Vivaldi Capital Management

Vivaldi Capital Management as of Dec. 31, 2022

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 242 positions in its portfolio as reported in the December 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit (SPY) 4.0 $16M 42k 387.86
Spdr Ser Tr Portfolio S&p500 (SPLG) 3.9 $16M 348k 45.60
Spdr Index Shs Fds Portfolio Devlpd (SPDW) 3.4 $14M 449k 30.94
Angel Oak Mtg (AOMR) 2.7 $11M 1.6M 6.73
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 2.5 $10M 209k 47.78
Apple (AAPL) 2.0 $8.1M 63k 130.15
Ishares Tr Core S&p500 Etf (IVV) 2.0 $8.0M 21k 389.56
First Tr Exch Traded Fd Iii Merger Arbitra (MARB) 1.6 $6.3M 311k 20.11
Spdr Ser Tr Portfolio Sh Tsr (SPTS) 1.5 $6.1M 212k 29.03
Ishares Gold Tr Ishares New (IAU) 1.5 $6.1M 172k 35.62
Spdr Ser Tr Portfolio S&p600 (SPSM) 1.5 $6.1M 159k 38.41
Pgim Short Duration High Yie (ISD) 1.5 $6.0M 485k 12.30
Ishares Tr Select Divid Etf (DVY) 1.5 $6.0M 48k 123.45
Ishares Tr Ibonds 23 Trm Ts 1.5 $5.8M 237k 24.72
Spdr Ser Tr Portfolio S&p400 (SPMD) 1.4 $5.7M 130k 44.02
Invesco Van Kampen Senior Income Trust (VVR) 1.4 $5.7M 1.5M 3.81
Gaming & Leisure Pptys (GLPI) 1.4 $5.6M 111k 50.84
Microsoft Corporation (MSFT) 1.4 $5.6M 25k 227.12
Vanguard Scottsdale Fds Short Term Treas (VGSH) 1.4 $5.5M 95k 58.13
Vanguard Index Fds Total Stk Mkt (VTI) 1.4 $5.5M 28k 194.12
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 1.2 $4.9M 108k 45.80
Ishares Tr Msci Eafe Etf (EFA) 1.2 $4.8M 70k 68.42
Blackrock Muni Intermediate Drtn Fnd (MUI) 1.1 $4.6M 393k 11.68
Blackstone Strategic Credit Com Shs Ben In (BGB) 1.1 $4.3M 404k 10.72
Spdr Gold Tr Gold Shs (GLD) 1.1 $4.2M 24k 174.10
Schwab Strategic Tr Intl Eqty Etf (SCHF) 1.1 $4.2M 126k 33.59
Blackrock Muniyield Fund (MYD) 1.0 $4.0M 371k 10.70
Ares Dynamic Cr Allocation (ARDC) 1.0 $4.0M 332k 11.90
Invesco Quality Municipal Inc Trust (IQI) 1.0 $3.9M 396k 9.97
First Tr Exch Trd Alphdx Asia Ex Japan (FPA) 1.0 $3.9M 146k 26.74
Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA) 1.0 $3.9M 89k 43.71
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 1.0 $3.9M 361k 10.72
Dws Municipal Income Cf non-tax cef (KTF) 0.9 $3.8M 423k 8.89
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.9 $3.8M 11k 358.86
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 0.9 $3.6M 80k 45.45
AllianceBernstein Global Hgh Incm (AWF) 0.9 $3.6M 367k 9.72
Spdr Ser Tr Portfolio Intrmd (SPIB) 0.9 $3.5M 108k 32.32
J P Morgan Exchange Traded F Us Aggregate Etf (BBAG) 0.9 $3.4M 73k 46.84
Ishares Tr 1 3 Yr Treas Bd (SHY) 0.9 $3.4M 42k 81.60
Western Asset Managed Municipals Fnd (MMU) 0.8 $3.4M 329k 10.36
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 0.8 $3.4M 70k 48.47
Barings Global Short Duration Com cef (BGH) 0.8 $3.4M 258k 13.17
Putnam Premier Income Tr Sh Ben Int (PPT) 0.8 $3.4M 908k 3.73
Ishares Tr Msci Acwi Etf (ACWI) 0.8 $3.4M 39k 87.26
Tesla Motors (TSLA) 0.8 $3.1M 26k 119.77
Ishares Tr Core S&p Mcp Etf (IJH) 0.7 $3.0M 12k 248.06
Ishares Tr Shrt Nat Mun Etf (SUB) 0.7 $3.0M 29k 104.75
Procter & Gamble Company (PG) 0.7 $2.9M 19k 152.04
JPMorgan Chase & Co. (JPM) 0.7 $2.8M 21k 137.37
First Tr Exch Traded Fd Iii Managd Mun Etf (FMB) 0.7 $2.7M 53k 50.74
DNP Select Income Fund (DNP) 0.6 $2.5M 215k 11.42
Vanguard Index Fds Value Etf (VTV) 0.6 $2.5M 17k 142.33
Ishares Tr Core S&p Ttl Stk (ITOT) 0.6 $2.3M 27k 86.05
Vanguard Index Fds Mid Cap Etf (VO) 0.6 $2.2M 11k 208.50
Ishares Tr Rus Mid Cap Etf (IWR) 0.6 $2.2M 32k 69.13
Vanguard Index Fds Small Cp Etf (VB) 0.5 $2.2M 12k 188.01
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.5 $2.2M 53k 41.21
Ishares Tr Rus 1000 Val Etf (IWD) 0.5 $2.2M 14k 154.80
Pfizer (PFE) 0.5 $2.1M 44k 48.39
Global X Fds Glbl X Mlp Etf (MLPA) 0.5 $2.1M 51k 42.36
Alphabet Cap Stk Cl C (GOOG) 0.5 $2.1M 24k 88.80
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.5 $2.1M 6.5k 315.53
Pra (PRAA) 0.5 $2.0M 59k 34.90
Ishares Tr Russell 2000 Etf (IWM) 0.5 $2.0M 11k 177.87
Vanguard Index Fds Real Estate Etf (VNQ) 0.5 $2.0M 23k 84.40
Halozyme Therapeutics (HALO) 0.5 $1.9M 35k 55.04
Spdr Index Shs Fds Portfolio Emg Mk (SPEM) 0.5 $1.9M 54k 34.79
Investment Managers Ser Tr Knwldl Ld Etf (KLDW) 0.5 $1.9M 50k 37.12
Boeing Company (BA) 0.5 $1.9M 8.9k 208.57
Ishares Tr Cohen Steer Reit (ICF) 0.5 $1.8M 33k 55.95
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 0.4 $1.7M 42k 41.48
Abbvie (ABBV) 0.4 $1.6M 10k 161.66
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.4 $1.6M 64k 25.09
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.4 $1.5M 22k 68.17
Schwab Strategic Tr Schwb Fdt Int Lg (FNDF) 0.4 $1.5M 49k 30.26
Ishares Tr Rus 1000 Grw Etf (IWF) 0.4 $1.4M 6.7k 216.01
Ishares Tr Calif Mun Bd Etf (CMF) 0.4 $1.4M 26k 56.90
Select Sector Spdr Tr Energy (XLE) 0.4 $1.4M 17k 87.25
Ishares Tr Core Msci Eafe (IEFA) 0.4 $1.4M 22k 64.19
Vanguard Intl Equity Index F Tt Wrld St Etf (VT) 0.3 $1.3M 15k 88.59
Thermo Fisher Scientific (TMO) 0.3 $1.3M 2.3k 546.09
UnitedHealth (UNH) 0.3 $1.3M 2.6k 490.06
Johnson & Johnson (JNJ) 0.3 $1.2M 7.0k 175.58
Vanguard Specialized Funds Div App Etf (VIG) 0.3 $1.2M 7.8k 154.70
First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) 0.3 $1.2M 68k 17.40
Schwab Strategic Tr Schwb Fdt Emk Lg (FNDE) 0.3 $1.1M 44k 26.12
Dimensional Etf Trust Internatnal Val (DFIV) 0.3 $1.1M 35k 31.62
Exxon Mobil Corporation (XOM) 0.3 $1.1M 10k 108.47
Ishares Tr Core Msci Intl (IDEV) 0.3 $1.1M 19k 58.19
Luminar Technologies Com Cl A (LAZR) 0.3 $1.1M 250k 4.32
Listed Fd Tr Horizon Kinetics (INFL) 0.3 $1.1M 34k 31.36
Alphabet Cap Stk Cl A (GOOGL) 0.3 $1.0M 12k 88.02
Ishares Tr Mrgstr Md Cp Val (IMCV) 0.3 $1.0M 16k 64.26
Abbott Laboratories (ABT) 0.2 $965k 8.6k 112.15
Ishares Tr Core S&p Scp Etf (IJR) 0.2 $960k 9.9k 97.03
Ishares Tr Msci Ac Asia Etf (AAXJ) 0.2 $959k 14k 69.29
Vaneck Etf Trust Agribusiness Etf (MOO) 0.2 $946k 11k 88.37
Ishares Tr Us Hlthcare Etf (IYH) 0.2 $939k 3.4k 278.65
Accenture Plc Ireland Shs Class A (ACN) 0.2 $923k 3.4k 273.75
Schwab Strategic Tr Schwab Fdt Us Lg (FNDX) 0.2 $910k 17k 55.01
Amazon (AMZN) 0.2 $892k 10k 87.36
Alps Etf Tr Alerian Mlp (AMLP) 0.2 $882k 23k 39.27
Pepsi (PEP) 0.2 $879k 4.9k 179.33
Select Sector Spdr Tr Technology (XLK) 0.2 $854k 6.8k 126.17
3M Company (MMM) 0.2 $815k 6.4k 126.79
Dimensional Etf Trust Us Large Cap Val (DFLV) 0.2 $811k 32k 25.09
Ishares Tr U.s. Tech Etf (IYW) 0.2 $796k 11k 75.48
Merck & Co (MRK) 0.2 $782k 7.1k 110.38
Eli Lilly & Co. (LLY) 0.2 $777k 2.2k 349.83
Ishares Tr S&p 100 Etf (OEF) 0.2 $766k 4.4k 172.18
Cisco Systems (CSCO) 0.2 $754k 16k 48.58
McDonald's Corporation (MCD) 0.2 $721k 2.7k 267.29
Home Depot (HD) 0.2 $713k 2.2k 317.81
American Centy Etf Tr Intl Smcp Vlu (AVDV) 0.2 $700k 12k 57.01
American Centy Etf Tr Us Sml Cp Valu (AVUV) 0.2 $694k 9.1k 76.41
Chevron Corporation (CVX) 0.2 $694k 4.0k 175.18
Vanguard Intl Equity Index F Ftse Europe Etf (VGK) 0.2 $683k 12k 58.57
Oracle Corporation (ORCL) 0.2 $682k 7.9k 86.42
Ishares Tr Ishares Biotech (IBB) 0.2 $674k 5.2k 130.29
Vanguard Intl Equity Index F Allwrld Ex Us (VEU) 0.2 $660k 13k 52.45
Verizon Communications (VZ) 0.2 $649k 16k 41.37
Target Corporation (TGT) 0.2 $622k 4.0k 156.35
Coca-Cola Company (KO) 0.2 $621k 9.9k 62.61
Wal-Mart Stores (WMT) 0.2 $612k 4.2k 144.95
Dimensional Etf Trust Emerging Mkts Va (DFEV) 0.2 $611k 26k 23.63
Visa Com Cl A (V) 0.1 $603k 2.8k 218.60
Blackrock Muniyield Insured Fund (MYI) 0.1 $594k 53k 11.26
Us Bancorp Del Com New (USB) 0.1 $590k 13k 46.61
Dimensional Etf Trust Intl Small Cap E (DFIS) 0.1 $585k 26k 22.42
Ishares Tr Msci Emg Mkt Etf (EEM) 0.1 $570k 14k 40.37
Vanguard Mun Bd Fds Tax Exempt Bd (VTEB) 0.1 $563k 11k 50.23
Select Sector Spdr Tr Financial (XLF) 0.1 $546k 16k 35.25
NVIDIA Corporation (NVDA) 0.1 $537k 3.4k 156.28
Ishares Tr Core Us Aggbd Et (AGG) 0.1 $523k 5.3k 99.34
Apollo Global Mgmt (APO) 0.1 $508k 7.8k 65.32
Brookfield Infrast Partners Lp Int Unit (BIP) 0.1 $504k 15k 33.62
Walt Disney Company (DIS) 0.1 $492k 5.2k 94.77
Northern Trust Corporation (NTRS) 0.1 $491k 5.2k 94.21
General Electric Com New (GE) 0.1 $490k 6.7k 72.67
Cme (CME) 0.1 $490k 2.8k 175.80
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.1 $484k 3.0k 162.88
Berkshire Hathaway Inc Del Cl A (BRK.A) 0.1 $478k 1.00 478385.00
Nextera Energy (NEE) 0.1 $477k 5.7k 84.07
Amgen (AMGN) 0.1 $472k 1.7k 270.12
Motorola Solutions Com New (MSI) 0.1 $471k 1.8k 260.61
Neuberger Ber. CA Intermediate Muni Fund 0.1 $464k 41k 11.38
Mastercard Incorporated Cl A (MA) 0.1 $460k 1.2k 370.97
Vanguard Admiral Fds 500 Grth Idx F (VOOG) 0.1 $454k 2.2k 211.06
Willis Towers Watson SHS (WTW) 0.1 $452k 1.8k 255.06
Morgan Stanley Com New (MS) 0.1 $428k 4.9k 87.64
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.1 $421k 3.2k 133.40
Cbre Group Cl A (CBRE) 0.1 $413k 5.0k 81.76
Honeywell International (HON) 0.1 $399k 1.9k 210.67
Altria (MO) 0.1 $397k 8.6k 45.98
Ishares Tr Ibonds Dec23 Etf 0.1 $396k 16k 25.07
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.1 $395k 1.4k 272.83
Spdr Ser Tr Nuveen Blmbrg Sh (SHM) 0.1 $395k 8.3k 47.36
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) 0.1 $391k 1.2k 335.29
International Business Machines (IBM) 0.1 $387k 2.7k 143.55
Doubleline Income Solutions (DSL) 0.1 $377k 31k 12.07
Proshares Tr Short S&p 500 Ne (SH) 0.1 $373k 24k 15.69
D.R. Horton (DHI) 0.1 $370k 4.0k 92.77
Ishares Tr Ishs 1-5yr Invs (IGSB) 0.1 $367k 7.3k 50.22
Prudential Financial (PRU) 0.1 $360k 3.7k 98.26
Spdr Ser Tr Prtflo S&p500 Vl (SPYV) 0.1 $352k 8.7k 40.36
Vanguard World Fds Inf Tech Etf (VGT) 0.1 $352k 1.1k 324.05
BlackRock (BLK) 0.1 $346k 459.00 752.99
Phillips Edison & Co Common Stock (PECO) 0.1 $345k 11k 31.93
Bristol Myers Squibb (BMY) 0.1 $342k 4.8k 71.01
Select Sector Spdr Tr Sbi Int-inds (XLI) 0.1 $336k 3.3k 100.46
Dimensional Etf Trust Us Small Cap Etf (DFAS) 0.1 $331k 6.3k 52.51
Union Pacific Corporation (UNP) 0.1 $331k 1.6k 211.46
Ark Etf Tr Innovation Etf (ARKK) 0.1 $325k 9.7k 33.62
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $321k 33k 9.79
Spdr Index Shs Fds Euro Stoxx 50 (FEZ) 0.1 $313k 7.5k 41.55
Nike CL B (NKE) 0.1 $307k 2.5k 124.85
Comcast Corp Cl A (CMCSA) 0.1 $304k 8.1k 37.55
Bank of America Corporation (BAC) 0.1 $304k 9.0k 33.89
Robinhood Mkts Com Cl A (HOOD) 0.1 $301k 35k 8.55
Meta Platforms Cl A (META) 0.1 $293k 2.3k 129.47
First Tr Exchange Traded Nasdq Cln Edge (GRID) 0.1 $292k 3.2k 90.16
Dimensional Etf Trust Us Mktwide Value (DFUV) 0.1 $291k 8.5k 34.08
Costco Wholesale Corporation (COST) 0.1 $290k 606.00 478.75
Ishares Tr Core Intl Aggr (IAGG) 0.1 $289k 6.0k 48.17
ConAgra Foods (CAG) 0.1 $285k 7.0k 40.42
Ishares Tr Short Treas Bd (SHV) 0.1 $283k 2.6k 109.99
Schwab Strategic Tr Us Aggregate B (SCHZ) 0.1 $278k 6.0k 46.59
Bank of New York Mellon Corporation (BK) 0.1 $276k 5.7k 48.14
TreeHouse Foods (THS) 0.1 $274k 5.5k 49.74
Booking Holdings (BKNG) 0.1 $272k 123.00 2208.41
Vanguard World Fds Health Car Etf (VHT) 0.1 $270k 1.1k 244.05
Ishares Tr Iboxx Hi Yd Etf (HYG) 0.1 $269k 3.5k 75.80
Exchange Traded Concepts Tr Robo Glb Etf (ROBO) 0.1 $268k 5.5k 48.86
Independence Realty Trust In (IRT) 0.1 $266k 16k 16.44
Cummins (CMI) 0.1 $264k 1.1k 244.29
Dimensional Etf Trust Us Small Cap Val (DFSV) 0.1 $263k 10k 25.58
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.1 $262k 20k 12.84
Ishares Tr Rus Mdcp Val Etf (IWS) 0.1 $262k 2.4k 108.42
Dimensional Etf Trust Us Targeted Vlu (DFAT) 0.1 $260k 5.8k 45.21
Ishares Tr National Mun Etf (MUB) 0.1 $258k 2.4k 106.87
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.1 $257k 23k 11.29
Intel Corporation (INTC) 0.1 $256k 8.7k 29.31
Danaher Corporation (DHR) 0.1 $253k 991.00 255.05
Ishares Tr Sp Smcp600vl Etf (IJS) 0.1 $250k 2.7k 94.31
At&t (T) 0.1 $250k 13k 19.04
Dimensional Etf Trust World Ex Us Core (DFAX) 0.1 $246k 11k 22.60
Deere & Company (DE) 0.1 $246k 575.00 428.20
Brookfield Corp Cl A Ltd Vt Sh (BN) 0.1 $246k 7.3k 33.84
Vaneck Etf Trust Mrngstr Wde Moat (MOAT) 0.1 $244k 3.6k 68.11
Ishares Tr Gl Clean Ene Etf (ICLN) 0.1 $240k 12k 20.05
Invesco Exchange Traded Fd T Invesco Msci (ERTH) 0.1 $238k 4.9k 48.83
Paychex (PAYX) 0.1 $238k 2.0k 117.41
RPM International (RPM) 0.1 $238k 2.7k 87.01
Ishares Tr Eafe Sml Cp Etf (SCZ) 0.1 $236k 4.0k 58.24
Select Sector Spdr Tr Sbi Int-utils (XLU) 0.1 $235k 3.3k 71.48
Broadridge Financial Solutions (BR) 0.1 $235k 1.7k 138.66
Vanguard Intl Equity Index F Ftse Smcap Etf (VSS) 0.1 $232k 2.2k 106.83
Vanguard World Fds Energy Etf (VDE) 0.1 $230k 1.9k 120.43
American Express Company (AXP) 0.1 $230k 1.5k 150.40
Ishares Tr Esg Awr Msci Usa (ESGU) 0.1 $227k 2.6k 85.90
Franklin Templeton Etf Tr Franklin Asia (FLAX) 0.1 $222k 10k 21.81
Vaneck Etf Trust Gold Miners Etf (GDX) 0.1 $220k 6.9k 31.84
Dimensional Etf Trust Us Core Equity 2 (DFAC) 0.1 $217k 8.7k 24.95
Eaton Vance Calif Mun Incom Sh Ben Int (CEV) 0.1 $213k 21k 10.13
Schwab Strategic Tr Intl Sceqt Etf (SCHC) 0.1 $211k 6.5k 32.69
Netflix (NFLX) 0.1 $210k 665.00 315.17
Ark Etf Tr Genomic Rev Etf (ARKG) 0.1 $206k 6.8k 30.22
Becton, Dickinson and (BDX) 0.1 $206k 816.00 252.45
Lyft Cl A Com (LYFT) 0.1 $205k 16k 12.70
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.1 $205k 23k 8.85
MetLife (MET) 0.1 $202k 2.8k 71.34
Invesco Exch Traded Fd Tr Ii Natl Amt Muni (PZA) 0.0 $201k 8.6k 23.50
Exchange Listed Fds Tr Saba Int Rate (CEFS) 0.0 $192k 11k 17.94
Starwood Property Trust (STWD) 0.0 $190k 10k 19.03
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $152k 13k 11.77
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $147k 13k 11.30
Kayne Anderson MLP Investment (KYN) 0.0 $126k 15k 8.63
Sofi Technologies (SOFI) 0.0 $76k 16k 4.82
Reunion Neuroscience 0.0 $40k 30k 1.34
Indaptus Therapeutics (INDP) 0.0 $38k 24k 1.60
Galectin Therapeutics Com New (GALT) 0.0 $23k 19k 1.17
Bird Global Com Cl A 0.0 $5.6k 25k 0.22