Pine River Capital Management

Pine River Capital Management as of June 30, 2014

Portfolio Holdings for Pine River Capital Management

Pine River Capital Management holds 610 positions in its portfolio as reported in the June 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 12.5 $809M 8.7M 92.93
Spdr S&p 500 Etf (SPY) 6.8 $444M 2.3M 195.72
iShares MSCI Brazil Index (EWZ) 3.1 $202M 4.2M 47.78
Annaly Cap Mgmt Inc note 5.000% 5/1 2.0 $131M 128M 1.02
Verizon Communications (VZ) 2.0 $128M 2.6M 48.93
American Capital 1.9 $120M 7.8M 15.29
Catamaran 1.6 $104M 2.3M 44.16
Medtronic 1.6 $101M 1.6M 63.76
Anadarko Petroleum Corporation 1.5 $99M 908k 109.47
St. Jude Medical 1.5 $97M 1.4M 69.25
Tesla Mtrs Inc note 1.500% 6/0 1.3 $85M 42M 2.02
iShares Russell 2000 Index (IWM) 1.3 $83M 700k 118.81
Cognizant Technology Solutions (CTSH) 1.2 $79M 1.6M 48.91
Autodesk (ADSK) 1.2 $77M 1.4M 56.38
Red Hat 1.2 $77M 1.4M 55.27
Exxon Mobil Corporation (XOM) 1.0 $67M 667k 100.68
Rwt 4 5/8 04/15/18 1.0 $65M 63M 1.03
stock 0.9 $56M 1.0M 55.33
BP (BP) 0.8 $53M 1.0M 52.75
Pfizer (PFE) 0.8 $53M 1.8M 29.68
AMTRUST FINANCIAL CONVERTIBLE Services Inc security 0.8 $53M 32M 1.65
Liberty Media Corp deb 3.500% 1/1 0.6 $41M 73M 0.56
Express Scripts Holding 0.6 $40M 578k 69.33
Giant Interactive 0.6 $40M 3.4M 11.84
Google 0.6 $39M 66k 584.67
American Capital Agency 0.6 $38M 1.6M 23.41
Hca Holdings (HCA) 0.6 $38M 678k 56.38
Facebook Inc cl a (META) 0.6 $37M 556k 67.29
Omnicare 0.5 $35M 522k 66.57
Community Health Systems (CYH) 0.5 $35M 767k 45.37
Phh Corp cnv 0.5 $35M 18M 1.95
Tenet Healthcare Corporation (THC) 0.5 $35M 741k 46.94
Tesla Motors Inc bond 0.5 $35M 36M 0.97
Rock-Tenn Company 0.5 $34M 326k 105.59
Augusta Res Corp 0.5 $34M 10M 3.37
American Capital Mortgage In 0.5 $34M 1.7M 20.02
Pennymac Corp conv 0.5 $33M 33M 0.99
Tableau Software Inc Cl A 0.5 $32M 454k 71.33
Apollo Residential Mortgage 0.5 $32M 1.9M 16.72
Sandisk Corp note 1.500% 8/1 0.5 $31M 15M 2.05
General Mtrs Co *w exp 07/10/201 0.5 $30M 1.1M 26.50
Rait Financial Trust - Putable At 100 conv bond 0.5 $30M 22M 1.35
Riverbed Technology 0.4 $29M 1.4M 20.63
Yongye International 0.4 $29M 4.1M 7.01
Universal Health Services (UHS) 0.4 $27M 284k 95.76
Aspen Insurance Holdings 0.4 $27M 602k 45.42
Devon Energy Corporation (DVN) 0.4 $26M 332k 79.40
Resource Cap Corp Note 6.000%12/0 note 0.4 $27M 26M 1.01
Fusion-io 0.4 $26M 2.3M 11.30
Barnes & Noble 0.4 $25M 1.1M 22.79
Eclipse Resources 0.4 $25M 1.0M 25.13
Western Digital (WDC) 0.4 $25M 270k 92.30
Halliburton Company (HAL) 0.4 $25M 348k 71.01
Schlumberger (SLB) 0.4 $25M 209k 117.95
Tsakos Energy Navigation 0.4 $25M 3.7M 6.69
Psec Us conv 0.4 $25M 24M 1.06
Vipshop Holdings Ltd - Ads bond 0.4 $24M 20M 1.18
Toll Brothers (TOL) 0.3 $22M 607k 36.89
Morgans Hotel 0.3 $22M 2.8M 7.93
Montage Technology 0.3 $22M 1.1M 20.69
CBS Corporation 0.3 $22M 347k 62.14
Healthways Inc note 1.500% 7/0 0.3 $21M 20M 1.09
Abbvie (ABBV) 0.3 $21M 366k 56.44
Noble Corp Plc equity 0.3 $21M 616k 33.56
FMC Technologies 0.3 $20M 319k 61.07
Micron Technology (MU) 0.3 $19M 590k 32.95
Prospect Capital Corp note 6.250%12/1 0.3 $19M 17M 1.08
Service Corporation International (SCI) 0.3 $18M 866k 20.72
Hawaiian Holdings Inc conv 0.3 $18M 10M 1.81
Qihoo 360 Technology Co Ltd debt 2.500% 9/1 0.3 $18M 16M 1.15
Chevron Corporation (CVX) 0.3 $18M 135k 130.55
Motorola Solutions (MSI) 0.3 $18M 267k 66.57
GameStop (GME) 0.3 $17M 413k 40.47
Cobalt Intl Energy 0.3 $17M 930k 18.35
Home Depot (HD) 0.2 $16M 196k 80.95
Chimera Investment Corporation 0.2 $16M 5.1M 3.19
iSoftStone Holdings 0.2 $16M 2.9M 5.46
Marathon Petroleum Corp (MPC) 0.2 $17M 212k 78.07
Blucora 0.2 $16M 866k 18.87
Bank of America Corporation (BAC) 0.2 $16M 1.0M 15.37
International Game Technology 0.2 $16M 992k 15.91
Patterson-UTI Energy (PTEN) 0.2 $16M 449k 34.94
AmSurg 0.2 $16M 344k 45.57
Anworth Mortgage Asset Corporation 0.2 $16M 3.0M 5.16
Sunedison 0.2 $15M 677k 22.60
Microsoft Corporation (MSFT) 0.2 $15M 356k 41.71
CIGNA Corporation 0.2 $15M 162k 91.97
Yahoo! 0.2 $15M 425k 35.13
Invesco Mortgage Capital 0.2 $15M 851k 17.36
Knowles (KN) 0.2 $15M 475k 30.74
Trinet (TNET) 0.2 $15M 612k 24.07
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 0.2 $15M 14M 1.06
EMC Corporation 0.2 $15M 550k 26.34
Walter Investment Management 0.2 $14M 474k 29.78
Salesforce.com Inc conv 0.2 $14M 12M 1.15
Pulte (PHM) 0.2 $13M 667k 20.16
International Paper Company (IP) 0.2 $14M 269k 50.47
Oceaneering International (OII) 0.2 $13M 171k 78.13
Meadowbrook Ins Group Inc dbcv 5.000% 3/1 0.2 $14M 13M 1.07
Hospira 0.2 $13M 250k 51.37
AGCO Corporation (AGCO) 0.2 $13M 227k 56.22
RPC (RES) 0.2 $13M 540k 23.49
Chindex International 0.2 $13M 558k 23.69
Mgm Mirage conv 0.2 $13M 9.0M 1.47
Harris Corporation 0.2 $12M 160k 75.74
Iron Mountain Incorporated 0.2 $12M 350k 35.45
D.R. Horton (DHI) 0.2 $13M 509k 24.59
Nabors Industries 0.2 $13M 427k 29.37
Fortinet (FTNT) 0.2 $12M 481k 25.13
BlackRock Corporate High Yield Fund VI (HYT) 0.2 $12M 977k 12.29
Omnicare Inc 3.75% '42 conv 0.2 $13M 7.5M 1.66
Newfield Exploration 0.2 $12M 268k 44.20
Williams Companies (WMB) 0.2 $12M 200k 58.21
Rda Microelectronics 0.2 $12M 670k 17.11
PAREXEL International Corporation 0.2 $11M 207k 52.84
Superior Energy Services 0.2 $11M 300k 36.14
Eaton (ETN) 0.2 $11M 143k 77.18
Monsanto Company 0.2 $10M 82k 124.74
Dick's Sporting Goods (DKS) 0.2 $10M 221k 46.56
Lennar Corporation (LEN) 0.2 $10M 244k 41.99
Solar Cap (SLRC) 0.2 $10M 478k 21.28
Chesapeake Energy Corp note 2.500% 5/1 0.2 $11M 10M 1.05
Hawaiian Telcom Holdco 0.2 $11M 368k 28.61
Kosmos Energy 0.2 $11M 948k 11.23
Cys Investments 0.2 $11M 1.2M 9.02
ConAgra Foods (CAG) 0.1 $10M 337k 29.68
SPDR Gold Trust (GLD) 0.1 $9.6M 75k 128.07
Activision Blizzard 0.1 $9.8M 439k 22.30
VMware 0.1 $9.9M 102k 96.82
Lifelock 0.1 $10M 715k 13.96
Wright Medical Group Inc note 2 000 8/1 0.1 $9.6M 7.0M 1.37
Chc 0.1 $9.6M 1.1M 8.44
Tesla Motors Inc bond 0.1 $9.4M 9.7M 0.97
Levy Acquisition 0.1 $9.7M 998k 9.74
KB Home (KBH) 0.1 $8.9M 478k 18.68
Ryland 0.1 $9.0M 228k 39.43
Raytheon Company 0.1 $9.0M 98k 92.26
Cemex SAB de CV (CX) 0.1 $9.3M 705k 13.23
Agilent Technologies Inc C ommon (A) 0.1 $9.3M 163k 57.44
Lowe's Companies (LOW) 0.1 $9.1M 190k 48.00
Juniper Networks (JNPR) 0.1 $9.0M 365k 24.54
At&t (T) 0.1 $8.6M 244k 35.36
Intel Corporation (INTC) 0.1 $8.5M 276k 30.89
Atwood Oceanics 0.1 $8.6M 164k 52.48
BioScrip 0.1 $8.6M 1.0M 8.34
Apollo Investment 0.1 $8.3M 958k 8.61
China Hydroelectric Corp 0.1 $8.6M 2.5M 3.44
General Mtrs Co *w exp 07/10/201 0.1 $8.5M 460k 18.56
New Residential Invt 0.1 $8.5M 1.4M 6.30
Scorpio Bulkers 0.1 $8.2M 922k 8.90
Hennessy Cap Acquisition Cor 0.1 $8.6M 883k 9.73
Genworth Financial (GNW) 0.1 $7.9M 453k 17.40
Johnson & Johnson (JNJ) 0.1 $7.6M 73k 104.63
Lockheed Martin Corporation (LMT) 0.1 $7.9M 49k 160.72
Amgen (AMGN) 0.1 $7.9M 67k 118.39
Meritage Homes Corporation (MTH) 0.1 $7.8M 184k 42.22
Valmont Industries (VMI) 0.1 $7.6M 50k 151.94
Safeguard Scientifics In conv bnd 0.1 $7.9M 6.0M 1.31
Intrawest Resorts Holdings 0.1 $7.5M 657k 11.46
Aspen Aerogels (ASPN) 0.1 $7.6M 685k 11.05
Imprivata 0.1 $7.8M 475k 16.38
JPMorgan Chase & Co. (JPM) 0.1 $6.8M 118k 57.62
Principal Financial (PFG) 0.1 $7.1M 141k 50.48
Sherwin-Williams Company (SHW) 0.1 $7.2M 35k 206.86
Adobe Systems Incorporated (ADBE) 0.1 $7.2M 99k 72.36
Rex Energy Corporation 0.1 $7.2M 408k 17.71
Cibc Cad (CM) 0.1 $7.0M 72k 97.09
Hatteras Financial 0.1 $7.4M 373k 19.81
Wl Ross Holding Corp Uts 0.1 $7.2M 700k 10.32
Melco Crown Entertainment (MLCO) 0.1 $6.6M 186k 35.71
General Electric Company 0.1 $6.7M 256k 26.29
Cisco Systems (CSCO) 0.1 $6.6M 265k 24.85
Leggett & Platt (LEG) 0.1 $6.6M 192k 34.28
Wells Fargo & Company (WFC) 0.1 $6.6M 125k 52.56
Mentor Graphics Corporation 0.1 $6.3M 292k 21.57
Standard Pacific 0.1 $6.7M 775k 8.60
Kindred Healthcare 0.1 $6.5M 282k 23.10
Emergent BioSolutions (EBS) 0.1 $6.7M 297k 22.46
Ciena Corporation (CIEN) 0.1 $6.4M 297k 21.66
Dresser-Rand 0.1 $6.6M 104k 63.73
M.D.C. Holdings (MDC) 0.1 $6.4M 210k 30.24
TAL Education (TAL) 0.1 $6.4M 232k 27.50
First Tr High Income L/s (FSD) 0.1 $6.2M 344k 18.15
Western Asset Hgh Yld Dfnd (HYI) 0.1 $6.2M 344k 17.91
Inland Real Estate Corp note 5.000%11/1 0.1 $6.7M 6.0M 1.11
Prologis (PLD) 0.1 $6.3M 154k 41.09
Dorian Lpg (LPG) 0.1 $6.5M 282k 22.99
ICICI Bank (IBN) 0.1 $6.0M 119k 49.90
Berkshire Hathaway (BRK.B) 0.1 $6.0M 47k 126.60
Cardinal Health (CAH) 0.1 $5.7M 84k 68.56
Mohawk Industries (MHK) 0.1 $5.8M 42k 138.50
Weight Watchers International 0.1 $5.9M 294k 20.17
Mylan 0.1 $5.9M 114k 51.56
McKesson Corporation (MCK) 0.1 $5.9M 32k 186.20
Sina Corporation 0.1 $5.7M 115k 49.77
Rite Aid Corp note 8.500% 5/1 0.1 $6.1M 2.2M 2.82
Gulfport Energy Corporation 0.1 $5.8M 93k 62.80
Hornbeck Offshore Services 0.1 $6.0M 127k 46.92
Stone Energy Corporation 0.1 $5.6M 120k 46.79
Cimarex Energy 0.1 $5.6M 39k 143.45
Cubist Pharmaceuticals 0.1 $5.9M 85k 69.81
Cepheid 0.1 $5.7M 118k 47.94
NuVasive 0.1 $5.6M 157k 35.57
Wright Medical 0.1 $5.9M 189k 31.40
Bank Of Montreal Cadcom (BMO) 0.1 $6.1M 78k 78.58
Cardtronics 0.1 $5.7M 167k 34.08
Fidelity National Finance conv 0.1 $5.8M 3.5M 1.65
Mix Telematics Ltd - 0.1 $5.7M 566k 10.05
Continental Bldg Prods 0.1 $5.6M 364k 15.40
Quotient 0.1 $5.8M 692k 8.36
Concur Technologies Inc note 0.500% 6/1 0.1 $5.7M 5.1M 1.12
Shanda Games 0.1 $4.9M 740k 6.64
Lincoln National Corporation (LNC) 0.1 $5.4M 105k 51.44
Masco Corporation (MAS) 0.1 $5.4M 243k 22.19
International Business Machines (IBM) 0.1 $5.2M 29k 181.23
Procter & Gamble Company (PG) 0.1 $5.4M 69k 78.55
Exelon Corporation (EXC) 0.1 $4.9M 134k 36.48
Southern Company (SO) 0.1 $4.9M 107k 45.38
Illumina (ILMN) 0.1 $5.1M 28k 178.52
E-House 0.1 $5.0M 583k 8.65
Tor Dom Bk Cad (TD) 0.1 $5.5M 100k 54.93
Oasis Petroleum 0.1 $5.5M 98k 55.90
Xl Group 0.1 $5.0M 153k 32.73
Emeritus Corporation 0.1 $5.0M 158k 31.65
Western Asst High Incm Opprtnty Fnd (HIO) 0.1 $5.0M 814k 6.10
Globus Med Inc cl a (GMED) 0.1 $5.1M 214k 23.92
Retailmenot 0.1 $5.3M 199k 26.61
Rocket Fuel 0.1 $5.1M 166k 31.09
Veeva Sys Inc cl a (VEEV) 0.1 $5.2M 205k 25.45
Barracuda Networks 0.1 $5.1M 164k 31.02
Santander Consumer Usa 0.1 $5.2M 269k 19.44
Boulevard Acquis Corp Ut1com & 0.1 $5.1M 500k 10.10
2u (TWOU) 0.1 $4.9M 294k 16.81
Vector Group Ltd note 1.75% 4/15 0.1 $5.4M 5.0M 1.07
Zoosk 0.1 $5.5M 816k 6.74
Owens Corning (OC) 0.1 $4.3M 110k 38.73
Bristol Myers Squibb (BMY) 0.1 $4.5M 92k 48.51
Thoratec Corporation 0.1 $4.4M 127k 34.86
Merck & Co (MRK) 0.1 $4.3M 75k 57.87
Abiomed 0.1 $4.5M 179k 25.14
IPC The Hospitalist Company 0.1 $4.5M 101k 44.22
Greenbrier Companies (GBX) 0.1 $4.8M 83k 57.61
KongZhong Corporation 0.1 $4.6M 533k 8.68
American International (AIG) 0.1 $4.8M 88k 54.58
CNO Financial (CNO) 0.1 $4.6M 256k 17.80
Le Gaga Holdings 0.1 $4.3M 1.2M 3.49
Citigroup (C) 0.1 $4.8M 103k 47.07
Fortune Brands (FBIN) 0.1 $4.8M 121k 39.95
Level 3 Communications 0.1 $4.3M 98k 43.91
Acadia Healthcare (ACHC) 0.1 $4.5M 99k 45.51
E2open 0.1 $4.3M 209k 20.67
Icon (ICLR) 0.1 $4.8M 102k 47.11
ardmore Shipping (ASC) 0.1 $4.3M 313k 13.83
Google Inc Class C 0.1 $4.5M 7.8k 575.68
Paycom Software (PAYC) 0.1 $4.4M 300k 14.59
Trinseo S A 0.1 $4.5M 216k 20.80
Comcast Corporation (CMCSA) 0.1 $4.0M 74k 53.67
Barnes Group Inc note 3.375% 3/1 0.1 $4.1M 3.0M 1.36
Coca-Cola Company (KO) 0.1 $4.0M 93k 42.35
Wal-Mart Stores (WMT) 0.1 $3.9M 52k 75.07
Teva Pharmaceutical Industries (TEVA) 0.1 $4.0M 76k 52.42
Waddell & Reed Financial 0.1 $3.6M 57k 62.61
ConocoPhillips (COP) 0.1 $4.2M 49k 85.76
Pepsi (PEP) 0.1 $3.6M 40k 89.30
Qualcomm (QCOM) 0.1 $3.6M 46k 79.13
Discovery Communications 0.1 $3.8M 52k 74.28
Oracle Corporation (ORCL) 0.1 $3.7M 90k 40.56
Banco de Chile (BCH) 0.1 $3.8M 48k 80.11
L-3 Communications Holdings 0.1 $3.8M 32k 120.76
Bk Nova Cad (BNS) 0.1 $3.7M 52k 71.14
Rbc Cad (RY) 0.1 $3.8M 50k 76.28
Spansion 0.1 $3.9M 184k 21.07
GulfMark Offshore 0.1 $4.2M 93k 45.18
Industries N shs - a - (LYB) 0.1 $3.6M 37k 97.65
Collabrium Japan 0.1 $3.7M 350k 10.49
Chegg (CHGG) 0.1 $3.7M 527k 7.04
Borderfree 0.1 $3.8M 230k 16.57
Endo International (ENDPQ) 0.1 $4.0M 57k 70.01
Sportsmans Whse Hldgs (SPWH) 0.1 $3.9M 488k 8.00
Mobileiron 0.1 $4.0M 417k 9.52
Banco Santander (BSBR) 0.1 $3.0M 434k 6.92
Walt Disney Company (DIS) 0.1 $3.5M 41k 85.71
CVS Caremark Corporation (CVS) 0.1 $3.4M 45k 75.32
Allergan 0.1 $3.2M 19k 169.18
Altria (MO) 0.1 $3.2M 76k 41.94
Occidental Petroleum Corporation (OXY) 0.1 $3.4M 33k 102.78
Philip Morris International (PM) 0.1 $3.1M 37k 84.39
Gilead Sciences (GILD) 0.1 $3.2M 39k 82.82
Prudential Financial (PRU) 0.1 $3.2M 36k 88.75
Visa (V) 0.1 $2.9M 14k 210.71
Amazon (AMZN) 0.1 $3.3M 10k 325.00
Baidu (BIDU) 0.1 $3.0M 16k 186.79
Delek US Holdings 0.1 $3.4M 120k 28.24
Gentiva Health Services 0.1 $3.0M 200k 15.06
Medivation 0.1 $3.5M 45k 77.09
Valeant Pharmaceuticals Int 0.1 $3.0M 24k 126.10
E Commerce China Dangdang 0.1 $3.0M 225k 13.38
Lehman Brothers First Trust IOF (NHS) 0.1 $3.4M 247k 13.85
First Trust Strategic 0.1 $3.4M 210k 16.35
Restoration Hardware Hldgs I 0.1 $3.4M 37k 93.04
REPCOM cla 0.1 $3.1M 41k 75.51
Take-two Interactive Softwar note 1.000% 7/0 0.1 $3.1M 2.5M 1.22
American Airls (AAL) 0.1 $3.1M 72k 42.95
Aerohive Networks 0.1 $3.3M 406k 8.22
Installed Bldg Prods (IBP) 0.1 $3.1M 250k 12.25
Rubicon Proj 0.1 $3.4M 262k 12.84
Five9 (FIVN) 0.1 $3.5M 483k 7.20
Zendesk 0.1 $3.1M 178k 17.38
American Express Company (AXP) 0.0 $2.3M 24k 95.00
McDonald's Corporation (MCD) 0.0 $2.5M 25k 100.80
Dominion Resources (D) 0.0 $2.6M 36k 71.52
3M Company (MMM) 0.0 $2.3M 16k 143.12
Apache Corporation 0.0 $2.7M 27k 100.59
J.C. Penney Company 0.0 $2.7M 300k 9.05
Union Pacific Corporation (UNP) 0.0 $2.4M 24k 99.58
Boeing Company (BA) 0.0 $2.8M 22k 127.21
Tyson Foods (TSN) 0.0 $2.7M 73k 37.53
Capital One Financial (COF) 0.0 $2.6M 31k 82.62
Cenovus Energy (CVE) 0.0 $2.3M 67k 34.59
United Technologies Corporation 0.0 $2.5M 22k 115.45
Encana Corp 0.0 $2.4M 94k 25.10
Public Service Enterprise (PEG) 0.0 $2.4M 59k 40.82
Entergy Corporation (ETR) 0.0 $2.5M 30k 82.08
MicroStrategy Incorporated (MSTR) 0.0 $2.5M 18k 140.62
Mednax (MD) 0.0 $2.6M 44k 58.12
HeartWare International 0.0 $2.6M 30k 88.48
Magic Software Enterprises (MGIC) 0.0 $2.5M 333k 7.49
Crescent Point Energy Trust (CPG) 0.0 $2.4M 50k 47.27
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.0 $2.8M 15k 187.76
United Ins Hldgs (ACIC) 0.0 $2.8M 163k 17.25
Cis Acquisition Ltd shs ser a 0.0 $2.9M 283k 10.25
Yume 0.0 $2.4M 414k 5.90
Ipath S&p 500 Vix S/t Fu Etn 0.0 $2.9M 100k 28.60
Dynagas Lng Partners (DLNG) 0.0 $2.4M 101k 24.25
Q2 Holdings (QTWO) 0.0 $2.3M 162k 14.26
Voya Financial (VOYA) 0.0 $2.8M 78k 36.35
American Cap Sr Floating 0.0 $2.8M 197k 14.00
Ikang Healthcare Group- 0.0 $2.7M 156k 17.34
Globe Specialty Metals 0.0 $2.0M 95k 20.78
Crown Holdings (CCK) 0.0 $2.0M 40k 49.75
Portland General Electric Company (POR) 0.0 $2.0M 57k 34.67
Seacor Holdings 0.0 $1.8M 22k 82.24
Renaissance Re Holdings Ltd Cmn (RNR) 0.0 $2.0M 19k 106.99
U.S. Bancorp (USB) 0.0 $1.9M 43k 43.33
People's United Financial 0.0 $1.9M 128k 15.17
Suntrust Banks Inc $1.00 Par Cmn 0.0 $1.6M 41k 40.10
Caterpillar (CAT) 0.0 $2.0M 19k 108.66
Archer Daniels Midland Company (ADM) 0.0 $1.9M 44k 44.09
AGL Resources 0.0 $2.0M 36k 55.01
Ameren Corporation (AEE) 0.0 $2.1M 51k 40.89
Bunge 0.0 $1.8M 24k 75.66
Kimberly-Clark Corporation (KMB) 0.0 $2.0M 18k 111.22
Nuance Communications 0.0 $2.2M 118k 18.76
RPM International (RPM) 0.0 $2.2M 48k 46.17
Briggs & Stratton Corporation 0.0 $1.8M 86k 20.47
TECO Energy 0.0 $1.7M 94k 18.48
Everest Re Group (EG) 0.0 $1.9M 12k 160.50
Intersil Corporation 0.0 $2.1M 142k 14.96
Partner Re 0.0 $2.0M 18k 109.22
Convergys Corporation 0.0 $1.8M 85k 21.44
Nextera Energy (NEE) 0.0 $2.1M 20k 102.48
Target Corporation (TGT) 0.0 $1.8M 31k 57.95
White Mountains Insurance Gp (WTM) 0.0 $1.9M 3.1k 608.39
Alleghany Corporation 0.0 $2.0M 4.6k 438.24
PG&E Corporation (PCG) 0.0 $2.2M 45k 48.02
PPL Corporation (PPL) 0.0 $1.7M 48k 35.53
Axis Capital Holdings (AXS) 0.0 $1.9M 42k 44.29
HCC Insurance Holdings 0.0 $2.0M 41k 48.93
Take-Two Interactive Software (TTWO) 0.0 $2.1M 96k 22.23
Noah Education Holdings (NED) 0.0 $2.1M 744k 2.78
Endurance Specialty Hldgs Lt 0.0 $1.8M 35k 51.61
Amkor Technology (AMKR) 0.0 $2.2M 200k 11.18
Old National Ban (ONB) 0.0 $1.9M 130k 14.28
Sanderson Farms 0.0 $2.2M 23k 97.17
Ares Capital Corporation (ARCC) 0.0 $1.7M 96k 17.86
Flextronics International Ltd Com Stk (FLEX) 0.0 $2.2M 199k 11.07
CenterPoint Energy (CNP) 0.0 $2.0M 80k 25.53
DTE Energy Company (DTE) 0.0 $1.7M 22k 77.90
First Niagara Financial 0.0 $1.8M 207k 8.74
Southwest Airlines (LUV) 0.0 $2.1M 80k 26.87
Plexus (PLXS) 0.0 $1.6M 38k 43.28
ARGO GROUP INTERNATIONAL Holdi Com Stk 0.0 $2.0M 40k 51.11
Children's Place Retail Stores (PLCE) 0.0 $1.9M 38k 49.63
SanDisk Corporation 0.0 $1.9M 18k 104.46
Brookdale Senior Living (BKD) 0.0 $1.7M 52k 33.35
Scotts Miracle-Gro Company (SMG) 0.0 $1.7M 30k 56.86
Anixter International 0.0 $1.9M 19k 100.05
Validus Holdings 0.0 $2.2M 57k 38.22
Ball Corporation (BALL) 0.0 $1.7M 27k 62.66
Transalta Corp (TAC) 0.0 $2.1M 157k 13.08
Capitol Federal Financial (CFFN) 0.0 $1.8M 151k 12.16
Excel Trust 0.0 $1.9M 143k 13.33
Vectren Corporation 0.0 $2.0M 48k 42.50
Western Asset Managed High Incm Fnd 0.0 $2.1M 363k 5.80
Telus Ord (TU) 0.0 $2.0M 51k 39.77
Netqin Mobile 0.0 $1.8M 300k 6.14
Phillips 66 (PSX) 0.0 $1.9M 24k 80.45
Mondelez Int (MDLZ) 0.0 $2.0M 52k 37.61
Paragon Shipping Inc cl a 0.0 $2.1M 362k 5.91
Cst Brands 0.0 $1.7M 49k 34.51
Oxygenbiotherapeutics Inccom Par 0.0 $2.1M 513k 4.08
Murphy Usa (MUSA) 0.0 $2.0M 42k 48.90
Blue Capital Reinsurance Hol 0.0 $1.7M 87k 19.71
Triplepoint Venture Gr Bdc cs (TPVG) 0.0 $1.8M 110k 16.38
Argos Therapeutics 0.0 $1.9M 238k 8.03
Dipexium Pharmaceuticals 0.0 $2.0M 206k 9.70
Galmed Pharmaceuticals 0.0 $2.0M 208k 9.74
MasterCard Incorporated (MA) 0.0 $977k 13k 73.46
DST Systems 0.0 $1.5M 17k 92.16
InterMune 0.0 $1.2M 28k 44.16
Norfolk Southern (NSC) 0.0 $1.0M 9.9k 103.03
Citrix Systems 0.0 $1.4M 22k 62.56
NetApp (NTAP) 0.0 $1.3M 36k 36.51
Newmont Mining Corporation (NEM) 0.0 $1.1M 42k 25.45
Sonoco Products Company (SON) 0.0 $1.6M 37k 43.93
W.W. Grainger (GWW) 0.0 $1.0M 3.9k 254.31
C.R. Bard 0.0 $1.5M 11k 143.05
Las Vegas Sands (LVS) 0.0 $1.3M 17k 76.23
Emerson Electric (EMR) 0.0 $1.1M 16k 66.38
Analog Devices (ADI) 0.0 $1.0M 19k 54.07
Cincinnati Financial Corporation (CINF) 0.0 $1.6M 33k 48.05
Alcoa 0.0 $990k 67k 14.89
Hewlett-Packard Company 0.0 $1.0M 31k 33.66
General Dynamics Corporation (GD) 0.0 $1.1M 9.0k 116.55
Platinum Underwriter/ptp 0.0 $1.4M 22k 64.83
Old Republic International Corporation (ORI) 0.0 $1.5M 89k 16.54
Sempra Energy (SRE) 0.0 $1.5M 14k 104.72
Precision Castparts 0.0 $1.0M 4.0k 252.41
Choice Hotels International (CHH) 0.0 $1.3M 27k 47.09
WuXi PharmaTech 0.0 $1.1M 32k 32.88
KapStone Paper and Packaging 0.0 $1.4M 43k 33.13
Cliffs Natural Resources 0.0 $1.5M 99k 15.04
Infinity Property and Casualty 0.0 $1.0M 16k 67.26
Oil States International (OIS) 0.0 $1.2M 19k 64.07
SCANA Corporation 0.0 $1.5M 28k 53.82
Silver Standard Res 0.0 $1.0M 120k 8.66
Bob Evans Farms 0.0 $1.6M 32k 50.06
Sinovac Biotech (SVA) 0.0 $1.0M 182k 5.64
Weatherford International Lt reg 0.0 $1.6M 68k 23.01
Market Vector Russia ETF Trust 0.0 $1.0M 39k 26.32
AutoNavi Holdings 0.0 $1.3M 62k 20.90
Allied World Assurance 0.0 $1.1M 29k 38.01
New America High Income Fund I (HYB) 0.0 $1.2M 115k 10.04
John Hancock Preferred Income Fund (HPI) 0.0 $991k 48k 20.58
Managed High Yield Plus Fund 0.0 $1.0M 492k 2.13
Tornier Nv 0.0 $1.5M 66k 23.39
Qihoo 360 Technologies Co Lt 0.0 $1.2M 13k 92.08
Mosaic (MOS) 0.0 $999k 20k 49.46
Rpx Corp 0.0 $1.1M 62k 17.75
Phoenix New Media 0.0 $1.3M 117k 10.71
Laredo Petroleum Holdings 0.0 $1.4M 46k 30.98
Kinder Morgan Inc/delaware Wts 0.0 $1.4M 500k 2.78
Dht Holdings (DHT) 0.0 $1.0M 146k 7.20
Ares Capital Corp 5.75 16 convert 0.0 $1.1M 1.0M 1.07
Bloomin Brands (BLMN) 0.0 $1.1M 51k 22.43
Atlas Financial Holdings (AFHIF) 0.0 $1.3M 84k 15.16
Chart Acquisition 0.0 $1.5M 146k 9.99
Bioamber Inc wrt 0.0 $1.4M 538k 2.56
500 0.0 $1.1M 30k 37.00
Cambridge Capital Acquistion 0.0 $1.2M 125k 9.76
Veracyte (VCYT) 0.0 $987k 58k 17.11
Tetrelogic Pharmaceuticals (TLOG) 0.0 $1.2M 210k 5.89
Silver Eagle Acquisition Cor w exp 07/26/202 0.0 $1.3M 2.0M 0.65
A10 Networks (ATEN) 0.0 $1.6M 117k 13.30
Ares Coml Real Estate Corp Sr Nt Conv 7.000% 12/15/15 B/e Dtd 12/19/12 0.0 $1.3M 1.3M 1.02
Tecnoglass (TGLS) 0.0 $1.2M 295k 4.00
Parsley Energy Inc-class A 0.0 $1.6M 66k 24.06
Tcp International Holdings L 0.0 $1.3M 125k 10.26
Chubb Corporation 0.0 $373k 4.0k 92.12
Vale (VALE) 0.0 $451k 34k 13.23
Goldman Sachs (GS) 0.0 $335k 2.0k 167.50
Assurant (AIZ) 0.0 $373k 5.7k 65.52
FirstEnergy (FE) 0.0 $326k 9.4k 34.68
Shaw Communications Inc cl b conv 0.0 $345k 13k 27.33
Cummins (CMI) 0.0 $411k 2.7k 154.57
NVIDIA Corporation (NVDA) 0.0 $326k 18k 18.53
Safeway 0.0 $903k 26k 34.33
Agrium 0.0 $330k 3.4k 97.78
Eastman Chemical Company (EMN) 0.0 $507k 5.8k 87.28
Rockwell Collins 0.0 $511k 6.5k 78.22
Campbell Soup Company (CPB) 0.0 $482k 11k 45.86
American Electric Power Company (AEP) 0.0 $663k 12k 55.77
Freeport-McMoRan Copper & Gold (FCX) 0.0 $548k 15k 36.53
TJX Companies (TJX) 0.0 $425k 8.0k 53.12
Murphy Oil Corporation (MUR) 0.0 $341k 5.1k 66.54
Kellogg Company (K) 0.0 $602k 9.2k 65.66
W.R. Berkley Corporation (WRB) 0.0 $330k 7.1k 46.32
Montpelier Re Holdings/mrh 0.0 $858k 27k 31.93
SandRidge Energy 0.0 $586k 82k 7.15
Bce (BCE) 0.0 $420k 8.7k 48.41
New York Community Ban (NYCB) 0.0 $334k 21k 16.00
Xcel Energy (XEL) 0.0 $334k 10k 32.19
Applied Materials (AMAT) 0.0 $881k 39k 22.59
Pioneer Natural Resources (PXD) 0.0 $506k 2.2k 230.00
Perfect World 0.0 $559k 29k 19.61
CONSOL Energy 0.0 $475k 10k 46.12
ON Semiconductor (ON) 0.0 $496k 54k 9.13
AMN Healthcare Services (AMN) 0.0 $564k 46k 12.30
CF Industries Holdings (CF) 0.0 $505k 2.1k 240.48
Key (KEY) 0.0 $339k 24k 14.35
Lam Research Corporation (LRCX) 0.0 $385k 5.7k 67.54
LDK Solar 0.0 $560k 1.0M 0.56
Questcor Pharmaceuticals 0.0 $881k 9.5k 92.44
Intuit (INTU) 0.0 $332k 4.1k 80.48
ScanSource (SCSC) 0.0 $956k 25k 38.09
Tim Hortons Inc Com Stk 0.0 $328k 5.6k 58.31
Titan Machinery (TITN) 0.0 $953k 58k 16.46
Textron (TXT) 0.0 $540k 14k 38.29
Denbury Resources 0.0 $834k 45k 18.47
ISIS Pharmaceuticals 0.0 $512k 15k 34.43
MFA Mortgage Investments 0.0 $643k 78k 8.21
MannKind Corporation 0.0 $752k 69k 10.96
Hancock Holding Company (HWC) 0.0 $336k 9.5k 35.37
Northwest Natural Gas 0.0 $336k 7.1k 47.16
UniFirst Corporation (UNF) 0.0 $345k 3.3k 106.15
Ametek (AME) 0.0 $480k 9.2k 52.28
Allegheny Technologies Incorporated (ATI) 0.0 $902k 20k 45.10
Pharmacyclics 0.0 $628k 7.0k 89.70
AECOM Technology Corporation (ACM) 0.0 $389k 12k 32.23
Changyou 0.0 $569k 22k 25.98
Kimco Realty Corporation (KIM) 0.0 $640k 28k 23.00
Noranda Aluminum Holding Corporation 0.0 $518k 147k 3.53
Simon Property (SPG) 0.0 $565k 3.4k 166.18
FXCM 0.0 $494k 33k 14.93
John Hancock Pref. Income Fund II (HPF) 0.0 $935k 45k 20.70
John Hancock Preferred Income Fund III (HPS) 0.0 $822k 46k 17.92
John Hancock Patriot Premium Div Fund II (PDT) 0.0 $954k 70k 13.58
RMK Multi-Sector High Income Fund (HMH) 0.0 $946k 135k 7.03
Nuveen Quality Pref. Inc. Fund II 0.0 $718k 80k 9.02
RMK Advantage Income Fund (HAV) 0.0 $853k 87k 9.85
IGI Laboratories 0.0 $937k 177k 5.31
Pengrowth Energy Corp 0.0 $377k 49k 7.65
Dunkin' Brands Group 0.0 $591k 13k 45.81
Ares Capital Corp 5.125 2016 conv 0.0 $696k 650k 1.07
Duke Energy (DUK) 0.0 $482k 6.5k 74.15
Axogen (AXGN) 0.0 $920k 331k 2.78
Opko Health Inc note 3.0% 2/1/33 0.0 $396k 440k 0.90
Evryware Global 0.0 $396k 304k 1.30
Prospect Capital Corporati mtnf 5.375% 0.0 $520k 500k 1.04
Capitol Acquisition Corp Ii *w exp 05/15/201 0.0 $441k 899k 0.49
Roi Acquisition Corp Ii *w exp 99/99/999 0.0 $403k 1.2M 0.35
Nord Anglia Education 0.0 $392k 21k 18.32
Community Health Sys Inc New right 01/27/2016 0.0 $344k 4.9M 0.07
Hennessy Cap Acquisition Cor *w exp 01/23/201 0.0 $405k 900k 0.45
Civeo 0.0 $952k 38k 25.02
Arista Networks (ANET) 0.0 $780k 13k 62.40
Glori Energy Inc Warrants Expires w exp 4/14/201 0.0 $391k 315k 1.24
Adeptus Health Inc-class A 0.0 $437k 17k 25.38
Parnell Pharmaceuticals Holdin (PARNF) 0.0 $508k 74k 6.90
Immune Pharmaceuticals 0.0 $450k 250k 1.80
SLM Corporation (SLM) 0.0 $293k 35k 8.31
Peabody Energy Corporation 0.0 $226k 14k 16.38
Vertex Pharmaceuticals Incorporated (VRTX) 0.0 $322k 3.4k 94.71
Consolidated Edison (ED) 0.0 $277k 4.8k 57.71
Nucor Corporation (NUE) 0.0 $216k 4.4k 49.38
Public Storage (PSA) 0.0 $320k 1.9k 171.58
Travelers Companies (TRV) 0.0 $317k 3.4k 93.93
Bemis Company 0.0 $310k 7.6k 40.66
Arch Coal 0.0 $42k 12k 3.65
Office Depot 0.0 $282k 50k 5.68
Wisconsin Energy Corporation 0.0 $239k 5.1k 46.86
ProAssurance Corporation (PRA) 0.0 $311k 7.0k 44.43
Sohu 0.0 $237k 4.1k 57.80
Avis Budget (CAR) 0.0 $269k 4.5k 59.78
Alpha Natural Resources 0.0 $61k 17k 3.70
Silgan Holdings (SLGN) 0.0 $324k 6.4k 50.82
ManTech International Corporation 0.0 $310k 11k 29.52
Assured Guaranty (AGO) 0.0 $62k 2.5k 24.69
RF Micro Devices 0.0 $255k 27k 9.59
URS Corporation 0.0 $321k 7.0k 45.86
United States Steel Corporation (X) 0.0 $271k 10k 26.06
Agnico (AEM) 0.0 $276k 7.2k 38.33
HCP 0.0 $244k 5.9k 41.36
Smurfit-stone Container Corp 0.0 $0 790k 0.00
SouFun Holdings 0.0 $99k 10k 9.80
Scorpio Tankers 0.0 $193k 19k 10.15
Ecotality 0.0 $0 31k 0.00
CAMAC Energy 0.0 $0 150k 0.00
EnteroMedics 0.0 $2.0k 12k 0.17
Gold Resource Corporation (GORO) 0.0 $74k 15k 5.04
Nuveen Qual Preferred Inc. Fund III 0.0 $201k 23k 8.70
Resolute Energy Corp *w exp 09/25/201 0.0 $0 20k 0.00
RMK High Income Fund (HIH) 0.0 $279k 31k 9.14
Bionovo (BNVI) 0.0 $0 150k 0.00
Pluristem Therapeutics 0.0 $3.0k 30k 0.10
Discovery Laboratories 0.0 $76k 200k 0.38
Cleveland BioLabs 0.0 $0 15k 0.00
Jiayuan.com Internationa 0.0 $233k 38k 6.10
Zillow 0.0 $300k 2.1k 142.86
Wpx Energy 0.0 $208k 8.7k 23.91
Marina Biotech 0.0 $2.1k 26k 0.08
57th Street General Acq-cw16 rt 0.0 $956.090000 96k 0.01
Microvision Inc Del (MVIS) 0.0 $730.000000 73k 0.01
Western Asset Mortgage cmn 0.0 $39k 559k 0.07
Collabrium Japan Acquisitn C *w exp 99/99/999 0.0 $40k 495k 0.08
Mast Therapeutics 0.0 $1.9k 63k 0.03
Chart Acquisition Co *w exp 12/1 0.0 $67k 148k 0.45
Aquasition Corp *w exp 99/99/999 0.0 $42k 300k 0.14
Rmg Networks Hldgs 0.0 $118k 53k 2.24
Phosphate Hldgs 0.0 $26k 657k 0.04
Neostem 0.0 $48k 531k 0.09
Cis Acquisition Ltd-class A wrt 0.0 $124k 775k 0.16
Prospect Global Res 0.0 $7.0k 20k 0.35
Rxi Pharmaceuticals 0.0 $0 145k 0.00
Allegion Plc equity (ALLE) 0.0 $306k 5.4k 56.67
Dbx Etf Tr dbxtr har cs 300 (ASHR) 0.0 $317k 14k 22.48
Tandem Diabetes Care 0.0 $210k 13k 16.24
Quantum Corp note 4.500% 11/1 0.0 $160k 155k 1.03
Cambridge Cap Acquisition Co w exp 12/23/201 0.0 $44k 125k 0.35
Levy Acquisition Corp w exp 11/19/201 0.0 $230k 500k 0.46