Pine River Capital Management

Pine River Capital Management as of Sept. 30, 2015

Portfolio Holdings for Pine River Capital Management

Pine River Capital Management holds 592 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Trust Etp (SPY) 27.2 $1.8B 9.3M 191.63
American Capital 2.5 $163M 13M 12.16
Thoratec Corporation 2.2 $144M 2.3M 63.26
Cit 2.1 $136M 3.4M 40.03
Con-way 1.9 $123M 2.6M 47.45
Google Inc Class C 1.7 $109M 179k 608.42
Ishares Iboxx High Yield Cor Etp Put Option (HYG) 1.5 $100M 1.2M 83.29
Aetna 1.5 $98M 892k 109.41
Market Vectors Semiconductor Etp Call Option 1.5 $96M 1.9M 49.88
Verizon Communications (VZ) 1.4 $93M 2.1M 43.51
Allergan Plc pfd conv ser a 1.2 $80M 85k 944.51
Western Digital (WDC) 1.1 $74M 931k 79.44
Medtronic (MDT) 1.1 $71M 1.1M 66.94
Ishares Russell 2000 Etf Etp Put Option (IWM) 1.0 $69M 628k 109.20
Redwood Trust Debt (Principal) 1.0 $65M 69M 0.95
Liberty Interactive Debt (Principal) 1.0 $65M 126M 0.52
Tesla Motors Debt (Principal) 1.0 $63M 31M 2.04
CIGNA Corporation 0.9 $62M 459k 135.02
Halliburton Company (HAL) 0.8 $51M 1.4M 35.35
Pioneer Natural Resources (PXD) 0.8 $50M 414k 121.64
Tesla Motors Debt (Principal) 0.7 $47M 50M 0.94
Qualcomm (QCOM) 0.7 $47M 870k 53.73
Cognizant Technology Solutions (CTSH) 0.7 $46M 729k 62.61
Whiting Petroleum Corporation 0.7 $45M 2.9M 15.27
Platform Specialty Prods Cor 0.6 $42M 3.3M 12.65
Pennymac Corp Debt (Principal) 0.6 $39M 43M 0.90
State Street Corporation (STT) 0.6 $37M 552k 67.20
VMware 0.5 $35M 443k 78.79
Resource Capital Corp Debt (Principal) 0.5 $34M 37M 0.91
Tsakos Energy Navigation 0.5 $34M 4.2M 8.13
Tesla Motors Debt (Principal) 0.5 $34M 35M 0.97
Scorpio Bulkers 0.5 $32M 22M 1.46
Delphi Automotive 0.5 $31M 412k 76.04
priceline.com Incorporated 0.5 $31M 25k 1236.91
Honeywell International (HON) 0.5 $30M 321k 94.69
Gsv Capital Corp Debt (Principal) 0.4 $29M 33M 0.89
Newfield Exploration 0.4 $29M 887k 32.90
FMC Technologies 0.4 $29M 932k 31.00
Qihoo 360 Tech Debt (Principal) 0.4 $29M 34M 0.84
Anadarko Petroleum Corporation 0.4 $28M 471k 60.39
Westrock (WRK) 0.4 $28M 537k 51.44
American Capital Agency Corp Reit 0.4 $27M 1.5M 18.70
Workday Debt (Principal) 0.4 $26M 24M 1.08
Qihoo 360 Tech Debt (Principal) 0.4 $25M 26M 0.96
Baidu Inc - Adr (BIDU) 0.4 $25M 182k 137.41
Vipshop Holding Fund (Principal) 0.4 $25M 23M 1.10
Juniper Networks (JNPR) 0.4 $24M 946k 25.71
EOG Resources (EOG) 0.4 $24M 333k 72.80
Rait Financial Trust Debt (Principal) 0.4 $24M 24M 1.01
Red Hat 0.4 $23M 326k 71.88
American Capital Mortgage In Reit 0.4 $23M 1.6M 14.74
Spdr S&p Oil & Gas Exp & Pr Etp Put Option 0.4 $23M 700k 32.84
Prospect Capital Corp Debt (Principal) 0.4 $23M 24M 0.98
Amazon (AMZN) 0.3 $22M 43k 511.89
Hewlett-Packard Company 0.3 $22M 859k 25.61
Apollo Cmmrl Real Est Fi Debt (Principal) 0.3 $21M 21M 0.99
Abbvie (ABBV) 0.3 $21M 386k 54.41
Superior Energy Services 0.3 $21M 1.6M 12.63
EMC Corporation 0.3 $21M 858k 24.16
Pace Holdings Corp Unit 0.3 $20M 2.0M 10.20
Constellium Holdco B V cl a 0.3 $20M 3.4M 6.06
Alibaba Group Holding-sp Adr (BABA) 0.3 $20M 343k 58.97
Kansas City Southern 0.3 $20M 220k 90.88
Kindred Healthcare 0.3 $19M 1.2M 15.75
Chimera Investment Corp Reit (CIM) 0.3 $19M 1.4M 13.37
Facebook Inc cl a (META) 0.3 $19M 210k 90.00
CVS Caremark Corporation (CVS) 0.3 $19M 195k 96.48
Valero Energy Corporation (VLO) 0.3 $18M 307k 60.10
Zimmer Holdings (ZBH) 0.3 $18M 195k 93.93
Iconix Brand Group Debt (Principal) 0.3 $18M 23M 0.81
Berry Plastics (BERY) 0.3 $18M 600k 30.07
Wright Medical 0.3 $18M 847k 21.02
Teekay Tankers Ltd cl a 0.3 $18M 2.5M 6.90
Ishares Msci Emerging Market Etp Put Option (EEM) 0.3 $17M 532k 32.78
Boulevard Acquisition Corp I Unit 0.3 $17M 1.7M 9.97
Spirit AeroSystems Holdings (SPR) 0.3 $17M 350k 48.34
Autodesk (ADSK) 0.3 $17M 382k 44.14
ConocoPhillips (COP) 0.3 $17M 344k 47.96
Memorial Resource Development 0.3 $17M 939k 17.58
Oceaneering International (OII) 0.3 $17M 420k 39.28
Tal Education Group Debt (Principal) 0.3 $17M 12M 1.32
Visteon Corporation (VC) 0.3 $16M 162k 101.23
A. O. Smith Corporation (AOS) 0.2 $16M 250k 65.19
Double Eagle Acquisition Corp Unit 0.2 $16M 1.6M 10.14
Illumina (ILMN) 0.2 $16M 91k 175.82
Humana (HUM) 0.2 $16M 89k 179.00
Computer Sciences Corporation 0.2 $16M 257k 61.42
Apollo Residential Mortgage Reit 0.2 $16M 1.2M 12.66
stock 0.2 $15M 279k 55.35
Gener8 Maritime 0.2 $15M 1.4M 10.95
Abengoa Yield 0.2 $15M 918k 16.55
Armour Residential Reit Reit 0.2 $15M 754k 20.04
Chubb Corporation 0.2 $15M 122k 122.66
Brookdale Senior Living (BKD) 0.2 $15M 649k 22.96
Teva Pharmaceutical-sp Adr (TEVA) 0.2 $15M 263k 56.46
Apple (AAPL) 0.2 $15M 134k 110.32
Helmerich & Payne (HP) 0.2 $14M 297k 47.26
Amtrust Finl Svcs Inc note 2.750%12/1 (Principal) 0.2 $14M 15M 0.94
Tableau Software Inc Cl A 0.2 $14M 172k 79.78
Magna Intl Inc cl a (MGA) 0.2 $14M 283k 48.01
Spectranetics Corporation 0.2 $13M 1.1M 11.79
Concho Resources 0.2 $13M 134k 98.30
Cerner Corporation 0.2 $13M 218k 59.95
Soufun Holdings Debt (Principal) 0.2 $13M 14M 0.93
Rait Financial Trust Debt (Principal) 0.2 $13M 16M 0.83
TransDigm Group Incorporated (TDG) 0.2 $13M 60k 212.42
Jarden Corporation 0.2 $13M 260k 48.88
Axalta Coating Sys (AXTA) 0.2 $13M 500k 25.34
Aercap Holdings Nv Ord Cmn (AER) 0.2 $13M 328k 38.24
Hci Group Debt (Principal) 0.2 $13M 14M 0.93
Dynegy 0.2 $12M 600k 20.67
Newpark Resources Debt (Principal) 0.2 $12M 13M 0.95
Starwood Waypoint Resdtl Debt (Principal) 0.2 $12M 13M 0.95
Delta Air Lines (DAL) 0.2 $12M 267k 44.87
Old Dominion Freight Line (ODFL) 0.2 $12M 196k 61.00
Euronav Sa (EURN) 0.2 $12M 885k 13.43
Aramark Hldgs (ARMK) 0.2 $12M 400k 29.64
Scorpio Tankers 0.2 $12M 1.3M 9.17
Emergent BioSolutions (EBS) 0.2 $12M 407k 28.49
Micron Technology (MU) 0.2 $12M 772k 14.98
RPC (RES) 0.2 $12M 1.3M 8.85
Community Health Systems (CYH) 0.2 $11M 266k 42.77
Fortinet (FTNT) 0.2 $11M 265k 42.48
Macquarie Infrastructure Company 0.2 $11M 150k 74.66
Hennessy Cap Acquisition Cor 0.2 $11M 1.2M 9.60
Airgas 0.2 $11M 120k 89.33
Corenergy Infrastructure Debt (Principal) 0.2 $11M 12M 0.91
BlackRock Corporate High Yield Fund VI (HYT) 0.2 $11M 1.1M 9.87
Snap-on Incorporated (SNA) 0.2 $11M 70k 150.94
Amag Pharmaceuticals Inc note 2.500% 2/1 (Principal) 0.2 $11M 6.5M 1.61
Morgans Hotel 0.2 $10M 3.1M 3.32
Ally Financial (ALLY) 0.2 $10M 509k 20.38
Express Scripts Holding 0.2 $10M 125k 80.97
Prospect Capital Corp Debt (Principal) 0.2 $10M 10M 1.01
Wright Medical Group Debt (Principal) 0.2 $9.8M 9.3M 1.06
Electrum Spl Acquisition Cor 0.1 $9.6M 1.0M 9.63
Seacor Holdings Debt (Principal) 0.1 $9.6M 10M 0.96
AutoZone (AZO) 0.1 $9.5M 13k 723.80
California Resources 0.1 $9.3M 3.6M 2.60
Sina Corp Debt (Principal) 0.1 $9.0M 9.5M 0.95
Chesapeake Energy Corp Debt (Principal) 0.1 $8.8M 10M 0.88
Flowserve Corporation (FLS) 0.1 $8.7M 212k 41.14
Spdr Barclays Short-term Hig Etp (SJNK) 0.1 $8.7M 321k 26.94
Qihoo 360 Tech Debt (Principal) 0.1 $8.7M 10M 0.86
CBS Corporation 0.1 $8.3M 208k 39.90
Aspen Aerogels (ASPN) 0.1 $8.0M 1.1M 7.50
Ares Commercial Real Est Debt (Principal) 0.1 $8.0M 8.0M 1.00
Hawaiian Telcom Holdco 0.1 $7.9M 378k 20.78
Mrc Global Inc cmn (MRC) 0.1 $7.8M 700k 11.15
NetApp (NTAP) 0.1 $7.7M 261k 29.60
St. Jude Medical 0.1 $7.7M 122k 63.09
Baker Hughes Incorporated 0.1 $7.7M 148k 52.04
Avago Technologies Ltd cmn Call Option 0.1 $7.6M 654k 11.60
Lumenis Ltd shs cl b 0.1 $7.5M 542k 13.85
Oasis Petroleum 0.1 $7.4M 854k 8.68
Klx Inc Com $0.01 0.1 $7.1M 200k 35.74
Mallinckrodt Pub 0.1 $7.1M 111k 63.94
Zebra Technologies Put Option (ZBRA) 0.1 $7.1M 93k 76.54
Cardtronics 0.1 $7.0M 215k 32.70
Starwood Property Trust Debt (Principal) 0.1 $7.0M 7.0M 0.99
Northern Oil & Gas 0.1 $6.8M 1.5M 4.42
Safeguard Scientifics In Debt (Principal) 0.1 $6.7M 6.0M 1.12
USG Corporation 0.1 $6.7M 250k 26.62
Range Resources (RRC) 0.1 $6.4M 200k 32.12
Cepheid 0.1 $6.3M 139k 45.20
Zoosk 0.1 $6.0M 816k 7.35
Watsco, Incorporated (WSO) 0.1 $5.9M 50k 118.48
Enernoc Debt (Principal) 0.1 $5.9M 8.5M 0.70
Adeptus Health Inc-class A 0.1 $5.9M 73k 80.76
Trinet (TNET) 0.1 $5.8M 347k 16.80
Huron Consulting (HURN) 0.1 $5.8M 92k 62.54
Layne Christensen Debt (Principal) 0.1 $5.7M 7.7M 0.74
Horizon Global Corporation 0.1 $5.6M 634k 8.82
C&j Energy Services 0.1 $5.5M 1.6M 3.52
First Tr High Income L/s (FSD) 0.1 $5.4M 385k 14.09
Pandora Media 0.1 $5.4M 253k 21.34
Western Asset High Yield Def Fund (HYI) 0.1 $5.2M 374k 14.00
Gaslog Partners 0.1 $5.2M 324k 16.13
Atlantic Alliance Partner 0.1 $5.0M 490k 10.16
Laboratory Corp. of America Holdings (LH) 0.1 $4.9M 46k 108.46
Ishares Msci Brazil Capped E Etp (EWZ) 0.1 $4.7M 215k 21.95
Citrix Systems 0.1 $4.7M 67k 69.27
Yy Debt (Principal) 0.1 $4.7M 5.0M 0.93
Sunrun (RUN) 0.1 $4.6M 448k 10.37
ardmore Shipping (ASC) 0.1 $4.6M 382k 12.08
Hill-Rom Holdings 0.1 $4.6M 89k 51.99
Jazz Pharmaceuticals (JAZZ) 0.1 $4.5M 34k 132.81
Apigee 0.1 $4.5M 428k 10.55
Verint Systems (VRNT) 0.1 $4.5M 104k 43.16
Prospect Capital Corp Debt (Principal) 0.1 $4.5M 4.5M 1.00
Echo Global Logistics 0.1 $4.4M 225k 19.60
Brookfield High Income Fd In 0.1 $4.3M 596k 7.29
Spdr Gold Shares Etp Call Option (GLD) 0.1 $4.3M 40k 106.85
Net 1 UEPS Technologies (LSAK) 0.1 $4.3M 255k 16.74
Western Asset High Income Op Fund (HIO) 0.1 $4.2M 901k 4.69
New Oriental Educatio-sp Adr 0.1 $4.2M 208k 20.21
Akamai Technologies (AKAM) 0.1 $3.9M 57k 69.07
Hmh Holdings 0.1 $3.8M 189k 20.31
Hollyfrontier Corp 0.1 $3.8M 78k 48.85
Integra LifeSciences Holdings (IART) 0.1 $3.7M 62k 59.55
Neuberger Berman High Yield Fund (NHS) 0.1 $3.6M 356k 10.19
Euronet Worldwide (EEFT) 0.1 $3.6M 49k 74.08
Xpo Logistics Inc equity Call Option (XPO) 0.1 $3.6M 150k 23.83
Kosmos Energy 0.0 $3.2M 567k 5.58
Hatteras Financial Corp Reit 0.0 $3.1M 208k 15.15
Starwood Property Trust Debt (Principal) 0.0 $3.1M 3.0M 1.02
Cameco Corporation Call Option (CCJ) 0.0 $3.0M 250k 12.17
RPM International (RPM) 0.0 $3.0M 72k 41.90
Brookfield Asset Management 0.0 $3.0M 82k 36.90
Bioamber 0.0 $2.9M 541k 5.35
Sina Corporation 0.0 $2.8M 70k 40.12
Colony Financial Debt (Principal) 0.0 $2.8M 2.9M 0.96
Homeaway 0.0 $2.8M 104k 26.54
Sinovac Biotech (SVA) 0.0 $2.7M 526k 5.08
J.C. Penney Company 0.0 $2.6M 284k 9.29
First Trust Strategic 0.0 $2.5M 220k 11.50
EXACT Sciences Corporation (EXAS) 0.0 $2.5M 141k 17.99
Banco Macro Sa- Adr (BMA) 0.0 $2.5M 65k 38.40
Apache Corporation 0.0 $2.4M 61k 39.16
Healthways Debt (Principal) 0.0 $2.3M 2.5M 0.92
M/i Homes Debt (Principal) 0.0 $2.3M 2.3M 1.01
Del Taco Restaurants WRT 0.0 $2.2M 432k 5.17
Noble Energy 0.0 $2.2M 73k 30.18
Quantum Corp Debt (Principal) 0.0 $2.2M 2.7M 0.83
Liberty Global Inc C 0.0 $2.1M 52k 41.01
Celestica (CLS) 0.0 $2.0M 119k 17.18
Jones Energy Inc A 0.0 $2.0M 425k 4.79
Resource Capital Corp Debt (Principal) 0.0 $2.0M 2.2M 0.94
General Mills (GIS) 0.0 $2.0M 36k 56.13
Western Asset Managed High Y Fund 0.0 $2.0M 445k 4.47
Servicenow (NOW) 0.0 $1.9M 28k 69.46
Comcast Corporation (CMCSA) 0.0 $1.9M 34k 56.90
Javelin Mortgage Investment Reit 0.0 $1.9M 315k 6.03
Progressive Waste Solutions 0.0 $1.9M 54k 35.29
Cibc Cad (CM) 0.0 $1.9M 20k 95.96
At&t (T) 0.0 $1.9M 58k 32.58
American International (AIG) 0.0 $1.9M 33k 56.80
Pfizer (PFE) 0.0 $1.9M 60k 31.41
Telus Ord (TU) 0.0 $1.8M 43k 42.06
Discover Financial Services (DFS) 0.0 $1.8M 35k 51.97
Bce (BCE) 0.0 $1.8M 33k 54.61
W.W. Grainger (GWW) 0.0 $1.8M 8.4k 214.94
Tor Dom Bk Cad (TD) 0.0 $1.8M 34k 52.59
Bank Of Montreal Cadcom (BMO) 0.0 $1.8M 25k 72.78
Allstate Corporation (ALL) 0.0 $1.8M 30k 58.24
Agilent Technologies Inc C ommon (A) 0.0 $1.8M 51k 34.32
Assurant (AIZ) 0.0 $1.7M 22k 79.05
Rbc Cad (RY) 0.0 $1.7M 24k 73.77
Old Republic International Corporation (ORI) 0.0 $1.7M 110k 15.64
Archer Daniels Midland Company (ADM) 0.0 $1.7M 41k 41.46
58.com Inc- Adr 0.0 $1.7M 36k 47.05
Shaw Communications Inc cl b conv 0.0 $1.7M 66k 25.84
White Mountains Insurance Gp (WTM) 0.0 $1.7M 2.2k 747.08
Bk Nova Cad (BNS) 0.0 $1.7M 28k 58.83
Selective Insurance (SIGI) 0.0 $1.7M 53k 31.05
Emerson Electric (EMR) 0.0 $1.7M 37k 44.18
Arch Capital Group (ACGL) 0.0 $1.7M 23k 73.46
Progressive Corporation (PGR) 0.0 $1.6M 53k 30.63
Markit 0.0 $1.6M 56k 29.00
Las Vegas Sands (LVS) 0.0 $1.6M 43k 37.96
Hormel Foods Corporation (HRL) 0.0 $1.6M 25k 63.31
Ingredion Incorporated (INGR) 0.0 $1.6M 18k 87.30
CenturyLink 0.0 $1.6M 63k 25.11
Campbell Soup Company (CPB) 0.0 $1.6M 31k 50.67
ProAssurance Corporation (PRA) 0.0 $1.6M 32k 49.06
Kellogg Company (K) 0.0 $1.6M 24k 66.58
Nationstar Mortgage 0.0 $1.6M 114k 13.86
American Financial (AFG) 0.0 $1.6M 23k 68.92
Jack Henry & Associates (JKHY) 0.0 $1.6M 23k 69.62
Franklin Resources (BEN) 0.0 $1.6M 42k 37.25
Hanover Insurance (THG) 0.0 $1.6M 20k 77.72
Berkley W R Corp 0.0 $1.6M 29k 54.35
Videocon D2h Ltd - Adr 0.0 $1.6M 162k 9.65
Blue Capital Reinsurance Hol 0.0 $1.6M 91k 17.22
Akorn 0.0 $1.6M 55k 28.50
Cincinnati Financial Corporation (CINF) 0.0 $1.5M 29k 53.79
ARGO GROUP INTERNATIONAL Holdi Com Stk 0.0 $1.5M 27k 56.61
Fresh Del Monte Produce (FDP) 0.0 $1.5M 39k 39.51
Republic Services (RSG) 0.0 $1.5M 37k 41.20
Aptar (ATR) 0.0 $1.5M 23k 65.98
Validus Holdings 0.0 $1.5M 34k 45.07
Cheesecake Factory Incorporated (CAKE) 0.0 $1.5M 28k 53.98
Renaissance Re Holdings Ltd Cmn (RNR) 0.0 $1.5M 14k 106.28
Maxpoint Interactive 0.0 $1.5M 370k 4.08
Orchid Island Capital Reit 0.0 $1.5M 163k 9.25
Amdocs Ltd ord (DOX) 0.0 $1.5M 26k 56.89
Waste Connections 0.0 $1.5M 31k 48.59
Waste Management (WM) 0.0 $1.5M 30k 49.80
Thomson Reuters Corp 0.0 $1.5M 37k 40.26
New York Community Ban (NYCB) 0.0 $1.5M 82k 18.06
Cintas Corporation (CTAS) 0.0 $1.5M 17k 85.78
Kroger (KR) 0.0 $1.5M 41k 36.08
Coca-Cola Company (KO) 0.0 $1.5M 36k 40.11
Travelers Companies (TRV) 0.0 $1.5M 15k 99.49
Axis Capital Holdings (AXS) 0.0 $1.5M 27k 53.74
Alleghany Corporation 0.0 $1.4M 3.1k 467.83
Torchmark Corporation 0.0 $1.4M 26k 56.40
Aspen Insurance Holdings 0.0 $1.4M 31k 46.48
General Dynamics Corporation (GD) 0.0 $1.4M 11k 137.92
Bonanza Creek Energy 0.0 $1.4M 354k 4.07
Five Oaks Investment Corp Reit 0.0 $1.4M 228k 6.32
Target Corporation (TGT) 0.0 $1.4M 18k 78.68
Ace Limited Cmn 0.0 $1.4M 14k 103.39
DENTSPLY International 0.0 $1.4M 28k 50.58
Lindblad Expeditions Holding WRT 0.0 $1.4M 764k 1.87
Silgan Holdings (SLGN) 0.0 $1.4M 27k 52.04
Enstar Group (ESGR) 0.0 $1.4M 9.4k 149.92
Reinsurance Group of America (RGA) 0.0 $1.4M 16k 90.56
DaVita (DVA) 0.0 $1.4M 19k 72.30
Chico's FAS 0.0 $1.4M 89k 15.74
U.S. Bancorp (USB) 0.0 $1.4M 34k 41.02
Johnson & Johnson (JNJ) 0.0 $1.4M 15k 93.35
Everest Re Group (EG) 0.0 $1.4M 8.0k 173.26
AFLAC Incorporated (AFL) 0.0 $1.4M 24k 58.13
PNC Financial Services (PNC) 0.0 $1.4M 15k 89.24
UniFirst Corporation (UNF) 0.0 $1.4M 13k 106.80
Brinker International (EAT) 0.0 $1.4M 26k 52.64
Intel Corporation (INTC) 0.0 $1.4M 45k 30.15
Copart (CPRT) 0.0 $1.4M 42k 32.91
Synopsys (SNPS) 0.0 $1.4M 29k 46.21
Fifth Third Ban (FITB) 0.0 $1.4M 72k 18.91
Convergys Corporation 0.0 $1.4M 59k 23.11
Premier (PINC) 0.0 $1.4M 39k 34.37
Fs Investment Corporation 0.0 $1.3M 145k 9.32
JPMorgan Chase & Co. (JPM) 0.0 $1.3M 22k 60.98
CNA Financial Corporation (CNA) 0.0 $1.3M 38k 34.92
Procter & Gamble Company (PG) 0.0 $1.3M 19k 71.98
Allergan 0.0 $1.3M 4.9k 271.74
L-3 Communications Holdings 0.0 $1.3M 13k 104.54
Werner Enterprises (WERN) 0.0 $1.3M 53k 25.09
3M Company (MMM) 0.0 $1.3M 9.2k 141.82
Allied World Assurance 0.0 $1.3M 34k 38.17
Teledyne Technologies Incorporated (TDY) 0.0 $1.3M 14k 90.30
CACI International (CACI) 0.0 $1.3M 17k 73.96
Bemis Company 0.0 $1.3M 32k 39.55
International Speedway Corporation 0.0 $1.3M 40k 31.72
Sonoco Products Company (SON) 0.0 $1.3M 33k 37.72
Capital One Financial (COF) 0.0 $1.3M 17k 72.54
Basic Energy Services 0.0 $1.3M 381k 3.30
Eclipse Resources 0.0 $1.3M 642k 1.95
John Wiley & Sons (WLY) 0.0 $1.3M 25k 50.03
Cambridge Cap Acquisition 0.0 $1.3M 125k 10.00
American Cap Sr Floating 0.0 $1.2M 113k 11.09
Radian (RDN) 0.0 $1.2M 78k 15.92
Universal Corporation (UVV) 0.0 $1.2M 25k 49.57
Echostar Corporation (SATS) 0.0 $1.2M 29k 43.02
Voya Financial (VOYA) 0.0 $1.2M 32k 38.76
Cst Brands 0.0 $1.2M 36k 33.66
Dolby Laboratories (DLB) 0.0 $1.2M 37k 32.59
J.B. Hunt Transport Services (JBHT) 0.0 $1.2M 17k 71.37
Ashland 0.0 $1.2M 12k 100.62
Nelnet (NNI) 0.0 $1.2M 35k 34.62
Bunge 0.0 $1.2M 16k 73.28
Endurance Specialty Hldgs Lt 0.0 $1.2M 19k 61.04
Cummins (CMI) 0.0 $1.2M 11k 108.63
Ryder System (R) 0.0 $1.2M 16k 74.07
Lincoln Electric Holdings (LECO) 0.0 $1.2M 22k 52.45
Deere & Company (DE) 0.0 $1.1M 15k 74.06
Total System Services 0.0 $1.1M 25k 45.43
Vishay Intertechnology (VSH) 0.0 $1.1M 115k 9.69
Amplify Snack Brands 0.0 $1.1M 104k 10.71
Omni (OMC) 0.0 $1.1M 17k 65.94
Coca-cola Enterprises 0.0 $1.1M 23k 48.32
Clorox Company (CLX) 0.0 $1.1M 9.5k 115.46
Gap (GPS) 0.0 $1.1M 38k 28.50
New Mountain Finance Cor Debt (Principal) 0.0 $1.1M 1.1M 0.98
Scripps Networks Interactive 0.0 $1.1M 22k 49.19
Fiserv (FI) 0.0 $1.1M 12k 86.66
PHH Corporation 0.0 $1.1M 75k 14.12
Dr Pepper Snapple 0.0 $1.0M 13k 79.04
Moduslink Global Solutio Debt (Principal) 0.0 $1.0M 1.3M 0.83
Health Net 0.0 $1.0M 17k 60.23
Kaiser Aluminum (KALU) 0.0 $1.0M 13k 80.29
Church & Dwight (CHD) 0.0 $1.0M 12k 83.93
McDonald's Corporation (MCD) 0.0 $1.0M 10k 98.44
Costco Wholesale Corporation (COST) 0.0 $1.0M 7.0k 144.49
Nordstrom (JWN) 0.0 $1.0M 14k 71.68
Ares Capital Corp Debt (Principal) 0.0 $1.0M 1.0M 1.01
Mosaic (MOS) 0.0 $1.0M 32k 31.11
Powershares S&p 500 Low Vola Etp 0.0 $999k 28k 35.96
Accenture (ACN) 0.0 $994k 10k 98.31
Ishares Msci Usa Minimum Vol Etp (USMV) 0.0 $992k 25k 39.59
Colgate-Palmolive Company (CL) 0.0 $985k 16k 63.44
Potash Corp. Of Saskatchewan I 0.0 $973k 47k 20.53
Youku Tudou Inc- Adr 0.0 $970k 55k 17.64
Pepsi (PEP) 0.0 $966k 10k 94.29
Avery Dennison Corporation (AVY) 0.0 $966k 17k 56.57
Gaslog 0.0 $962k 100k 9.62
Heartland Express (HTLD) 0.0 $960k 48k 19.93
Vipshop Holdings Ltd - Adr (VIPS) 0.0 $957k 57k 16.80
United Parcel Service (UPS) 0.0 $926k 9.4k 98.72
Suntrust Banks Inc $1.00 Par Cmn 0.0 $923k 24k 38.26
Bioamber WRT 0.0 $892k 501k 1.78
Halcon Resources 0.0 $888k 1.7M 0.53
Crown Holdings (CCK) 0.0 $862k 19k 45.76
Stone Energy Corporation 0.0 $856k 173k 4.96
Navient Corporation equity (NAVI) 0.0 $856k 76k 11.25
Kcg Holdings Inc Cl A 0.0 $847k 77k 10.97
Wells Fargo & Company (WFC) 0.0 $838k 16k 51.38
New America High Income Fund Fund (HYB) 0.0 $832k 105k 7.96
BB&T Corporation 0.0 $800k 23k 35.63
Quotient WRT 0.0 $789k 242k 3.26
Silver Standard Res 0.0 $782k 120k 6.52
MetLife (MET) 0.0 $779k 17k 47.14
Rcs Cap 0.0 $762k 941k 0.81
Wal-Mart Stores (WMT) 0.0 $742k 11k 64.88
Praxair 0.0 $739k 7.3k 101.86
Managed Hi Yld Plus Fund Fund 0.0 $720k 447k 1.61
Goldman Sachs (GS) 0.0 $720k 4.1k 173.58
FedEx Corporation (FDX) 0.0 $708k 4.9k 143.96
Denbury Resources 0.0 $680k 279k 2.44
Nuveen Div Adv Muni Fd 2 Fund 0.0 $677k 50k 13.62
Titan Machinery (TITN) 0.0 $665k 58k 11.49
Ares Capital Corp Debt (Principal) 0.0 $657k 650k 1.01
Chinacache Internat- Adr 0.0 $582k 74k 7.82
Rogers Communications -cl B (RCI) 0.0 $580k 13k 46.01
Hornbeck Offshore Services 0.0 $565k 42k 13.52
Eaton Vance Tax-advantaged B Fund 0.0 $556k 46k 12.23
Kinder Morgan WRT 0.0 $552k 600k 0.92
Nuveen Perf Plus Muni Fund 0.0 $543k 38k 14.17
Edwards Lifesciences (EW) 0.0 $526k 3.7k 142.16
Analog Devices (ADI) 0.0 $525k 9.3k 56.45
Level 3 Communications 0.0 $524k 12k 43.67
Lam Research Corporation (LRCX) 0.0 $523k 8.0k 65.38
Zoetis Inc Cl A (ZTS) 0.0 $523k 13k 41.18
Hess (HES) 0.0 $521k 10k 50.10
KLA-Tencor Corporation (KLAC) 0.0 $520k 10k 50.00
Alliance Data Systems Corporation (BFH) 0.0 $518k 2.0k 259.00
CSX Corporation (CSX) 0.0 $516k 19k 26.88
Abbott Laboratories (ABT) 0.0 $515k 13k 40.23
Hanesbrands (HBI) 0.0 $515k 18k 28.93
Urban Outfitters (URBN) 0.0 $511k 17k 29.37
McGraw-Hill Companies 0.0 $510k 5.9k 86.44
Merck & Co (MRK) 0.0 $509k 10k 49.42
Oracle Corporation (ORCL) 0.0 $509k 14k 36.10
Applied Materials (AMAT) 0.0 $508k 35k 14.68
Waters Corporation (WAT) 0.0 $508k 4.3k 118.14
SVB Financial (SIVBQ) 0.0 $508k 4.4k 115.45
Macy's (M) 0.0 $508k 9.9k 51.31
Mead Johnson Nutrition 0.0 $507k 7.2k 70.42
Rockwell Automation (ROK) 0.0 $507k 5.0k 101.40
Darden Restaurants (DRI) 0.0 $507k 7.4k 68.51
Goldcorp 0.0 $507k 41k 12.52
Alcoa 0.0 $506k 52k 9.66
Parker-Hannifin Corporation (PH) 0.0 $506k 5.2k 97.31
Comerica Incorporated (CMA) 0.0 $506k 12k 41.14
Seadrill 0.0 $506k 86k 5.90
Regions Financial Corporation (RF) 0.0 $505k 56k 9.00
Starwood Hotels & Resorts Worldwide 0.0 $505k 7.6k 66.45
Towers Watson & Co 0.0 $505k 4.3k 117.44
Pentair cs (PNR) 0.0 $505k 9.9k 51.01
Johnson Controls 0.0 $505k 12k 41.39
Spectra Energy 0.0 $504k 19k 26.25
United Rentals (URI) 0.0 $504k 8.4k 60.00
Pulte (PHM) 0.0 $504k 27k 18.88
Monsanto Company 0.0 $504k 5.9k 85.42
Comcast Corporation 0.0 $504k 8.8k 57.27
Teradata Corporation (TDC) 0.0 $504k 17k 28.97
Fluor Corporation (FLR) 0.0 $504k 12k 42.35
NRG Energy (NRG) 0.0 $503k 34k 14.84
Western Union Company (WU) 0.0 $503k 27k 18.36
Weyerhaeuser Reit (WY) 0.0 $503k 18k 27.34
eBay (EBAY) 0.0 $503k 21k 24.42
Bristol Myers Squibb (BMY) 0.0 $503k 8.5k 59.18
IAC/InterActive 0.0 $503k 7.7k 65.32
Ingersoll-rand Co Ltd-cl A 0.0 $503k 9.9k 50.81
SBA Communications Corporation 0.0 $503k 4.8k 104.79
Dover Corporation (DOV) 0.0 $503k 8.8k 57.16
Host Hotels & Resorts Reit (HST) 0.0 $503k 32k 15.82
Whole Foods Market 0.0 $503k 16k 31.64
BorgWarner (BWA) 0.0 $503k 12k 41.57
Key (KEY) 0.0 $503k 39k 13.00
Annaly Capital Management In Reit 0.0 $502k 51k 9.86
Xerox Corporation 0.0 $502k 52k 9.73
Discovery Communications 0.0 $502k 19k 26.01
Jacobs Engineering 0.0 $502k 13k 37.46
J.M. Smucker Company (SJM) 0.0 $502k 4.4k 114.09
Fastenal Company (FAST) 0.0 $502k 14k 36.64
Twenty-first Century Fox 0.0 $502k 19k 26.99
Vodafone Group Plc-sp Adr (VOD) 0.0 $501k 16k 31.71
E.I. du Pont de Nemours & Company 0.0 $501k 10k 48.17
Quest Diagnostics Incorporated (DGX) 0.0 $501k 8.2k 61.45
Gilead Sciences (GILD) 0.0 $501k 5.1k 98.24
Quanta Services (PWR) 0.0 $501k 21k 24.20
Marsh & McLennan Companies (MMC) 0.0 $501k 9.6k 52.19
Roper Industries (ROP) 0.0 $501k 3.2k 156.56
ISIS Pharmaceuticals 0.0 $501k 12k 40.40
Symantec Corporation 0.0 $500k 26k 19.46
Realogy Hldgs (HOUS) 0.0 $500k 13k 37.59
Kohl's Corporation (KSS) 0.0 $500k 11k 46.30
Industries N shs - a - (LYB) 0.0 $500k 6.0k 83.33
T. Rowe Price (TROW) 0.0 $500k 7.2k 69.44
BE Aerospace 0.0 $500k 11k 43.86
Garmin (GRMN) 0.0 $499k 14k 35.90
Palo Alto Networks (PANW) 0.0 $499k 2.9k 172.07
United Therapeutics Corporation (UTHR) 0.0 $499k 3.8k 131.32
Southwest Airlines (LUV) 0.0 $498k 13k 38.02
Marriott International (MAR) 0.0 $498k 7.3k 68.22
JetBlue Airways Corporation (JBLU) 0.0 $497k 19k 25.75
Staples 0.0 $497k 42k 11.72
Marvell Technology Group 0.0 $497k 55k 9.05
Tesoro Corporation 0.0 $496k 5.1k 97.25
Masco Corporation (MAS) 0.0 $494k 20k 25.20
Agrofresh Solutions WRT 0.0 $493k 225k 2.19
Vimpelcom Ltd- Adr 0.0 $490k 119k 4.12
Sherwin-Williams Company (SHW) 0.0 $490k 2.2k 222.73
C.R. Bard 0.0 $484k 2.6k 186.15
Nuveen Qual Inc Muni Fund 0.0 $482k 36k 13.51
Sarepta Therapeutics (SRPT) 0.0 $482k 15k 32.13
United States Steel Corporation (X) 0.0 $475k 46k 10.43
Gnc Holdings Inc Cl A 0.0 $465k 12k 40.43
Mednax (MD) 0.0 $460k 6.0k 76.86
Rockwell Collins 0.0 $457k 5.6k 81.93
Medivation 0.0 $455k 11k 42.52
Dillard's (DDS) 0.0 $454k 5.2k 87.31
Rowan Companies 0.0 $443k 27k 16.17
Allison Transmission Hldngs I (ALSN) 0.0 $443k 17k 26.69
Danaher Corporation (DHR) 0.0 $439k 5.2k 85.18
Cisco Systems (CSCO) 0.0 $430k 16k 26.25
Wendy's/arby's Group (WEN) 0.0 $425k 49k 8.66
Trimble Navigation (TRMB) 0.0 $424k 26k 16.43
Harris Corporation 0.0 $421k 5.8k 73.20
Murphy Oil Corporation (MUR) 0.0 $419k 17k 24.23
Roi Acquisition Corp Ii WRT 0.0 $414k 1.2M 0.36
Continental Resources 0.0 $412k 14k 28.95
AmerisourceBergen (COR) 0.0 $395k 4.2k 95.02
International Business Machines (IBM) 0.0 $383k 2.6k 144.91
Trinity Industries (TRN) 0.0 $368k 16k 22.68
Diamond Offshore Drilling 0.0 $355k 21k 17.31
Cree 0.0 $351k 15k 24.21
Agnico (AEM) 0.0 $333k 13k 25.35
Jason Industries WRT 0.0 $330k 1.1M 0.30
Corning Incorporated (GLW) 0.0 $324k 19k 17.13
Joy Global 0.0 $319k 21k 14.95
WABCO Holdings 0.0 $317k 3.0k 104.97
Flextronics International Ltd Com Stk (FLEX) 0.0 $314k 30k 10.54
Unum (UNM) 0.0 $313k 9.8k 32.10
International Paper Company (IP) 0.0 $312k 8.3k 37.76
Hennessy Capital Acquisition WRT 0.0 $311k 1.2M 0.27
Cobalt Intl Energy 0.0 $309k 44k 7.09
Affiliated Managers (AMG) 0.0 $308k 1.8k 170.92
Varian Medical Systems 0.0 $297k 4.0k 73.83
Baxter International (BAX) 0.0 $294k 9.0k 32.84
Pericom Semiconductor 0.0 $272k 15k 18.25
Valhi 0.0 $266k 141k 1.89
Terex Corporation (TEX) 0.0 $263k 15k 17.97
Amc Networks Inc Cl A (AMCX) 0.0 $258k 3.5k 73.21
Quinpario Acquisition Corp 2 WRT 0.0 $251k 1.0M 0.25
Silver Wheaton Corp 0.0 $245k 20k 12.01
SLM Corporation (SLM) 0.0 $245k 33k 7.40
Nuveen Muni Adv Fund 0.0 $233k 18k 13.27
Ensco Plc Shs Class A Put Option 0.0 $229k 23k 10.00
Lumber Liquidators Holdings (LL) 0.0 $227k 17k 13.12
Nuveen Prem Inc Muni Fund 0.0 $221k 17k 13.38
Electrum Special Acquisition Corp WRT 0.0 $220k 1.0M 0.22
Myriad Genetics (MYGN) 0.0 $206k 5.5k 37.56
Alliance National Muni Fund (AFB) 0.0 $197k 15k 13.35
Nuveen Muni Mkt Opp Fund 0.0 $192k 15k 13.09
Cenveo 0.0 $186k 99k 1.89
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $174k 13k 13.92
Invesco Quality Municipal Inc Trust (IQI) 0.0 $168k 14k 12.14
Sfx Entmt 0.0 $147k 288k 0.51
Hudbay Minerals WRT 0.0 $138k 392k 0.35
Ocwen Financial Corporation 0.0 $138k 21k 6.73
Quotient 0.0 $132k 10k 13.00
Erin Energy (ERINQ) 0.0 $130k 33k 3.93
Wl Ross Holding Corp WRT 0.0 $111k 136k 0.82
Immune Pharmaceuticals 0.0 $108k 250k 0.43
Yandex Nv-a (YNDX) 0.0 $101k 9.5k 10.68
Wmi Holdings 0.0 $81k 31k 2.59
Contrafect Corp WRT 0.0 $80k 47k 1.71
Community Health Sys Inc New right 01/27/2016 0.0 $48k 5.5M 0.01
Delta Technology Holdings WRT 0.0 $43k 576k 0.07
Tyson Foods Debt (Principal) 0.0 $38k 72k 0.53
Cambridge Capital Acquisitio WRT 0.0 $31k 125k 0.25
Barington/hilco Acquisition WRT 0.0 $18k 99k 0.18
Microvision Inc Del (MVIS) 0.0 $17k 730k 0.02
Contrafect Corp WRT 0.0 $12k 47k 0.26
Quest Resource Hldg 0.0 $5.0k 750k 0.01
General Motors WRT 0.0 $5.0k 120k 0.04
Kbs Fashion 0.0 $5.0k 270k 0.02
Western Asset Mortgage Capit Reit 0.0 $5.0k 559k 0.01
Mast Therapeutics 0.0 $3.0k 1.3M 0.00
Enteromedics WRT 0.0 $0 60k 0.00
Pluristem Therapeutics WRT 0.0 $0 30k 0.00
Discovery Laboratories 0.0 $0 200k 0.00
Marina Biotech 0.0 $0 26k 0.00
Phosphate Holdings WRT 0.0 $0 657k 0.00
Rxi Pharmaceuticals WRT 0.0 $0 145k 0.00
Cellectar Biosciences 0.0 $0 500k 0.00
Cleveland Biolabs 0.0 $0 150k 0.00
Caladrius Biosciences WRT 0.0 $0 1.5M 0.00