSCI ACWI ex US Index Fund (ACWX) 0.1 $85k 1.9k 45.95
Nuveen Maryland Premium Income Municipal 0.1 $95k 7.1k 13.37
MiMedx (MDXG) 0.1 $92k 19k 4.89
Ishares Core Intl Stock Etf core (IXUS) 0.1 $92k 1.6k 57.97
Sirius Xm Holdings (SIRI) 0.1 $90k 14k 6.25
J P Morgan Exchange Traded F div rtn em eqt (JPEM) 0.1 $88k 1.7k 52.23
Starwood Property Trust (STWD) 0.1 $71k 6.1k 11.68
Consolidated Edison (ED) 0.1 $73k 771.00 94.68
Southern Company (SO) 0.1 $72k 1.2k 62.07
Netflix (NFLX) 0.1 $73k 273.00 267.40
Compass Diversified Holdings (CODI) 0.1 $76k 3.9k 19.70
Lululemon Athletica (LULU) 0.1 $73k 378.00 193.12
Unilever (UL) 0.1 $81k 1.3k 60.45
SPDR S&P Biotech (XBI) 0.1 $76k 1.0k 76.00
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $77k 1.5k 49.84
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $74k 5.1k 14.41
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $80k 3.2k 25.20
Allergan 0.1 $76k 451.00 168.51
Booking Holdings (BKNG) 0.1 $73k 37.00 1972.97
Pfizer (PFE) 0.0 $62k 1.7k 35.67
Lumber Liquidators Holdings (LL) 0.0 $58k 5.9k 9.83
Paychex (PAYX) 0.0 $65k 787.00 82.59
Adobe Systems Incorporated (ADBE) 0.0 $53k 191.00 277.49
Cincinnati Financial Corporation (CINF) 0.0 $53k 450.00 117.78
CVS Caremark Corporation (CVS) 0.0 $54k 858.00 62.94
Vornado Realty Trust (VNO) 0.0 $66k 1.0k 63.83
iShares S&P 500 Value Index (IVE) 0.0 $63k 530.00 118.87
Liberty Property Trust 0.0 $56k 1.1k 51.38
iShares MSCI EAFE Value Index (EFV) 0.0 $54k 1.1k 47.49
Golub Capital BDC (GBDC) 0.0 $62k 7.0k 8.88
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.0 $57k 557.00 102.33
Schwab Intl Small Cap Equity ETF (SCHC) 0.0 $64k 2.0k 31.57
Ishares Tr 0-5yr hi yl cp (SHYG) 0.0 $58k 1.3k 46.14
Lamar Advertising Co-a (LAMR) 0.0 $67k 820.00 81.71
Paypal Holdings (PYPL) 0.0 $55k 530.00 103.77
Avangrid (AGR) 0.0 $66k 1.3k 52.38
Invesco S&p Midcap 400 Revenue Etf etf (RWK) 0.0 $55k 920.00 59.78
Annaly Capital Management 0.0 $44k 5.1k 8.70
iShares Russell Midcap Growth Idx. (IWP) 0.0 $51k 359.00 142.06
Vanguard European ETF (VGK) 0.0 $38k 715.00 53.15
iShares Dow Jones US Energy Sector (IYE) 0.0 $44k 1.4k 32.05
SPDR DJ Wilshire Large Cap Growth (SPYG) 0.0 $38k 983.00 38.66
Kayne Anderson Mdstm Energy 0.0 $48k 4.4k 10.91
Vanguard Admiral Fds Inc cmn (IVOO) 0.0 $44k 335.00 131.34
First Tr Energy Infrastrctr (FIF) 0.0 $40k 2.4k 16.39
Guangdong Investment (GGDVY) 0.0 $43k 437.00 98.40
Lukoil Pjsc (LUKOY) 0.0 $38k 451.00 84.26
Invesco Buyback Achievers Etf equities (PKW) 0.0 $49k 785.00 62.42
Invesco S&p Smallcap 600 Revenue Etf etf (RWJ) 0.0 $50k 781.00 64.02
Infosys Technologies (INFY) 0.0 $28k 2.4k 11.57
Taiwan Semiconductor Mfg (TSM) 0.0 $28k 601.00 46.59
Autodesk (ADSK) 0.0 $25k 172.00 145.35
IDEXX Laboratories (IDXX) 0.0 $29k 105.00 276.19
Amgen (AMGN) 0.0 $27k 137.00 197.08
Nike (NKE) 0.0 $33k 350.00 94.29
Philip Morris International (PM) 0.0 $23k 299.00 76.92
Procter & Gamble Company (PG) 0.0 $28k 225.00 124.44
Royal Dutch Shell 0.0 $24k 402.00 59.70
Xcel Energy (XEL) 0.0 $28k 434.00 64.52
Vanguard Short-Term Bond ETF (BSV) 0.0 $33k 410.00 80.49
Enterprise Products Partners (EPD) 0.0 $35k 1.2k 28.23
Align Technology (ALGN) 0.0 $33k 180.00 183.33
MarketAxess Holdings (MKTX) 0.0 $31k 95.00 326.32
NuVasive 0.0 $29k 465.00 62.37
iShares Dow Jones US Oil Equip. (IEZ) 0.0 $32k 1.8k 17.39
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.0 $28k 914.00 30.63
SPDR Barclays Capital Aggregate Bo (SPAB) 0.0 $31k 1.0k 29.81
Givaudan - Unspons (GVDNY) 0.0 $24k 438.00 54.79
Servicenow (NOW) 0.0 $30k 120.00 250.00
Portola Pharmaceuticals 0.0 $27k 1.0k 27.00
Etf Ser Solutions loncar cancer (CNCR) 0.0 $27k 1.5k 18.52
S&p Global (SPGI) 0.0 $32k 130.00 246.15
Park Hotels & Resorts Inc-wi (PK) 0.0 $27k 1.1k 24.55
Cresco Labs (CRLBF) 0.0 $25k 4.2k 5.98
Curaleaf Holdings Inc equities (CURLF) 0.0 $28k 5.2k 5.42
BlackRock (BLK) 0.0 $13k 30.00 433.33
Cme (CME) 0.0 $14k 66.00 212.12
JPMorgan Chase & Co. (JPM) 0.0 $9.0k 75.00 120.00
Abbott Laboratories (ABT) 0.0 $21k 250.00 84.00
Health Care SPDR (XLV) 0.0 $20k 225.00 88.89
Vertex Pharmaceuticals Incorporated (VRTX) 0.0 $15k 90.00 166.67
Walt Disney Company (DIS) 0.0 $13k 100.00 130.00
Edwards Lifesciences (EW) 0.0 $9.0k 43.00 209.30
Union Pacific Corporation (UNP) 0.0 $18k 112.00 160.71
Thermo Fisher Scientific (TMO) 0.0 $15k 52.00 288.46
Gartner (IT) 0.0 $21k 145.00 144.83
International Business Machines (IBM) 0.0 $21k 142.00 147.89
Merck & Co (MRK) 0.0 $21k 250.00 84.00
Biogen Idec (BIIB) 0.0 $17k 75.00 226.67
Cintas Corporation (CTAS) 0.0 $21k 78.00 269.23
Wynn Resorts (WYNN) 0.0 $11k 100.00 110.00
salesforce (CRM) 0.0 $12k 80.00 150.00
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.0 $8.0k 30.00 266.67
Skyworks Solutions (SWKS) 0.0 $12k 155.00 77.42
Tyler Technologies (TYL) 0.0 $18k 70.00 257.14
Kennedy-Wilson Holdings (KW) 0.0 $8.0k 350.00 22.86
American Water Works (AWK) 0.0 $12k 96.00 125.00
General Motors Company (GM) 0.0 $19k 500.00 38.00
FleetCor Technologies 0.0 $13k 45.00 288.89
First Republic Bank/san F (FRCB) 0.0 $9.0k 95.00 94.74
Pt Bk Mandiri Prsro Adrf Unspo (PPERY) 0.0 $21k 2.2k 9.58
SPDR S&P Emerging Markets (SPEM) 0.0 $19k 567.00 33.51
WisdomTree Equity Income Fund (DHS) 0.0 $15k 205.00 73.17
WisdomTree Emerging Markets Eq (DEM) 0.0 $14k 350.00 40.00
Nuveen Quality Pref. Inc. Fund II 0.0 $16k 1.6k 10.01
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $13k 820.00 15.85
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $14k 1.0k 13.49
LVMH Moet Hennessy Louis Vuitton SA (LVMUY) 0.0 $18k 232.00 77.59
Tencent Holdings Ltd - (TCEHY) 0.0 $14k 345.00 40.58
SPDR Dow Jones Global Real Estate (RWO) 0.0 $8.0k 158.00 50.63
Schwab U S Large Cap Growth ETF (SCHG) 0.0 $8.0k 95.00 84.21
Vanguard Malvern Fds strm infproidx (VTIP) 0.0 $15k 304.00 49.34
Zoetis Inc Cl A (ZTS) 0.0 $14k 115.00 121.74
Abcam 0.0 $21k 1.4k 14.56
Rexford Industrial Realty Inc reit (REXR) 0.0 $12k 274.00 43.80
Nuveen Multi-mkt Inc Income (JMM) 0.0 $13k 1.8k 7.16
Nuveen Global High (JGH) 0.0 $12k 796.00 15.08
Cinedigm 0.0 $11k 13k 0.84
Fevertree Drinks Plc Ord Gbp0.0025 Isin #gb00brj9bj26 Sedol #brj 0.0 $12k 410.00 29.27
Columbia Emerging Markets Consumer Etf etf (ECON) 0.0 $21k 950.00 22.11
Blackrock Debt Strat (DSU) 0.0 $12k 1.1k 11.09
Altaba 0.0 $8.0k 400.00 20.00
Jbg Smith Properties (JBGS) 0.0 $20k 517.00 38.68
Invesco Zacks Multi-asset Income Etf exchange traded fund (CVY) 0.0 $20k 908.00 22.03
Bank Of America Corp Pfd K 6.4 preferred stocks (MER.PK) 0.0 $13k 500.00 26.00
Harvest Health & Rec 0.0 $19k 6.0k 3.17
Alcon (ALC) 0.0 $12k 200.00 60.00
Uber Technologies (UBER) 0.0 $15k 500.00 30.00
Worldline Sa/france sn (WWLNF) 0.0 $13k 200.00 65.00
Legg Mason 0.0 $5.0k 120.00 41.67
Costco Wholesale Corporation (COST) 0.0 $1.0k 5.00 200.00
Wal-Mart Stores (WMT) 0.0 $2.0k 13.00 153.85
Teva Pharmaceutical Industries (TEVA) 0.0 $7.0k 995.00 7.04
Target Corporation (TGT) 0.0 $2.0k 19.00 105.26
Middleby Corporation (MIDD) 0.0 $4.0k 30.00 133.33
Wabtec Corporation (WAB) 0.0 $6.0k 77.00 77.92
SPDR S&P International Small Cap (GWX) 0.0 $999.900000 30.00 33.33
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $4.0k 392.00 10.20
Nuveen Build Amer Bd (NBB) 0.0 $7.0k 313.00 22.36
Vanguard Admiral Fds Inc cmn (VIOO) 0.0 $2.0k 13.00 153.85
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.0 $4.0k 73.00 54.79
Schwab Strategic Tr us dividend eq (SCHD) 0.0 $3.0k 47.00 63.83
Sears Canada (SRSCQ) 0.0 $0 128.00 0.00
Adma Biologics (ADMA) 0.0 $0 79.00 0.00
Vaccinogen 0.0 $0 29k 0.00
Invivo Therapeutics Hldgs Corp 0.0 $1.0k 1.1k 0.88
Dupont De Nemours (DD) 0.0 $999.990000 9.00 111.11