Oxbow Advisors

Oxbow Advisors as of Sept. 30, 2013

Portfolio Holdings for Oxbow Advisors

Oxbow Advisors holds 214 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Barclays 20+ Yr Treas.Bond (TLT) 6.2 $39M 364k 106.40
Kinder Morgan Energy Partners 6.0 $38M 472k 79.83
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 3.2 $20M 1.6M 12.87
Kinder Morgan Management 3.1 $20M 261k 74.96
Hartford Financial Services (HIG) 3.0 $19M 604k 31.12
Kinder Morgan (KMI) 2.8 $17M 486k 35.57
Exxon Mobil Corporation (XOM) 2.3 $14M 165k 86.04
Teekay Lng Partners 2.3 $14M 322k 44.11
Telefonica Brasil Sa 2.0 $13M 561k 22.44
Aberdeen Asia-Pacific Income Fund (FAX) 1.8 $11M 1.9M 6.06
Goodyear Tire Rubr Pfd 5.875% p 1.8 $11M 175k 63.68
Vodafone 1.7 $11M 310k 35.18
Westpac Banking Corporation 1.7 $11M 356k 30.67
GAMCO Natural Resources, Gold & Income Trust (GNT) 1.7 $11M 958k 11.22
Penn West Energy Trust 1.7 $11M 964k 11.13
Kinder Morgan Inc/delaware Wts 1.7 $11M 2.1M 4.97
Nuveen Insured Municipal Opp. Fund 1.3 $8.3M 640k 13.00
Nuveen Premium Income Municipal Fund 1.3 $7.9M 620k 12.78
Enbridge Energy Partners 1.2 $7.8M 256k 30.45
Nuveen Premium Income Muni Fund 2 1.2 $7.4M 567k 13.05
General Electric Company 1.1 $7.1M 299k 23.89
Rydex S&P Equal Weight ETF 1.1 $7.0M 107k 65.20
Nuveen Performance Plus Municipal Fund 1.1 $6.9M 512k 13.51
Hatteras Financial 1.0 $6.5M 349k 18.71
Advent Claymore Convertible Sec & Inc (AVK) 1.0 $6.5M 372k 17.59
Annaly Capital Management 1.0 $6.5M 559k 11.58
Enbridge Energy Management 1.0 $6.3M 219k 28.78
Nuveen Insured Tax-Free Adv Munici (NEA) 1.0 $6.3M 503k 12.49
Chesapeake Energy Corporation 1.0 $6.2M 240k 25.88
San Juan Basin Royalty Trust (SJT) 1.0 $6.1M 385k 15.98
Bank of America Corporation (BAC) 0.9 $6.0M 433k 13.80
Boeing Company (BA) 0.9 $5.6M 48k 117.49
Staples 0.9 $5.6M 383k 14.65
AllianceBernstein Income Fund 0.9 $5.7M 805k 7.04
Microsoft Corporation (MSFT) 0.9 $5.6M 168k 33.28
Xl Group 0.9 $5.6M 182k 30.82
Genworth Financial (GNW) 0.9 $5.4M 424k 12.80
Transocean (RIG) 0.9 $5.4M 122k 44.50
Allianzgi Conv & Inc Fd taxable cef 0.9 $5.5M 580k 9.43
Goodyear Tire & Rubber Company (GT) 0.8 $5.2M 233k 22.45
Enterprise Products Partners (EPD) 0.8 $5.1M 84k 61.04
Plains All American Pipeline (PAA) 0.8 $4.8M 92k 52.66
Tallgrass Energy Partners 0.8 $4.8M 206k 23.30
Merck & Co (MRK) 0.7 $4.7M 98k 47.61
Ford Motor Company (F) 0.7 $4.6M 275k 16.87
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.7 $4.6M 255k 18.03
Loews Corporation (L) 0.7 $4.5M 96k 46.74
Weatherford International Lt reg 0.7 $4.4M 290k 15.33
At&t (T) 0.7 $4.2M 123k 33.82
Nuveen Quality Income Municipal Fund 0.6 $3.9M 313k 12.61
Nuveen Insured Quality Muncipal Fund 0.6 $3.9M 317k 12.30
Blackrock Build America Bond Trust (BBN) 0.6 $3.9M 205k 18.81
Micron Technology (MU) 0.6 $3.7M 211k 17.47
Alliance Holdings GP 0.6 $3.5M 58k 59.89
Chevron Corporation (CVX) 0.5 $3.2M 27k 121.52
Nuveen Premier Mun Income 0.5 $3.2M 250k 12.90
Omega Healthcare Investors (OHI) 0.5 $3.1M 105k 29.87
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.5 $3.0M 326k 9.35
Nuveen Select Quality Municipal Fund 0.4 $2.7M 216k 12.70
Nuveen Build Amer Bd Opptny 0.4 $2.7M 145k 18.54
iShares Dow Jones Select Dividend (DVY) 0.4 $2.6M 40k 66.35
Clough Global Allocation Fun (GLV) 0.4 $2.7M 175k 15.25
Nokia Corporation (NOK) 0.4 $2.6M 394k 6.51
BHP Billiton (BHP) 0.4 $2.6M 39k 66.49
Ventas (VTR) 0.4 $2.5M 41k 61.51
Johnson & Johnson (JNJ) 0.4 $2.4M 28k 86.68
Intel Corporation (INTC) 0.4 $2.4M 104k 22.92
Calamos Convertible & Hi Income Fund (CHY) 0.4 $2.4M 189k 12.53
ConocoPhillips (COP) 0.4 $2.3M 33k 69.52
Global X Etf equity 0.4 $2.2M 98k 22.88
Southwest Airlines (LUV) 0.3 $2.1M 147k 14.56
Chesapeake Granite Wash Tr (CHKR) 0.3 $2.1M 158k 13.35
Western Union Company (WU) 0.3 $2.0M 109k 18.66
Energy Transfer Partners 0.3 $2.1M 40k 52.06
Oneok Partners 0.3 $2.0M 38k 53.02
Calamos Strategic Total Return Fund (CSQ) 0.3 $2.0M 199k 10.00
Pfizer (PFE) 0.3 $1.9M 67k 28.72
3M Company (MMM) 0.3 $2.0M 17k 119.39
Cisco Systems (CSCO) 0.3 $2.0M 84k 23.44
Xerox Corporation 0.3 $1.9M 189k 10.29
Iron Mountain Incorporated 0.3 $1.9M 69k 27.02
PowerShares QQQ Trust, Series 1 0.3 $1.9M 24k 78.89
Bank Of America Corporation warrant 0.3 $1.9M 310k 6.09
Coca-Cola Company (KO) 0.3 $1.7M 44k 37.89
Cubist Pharmaceuticals 0.3 $1.7M 27k 63.56
Invesco Van Kampen Senior Income Trust (VVR) 0.3 $1.6M 307k 5.25
Teva Pharmaceutical Industries (TEVA) 0.2 $1.5M 41k 37.77
Arthur J. Gallagher & Co. (AJG) 0.2 $1.5M 34k 43.65
Wendys Internat'l 0.2 $1.5M 175k 8.48
Teekay Offshore Partners-perp p 0.2 $1.5M 60k 24.69
Ares Capital Corporation (ARCC) 0.2 $1.4M 84k 17.29
Corning Incorporated (GLW) 0.2 $1.4M 94k 14.59
Newmont Mining Corporation (NEM) 0.2 $1.4M 50k 28.10
Cohen & Steers infrastucture Fund (UTF) 0.2 $1.4M 69k 19.74
Chart Industries (GTLS) 0.2 $1.3M 11k 123.07
iShares S&P SmallCap 600 Index (IJR) 0.2 $1.3M 13k 99.77
Verizon Communications (VZ) 0.2 $1.2M 26k 46.66
GlaxoSmithKline 0.2 $1.2M 24k 50.15
Anadarko Petroleum Corporation 0.2 $1.1M 12k 93.01
Seadrill 0.2 $1.2M 26k 45.08
Nuveen Real Estate Income Fund (JRS) 0.2 $1.1M 102k 10.56
PowerShrs CEF Income Cmpst Prtfl 0.2 $1.1M 44k 23.97
Federated Investors (FHI) 0.2 $999k 37k 27.17
Potash Corp. Of Saskatchewan I 0.2 $987k 32k 31.28
Texas Capital Bancshares (TCBI) 0.2 $1.0M 22k 45.91
Telstra Corporation 0.2 $1.0M 44k 23.18
Darden Restaurants (DRI) 0.1 $961k 21k 46.29
St. Joe Company (JOE) 0.1 $957k 49k 19.62
Eaton Vance Senior Floating Rate Fund (EFR) 0.1 $969k 63k 15.43
Rydex Etf Trust equity 0.1 $962k 27k 36.13
Devon Energy Corporation (DVN) 0.1 $868k 15k 57.79
Bristol Myers Squibb (BMY) 0.1 $861k 19k 46.29
Targa Resources Partners 0.1 $901k 18k 51.47
Apache Corporation 0.1 $826k 9.7k 85.15
SYSCO Corporation (SYY) 0.1 $801k 25k 31.83
Wells Fargo & Company (WFC) 0.1 $797k 19k 41.30
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $836k 7.9k 105.26
Peyto Expl & Dev (PEYUF) 0.1 $799k 27k 29.63
Flaherty & Crumrine Dyn P (DFP) 0.1 $788k 37k 21.33
BP (BP) 0.1 $727k 17k 42.04
Leggett & Platt (LEG) 0.1 $741k 25k 30.15
Western Asst High Incm Opprtnty Fnd (HIO) 0.1 $727k 122k 5.97
Fort Dearborn Income Securities 0.1 $731k 52k 13.95
Spdr S&p 500 Etf (SPY) 0.1 $683k 4.1k 168.02
Koninklijke Philips Electronics NV (PHG) 0.1 $688k 21k 32.24
Central Fd Cda Ltd cl a 0.1 $691k 47k 14.70
Vanguard Total Stock Market ETF (VTI) 0.1 $689k 7.9k 87.66
Apple (AAPL) 0.1 $612k 1.3k 477.01
PennantPark Investment (PNNT) 0.1 $632k 56k 11.28
VeriFone Systems 0.1 $656k 29k 22.86
TC Pipelines 0.1 $614k 13k 48.73
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $645k 4.3k 151.02
Nuveen Investment Quality Munl Fund 0.1 $622k 45k 13.77
International Business Machines (IBM) 0.1 $593k 3.2k 185.31
Freeport-McMoRan Copper & Gold (FCX) 0.1 $593k 18k 33.06
Legacy Reserves 0.1 $595k 22k 27.03
Vanguard Small-Cap ETF (VB) 0.1 $559k 5.5k 102.57
ProShares Ultra 20+Year Tsury ETF (UBT) 0.1 $571k 11k 54.46
New America High Income Fund I (HYB) 0.1 $537k 57k 9.51
Nuveen Build Amer Bd (NBB) 0.1 $559k 31k 18.08
Wal-Mart Stores (WMT) 0.1 $504k 6.8k 73.93
Nucor Corporation (NUE) 0.1 $483k 9.8k 49.05
Hess (HES) 0.1 $490k 6.3k 77.31
PowerShares Preferred Portfolio 0.1 $477k 35k 13.70
Olin Corporation (OLN) 0.1 $465k 20k 23.09
General Mills (GIS) 0.1 $454k 9.5k 47.89
Pepsi (PEP) 0.1 $458k 5.8k 79.51
Procter & Gamble Company (PG) 0.1 $431k 5.7k 75.65
Janus Capital 0.1 $436k 51k 8.51
Prosperity Bancshares (PB) 0.1 $456k 7.4k 61.88
Phillips 66 (PSX) 0.1 $454k 7.9k 57.80
Susser Petroleum Partners 0.1 $450k 15k 30.10
Kimberly-Clark Corporation (KMB) 0.1 $349k 3.7k 94.15
Philip Morris International (PM) 0.1 $357k 4.1k 86.61
Vanguard Mid-Cap ETF (VO) 0.1 $389k 3.8k 102.37
Kayne Anderson MLP Investment (KYN) 0.1 $349k 9.7k 35.89
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $354k 41k 8.68
Clough Global Equity Fund closed-end fund (GLQ) 0.1 $359k 24k 15.03
Netqin Mobile 0.1 $397k 18k 21.77
Dividend & Income Fund (BXSY) 0.1 $363k 25k 14.35
MGIC Investment (MTG) 0.1 $328k 45k 7.29
Caterpillar (CAT) 0.1 $314k 3.8k 83.29
RPM International (RPM) 0.1 $297k 8.2k 36.16
International Paper Company (IP) 0.1 $342k 7.6k 44.78
Halliburton Company (HAL) 0.1 $296k 6.2k 48.09
Dr Pepper Snapple 0.1 $344k 7.7k 44.88
ConAgra Foods (CAG) 0.1 $309k 10k 30.37
Eagle Rock Energy Partners,L.P 0.1 $341k 48k 7.09
Rush Enterprises (RUSHA) 0.1 $309k 12k 26.52
Calamos Conv. Opptys. & Income Fund (CHI) 0.1 $344k 27k 12.59
Nicholas-applegate Conv. Incom 0.1 $293k 34k 8.61
Nuveen Select Tax-Free Income Portfolio (NXP) 0.1 $283k 22k 13.06
ProShares UltraShort Euro (EUO) 0.1 $296k 17k 17.72
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.1 $340k 5.2k 65.38
Nuveen Texas Quality Income Municipal 0.1 $321k 24k 13.47
Nuveen Va Premium Income Municipal Fund (NPV) 0.1 $295k 24k 12.48
Abbvie (ABBV) 0.1 $321k 7.2k 44.68
American Express Company (AXP) 0.0 $237k 3.1k 75.48
Ameriprise Financial (AMP) 0.0 $262k 2.9k 91.04
Abbott Laboratories (ABT) 0.0 $238k 7.2k 33.12
Union Pacific Corporation (UNP) 0.0 $249k 1.6k 155.62
Yum! Brands (YUM) 0.0 $222k 3.1k 71.47
Altria (MO) 0.0 $274k 8.0k 34.36
Royal Dutch Shell 0.0 $264k 4.0k 65.61
NuStar Energy (NS) 0.0 $246k 6.1k 40.08
Zix Corporation 0.0 $235k 48k 4.90
Hartford Finl Svcs Wt Exp 0626 wt 0.0 $243k 11k 22.32
Towerstream Corporation 0.0 $262k 92k 2.85
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $261k 20k 13.06
BlackRock Insured Municipal Income Inves 0.0 $234k 18k 13.05
Comcast Corporation (CMCSA) 0.0 $214k 4.8k 45.04
Valero Energy Corporation (VLO) 0.0 $213k 6.3k 34.08
EOG Resources (EOG) 0.0 $217k 1.3k 169.27
Symmetri 0.0 $174k 36k 4.83
CenterPoint Energy (CNP) 0.0 $204k 8.5k 24.00
iShares Silver Trust (SLV) 0.0 $210k 10k 20.94
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $160k 16k 10.05
John Hancock Preferred Income Fund (HPI) 0.0 $219k 11k 19.26
Blackrock Strategic Bond Trust 0.0 $211k 16k 12.96
Delaware Inv Co Mun Inc Fd I 0.0 $216k 17k 12.62
Roundy's 0.0 $215k 25k 8.60
Petroleo Brasileiro SA (PBR) 0.0 $155k 10k 15.50
BlackRock Income Trust 0.0 $94k 14k 6.69
Flaherty & Crumrine Pref. Income (PFD) 0.0 $127k 10k 12.45
BlackRock Muni Income Investment Trust 0.0 $152k 12k 13.07
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $124k 17k 7.53
BlackRock MuniYield Insured Investment 0.0 $154k 12k 12.85
New Gold Inc Cda (NGD) 0.0 $90k 15k 5.99
Liberty All-Star Equity Fund (USA) 0.0 $83k 15k 5.42
Aurico Gold 0.0 $83k 22k 3.79
Crocotta Energy 0.0 $54k 20k 2.70
Generex Biotechnology Corporation 0.0 $0 10k 0.00
Tootie Pie Company (TOOT) 0.0 $0 17k 0.00
Dividend & Income 13 Rts Exp 0 rt 0.0 $0 22k 0.00