Vivaldi Capital Management

Vivaldi Capital Management as of June 30, 2020

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 267 positions in its portfolio as reported in the June 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Angel Oak Finl Strategies In Com Ben Int (FINS) 8.9 $43M 2.6M 16.58
Ishares Tr 1 3 Yr Treas Bd (SHY) 6.5 $31M 362k 86.50
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 6.5 $31M 603k 51.53
Spdr S&p 500 Etf Tr Tr Unit (SPY) 3.6 $17M 51k 337.44
Spdr Index Shs Fds Portfolio Devlpd (SPDW) 3.3 $16M 527k 29.90
Spdr Ser Tr Portfolio S&p500 (SPLG) 3.0 $14M 364k 39.63
Blackrock Muni Intermediate Drtn Fnd (MUI) 2.1 $10M 695k 14.64
Blackrock Muniyield Insured Fund (MYI) 2.0 $9.4M 684k 13.80
Apple (AAPL) 1.7 $8.2M 18k 452.01
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 1.5 $7.4M 534k 13.84
Ishares Tr Core S&p500 Etf (IVV) 1.5 $7.4M 22k 338.80
Dws Municipal Income Cf non-tax cef (KTF) 1.4 $6.9M 605k 11.45
Vanguard Index Fds Total Stk Mkt (VTI) 1.3 $6.2M 36k 171.15
Facebook Cl A (META) 1.3 $6.2M 24k 259.89
Ishares Tr Msci Eafe Etf (EFA) 1.3 $6.1M 93k 65.49
Nuveen Div. Advantage Muni. Fund (NAD) 1.3 $6.1M 408k 14.91
Nuveen Insured Tax-Free Adv Munici (NEA) 1.3 $6.0M 410k 14.69
Spdr Ser Tr Portfolio S&p600 (SPSM) 1.1 $5.5M 185k 29.57
Pgim Short Duration High Yie (ISD) 1.1 $5.4M 387k 14.07
Spdr Index Shs Fds Portfolio Emg Mk (SPEM) 1.1 $5.3M 143k 36.68
Spdr Ser Tr Portfolio S&p400 (SPMD) 1.1 $5.1M 147k 34.36
Eaton Vance Limited Duration Income Fund (EVV) 1.0 $4.8M 411k 11.69
Vanguard Tax-managed Fds Ftse Dev Mkt Etf (VEA) 1.0 $4.7M 112k 42.11
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 0.9 $4.4M 55k 80.35
Nuveen Floating Rate Income Fund (JFR) 0.9 $4.3M 529k 8.20
Invesco Van Kampen Senior Income Trust (VVR) 0.9 $4.3M 1.2M 3.58
First Tr Exch Trd Alphdx Asia Ex Japan (FPA) 0.9 $4.1M 150k 27.36
Pgim Global Short Duration H (GHY) 0.8 $3.9M 287k 13.51
Tesla Motors (TSLA) 0.8 $3.7M 2.4k 1554.67
Invesco Insured Municipal Income Trust (IIM) 0.7 $3.5M 231k 15.37
Invesco Quality Municipal Inc Trust (IQI) 0.7 $3.5M 279k 12.69
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.7 $3.5M 11k 310.02
Ishares Tr Msci Acwi Etf (ACWI) 0.7 $3.5M 43k 80.53
Microsoft Corporation (MSFT) 0.7 $3.4M 16k 209.20
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.7 $3.3M 76k 43.81
Ishares Tr Select Divid Etf (DVY) 0.7 $3.1M 36k 86.71
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 0.6 $3.1M 38k 81.06
AllianceBernstein Global Hgh Incm (AWF) 0.6 $3.0M 276k 10.78
Vanguard Index Fds Mid Cap Etf (VO) 0.6 $2.8M 16k 177.94
Schwab Strategic Tr Intl Eqty Etf (SCHF) 0.6 $2.8M 88k 32.19
Templeton Global Income Fund (SABA) 0.6 $2.8M 516k 5.45
Pra (PRAA) 0.6 $2.7M 61k 44.67
Invesco Van Kampen Dyn Cr Opp Fund 0.6 $2.7M 296k 9.12
Ishares Gold Trust Ishares 0.6 $2.7M 148k 18.20
Gaming & Leisure Pptys (GLPI) 0.5 $2.6M 67k 38.86
Rivernorth Marketplace Lendi (RSF) 0.5 $2.6M 175k 14.85
Eaton Vance Senior Floating Rate Fund (EFR) 0.5 $2.5M 211k 11.86
Procter & Gamble Company (PG) 0.5 $2.5M 18k 135.44
BlackRock Insured Municipal Income Trust (BYM) 0.5 $2.4M 167k 14.55
JPMorgan Chase & Co. (JPM) 0.5 $2.3M 22k 102.94
Ishares Tr Core S&p Mcp Etf (IJH) 0.5 $2.2M 12k 195.46
Lyft Cl A Com (LYFT) 0.5 $2.2M 73k 30.53
Ishares Tr Russell 2000 Etf (IWM) 0.4 $2.2M 14k 157.53
Vanguard Specialized Funds Div App Etf (VIG) 0.4 $2.0M 16k 128.14
Vanguard Index Fds Small Cp Etf (VB) 0.4 $1.9M 12k 158.80
Ishares Tr Rus Mid Cap Etf (IWR) 0.4 $1.9M 33k 58.43
DNP Select Income Fund (DNP) 0.4 $1.9M 172k 10.88
Exchange Listed Fds Tr Knldg Ld Wd Etf 0.4 $1.9M 50k 37.17
Exchange Traded Concepts Tr KNLDG LD WD (KLDW) 0.4 $1.9M 50k 37.17
Ishares Tr Calif Mun Bd Etf (CMF) 0.4 $1.8M 29k 63.12
Pfizer (PFE) 0.4 $1.8M 46k 38.34
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.4 $1.8M 150k 11.79
Blackrock Calif Mun Income T Sh Ben Int (BFZ) 0.4 $1.8M 125k 14.03
Global X Fds Glbl X Mlp Etf (MLPA) 0.4 $1.7M 62k 27.87
Alphabet Cap Stk Cl C (GOOG) 0.3 $1.6M 1.1k 1505.96
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.3 $1.6M 61k 26.88
Eaton Vance Municipal Bond Fund (EIM) 0.3 $1.6M 120k 13.38
Ishares Tr Core S&p Ttl Stk (ITOT) 0.3 $1.5M 20k 76.03
Ishares Tr Cohen Steer Reit (ICF) 0.3 $1.5M 15k 105.38
Spdr Gold Tr Gold Shs (GLD) 0.3 $1.5M 8.3k 179.12
BlackRock MuniYield California Fund 0.3 $1.5M 101k 14.78
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.3 $1.4M 6.8k 213.22
Ishares Tr Core Msci Eafe (IEFA) 0.3 $1.4M 23k 61.71
Ishares Tr National Mun Etf (MUB) 0.3 $1.4M 12k 117.05
Neuberger Ber. CA Intermediate Muni Fund 0.3 $1.4M 103k 13.58
Ishares Tr Rus 1000 Grw Etf (IWF) 0.3 $1.4M 6.4k 211.36
Thermo Fisher Scientific (TMO) 0.3 $1.3M 3.2k 416.33
Vanguard Mun Bd Fds Tax Exempt Bd (VTEB) 0.3 $1.3M 24k 54.96
DTF Tax Free Income (DTF) 0.3 $1.3M 89k 14.50
First Tr Exch Traded Fd Iii Merger Arbitra (MARB) 0.3 $1.3M 65k 19.47
Ishares Tr Msci Ac Asia Etf (AAXJ) 0.3 $1.3M 16k 77.22
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 0.3 $1.2M 17k 71.61
Ishares Tr Rus 1000 Val Etf (IWD) 0.2 $1.2M 9.8k 122.18
Ishares Tr Core Us Aggbd Et (AGG) 0.2 $1.2M 10k 118.78
Disney Walt Com Disney (DIS) 0.2 $1.2M 8.8k 131.77
3M Company (MMM) 0.2 $1.1M 6.8k 164.28
Ishares Tr S&p 100 Etf (OEF) 0.2 $1.1M 7.0k 156.22
Vanguard Intl Equity Index F Tt Wrld St Etf (VT) 0.2 $1.1M 13k 81.85
Johnson & Johnson (JNJ) 0.2 $1.1M 7.2k 149.70
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.2 $1.1M 19k 57.44
Abbvie (ABBV) 0.2 $1.1M 11k 95.52
UnitedHealth (UNH) 0.2 $1.0M 3.2k 322.41
Abbott Laboratories (ABT) 0.2 $1.0M 10k 100.68
Ishares Core Msci Emkt (IEMG) 0.2 $953k 18k 53.12
Accenture Plc Ireland Shs Class A (ACN) 0.2 $943k 4.1k 229.72
Blackrock Muniyield California Ins Fund 0.2 $913k 60k 15.11
Verizon Communications (VZ) 0.2 $904k 15k 58.60
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.2 $866k 57k 15.12
Ishares Tr Core S&p Scp Etf (IJR) 0.2 $858k 11k 75.97
Spdr Ser Tr Nuveen Blmbrg Sr (SHM) 0.2 $833k 17k 49.96
Home Depot (HD) 0.2 $792k 2.8k 281.45
Pepsi (PEP) 0.2 $789k 5.7k 137.79
Cme (CME) 0.2 $779k 4.6k 169.98
Ishares Tr Msci Usa Esg Slc (SUSA) 0.2 $765k 5.2k 146.58
Brookfield Asset Mgmt Cl A Ltd Vt Sh 0.2 $764k 23k 33.86
Select Sector Spdr Tr Technology (XLK) 0.2 $759k 6.7k 113.84
Ishares Tr Ibonds Dec23 Etf 0.2 $755k 29k 26.24
Intel Corporation (INTC) 0.2 $751k 15k 49.21
Ishares Tr Msci Kld400 Soc (DSI) 0.2 $750k 5.9k 127.83
Vanguard Intl Equity Index F Ftse Europe Etf (VGK) 0.2 $742k 14k 55.00
Amazon (AMZN) 0.2 $734k 232.00 3163.79
Ishares Tr Ibonds Dec20 Etf 0.2 $733k 29k 25.24
Ishares Tr Core Msci Intl (IDEV) 0.2 $730k 13k 55.26
Ishares Tr Ibonds Dec21 Etf 0.1 $707k 28k 25.10
Schwab Strategic Tr Us Aggregate B (SCHZ) 0.1 $703k 13k 56.46
Alphabet Cap Stk Cl A (GOOGL) 0.1 $699k 464.00 1506.47
Cisco Systems (CSCO) 0.1 $679k 14k 48.07
Ishares Tr Us Hlthcare Etf (IYH) 0.1 $644k 2.8k 230.25
Legg Mason Equity 0.1 $618k 12k 49.73
At&t (T) 0.1 $614k 20k 30.19
Far Pt Acquisition Corp Equity 0.1 $599k 59k 10.24
Vanguard Scottsdale Fds Vng Rus2000idx (VTWO) 0.1 $591k 4.7k 127.10
Coca-Cola Company (KO) 0.1 $588k 12k 48.43
Logmein Equity 0.1 $577k 6.8k 84.84
Visa Com Cl A (V) 0.1 $577k 2.9k 198.76
Nextera Energy (NEE) 0.1 $575k 2.0k 284.51
Amgen (AMGN) 0.1 $567k 2.3k 241.89
Ishares Tr Ibonds Dec22 Etf 0.1 $552k 22k 25.65
Spartan Energy Acquisition C Equity 0.1 $539k 50k 10.71
Ciig Merger Corp Equity 0.1 $535k 52k 10.24
McDonald's Corporation (MCD) 0.1 $530k 2.6k 205.91
Netfin Acquisition Corp Equity 0.1 $530k 49k 10.76
Ishares Tr Short Treas Bd (SHV) 0.1 $499k 4.5k 110.72
Acamar Partners Acqsition Equity 0.1 $499k 49k 10.24
Northern Trust Corporation (NTRS) 0.1 $498k 5.9k 84.04
Paypal Holdings (PYPL) 0.1 $482k 2.5k 191.19
Silver Spike Acquisition Cor Equity 0.1 $478k 47k 10.13
Exxon Mobil Corporation (XOM) 0.1 $475k 11k 44.06
Flying Eagle Acquisition Cor Equity 0.1 $464k 42k 10.98
Wal-Mart Stores (WMT) 0.1 $460k 3.5k 131.99
Vanguard Index Fds Real Estate Etf (VNQ) 0.1 $457k 5.6k 82.16
Cf Fin Acquisition Corp Equity 0.1 $456k 42k 10.86
Brookfield Infrast Partners Lp Int Unit (BIP) 0.1 $454k 10k 45.40
Pivotal Invt Corp Ii Equity 0.1 $439k 43k 10.15
Tuscan Holdings Corp Equity 0.1 $436k 43k 10.24
Mastercard Incorporated Cl A (MA) 0.1 $436k 1.3k 327.82
Servicenow (NOW) 0.1 $433k 1.0k 427.02
Vanguard Intl Equity Index F Ftse Pacific Etf (VPL) 0.1 $431k 6.3k 68.26
Goldman Sachs (GS) 0.1 $428k 2.0k 212.09
Invesco Van Kampen Municipal Trust (VKQ) 0.1 $427k 34k 12.56
Texas Instruments Incorporated (TXN) 0.1 $422k 3.0k 138.72
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.1 $420k 3.6k 117.94
Ishares Tr Core Intl Aggr (IAGG) 0.1 $414k 7.4k 55.64
Bristol Myers Squibb (BMY) 0.1 $412k 6.5k 63.63
Comcast Corp Cl A (CMCSA) 0.1 $409k 9.4k 43.38
Ishares Tr Sh Tr Crport Etf (IGSB) 0.1 $401k 7.3k 54.93
Juniper Indl Hldgs Equity 0.1 $400k 39k 10.30
Eli Lilly & Co. (LLY) 0.1 $398k 2.6k 152.43
Ishares Tr U.s. Tech Etf (IYW) 0.1 $394k 1.3k 293.59
Chevron Corporation (CVX) 0.1 $391k 4.3k 90.82
Ishares Tr Msci Emg Mkt Etf (EEM) 0.1 $387k 8.7k 44.44
Fusion Acquisition Corp Equity 0.1 $374k 37k 10.16
Sprott Physical Gold & Silve Tr Unit (CEF) 0.1 $372k 19k 19.29
Trine Acquisition Corp Equity 0.1 $371k 36k 10.44
Caesars Entmt Corp Equity 0.1 $369k 30k 12.14
Kensington Cap Acquisition C Equity 0.1 $369k 37k 10.03
Union Pacific Corporation (UNP) 0.1 $364k 1.9k 191.68
Vanguard Admiral Fds 500 Grth Idx F (VOOG) 0.1 $361k 1.8k 206.29
ConAgra Foods (CAG) 0.1 $360k 9.5k 37.82
Morgan Stanley Com New (MS) 0.1 $356k 6.8k 52.28
Honeywell International (HON) 0.1 $353k 2.2k 159.95
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 0.1 $353k 4.3k 82.86
Citigroup Com New (C) 0.1 $352k 6.6k 53.39
Target Corporation (TGT) 0.1 $345k 2.6k 134.66
New Providence Acquisition Equity 0.1 $342k 34k 10.07
Willis Towers Watson SHS (WTW) 0.1 $341k 1.7k 195.19
Bank of America Corporation (BAC) 0.1 $340k 13k 26.75
Schwab Strategic Tr Schwb Fdt Emk Lg (FNDE) 0.1 $336k 13k 25.07
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.1 $335k 3.1k 107.27
Spdr Ser Tr Bloomberg Brclys (JNK) 0.1 $334k 3.2k 105.20
Us Bancorp Del Com New (USB) 0.1 $327k 8.6k 37.86
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.1 $324k 1.2k 271.58
Berkshire Hathaway Inc Del Cl A (BRK.A) 0.1 $320k 1.00 320000.00
Sc Health Corp Equity 0.1 $320k 32k 10.13
BlackRock (BLK) 0.1 $319k 541.00 589.65
Alps Etf Tr Alerian Mlp (AMLP) 0.1 $317k 12k 26.01
Clorox Company (CLX) 0.1 $316k 1.4k 227.01
Vanguard Intl Equity Index F Ftse Smcap Etf (VSS) 0.1 $315k 3.0k 106.24
Vanguard Scottsdale Fds Int-term Corp (VCIT) 0.1 $312k 3.2k 96.42
TreeHouse Foods (THS) 0.1 $312k 7.2k 43.33
Cbre Group Cl A (CBRE) 0.1 $310k 6.6k 47.24
Dick's Sporting Goods (DKS) 0.1 $307k 6.7k 46.17
RPM International (RPM) 0.1 $305k 3.6k 84.72
International Business Machines (IBM) 0.1 $304k 2.4k 126.77
Gx Acquisition Corp Equity 0.1 $302k 30k 10.20
Merck & Co (MRK) 0.1 $298k 3.6k 82.55
Broadridge Financial Solutions (BR) 0.1 $298k 2.1k 139.12
Ishares Tr Eafe Sml Cp Etf (SCZ) 0.1 $297k 5.1k 58.38
Ishares Tr Intl Sel Div Etf (IDV) 0.1 $296k 11k 26.96
Schwab Strategic Tr Intl Sceqt Etf (SCHC) 0.1 $293k 9.0k 32.64
Ishares Tr Core Msci Total (IXUS) 0.1 $293k 4.9k 59.41
First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) 0.1 $291k 15k 19.40
Trebia Acquisition Corp Equity 0.1 $288k 28k 10.43
Td Ameritrade Hldg Corp Equity 0.1 $288k 7.9k 36.38
Apex Technology Acquisition Equity 0.1 $287k 25k 11.48
Nike CL B (NKE) 0.1 $286k 2.7k 105.22
Innovative Industria A (IIPR) 0.1 $276k 2.4k 117.45
Ishares Tr Sp Smcp600vl Etf (IJS) 0.1 $273k 2.0k 134.09
Churchill Cap Corp Iii Equity 0.1 $270k 25k 10.80
Cc Neuberger Principal Hldng Equity 0.1 $265k 25k 10.60
Vanguard Bd Index Fds Total Bnd Mrkt (BND) 0.1 $262k 2.9k 88.90
Ishares Tr Core High Dv Etf (HDV) 0.1 $261k 3.0k 86.28
Dunkin' Brands Group 0.1 $257k 3.6k 71.39
Urogen Pharma (URGN) 0.1 $255k 11k 23.18
FedEx Corporation (FDX) 0.1 $252k 1.2k 201.92
Alpha Architect Etf Tr Merlyn Ai Bull 0.1 $250k 8.0k 31.42
First Tr Exchange-traded No Amer Energy (EMLP) 0.1 $244k 11k 21.39
Select Sector Spdr Tr Sbi Int-finl (XLF) 0.1 $244k 9.7k 25.21
Global X Fds Glb X Mlp Enrg I (MLPX) 0.1 $244k 9.1k 26.91
NVIDIA Corporation (NVDA) 0.1 $243k 531.00 457.63
Duke Energy Corp Com New (DUK) 0.1 $242k 2.9k 84.41
Ecolab (ECL) 0.0 $239k 1.2k 198.67
Vanguard Index Fds Growth Etf (VUG) 0.0 $237k 1.1k 222.33
Hennessy Cap Acqustion Corp Equity 0.0 $232k 22k 10.77
Spdr Ser Tr Dj Reit Etf (RWR) 0.0 $231k 2.8k 81.89
Select Sector Spdr Tr Energy (XLE) 0.0 $226k 5.9k 38.50
Gores Metropoulos Equity 0.0 $226k 21k 10.68
Vanguard Bd Index Fds Short Trm Bond (BSV) 0.0 $220k 2.7k 82.99
Select Sector Spdr Tr Sbi Int-utils (XLU) 0.0 $218k 3.6k 60.89
Costco Wholesale Corporation (COST) 0.0 $218k 646.00 337.46
Starbucks Corporation (SBUX) 0.0 $216k 2.7k 79.18
Motorola Solutions Com New (MSI) 0.0 $216k 1.5k 145.06
Prudential Financial (PRU) 0.0 $214k 3.1k 69.75
South Mtn Merger Corp Equity 0.0 $212k 20k 10.62
Booking Holdings (BKNG) 0.0 $210k 116.00 1810.34
Becton, Dickinson and (BDX) 0.0 $210k 815.00 257.67
Fintech Acquisition Corp Iii Equity 0.0 $210k 19k 11.17
Invesco Exchange Traded Fd T Global Drgn Cn (PGJ) 0.0 $209k 4.0k 52.57
Vanguard Charlotte Fds Intl Bd Idx Etf (BNDX) 0.0 $208k 3.6k 58.00
CF Industries Holdings (CF) 0.0 $206k 5.9k 34.81
Vanguard Whitehall Fds High Div Yld (VYM) 0.0 $206k 2.4k 84.29
Texas Pac Ld Tr Sub Ctf Prop I T 0.0 $206k 349.00 590.26
Rmg Acquisition Corp Equity 0.0 $205k 20k 10.25
Nuveen Nasdaq 100 Dynamic Ov Com Shs (QQQX) 0.0 $204k 8.1k 25.18
Ishares Tr Intrm Tr Crp Etf (IGIB) 0.0 $204k 3.3k 61.26
Portola Pharmaceuticals Equity 0.0 $202k 11k 17.98
Ishares Tr Nasdaq Biotech (IBB) 0.0 $201k 1.5k 133.55
Juniper Indl Hldgs Equity 0.0 $199k 20k 9.95
Andina Acquisition Corp Iii Equity 0.0 $194k 19k 10.24
Gs Acquisition Hldgs Corp Ii Equity 0.0 $193k 18k 10.49
Gigcapital2 Equity 0.0 $186k 18k 10.14
Diamondpeak Hldgs Cor Equity 0.0 $182k 18k 10.33
Newell Rubbermaid (NWL) 0.0 $182k 11k 17.10
Doubleline Income Solutions (DSL) 0.0 $180k 11k 16.22
Jaws Acquisition Corp Equity 0.0 $156k 15k 10.40
Servicesource 0.0 $143k 88k 1.63
Kayne Anderson MLP Investment (KYN) 0.0 $141k 27k 5.25
Social Cap Hedspia Hldg Co I Equity 0.0 $138k 12k 11.91
Davidstea (DTEAF) 0.0 $74k 82k 0.91
Galectin Therapeutics Com New (GALT) 0.0 $40k 15k 2.59
U S Global Invs Cl A (GROW) 0.0 $34k 10k 3.40
Biohitech Global (RENO) 0.0 $31k 19k 1.65
Entercom Communications Corp Cl A 0.0 $19k 13k 1.51
RENN Global Entrepreneurs Fund (RCG) 0.0 $17k 13k 1.34
Northern Dynasty Minerals Lt Com New (NAK) 0.0 $15k 10k 1.50
Mcewen Mining 0.0 $12k 10k 1.20
Cheniere Energy Note 4.250% 3/1 (Principal) 0.0 $7.0k 10k 0.70