Pine River Capital Management

Pine River Capital Management as of March 31, 2015

Portfolio Holdings for Pine River Capital Management

Pine River Capital Management holds 581 positions in its portfolio as reported in the March 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Trust Etp Call Option (SPY) 17.0 $1.4B 6.6M 206.47
Directv 3.3 $259M 3.0M 85.10
International Game Technology 2.7 $211M 12M 17.41
American Capital 2.5 $198M 13M 14.79
Annaly Capital Mgmt Debt (Principal) 2.4 $192M 192M 1.00
Lorillard 2.3 $184M 2.8M 65.35
At&t (T) 2.2 $178M 5.5M 32.65
Cit 2.2 $176M 3.9M 45.12
Spdr Barclays Short-term Hig Etp (SJNK) 2.1 $163M 5.6M 29.19
Office Depot 1.9 $154M 17M 9.20
Talisman Energy Inc Com Stk 1.8 $141M 18M 7.68
TRW Automotive Holdings 1.7 $133M 1.3M 104.85
Ishares Iboxx High Yield Cor Etp Put Option (HYG) 1.3 $104M 1.2M 90.61
Red Hat 1.3 $101M 1.3M 75.75
Rowan Companies 1.2 $97M 5.5k 17710.00
Hca Holdings Call Option (HCA) 1.2 $97M 1.3M 75.23
Verizon Communications (VZ) 1.2 $94M 1.9M 48.63
Tesla Motors Debt (Principal) 1.1 $86M 53M 1.61
Platform Specialty Prods Cor 1.0 $81M 3.2M 25.66
Time Warner Cable 0.9 $72M 482k 149.88
Cognizant Technology Solutions (CTSH) 0.9 $71M 1.1M 62.39
Google 0.9 $69M 125k 554.70
Redwood Trust Debt (Principal) 0.9 $69M 69M 0.99
Actavis Debt (Principal) 0.8 $67M 65k 1028.94
Constellium Holdco B V cl a 0.8 $65M 3.2M 20.32
Tableau Software Inc Cl A 0.8 $64M 693k 92.52
Liberty Interactive Debt (Principal) 0.8 $60M 109M 0.55
CIGNA Corporation 0.7 $59M 457k 129.44
Autodesk (ADSK) 0.7 $55M 944k 58.64
Vipshop Holding Debt (Principal) 0.7 $53M 34M 1.56
Baker Hughes Incorporated 0.7 $52M 822k 63.58
stock 0.6 $52M 872k 59.20
Devon Energy Corporation (DVN) 0.6 $51M 844k 60.31
Northstar Asset Management C 0.6 $50M 2.2M 23.34
Concho Resources 0.6 $44M 383k 115.92
Halliburton Company (HAL) 0.5 $44M 994k 43.88
Facebook Inc cl a (META) 0.5 $42M 512k 82.22
Pennymac Corp Debt (Principal) 0.5 $41M 43M 0.96
Kindred Healthcare 0.5 $41M 1.7M 23.79
Western Digital (WDC) 0.5 $40M 437k 91.01
Tsakos Energy Navigation 0.5 $38M 4.7M 8.18
Ishares Msci Emerging Market Etp (EEM) 0.5 $37M 928k 40.13
Ishares Msci Brazil Capped E Etp (EWZ) 0.5 $37M 1.2M 31.38
Hologic Debt (Principal) 0.4 $35M 24M 1.47
Spdr S&p Oil & Gas Exp & Pr Etp Put Option 0.4 $35M 700k 49.42
Tesla Motors Debt (Principal) 0.4 $33M 39M 0.84
Whiting Petroleum Corporation 0.4 $31M 997k 30.90
Tesla Motors Debt (Principal) 0.4 $31M 35M 0.88
Huntsman Corporation (HUN) 0.4 $31M 1.4M 22.17
Gsv Capital Corp Debt (Principal) 0.4 $30M 31M 0.95
Yelp Inc cl a (YELP) 0.4 $28M 595k 47.35
Rait Financial Trust Debt (Principal) 0.4 $28M 24M 1.18
Amdocs Ltd ord (DOX) 0.3 $28M 93k 297.63
HCP Reit 0.3 $28M 639k 43.20
Resource Capital Corp Debt (Principal) 0.3 $27M 30M 0.92
Chicago Bridge & Iron Company 0.3 $27M 544k 49.26
Diamondback Energy (FANG) 0.3 $26M 339k 76.84
priceline.com Incorporated 0.3 $26M 22k 1164.10
Cobalt Intl Energy Debt (Principal) 0.3 $25M 35M 0.72
Pennymac Mortgage Investment Reit (PMT) 0.3 $25M 1.2M 21.29
Morgans Hotel 0.3 $25M 3.2M 7.75
Qihoo 360 Tech Debt (Principal) 0.3 $25M 26M 0.95
Anadarko Petroleum Corporation 0.3 $24M 294k 82.80
NetApp (NTAP) 0.3 $24M 681k 35.46
Prospect Capital Corp Debt (Principal) 0.3 $24M 24M 1.02
Teva Pharmaceutical-sp Adr (TEVA) 0.3 $24M 385k 62.30
Patterson-UTI Energy (PTEN) 0.3 $23M 1.2M 18.78
Wright Medical 0.3 $23M 886k 25.80
ConocoPhillips (COP) 0.3 $22M 346k 62.26
Apollo Residential Mortgage Reit 0.3 $22M 1.3M 15.95
Apollo Cmmrl Real Est Fi Debt (Principal) 0.3 $21M 21M 1.01
Zimmer Holdings (ZBH) 0.3 $21M 177k 117.52
Baidu Inc - Adr (BIDU) 0.3 $21M 99k 208.39
Ishares Msci Eafe Etf Etp (EFA) 0.3 $21M 320k 64.17
Barnes & Noble 0.3 $20M 859k 23.75
Interxion Holding 0.3 $20M 719k 28.20
CBS Corporation 0.3 $20M 334k 60.63
Meadowbrook Insurance Gr Debt (Principal) 0.3 $20M 18M 1.15
Yahoo! 0.3 $20M 448k 44.43
Workday Debt (Principal) 0.3 $20M 17M 1.20
Hrg 0.2 $20M 1.6M 12.48
Aetna 0.2 $20M 185k 106.53
Abengoa Yield 0.2 $20M 577k 33.78
Nationstar Mortgage 0.2 $19M 780k 24.77
General Electric Company 0.2 $19M 773k 24.81
Tenet Healthcare Corporation (THC) 0.2 $19M 382k 49.51
Abbvie (ABBV) 0.2 $19M 316k 58.54
Newfield Exploration 0.2 $18M 516k 35.09
UnitedHealth (UNH) 0.2 $17M 144k 118.28
NuVasive 0.2 $17M 367k 45.99
Illumina (ILMN) 0.2 $17M 91k 185.65
Computer Sciences Corporation 0.2 $17M 258k 65.32
American International (AIG) 0.2 $17M 305k 54.79
EOG Resources (EOG) 0.2 $17M 182k 91.69
Armour Residential Reit Reit 0.2 $17M 5.2M 3.17
Rti International Metals Debt (Principal) 0.2 $15M 14M 1.10
Valero Energy Corporation (VLO) 0.2 $15M 241k 63.61
Oceaneering International (OII) 0.2 $15M 283k 53.93
Healthsouth 0.2 $15M 336k 44.36
Oasis Petroleum 0.2 $14M 1.0M 14.22
Micron Technology (MU) 0.2 $14M 519k 27.13
West 0.2 $14M 416k 33.73
Eaton (ETN) 0.2 $14M 206k 67.94
Yy Inc- Adr 0.2 $14M 250k 54.55
Union Pacific Corporation (UNP) 0.2 $14M 125k 108.31
Community Health Systems (CYH) 0.2 $14M 259k 52.28
RPC (RES) 0.2 $13M 1.0M 12.81
Hci Group Debt (Principal) 0.2 $13M 14M 0.99
Rosetta Resources 0.2 $13M 751k 17.02
Amtrust Financial Servic Debt (Principal) 0.2 $13M 14M 0.90
Ally Financial (ALLY) 0.2 $13M 599k 20.98
Soufun Holdings Debt (Principal) 0.2 $12M 14M 0.89
Jarden Corporation 0.2 $12M 230k 52.90
EMC Corporation 0.2 $12M 468k 25.56
FedEx Corporation (FDX) 0.2 $12M 72k 165.45
Gain Capital Holdings In Debt (Principal) 0.2 $12M 11M 1.06
Superior Energy Services 0.1 $12M 526k 22.34
Boston Scientific Corporation (BSX) 0.1 $12M 660k 17.75
Emergent BioSolutions (EBS) 0.1 $12M 407k 28.76
BlackRock Corporate High Yield Fund VI (HYT) 0.1 $12M 1.0M 11.16
Euronav Nv Shs Temp 0.1 $11M 938k 12.06
Fortinet (FTNT) 0.1 $11M 320k 34.95
American Capital Mortgage In Reit 0.1 $11M 617k 17.96
Hawaiian Telcom Holdco 0.1 $11M 414k 26.63
Rubicon Proj 0.1 $11M 612k 17.92
Wright Medical Group Inc note 2 000 8/1 (Principal) 0.1 $11M 9.3M 1.18
Stryker Corporation (SYK) 0.1 $11M 118k 92.25
Juniper Networks (JNPR) 0.1 $11M 482k 22.58
Mylan Nv 0.1 $11M 182k 59.35
Eclipse Resources 0.1 $11M 1.9M 5.62
Mohawk Industries (MHK) 0.1 $10M 56k 185.75
Prospect Capital Corp Debt (Principal) 0.1 $10M 10M 1.03
Seacor Holdings Debt (Principal) 0.1 $10M 10M 1.03
Healthways 0.1 $10M 519k 19.70
Kosmos Energy 0.1 $10M 1.3M 7.91
Ishares Russell 2000 Etf Etp Put Option (IWM) 0.1 $9.9M 79k 124.36
Mentor Graphics Corporation 0.1 $9.9M 411k 24.03
Rcs Cap 0.1 $9.8M 925k 10.64
Pioneer Natural Resources (PXD) 0.1 $9.8M 60k 163.52
Clean Harbors (CLH) 0.1 $9.7M 170k 56.78
Chesapeake Energy Corp Debt (Principal) 0.1 $9.6M 10M 0.96
Delphi Automotive 0.1 $9.6M 120k 79.74
Cardtronics 0.1 $9.4M 251k 37.60
Retailmenot 0.1 $9.3M 514k 18.01
Cepheid 0.1 $9.2M 162k 56.90
Sap Se- Adr (SAP) 0.1 $9.2M 127k 72.16
Trinet (TNET) 0.1 $9.1M 259k 35.23
Scorpio Bulkers 0.1 $8.9M 3.8M 2.37
Restoration Hardware Hldgs I 0.1 $8.9M 90k 99.20
Salix Pharmaceuticals Lt Debt (Principal) 0.1 $8.9M 3.4M 2.66
Memorial Resource Development 0.1 $8.7M 490k 17.74
International Paper Company (IP) 0.1 $8.7M 157k 55.49
Rice Energy 0.1 $8.4M 384k 21.76
Lennar Corporation (LEN) 0.1 $8.3M 160k 51.81
Tornier Nv 0.1 $8.1M 310k 26.22
Lockheed Martin Corporation (LMT) 0.1 $8.1M 40k 202.95
Imprivata 0.1 $8.1M 579k 14.00
Ares Commercial Real Est Debt (Principal) 0.1 $8.1M 8.0M 1.01
Ishares U.s. Home Constructi Etp (ITB) 0.1 $8.0M 284k 28.23
Phillips 66 (PSX) 0.1 $8.0M 101k 78.60
Cemex Sab-spons Adr Part Cer Adr (CX) 0.1 $7.9M 830k 9.47
Ishares Transportation Avera Etp (IYT) 0.1 $7.8M 50k 156.62
Cheniere Energy (LNG) 0.1 $7.7M 100k 77.40
Spectranetics Corporation 0.1 $7.7M 222k 34.76
Aspen Aerogels (ASPN) 0.1 $7.6M 1.0M 7.28
Quinpario Acquisition Corp 2 0.1 $7.4M 750k 9.80
Rite Aid Corp Debt (Principal) 0.1 $7.3M 2.2M 3.38
Safeguard Scientifics In Debt (Principal) 0.1 $7.2M 6.0M 1.20
Corning Incorporated (GLW) 0.1 $7.2M 318k 22.70
Noble Corp Plc equity 0.1 $7.2M 503k 14.28
Orion Engineered Carbons (OEC) 0.1 $7.1M 395k 18.00
Industries N shs - a - (LYB) 0.1 $7.1M 81k 87.80
Globus Med Inc cl a (GMED) 0.1 $7.1M 280k 25.24
Nextera Energy (NEE) 0.1 $6.9M 67k 104.05
salesforce (CRM) 0.1 $6.8M 102k 66.82
Southwest Airlines (LUV) 0.1 $6.5M 148k 44.30
NiSource (NI) 0.1 $6.5M 147k 44.16
Verint Systems (VRNT) 0.1 $6.4M 103k 61.93
J Global (ZD) 0.1 $6.4M 97k 65.68
First Tr High Income L/s (FSD) 0.1 $6.3M 385k 16.38
Western Asset High Yield Def Fund (HYI) 0.1 $6.1M 374k 16.35
Trinseo S A 0.1 $6.1M 308k 19.80
Jazz Pharmaceuticals (JAZZ) 0.1 $6.1M 35k 172.80
W.R. Grace & Co. 0.1 $5.9M 60k 98.87
Mednax (MD) 0.1 $5.8M 80k 72.52
Packaging Corporation of America (PKG) 0.1 $5.6M 72k 78.18
St. Jude Medical 0.1 $5.5M 84k 65.40
Sinovac Biotech (SVA) 0.1 $5.4M 1.1M 4.96
Berry Plastics (BERY) 0.1 $5.4M 150k 36.19
Colony Financial Debt (Principal) 0.1 $5.4M 5.0M 1.08
Layne Christensen Debt (Principal) 0.1 $5.3M 7.7M 0.68
Ldr Hldg 0.1 $5.2M 143k 36.64
Starwood Property Trust Debt (Principal) 0.1 $5.2M 5.0M 1.04
Wayfair (W) 0.1 $5.2M 162k 32.12
Amag Pharmaceuticals Inc note 2.500% 2/1 (Principal) 0.1 $5.2M 2.5M 2.08
Brookfield High Income Fd In 0.1 $5.2M 585k 8.82
Pandora Media 0.1 $4.9M 305k 16.21
Boulevard Acquisition 0.1 $4.9M 500k 9.80
Twitter 0.1 $4.8M 96k 50.08
Dow Chemical Company 0.1 $4.8M 100k 47.98
Western Asset High Income Op Fund (HIO) 0.1 $4.8M 901k 5.32
Stanley Black & Decker (SWK) 0.1 $4.8M 50k 95.36
Hd Supply 0.1 $4.7M 150k 31.15
Spdr Gold Shares Etp Call Option (GLD) 0.1 $4.5M 40k 113.65
Fifth Str Asset Mgmt 0.1 $4.5M 402k 11.27
Lithia Motors (LAD) 0.1 $4.5M 45k 99.40
Callidus Software 0.1 $4.5M 352k 12.68
General Motors WRT 0.1 $4.4M 160k 27.75
Rait Financial Trust Debt (Principal) 0.1 $4.4M 5.2M 0.85
Riverbed Technology 0.1 $4.3M 207k 20.91
Neuberger Berman High Yield Fund (NHS) 0.1 $4.2M 344k 12.34
Acuity Brands (AYI) 0.1 $4.2M 25k 168.16
Bruker Corporation (BRKR) 0.0 $3.9M 213k 18.47
Huron Consulting (HURN) 0.0 $3.9M 59k 66.15
KAR Auction Services (KAR) 0.0 $3.8M 100k 37.93
MicroStrategy Incorporated (MSTR) 0.0 $3.8M 22k 169.21
Net 1 UEPS Technologies (LSAK) 0.0 $3.8M 274k 13.68
Rio Tinto Plc- Adr (RIO) 0.0 $3.7M 90k 41.40
Homeaway 0.0 $3.6M 120k 30.17
KapStone Paper and Packaging 0.0 $3.6M 110k 32.84
Te Connectivity Ltd for (TEL) 0.0 $3.6M 50k 71.62
Ocwen Financial Corporation 0.0 $3.5M 430k 8.25
Brookdale Senior Living Debt (Principal) 0.0 $3.5M 2.5M 1.39
Banco Macro Sa- Adr (BMA) 0.0 $3.4M 60k 57.20
Citrix Systems 0.0 $3.4M 54k 63.87
Ikang Healthcare Group- Adr 0.0 $3.4M 210k 16.22
Liberty Global Inc C 0.0 $3.4M 67k 49.81
Maxpoint Interactive 0.0 $3.4M 350k 9.58
Public Service Enterprise (PEG) 0.0 $3.2M 77k 41.93
Spirit AeroSystems Holdings (SPR) 0.0 $3.1M 60k 52.22
Bunge 0.0 $3.1M 38k 82.35
Reliance Steel & Aluminum (RS) 0.0 $3.1M 50k 61.08
J.C. Penney Company 0.0 $3.0M 358k 8.41
Levy Acquisition Corp WRT 0.0 $3.0M 732k 4.10
Allegheny Technologies Incorporated (ATI) 0.0 $3.0M 100k 30.01
ardmore Shipping (ASC) 0.0 $3.0M 296k 10.07
Brookfield Asset Management 0.0 $3.0M 48k 61.45
Eagle Materials (EXP) 0.0 $2.9M 35k 83.57
Envestnet (ENV) 0.0 $2.9M 52k 56.07
Wabtec Corporation (WAB) 0.0 $2.9M 30k 95.00
First Trust Strategic 0.0 $2.8M 200k 14.22
Bioamber 0.0 $2.8M 326k 8.71
Progressive Waste Solutions 0.0 $2.8M 76k 37.19
Sandisk Corp Debt (Principal) 0.0 $2.7M 2.0M 1.36
Quidel Corp note 3.250%12/1 (Principal) 0.0 $2.7M 2.5M 1.09
Pinnacle West Capital Corporation (PNW) 0.0 $2.7M 42k 63.75
MGE Energy (MGEE) 0.0 $2.6M 59k 44.31
Chubb Corporation 0.0 $2.6M 26k 101.11
Bce (BCE) 0.0 $2.6M 48k 53.61
Xcel Energy (XEL) 0.0 $2.5M 73k 34.80
Travelers Companies (TRV) 0.0 $2.4M 22k 108.12
Hatteras Financial Corp Reit 0.0 $2.4M 133k 18.15
Bank Of Montreal Cadcom (BMO) 0.0 $2.4M 32k 75.91
Valhi 0.0 $2.4M 381k 6.23
Cibc Cad (CM) 0.0 $2.4M 26k 91.82
ARGO GROUP INTERNATIONAL Holdi Com Stk 0.0 $2.4M 47k 50.15
Consolidated Edison (ED) 0.0 $2.3M 39k 61.02
Montpelier Re Holdings/mrh 0.0 $2.3M 61k 38.44
Jones Energy Inc A 0.0 $2.3M 260k 8.98
Forest City Enterprises Debt (Principal) 0.0 $2.3M 2.0M 1.17
Jack Henry & Associates (JKHY) 0.0 $2.3M 33k 69.89
Aspen Insurance Holdings 0.0 $2.3M 49k 47.23
RPM International (RPM) 0.0 $2.3M 48k 48.00
Western Asset Managed High Y Fund 0.0 $2.3M 445k 5.17
HCC Insurance Holdings 0.0 $2.3M 40k 56.67
Southern Company (SO) 0.0 $2.3M 51k 44.29
White Mountains Insurance Gp (WTM) 0.0 $2.3M 3.3k 684.29
Axis Capital Holdings (AXS) 0.0 $2.2M 44k 51.58
Manulife Finl Corp (MFC) 0.0 $2.2M 104k 21.50
Portland General Electric Company (POR) 0.0 $2.2M 60k 37.09
Atento Sa 0.0 $2.2M 187k 11.89
Kimberly-Clark Corporation (KMB) 0.0 $2.2M 21k 107.08
Alleghany Corporation 0.0 $2.2M 4.5k 487.00
Blue Bird Corp (BLBD) 0.0 $2.2M 213k 10.25
Praxair 0.0 $2.2M 18k 120.71
BioScrip 0.0 $2.2M 492k 4.43
Netease Inc- Adr (NTES) 0.0 $2.2M 21k 105.31
Validus Holdings 0.0 $2.2M 51k 42.09
Republic Services (RSG) 0.0 $2.2M 53k 40.57
W.R. Berkley Corporation (WRB) 0.0 $2.2M 43k 50.53
New Jersey Resources Corporation (NJR) 0.0 $2.1M 69k 31.06
Discovery Communications 0.0 $2.1M 69k 30.77
Qihoo 360 Technology Co- Adr 0.0 $2.1M 41k 51.20
Resource Capital Corp Debt (Principal) 0.0 $2.1M 2.2M 0.97
Everest Re Group (EG) 0.0 $2.1M 12k 174.04
Old Republic International Corporation (ORI) 0.0 $2.1M 140k 14.94
New York Community Ban (NYCB) 0.0 $2.1M 125k 16.73
Orbcomm 0.0 $2.1M 346k 5.97
TECO Energy 0.0 $2.1M 106k 19.40
ProAssurance Corporation (PRA) 0.0 $2.1M 45k 45.92
Ameren Corporation (AEE) 0.0 $2.1M 49k 42.20
Vectren Corporation 0.0 $2.1M 47k 44.13
Kinder Morgan WRT 0.0 $2.1M 500k 4.10
Philip Morris International (PM) 0.0 $2.0M 27k 75.36
Discovery Communications 0.0 $2.0M 69k 29.48
Annaly Capital Management In Reit 0.0 $2.0M 196k 10.40
Northwest Natural Gas 0.0 $2.0M 42k 47.96
CenturyLink 0.0 $2.0M 58k 34.55
Summit Matls Inc cl a (SUM) 0.0 $2.0M 90k 22.16
Great Plains Energy Incorporated 0.0 $2.0M 74k 26.68
Entergy Corporation (ETR) 0.0 $2.0M 25k 77.51
Archer Daniels Midland Company (ADM) 0.0 $2.0M 42k 47.39
Piedmont Natural Gas Company 0.0 $2.0M 53k 36.92
Sina Corporation 0.0 $2.0M 61k 32.15
Potlatch Corp Reit (PCH) 0.0 $1.9M 48k 40.03
Renaissance Re Holdings Ltd Cmn (RNR) 0.0 $1.9M 19k 99.72
Las Vegas Sands (LVS) 0.0 $1.8M 33k 55.06
Fmsa Hldgs 0.0 $1.8M 251k 7.24
DTE Energy Company (DTE) 0.0 $1.8M 22k 80.68
Fiserv (FI) 0.0 $1.7M 22k 79.37
Telus Ord (TU) 0.0 $1.7M 41k 42.07
Parkway Properties Reit 0.0 $1.7M 98k 17.34
Javelin Mortgage Investment Reit 0.0 $1.7M 224k 7.56
Rbc Cad (RY) 0.0 $1.7M 22k 76.32
American Cap Sr Floating 0.0 $1.6M 122k 13.10
Waste Management (WM) 0.0 $1.6M 30k 54.20
Bk Nova Cad (BNS) 0.0 $1.6M 25k 63.52
Blue Capital Reinsurance Hol 0.0 $1.6M 91k 17.31
AFLAC Incorporated (AFL) 0.0 $1.6M 24k 64.03
Duke Energy (DUK) 0.0 $1.6M 20k 76.79
Sportsmans Whse Hldgs (SPWH) 0.0 $1.5M 191k 7.99
Tor Dom Bk Cad (TD) 0.0 $1.5M 28k 54.20
China Mobile Games- Adr 0.0 $1.5M 91k 16.67
Churchill Downs (CHDN) 0.0 $1.5M 13k 114.98
Wells Fargo & Company (WFC) 0.0 $1.5M 28k 54.41
Equity Residential Reit (EQR) 0.0 $1.5M 19k 77.86
Baxter International (BAX) 0.0 $1.5M 22k 68.48
Ace Limited Cmn 0.0 $1.5M 13k 111.49
MetLife (MET) 0.0 $1.5M 30k 50.54
Silgan Holdings (SLGN) 0.0 $1.5M 26k 58.14
Wal-Mart Stores (WMT) 0.0 $1.5M 18k 82.24
Bio-Rad Laboratories (BIO) 0.0 $1.5M 11k 135.19
Westmoreland Coal Company 0.0 $1.5M 55k 26.77
McDonald's Corporation (MCD) 0.0 $1.5M 15k 97.41
Capital One Financial (COF) 0.0 $1.5M 19k 78.82
Darden Restaurants (DRI) 0.0 $1.5M 21k 69.33
Shaw Communications Inc cl b conv 0.0 $1.5M 51k 28.43
Wisconsin Energy Corporation 0.0 $1.5M 29k 49.51
Ligand Pharmaceuticals In (LGND) 0.0 $1.4M 19k 77.11
Melco Crown Entertainme- Adr (MLCO) 0.0 $1.4M 67k 21.45
Greenbrier Companies (GBX) 0.0 $1.4M 25k 57.98
American Electric Power Company (AEP) 0.0 $1.4M 25k 56.25
Vanguard Ftse Emerging Marke Etp (VWO) 0.0 $1.4M 35k 40.88
Hanover Insurance (THG) 0.0 $1.4M 20k 72.58
Reinsurance Group of America (RGA) 0.0 $1.4M 15k 93.19
WGL Holdings 0.0 $1.4M 25k 56.40
Navient Corporation equity (NAVI) 0.0 $1.4M 68k 20.33
Allstate Corporation (ALL) 0.0 $1.4M 19k 71.17
Fiat Chrysler Automobile Debt (Principal) 0.0 $1.4M 1.0M 1.38
DaVita (DVA) 0.0 $1.4M 17k 81.25
American Financial (AFG) 0.0 $1.4M 21k 64.16
Solar Cap (SLRC) 0.0 $1.4M 68k 20.24
C.R. Bard 0.0 $1.4M 8.1k 167.30
Kroger (KR) 0.0 $1.4M 18k 76.69
Ball Corporation (BALL) 0.0 $1.4M 19k 70.65
Kaiser Aluminum (KALU) 0.0 $1.3M 18k 76.90
SYSCO Corporation (SYY) 0.0 $1.3M 36k 37.74
JPMorgan Chase & Co. (JPM) 0.0 $1.3M 22k 60.56
Signet Jewelers (SIG) 0.0 $1.3M 9.7k 138.76
CMS Energy Corporation (CMS) 0.0 $1.3M 38k 34.91
Westar Energy 0.0 $1.3M 34k 38.77
Symetra Finl Corp 0.0 $1.3M 57k 23.46
Arch Capital Group (ACGL) 0.0 $1.3M 22k 61.59
Allied World Assurance 0.0 $1.3M 33k 40.41
Hospitality Properties Trust Reit 0.0 $1.3M 40k 33.01
El Paso Electric Company 0.0 $1.3M 34k 38.63
American Water Works (AWK) 0.0 $1.3M 24k 54.21
CACI International (CACI) 0.0 $1.3M 15k 89.95
Atmos Energy Corporation (ATO) 0.0 $1.3M 24k 55.32
Waste Connections 0.0 $1.3M 27k 48.15
Select Income Reit Reit 0.0 $1.3M 52k 25.00
Avista Corporation (AVA) 0.0 $1.3M 38k 34.18
Air Methods Corporation 0.0 $1.3M 28k 46.59
Cheesecake Factory Incorporated (CAKE) 0.0 $1.3M 26k 49.34
Ps Business Parks Reit 0.0 $1.3M 15k 83.03
Fs Investment Corporation 0.0 $1.3M 125k 10.14
Cambridge Cap Acquisition 0.0 $1.3M 125k 10.05
General Dynamics Corporation (GD) 0.0 $1.3M 9.2k 135.71
Aptar (ATR) 0.0 $1.2M 20k 63.51
John Wiley & Sons (WLY) 0.0 $1.2M 20k 61.14
Boot Barn Hldgs (BOOT) 0.0 $1.2M 52k 23.91
Hornbeck Offshore Services 0.0 $1.2M 65k 18.81
Dolby Laboratories (DLB) 0.0 $1.2M 32k 38.15
Alliant Energy Corporation (LNT) 0.0 $1.2M 19k 63.01
Questar Corporation 0.0 $1.2M 50k 23.86
Hershey Company (HSY) 0.0 $1.2M 12k 100.92
Ingredion Incorporated (INGR) 0.0 $1.2M 15k 77.83
Assurant (AIZ) 0.0 $1.2M 19k 61.40
Sfx Entmt 0.0 $1.2M 288k 4.09
Sunedison 0.0 $1.2M 49k 24.00
Emerson Electric (EMR) 0.0 $1.1M 20k 56.61
Symantec Corporation 0.0 $1.1M 49k 23.37
Ross Stores (ROST) 0.0 $1.1M 11k 105.37
National Fuel Gas (NFG) 0.0 $1.1M 19k 60.32
UGI Corporation (UGI) 0.0 $1.1M 34k 32.58
Advance Auto Parts (AAP) 0.0 $1.1M 7.3k 149.65
Cytec Industries 0.0 $1.1M 20k 54.04
Arista Networks (ANET) 0.0 $1.1M 15k 70.54
Denbury Resources 0.0 $1.1M 145k 7.30
Avalanche Biotechnologies In 0.0 $1.0M 26k 40.55
Ares Capital Corp Debt (Principal) 0.0 $1.0M 1.0M 1.03
Gap (GPS) 0.0 $1.0M 24k 43.34
Avalonbay Communities Reit (AVB) 0.0 $1.0M 5.8k 174.19
PG&E Corporation (PCG) 0.0 $1.0M 19k 53.05
Stone Energy Corporation 0.0 $1.0M 69k 14.68
NRG Energy (NRG) 0.0 $1.0M 40k 25.20
United Parcel Service (UPS) 0.0 $998k 10k 96.89
Boston Properties Reit (BXP) 0.0 $997k 7.1k 140.42
Sl Green Realty Corp Reit 0.0 $993k 7.7k 128.36
Eaton Vance Tax-advantaged B Fund 0.0 $990k 77k 12.82
Incyte Corporation (INCY) 0.0 $981k 11k 91.65
Apollo Investment 0.0 $972k 127k 7.67
Jason Industries WRT 0.0 $963k 1.2M 0.79
Capitol Acquisition Corp Ii WRT 0.0 $899k 899k 1.00
Garmin (GRMN) 0.0 $898k 19k 47.50
Vipshop Holdings Ltd - Ads Adr (VIPS) 0.0 $883k 30k 29.43
American Eagle Outfitters (AEO) 0.0 $869k 51k 17.08
Managed Hi Yld Plus Fund Fund 0.0 $857k 447k 1.92
Bioamber WRT 0.0 $855k 538k 1.59
New America High Income Fund Fund (HYB) 0.0 $810k 90k 9.04
H&R Block (HRB) 0.0 $806k 25k 32.07
Essex Property Trust Reit (ESS) 0.0 $798k 3.5k 229.97
U.S. Bancorp (USB) 0.0 $783k 18k 43.67
Perrigo Company (PRGO) 0.0 $778k 4.7k 165.53
Titan Machinery (TITN) 0.0 $773k 58k 13.35
Hudbay Minerals WRT 0.0 $762k 645k 1.18
Dollar Tree (DLTR) 0.0 $752k 9.3k 81.16
Qualcomm (QCOM) 0.0 $749k 11k 69.35
Family Dollar Stores 0.0 $745k 9.4k 79.26
News (NWSA) 0.0 $735k 46k 16.01
Calpine Corporation 0.0 $734k 32k 22.88
Fifth Third Ban (FITB) 0.0 $734k 39k 18.86
American Capital Agency Corp Reit 0.0 $715k 34k 21.34
Nuveen Div Adv Muni Fd 2 Fund 0.0 $704k 50k 14.17
Crown Castle Intl Corp Reit (CCI) 0.0 $689k 8.4k 82.50
Alibaba Group Holding-sp Adr (BABA) 0.0 $687k 8.3k 83.27
Ares Capital Corp Debt (Principal) 0.0 $677k 650k 1.04
Blue Bird Corp WRT 0.0 $674k 900k 0.75
Transalta Corp (TAC) 0.0 $663k 57k 11.74
Midstates Pete 0.0 $646k 760k 0.85
Dillard's (DDS) 0.0 $642k 4.7k 136.42
Nuveen Qual Inc Muni Fund 0.0 $642k 46k 14.05
Crown Holdings (CCK) 0.0 $603k 11k 54.03
Convergys Corporation 0.0 $600k 26k 22.87
Goldman Sachs (GS) 0.0 $597k 3.2k 187.85
Rogers Communications -cl B (RCI) 0.0 $594k 14k 42.41
Harris Corporation 0.0 $591k 7.5k 78.79
Magellan Health Services 0.0 $591k 8.3k 70.84
AmerisourceBergen (COR) 0.0 $588k 5.2k 113.65
Fresh Del Monte Produce (FDP) 0.0 $577k 15k 38.90
Windstream Hldgs 0.0 $575k 78k 7.40
Broadridge Financial Solutions (BR) 0.0 $574k 10k 55.00
Pinnacle Foods Inc De 0.0 $570k 14k 40.78
Nuveen Perf Plus Muni Fund 0.0 $570k 38k 14.87
J.M. Smucker Company (SJM) 0.0 $560k 4.8k 115.68
Werner Enterprises (WERN) 0.0 $558k 18k 31.42
Pfizer (PFE) 0.0 $554k 16k 34.80
Equifax (EFX) 0.0 $553k 6.0k 92.94
Fossil (FOSL) 0.0 $553k 6.7k 82.41
Texas Roadhouse (TXRH) 0.0 $553k 15k 36.40
Accenture (ACN) 0.0 $552k 5.9k 93.73
BB&T Corporation 0.0 $550k 14k 39.01
PNC Financial Services (PNC) 0.0 $547k 5.9k 93.23
Mallinckrodt Pub 0.0 $545k 4.3k 126.74
Silver Standard Res 0.0 $544k 120k 4.53
Torchmark Corporation 0.0 $543k 9.9k 54.91
Whole Foods Market 0.0 $540k 10k 52.04
Synopsys (SNPS) 0.0 $540k 12k 46.32
Brinker International (EAT) 0.0 $537k 8.7k 61.53
Total System Services 0.0 $537k 14k 38.12
Progressive Corporation (PGR) 0.0 $531k 20k 27.20
Selective Insurance (SIGI) 0.0 $526k 18k 29.06
Voya Financial (VOYA) 0.0 $526k 12k 43.13
International Business Machines (IBM) 0.0 $525k 3.3k 160.55
Energy Xxi 0.0 $519k 143k 3.64
Cisco Systems (CSCO) 0.0 $519k 19k 27.51
International Speedway Corporation 0.0 $518k 16k 32.59
Cintas Corporation (CTAS) 0.0 $517k 6.3k 81.62
Corrections Corp Of America Reit 0.0 $517k 13k 40.26
Sonoco Products Company (SON) 0.0 $512k 11k 45.50
Mondelez Int (MDLZ) 0.0 $511k 14k 36.08
Palo Alto Networks (PANW) 0.0 $511k 3.5k 146.00
DENTSPLY International 0.0 $509k 10k 50.90
Pepsi (PEP) 0.0 $506k 5.3k 95.60
Enstar Group (ESGR) 0.0 $506k 3.6k 141.94
3M Company (MMM) 0.0 $506k 3.1k 164.93
Quinpario Acquisition Corp 2 WRT 0.0 $503k 1.0M 0.50
Black Hills Corporation (BKH) 0.0 $503k 10k 50.45
Johnson & Johnson (JNJ) 0.0 $502k 5.0k 100.58
Lamar Advertising Co-a Reit (LAMR) 0.0 $501k 8.5k 59.26
American Express Company (AXP) 0.0 $500k 6.4k 78.12
Edison International (EIX) 0.0 $500k 8.0k 62.50
Microsoft Corporation (MSFT) 0.0 $499k 12k 40.64
Ltc Properties Reit (LTC) 0.0 $497k 11k 45.98
Eli Lilly & Co. (LLY) 0.0 $494k 6.8k 72.65
Bristol Myers Squibb (BMY) 0.0 $490k 7.6k 64.47
Echostar Corporation (SATS) 0.0 $485k 9.4k 51.75
Procter & Gamble Company (PG) 0.0 $484k 5.9k 81.90
Bed Bath & Beyond 0.0 $484k 6.3k 76.83
Cadence Design Systems (CDNS) 0.0 $483k 26k 18.44
Eversource Energy (ES) 0.0 $481k 9.5k 50.48
Suntrust Banks Inc $1.00 Par Cmn 0.0 $481k 12k 41.11
PNM Resources (PNM) 0.0 $478k 16k 29.20
PPL Corporation (PPL) 0.0 $475k 14k 33.71
Mosaic (MOS) 0.0 $474k 10k 46.06
Southwest Gas Corporation (SWX) 0.0 $470k 8.1k 58.21
Intel Corporation (INTC) 0.0 $469k 15k 31.25
Allete (ALE) 0.0 $463k 8.8k 52.81
Ida (IDA) 0.0 $463k 7.4k 62.92
Oge Energy Corp (OGE) 0.0 $445k 14k 31.61
Wl Ross Holding Corp WRT 0.0 $443k 682k 0.65
Invesco Quality Municipal Inc Trust (IQI) 0.0 $426k 34k 12.59
Vertex Pharmaceuticals Incorporated (VRTX) 0.0 $425k 3.6k 118.06
Halcon Resources 0.0 $424k 275k 1.54
Veracyte (VCYT) 0.0 $415k 57k 7.28
Exxon Mobil Corporation (XOM) 0.0 $403k 4.7k 84.86
General Growth Properties Reit 0.0 $402k 14k 29.56
BioMarin Pharmaceutical (BMRN) 0.0 $386k 3.1k 124.52
Copa Holdings Sa-class A (CPA) 0.0 $386k 3.8k 100.99
Ariad Pharmaceuticals 0.0 $364k 44k 8.25
Fireeye 0.0 $357k 9.1k 39.23
Marsh & McLennan Companies (MMC) 0.0 $353k 6.3k 56.03
General Motors WRT 0.0 $331k 250k 1.32
Amc Networks Inc Cl A (AMCX) 0.0 $322k 4.2k 76.67
Dick's Sporting Goods (DKS) 0.0 $313k 5.5k 56.91
Public Storage Reit (PSA) 0.0 $312k 1.6k 197.34
Sempra Energy (SRE) 0.0 $300k 2.7k 109.17
Wendy's/arby's Group (WEN) 0.0 $298k 27k 10.89
Reynolds American 0.0 $296k 4.3k 68.84
Pepco Holdings 0.0 $295k 11k 26.84
McGraw-Hill Companies 0.0 $279k 2.7k 103.33
Western Refining 0.0 $272k 5.5k 49.45
Chipotle Mexican Grill (CMG) 0.0 $271k 416.00 651.44
Tesla Motors (TSLA) 0.0 $265k 1.4k 188.48
Canadian Solar (CSIQ) 0.0 $261k 7.8k 33.39
Immune Pharmaceuticals 0.0 $260k 250k 1.04
Equinix Reit (EQIX) 0.0 $256k 1.1k 232.73
Nuveen Muni Mkt Opp Fund 0.0 $250k 18k 13.68
Sunpower (SPWR) 0.0 $238k 7.6k 31.32
Macerich Co/the Reit (MAC) 0.0 $236k 2.8k 84.29
Nuveen Muni Adv Fund 0.0 $233k 17k 13.78
Nuveen Prem Inc Muni Fund 0.0 $231k 17k 13.98
Carrizo Oil & Gas 0.0 $224k 4.5k 49.55
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $220k 15k 14.67
Zions Bancorporation (ZION) 0.0 $219k 8.1k 26.98
Varian Medical Systems 0.0 $213k 2.3k 93.87
Cenveo 0.0 $211k 99k 2.14
PPG Industries (PPG) 0.0 $203k 900.00 225.56
Foot Locker (FL) 0.0 $202k 3.2k 63.12
Alliance National Muni Fund (AFB) 0.0 $202k 15k 13.69
Noble Energy 0.0 $200k 4.1k 48.78
Roi Acquisition Corp Ii WRT 0.0 $198k 1.2M 0.17
Cis Acquisition Ltd-class A WRT 0.0 $184k 775k 0.24
NL Industries (NL) 0.0 $183k 24k 7.76
Quantum Corp Debt (Principal) 0.0 $182k 155k 1.17
Tandem Diabetes Care 0.0 $161k 13k 12.59
Boulevard Acquisition Corp WRT 0.0 $150k 250k 0.60
Dorian Lpg (LPG) 0.0 $144k 11k 13.03
Nuveen Div Adv Muni Fd 3 Fund (NZF) 0.0 $142k 10k 14.20
Invesco Trust For Investmen Fund (VGM) 0.0 $134k 10k 13.40
Community Health Sys Inc New right 01/27/2016 0.0 $132k 6.0M 0.02
Dreyfus Strategic Muni Bd Fund 0.0 $116k 14k 8.11
SLM Corporation (SLM) 0.0 $109k 12k 9.32
Vale Sa-sp Adr (VALE) 0.0 $90k 16k 5.66
Contrafect Corp WRT 0.0 $82k 47k 1.75
Quest Resource Hldg 0.0 $70k 750k 0.09
Jiayuan.com Internationa- Adr 0.0 $56k 11k 5.08
Amsurg Corp Debt (Principal) 0.0 $43k 35k 1.23
Chart Acquisition Corp WRT 0.0 $42k 148k 0.28
Contrafect Corp WRT 0.0 $37k 47k 0.79
Cambridge Capital Acquisitio WRT 0.0 $30k 125k 0.24
Western Asset Mortgage Capit Reit 0.0 $29k 559k 0.05
Cleveland Biolabs 0.0 $13k 15k 0.87
Discovery Laboratories 0.0 $8.0k 200k 0.04
Microvision Inc Del (MVIS) 0.0 $5.0k 73k 0.07
Mast Therapeutics 0.0 $1.0k 688k 0.00
Neostem 0.0 $1.0k 531k 0.00
Pluristem Therapeutics 0.0 $999.000000 30k 0.03
CAMAC Energy 0.0 $0 150k 0.00
EnteroMedics 0.0 $0 12k 0.00
Rxi Pharmaceuticals 0.0 $0 145k 0.00