GRT Capital Partners

Shepherd Kaplan Krochuk as of June 30, 2022

Portfolio Holdings for Shepherd Kaplan Krochuk

Shepherd Kaplan Krochuk holds 183 positions in its portfolio as reported in the June 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
EQT Corporation (EQT) 7.2 $16M 478k 34.40
California Res Corp Com Stock (CRC) 5.6 $13M 334k 38.50
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV) 4.7 $11M 173k 62.00
Vaneck Etf Trust Fallen Angel Hg (ANGL) 3.9 $8.9M 328k 27.02
Ishares Tr 20 Yr Tr Bd Etf (TLT) 3.4 $7.8M 68k 114.88
Janus Detroit Str Tr Henderson Mtg (JMBS) 3.0 $6.8M 142k 47.96
Apple (AAPL) 2.9 $6.7M 49k 136.72
Schwab Strategic Tr Us Lcap Va Etf (SCHV) 2.9 $6.7M 107k 62.42
Devon Energy Corporation (DVN) 2.9 $6.7M 121k 55.11
Berkshire Hathaway Inc Del Cl B New (BRK.B) 2.3 $5.3M 20k 273.02
J P Morgan Exchange Traded F Us Qualty Fctr (JQUA) 2.2 $5.1M 138k 37.24
Schwab Strategic Tr Us Dividend Eq (SCHD) 2.1 $4.7M 66k 71.63
Whiting Pete Corp Com New 1.9 $4.3M 64k 68.03
Ishares Tr Core S&p Scp Etf (IJR) 1.8 $4.1M 44k 92.41
Ishares Tr Msci Usa Mmentm (MTUM) 1.7 $4.0M 29k 136.37
Nabors Industries SHS (NBR) 1.7 $3.8M 28k 133.91
Vanguard Index Fds Real Estate Etf (VNQ) 1.6 $3.6M 40k 91.10
Ishares Tr Short Treas Bd (SHV) 1.6 $3.6M 33k 110.11
Goldman Sachs Etf Tr Access Invt Gr (GIGB) 1.5 $3.5M 77k 46.05
Dbx Etf Tr Xtrack Msci Eafe (HDEF) 1.5 $3.5M 166k 20.85
Diamondback Energy (FANG) 1.4 $3.3M 27k 121.14
Pioneer Natural Resources (PXD) 1.3 $3.1M 14k 223.10
Energy Transfer Com Ut Ltd Ptn (ET) 1.3 $3.0M 302k 9.98
Cabot Oil & Gas Corporation (CTRA) 1.1 $2.5M 98k 25.79
Invesco Exch Traded Fd Tr Ii Pfd Etf (PGX) 1.1 $2.4M 197k 12.34
Turquoise Hill Resources 1.1 $2.4M 90k 26.78
Proshares Tr Shrt 20+yr Tre (TBF) 1.0 $2.3M 116k 20.05
Goldman Sachs Etf Tr Activebeta Int (GSIE) 1.0 $2.2M 80k 27.76
Campbell Soup Company (CPB) 0.9 $2.1M 45k 48.05
Goldman Sachs Etf Tr Activebeta Eme (GEM) 0.9 $2.1M 70k 29.74
Copart (CPRT) 0.9 $2.1M 19k 108.68
DaVita (DVA) 0.8 $1.9M 24k 79.96
Cenovus Energy Call Option (CVE) 0.7 $1.6M 85k 19.00
S&p Global (SPGI) 0.7 $1.5M 4.6k 337.04
Vanguard Index Fds Mid Cap Etf (VO) 0.7 $1.5M 7.7k 197.03
Microsoft Corporation (MSFT) 0.7 $1.5M 5.9k 256.77
Amgen (AMGN) 0.6 $1.4M 5.9k 243.28
Scorpio Tankers SHS (STNG) 0.6 $1.4M 41k 34.52
Alphabet Cap Stk Cl C (GOOG) 0.6 $1.4M 632.00 2186.71
PPL Corporation (PPL) 0.6 $1.3M 49k 27.13
Thermo Fisher Scientific (TMO) 0.6 $1.3M 2.4k 543.09
General Dynamics Corporation (GD) 0.6 $1.3M 5.9k 221.20
Prudential Financial (PRU) 0.5 $1.2M 13k 95.67
Ishares Tr S&p 500 Grwt Etf (IVW) 0.5 $1.1M 19k 60.33
Cardinal Health (CAH) 0.5 $1.1M 20k 52.26
Truist Financial Corp equities (TFC) 0.4 $1.0M 22k 47.42
Vanguard Admiral Fds Smllcp 600 Idx (VIOO) 0.4 $913k 5.4k 170.08
Sprott Com New (SII) 0.4 $886k 26k 34.75
Rimini Str Inc Del (RMNI) 0.4 $864k 144k 6.01
Pepsi (PEP) 0.4 $850k 5.1k 166.67
Comstock Resources (CRK) 0.4 $841k 70k 12.08
Abbvie (ABBV) 0.4 $841k 5.5k 153.24
UnitedHealth (UNH) 0.4 $831k 1.6k 513.91
Mag Silver Corp (MAG) 0.4 $821k 68k 12.16
Syntax Etf Tr Stratifd Lrg Cap (SSPY) 0.3 $739k 12k 60.59
Silvercrest Metals (SILV) 0.3 $739k 121k 6.11
Valero Energy Corporation (VLO) 0.3 $735k 6.9k 106.32
Ultra Clean Holdings (UCTT) 0.3 $732k 25k 29.76
Anthem (ELV) 0.3 $724k 1.5k 482.67
Coca-Cola Company (KO) 0.3 $723k 12k 62.87
Newmont Mining Corporation (NEM) 0.3 $681k 11k 59.68
Wisdomtree Tr Floatng Rat Trea (USFR) 0.3 $669k 13k 50.32
Vaneck Etf Trust Investment Grd (FLTR) 0.3 $653k 26k 24.70
Kinder Morgan (KMI) 0.3 $649k 39k 16.77
Spdr Ser Tr Bloomberg 1-3 Mo (BIL) 0.3 $645k 7.1k 91.46
Goldman Sachs Etf Tr Acces Treasury (GBIL) 0.3 $640k 6.4k 99.84
Agnico (AEM) 0.3 $636k 14k 45.76
Ishares Tr TRS FLT RT BD (TFLO) 0.3 $635k 13k 50.40
Nuveen Muni Value Fund (NUV) 0.3 $614k 69k 8.93
Neuberger Berman Mlp Income (NML) 0.3 $603k 101k 6.00
Central Securities (CET) 0.3 $590k 17k 35.18
Syntax Etf Tr Stratified Us Tt (SHUS) 0.3 $589k 16k 37.70
FTI Consulting (FCN) 0.3 $586k 3.2k 180.98
Gabelli Dividend & Income Trust (GDV) 0.3 $583k 29k 20.46
General American Investors (GAM) 0.3 $577k 16k 35.33
Enterprise Products Partners (EPD) 0.3 $574k 24k 24.39
Pimco Energy & Tactical Cr O Com Shs Ben Int (PDX) 0.2 $567k 44k 12.85
Group 1 Automotive (GPI) 0.2 $560k 3.3k 169.70
Mondelez Intl Cl A (MDLZ) 0.2 $559k 9.0k 62.11
Asa Gold And Precious Mtls L SHS (ASA) 0.2 $529k 36k 14.68
Petroleum & Res Corp Com cef (PEO) 0.2 $526k 27k 19.46
Procter & Gamble Company (PG) 0.2 $524k 3.6k 143.80
Abbott Laboratories (ABT) 0.2 $522k 4.8k 108.75
Johnson & Johnson (JNJ) 0.2 $514k 2.9k 177.49
Wal-Mart Stores (WMT) 0.2 $511k 4.2k 121.67
Dht Holdings Shs New (DHT) 0.2 $507k 83k 6.13
Phillips 66 (PSX) 0.2 $496k 6.1k 81.98
Magellan Midstream Prtnrs Com Unit Rp Lp 0.2 $495k 10k 47.75
Mexico Fund (MXF) 0.2 $479k 33k 14.42
Royce Micro Capital Trust (RMT) 0.2 $473k 57k 8.37
Morgan Stanley Emerging Markets Domestic (EDD) 0.2 $464k 104k 4.49
Wheaton Precious Metals Corp (WPM) 0.2 $454k 13k 36.03
Visa Com Cl A (V) 0.2 $449k 2.3k 197.02
Invesco Exch Traded Fd Tr Ii Rusel 1000 Eql (EQAL) 0.2 $445k 11k 39.27
Alamos Gold Com Cl A (AGI) 0.2 $429k 61k 7.03
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.2 $426k 1.2k 346.91
Spdr Gold Tr Gold Shs (GLD) 0.2 $424k 2.5k 168.66
Japan Smaller Capitalizaion Fund (JOF) 0.2 $421k 67k 6.32
Meta Platforms Cl A (META) 0.2 $421k 2.6k 161.24
American Express Company (AXP) 0.2 $416k 3.0k 138.67
Citigroup Com New (C) 0.2 $414k 9.0k 46.00
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 0.2 $410k 11k 36.94
Enerplus Corp (ERF) 0.2 $397k 30k 13.23
Seagate Technology Hldngs Pl Ord Shs (STX) 0.2 $393k 5.5k 71.45
Gty Govtech Inc gty govtech 0.2 $389k 62k 6.26
Travelers Companies (TRV) 0.2 $389k 2.3k 169.13
Cornerstone Buil 0.2 $367k 15k 24.47
Fidelity National Information Services (FIS) 0.2 $357k 3.9k 91.61
Taiwan Fund (TWN) 0.2 $357k 14k 25.14
Vermilion Energy (VET) 0.1 $343k 18k 19.06
Fmc Corp Com New (FMC) 0.1 $332k 3.1k 107.10
Marathon Oil Corporation Call Option (MRO) 0.1 $330k 15k 22.45
Lumen Technologies (LUMN) 0.1 $330k 30k 10.93
Atlas Air Worldwide Hldgs In Com New 0.1 $327k 5.3k 61.70
Cushing Mlp & Infrastruct Com New (SRV) 0.1 $323k 12k 27.77
Vertex Energy (VTNR) 0.1 $316k 30k 10.53
Cnx Resources Corporation (CNX) 0.1 $310k 19k 16.46
Wisdomtree Tr Us Largecap Divd (DLN) 0.1 $306k 5.2k 59.06
Taseko Cad (TGB) 0.1 $305k 282k 1.08
Enbridge (ENB) 0.1 $304k 7.2k 42.22
Netflix (NFLX) 0.1 $303k 1.7k 174.64
Bwx Technologies (BWXT) 0.1 $303k 5.5k 55.09
Morgan Stanley India Investment Fund (IIF) 0.1 $299k 13k 22.38
At&t (T) 0.1 $295k 14k 20.96
Paypal Holdings (PYPL) 0.1 $293k 4.2k 69.76
Tricon Residential Com Npv (TCN) 0.1 $293k 29k 10.14
Nutrien (NTR) 0.1 $287k 3.6k 79.72
Suncor Energy (SU) 0.1 $284k 8.1k 35.06
Altra Holdings 0.1 $282k 8.0k 35.25
Ishares Tr Core S&p500 Etf (IVV) 0.1 $277k 731.00 378.93
Clarivate 5.25% Pfd Conv A (CLVT.PA) 0.1 $274k 4.8k 57.08
Tri-Continental Corporation (TY) 0.1 $272k 10k 26.20
Wabtec Corporation (WAB) 0.1 $271k 3.3k 82.12
Gabelli Hlthcare & Wellness SHS (GRX) 0.1 $265k 25k 10.70
Swiss Helvetia Fund (SWZ) 0.1 $262k 33k 7.85
Bank of America Corporation (BAC) 0.1 $261k 8.4k 31.07
Kearny Finl Corp Md (KRNY) 0.1 $256k 23k 11.13
BlackRock Global Energy & Resources Trus (BGR) 0.1 $252k 23k 10.95
Berry Plastics (BERY) 0.1 $246k 4.5k 54.67
Osisko Gold Royalties (OR) 0.1 $237k 24k 10.09
Vanguard Scottsdale Fds Short Term Treas (VGSH) 0.1 $235k 4.0k 58.75
Bank of New York Mellon Corporation (BK) 0.1 $233k 5.6k 41.70
Gilead Sciences (GILD) 0.1 $229k 3.7k 61.89
Gabelli mutual funds - (GGZ) 0.1 $228k 21k 11.06
Gran Tierra Energy Call Option 0.1 $226k 196k 1.15
Harborone Bancorp Com New (HONE) 0.1 $223k 16k 13.77
Methanex Corp (MEOH) 0.1 $218k 5.7k 38.25
Merit Medical Systems (MMSI) 0.1 $217k 4.0k 54.25
Goodyear Tire & Rubber Company Call Option (GT) 0.1 $209k 19k 10.83
Aberdeen Chile Fund (AEF) 0.1 $202k 37k 5.51
Ishares Tr S&p Mc 400gr Etf (IJK) 0.1 $201k 3.2k 63.65
Arch Resources Cl A (ARCH) 0.1 $200k 1.4k 142.86
Salient Midstream & M Sh Ben Int 0.1 $181k 24k 7.59
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $175k 27k 6.62
Centerra Gold (CGAU) 0.1 $171k 25k 6.74
Warner Bros Discovery Com Ser A (WBD) 0.1 $166k 12k 13.38
Nexgen Energy (NXE) 0.1 $162k 45k 3.60
Putnam Premier Income Tr Sh Ben Int (PPT) 0.1 $159k 42k 3.80
Invacare Corporation 0.1 $157k 123k 1.28
Boulder Growth & Income Fund (STEW) 0.1 $147k 12k 11.99
Ferroglobe SHS Call Option (GSM) 0.1 $144k 24k 6.00
Gamco Nat Res Gold & Income Sh Ben Int (GNT) 0.1 $141k 30k 4.68
New Germany Fund (GF) 0.1 $140k 17k 8.44
Transocean Reg Shs (RIG) 0.1 $139k 42k 3.33
Japan Equity Fund ietf (JEQ) 0.1 $135k 24k 5.55
Antero Midstream Corp antero midstream (AM) 0.1 $134k 15k 9.05
Templeton Emerging Markets (EMF) 0.1 $120k 10k 11.95
Voya Global Eq Div & Pr Opp (IGD) 0.0 $112k 20k 5.52
Ing Global Advantage And Premium Opportunity Fund (IGA) 0.0 $111k 12k 9.09
Rmg Acquisition Corp Iii Unit 02/08/2026 (RMGCU) 0.0 $109k 11k 9.91
Sustainable Develp Acqu I Unit 02/04/2026 0.0 $108k 11k 9.82
Northern Dynasty Minerals Lt Com New (NAK) 0.0 $102k 390k 0.26
New Gold Inc Cda (NGD) 0.0 $101k 93k 1.08
Suro Capital Corp Com New (SSSS) 0.0 $100k 16k 6.43
Gaia Cl A (GAIA) 0.0 $88k 21k 4.25
Ati Physical Therapy Com Cl A 0.0 $85k 60k 1.42
Vaneck Etf Trust Vaneck Russia Et 0.0 $80k 14k 5.63
Whole Earth Brands Com Cl A (FREE) 0.0 $62k 10k 6.20
Cipher Mining (CIFR) 0.0 $49k 36k 1.36
Tilray Brands Note 5.000%10/0 0.0 $45k 50k 0.90
Imac Hldgs 0.0 $25k 30k 0.83
Vista Gold Corp Com New Call Option (VGZ) 0.0 $18k 27k 0.67
Galectin Therapeutics Com New (GALT) 0.0 $16k 12k 1.33