Wellington Shields Capital Management

Wellington Shields Capital Management as of Sept. 30, 2012

Portfolio Holdings for Wellington Shields Capital Management

Wellington Shields Capital Management holds 320 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Flowers Foods (FLO) 21.6 $99M 4.9M 20.18
Exxon Mobil Corporation (XOM) 4.4 $20M 219k 91.45
Cma Small-cap-institutional 2.5 $11M 604k 18.81
International Business Machines (IBM) 2.4 $11M 53k 207.46
Cma Mid-cap-institutional 2.3 $11M 599k 17.79
Energy Transfer Equity (ET) 1.7 $7.8M 173k 45.20
Seadrill 1.4 $6.6M 168k 39.22
General Electric Company 1.4 $6.1M 270k 22.71
Express Scripts Holding 1.3 $6.0M 96k 62.63
At&t (T) 1.3 $5.8M 155k 37.70
Procter & Gamble Company (PG) 1.2 $5.5M 80k 69.35
Apple (AAPL) 1.2 $5.4M 8.1k 667.08
Johnson & Johnson (JNJ) 1.1 $5.2M 75k 68.91
Verizon Communications (VZ) 1.1 $4.9M 108k 45.57
Schlumberger (SLB) 1.0 $4.5M 62k 72.33
Lance 1.0 $4.4M 178k 24.99
Enterprise Products Partners (EPD) 0.9 $4.0M 75k 53.60
Microsoft Corporation (MSFT) 0.9 $3.9M 133k 29.76
Fortune Brands (FBIN) 0.9 $3.9M 145k 27.01
Kinder Morgan Energy Partners 0.8 $3.8M 46k 82.49
MasterCard Incorporated (MA) 0.8 $3.7M 8.2k 451.47
Google 0.7 $3.2M 4.3k 754.43
Enbridge Energy Partners 0.7 $3.2M 109k 29.44
Pepsi (PEP) 0.7 $3.2M 45k 70.77
Bristol Myers Squibb (BMY) 0.7 $3.0M 89k 33.75
Stepan Company (SCL) 0.6 $2.8M 30k 96.12
Chevron Corporation (CVX) 0.6 $2.8M 24k 116.55
Royal Dutch Shell 0.6 $2.8M 41k 69.42
Pvr Partners 0.6 $2.8M 111k 25.38
Amgen (AMGN) 0.6 $2.6M 31k 84.29
Oneok Partners 0.6 $2.6M 43k 59.49
Abbott Laboratories (ABT) 0.5 $2.3M 34k 68.55
Emerson Electric (EMR) 0.5 $2.3M 48k 48.27
Merck & Co (MRK) 0.5 $2.3M 51k 45.09
Coca-Cola Company (KO) 0.5 $2.3M 60k 37.92
Snap-on Incorporated (SNA) 0.5 $2.2M 31k 71.87
Kinder Morgan Management 0.5 $2.2M 29k 76.41
Tupperware Brands Corporation (TUP) 0.5 $2.1M 39k 53.59
McDonald's Corporation (MCD) 0.4 $2.0M 22k 91.76
3D Systems Corporation (DDD) 0.4 $2.0M 61k 32.85
RPM International (RPM) 0.4 $2.0M 69k 28.54
E.I. du Pont de Nemours & Company 0.4 $1.9M 39k 50.27
North European Oil Royalty (NRT) 0.4 $2.0M 69k 28.49
Stanley Black & Decker (SWK) 0.4 $1.8M 24k 76.24
eBay (EBAY) 0.4 $1.9M 39k 48.37
Wal-Mart Stores (WMT) 0.4 $1.8M 25k 73.81
3M Company (MMM) 0.4 $1.8M 20k 92.42
Travelers Companies (TRV) 0.4 $1.8M 27k 68.27
Ubs Select Prime Institutional 0.4 $1.8M 1.8M 1.00
Intermec 0.4 $1.8M 282k 6.21
Enbridge Energy Management 0.4 $1.7M 54k 31.65
Vodafone 0.4 $1.7M 58k 28.50
Coach 0.3 $1.6M 28k 56.03
Cabot Oil & Gas Corporation (CTRA) 0.3 $1.5M 34k 44.90
EMC Corporation 0.3 $1.4M 53k 27.27
Home Depot (HD) 0.3 $1.4M 24k 60.35
Target Corporation (TGT) 0.3 $1.4M 22k 63.46
H.J. Heinz Company 0.3 $1.4M 25k 55.95
Capstead Mortgage Corporation 0.3 $1.4M 105k 13.49
PowerShares QQQ Trust, Series 1 0.3 $1.4M 20k 68.59
BP (BP) 0.3 $1.3M 32k 42.37
Becton, Dickinson and (BDX) 0.3 $1.3M 17k 78.54
Advance Auto Parts (AAP) 0.3 $1.4M 20k 68.45
Plains All American Pipeline (PAA) 0.3 $1.4M 15k 88.17
Baxter International (BAX) 0.3 $1.3M 22k 60.27
Pfizer (PFE) 0.3 $1.3M 53k 24.85
Bed Bath & Beyond 0.3 $1.3M 21k 63.01
McKesson Corporation (MCK) 0.3 $1.3M 16k 86.00
ConocoPhillips (COP) 0.3 $1.3M 23k 57.19
Buckeye Partners 0.3 $1.3M 28k 47.96
Western Gas Partners 0.3 $1.3M 27k 50.40
Alexion Pharmaceuticals 0.3 $1.3M 12k 114.40
WD-40 Company (WDFC) 0.3 $1.3M 25k 52.64
American Tower Reit (AMT) 0.3 $1.3M 19k 71.41
Magellan Midstream Partners 0.3 $1.3M 15k 87.47
Walt Disney Company (DIS) 0.3 $1.2M 24k 52.26
CenturyLink 0.3 $1.2M 31k 40.41
Lockheed Martin Corporation (LMT) 0.3 $1.2M 13k 93.38
Williams Companies (WMB) 0.3 $1.2M 35k 34.98
Syntel 0.3 $1.2M 20k 62.40
Duke Energy (DUK) 0.3 $1.2M 19k 64.78
Stericycle (SRCL) 0.3 $1.2M 13k 90.48
El Paso Pipeline Partners 0.3 $1.2M 31k 37.21
Apache Corporation 0.2 $1.2M 13k 86.50
McCormick & Company, Incorporated (MKC) 0.2 $1.1M 18k 62.03
B&G Foods (BGS) 0.2 $1.1M 38k 30.32
JPMorgan Chase & Co. (JPM) 0.2 $1.1M 27k 40.49
Equifax (EFX) 0.2 $1.1M 24k 46.58
Tractor Supply Company (TSCO) 0.2 $1.1M 11k 98.92
Sony Corporation (SONY) 0.2 $1.1M 92k 11.70
Ethan Allen Interiors (ETD) 0.2 $1.1M 50k 21.92
CVS Caremark Corporation (CVS) 0.2 $1.1M 22k 48.42
Accenture (ACN) 0.2 $1.1M 16k 70.00
American Express Company (AXP) 0.2 $1.0M 18k 56.89
Deere & Company (DE) 0.2 $1.0M 13k 82.45
Illumina (ILMN) 0.2 $1.1M 22k 48.18
Boardwalk Pipeline Partners 0.2 $1.1M 38k 27.89
iRobot Corporation (IRBT) 0.2 $1.0M 46k 22.76
EntreMed 0.2 $1.1M 571k 1.84
Berkshire Hathaway (BRK.B) 0.2 $1.0M 11k 88.20
CSX Corporation (CSX) 0.2 $1.0M 48k 20.75
TECO Energy 0.2 $1.0M 58k 17.74
Plum Creek Timber 0.2 $988k 23k 43.83
Fluor Corporation (FLR) 0.2 $996k 18k 56.27
United Technologies Corporation 0.2 $1.0M 13k 78.28
Linn Energy 0.2 $991k 24k 41.26
Williams Partners 0.2 $989k 18k 54.70
Sensient Technologies Corporation (SXT) 0.2 $974k 27k 36.75
Fairchild Semiconductor International 0.2 $960k 73k 13.11
Colgate-Palmolive Company (CL) 0.2 $890k 8.3k 107.23
Philip Morris International (PM) 0.2 $906k 10k 89.99
Chesapeake Energy Corporation 0.2 $890k 47k 18.88
PolyOne Corporation 0.2 $915k 55k 16.56
Biogen Idec (BIIB) 0.2 $853k 5.7k 149.15
Regal Entertainment 0.2 $873k 62k 14.08
Texas Capital Bancshares (TCBI) 0.2 $885k 18k 49.72
McMoRan Exploration 0.2 $856k 73k 11.75
Eli Lilly & Co. (LLY) 0.2 $824k 17k 47.40
Teva Pharmaceutical Industries (TEVA) 0.2 $831k 20k 41.40
Union Pacific Corporation (UNP) 0.2 $820k 6.9k 118.75
Novartis (NVS) 0.2 $829k 14k 61.24
Honeywell International (HON) 0.2 $828k 14k 59.75
Qualcomm (QCOM) 0.2 $821k 13k 62.43
Tootsie Roll Industries (TR) 0.2 $837k 31k 26.97
CommVault Systems (CVLT) 0.2 $827k 14k 58.65
Golar Lng (GLNG) 0.2 $841k 22k 38.58
Anadarko Petroleum Corporation 0.2 $784k 11k 69.93
Cnh Global 0.2 $792k 20k 38.76
iShares Barclays TIPS Bond Fund (TIP) 0.2 $791k 6.5k 121.69
Two Harbors Investment 0.2 $715k 61k 11.75
Windstream Corporation 0.2 $727k 72k 10.09
Yahoo! 0.2 $737k 46k 15.98
Enbridge (ENB) 0.2 $742k 19k 39.05
Aqua America 0.2 $740k 30k 24.77
FX Energy 0.2 $735k 99k 7.45
EQT Corporation (EQT) 0.2 $743k 13k 58.97
Cbl & Assoc Pptys Inc Pfd 1/10 0.2 $726k 29k 25.33
Catamaran 0.2 $740k 7.6k 98.01
Annaly Capital Management 0.1 $665k 40k 16.84
Intel Corporation (INTC) 0.1 $679k 30k 22.67
Sunoco Logistics Partners 0.1 $669k 14k 46.68
Oneok (OKE) 0.1 $705k 15k 48.33
iShares Dow Jones Select Dividend (DVY) 0.1 $680k 12k 57.65
Tate & Lyle 0.1 $688k 16k 42.58
Hillshire Brands 0.1 $681k 25k 26.77
Wp Carey (WPC) 0.1 $665k 14k 48.97
Boeing Company (BA) 0.1 $633k 9.1k 69.56
Kinder Morgan 0.1 $619k 17k 35.52
Cenovus Energy (CVE) 0.1 $617k 18k 34.86
Nike (NKE) 0.1 $653k 6.9k 94.98
Freeport-McMoRan Copper & Gold (FCX) 0.1 $656k 17k 39.57
GrafTech International 0.1 $617k 69k 8.99
Landauer 0.1 $657k 11k 59.73
NV Energy 0.1 $630k 35k 18.00
KKR & Co 0.1 $646k 43k 15.11
SPDR S&P Dividend (SDY) 0.1 $638k 11k 58.13
Comcast Corporation (CMCSA) 0.1 $581k 16k 35.73
Dominion Resources (D) 0.1 $582k 11k 52.91
Tricon Global Restaurants 0.1 $597k 9.0k 66.33
Nextera Energy (NEE) 0.1 $589k 8.4k 70.33
Texas Instruments Incorporated (TXN) 0.1 $575k 21k 27.54
Ford Motor Company (F) 0.1 $599k 61k 9.85
Middleby Corporation (MIDD) 0.1 $613k 5.3k 115.66
National Fuel Gas (NFG) 0.1 $584k 11k 54.07
Suncor Energy (SU) 0.1 $604k 18k 32.87
Gnc Holdings Inc Cl A 0.1 $585k 15k 39.00
Loews Corporation (L) 0.1 $540k 13k 41.30
Gilead Sciences (GILD) 0.1 $531k 8.0k 66.38
QEP Resources 0.1 $567k 18k 31.68
Genl Elec Capital Corp 6.10% preferred 0.1 $526k 20k 26.11
Ace Limited Cmn 0.1 $522k 6.9k 75.65
Bank of America Corporation (BAC) 0.1 $516k 58k 8.83
Masco Corporation (MAS) 0.1 $498k 33k 15.06
Applied Materials (AMAT) 0.1 $501k 45k 11.16
General Mtrs Co jr pfd cnv srb 0.1 $522k 14k 37.28
Nuveen Muni Value Fund (NUV) 0.1 $521k 50k 10.42
Companhia de Bebidas das Americas 0.1 $446k 12k 38.28
Owens Corning (OC) 0.1 $452k 14k 33.48
Johnson Controls 0.1 $438k 16k 27.38
PerkinElmer (RVTY) 0.1 $433k 15k 29.46
Visa (V) 0.1 $457k 3.4k 134.41
Ashford Hospitality Trust 0.1 $460k 55k 8.39
Scotts Miracle-Gro Company (SMG) 0.1 $446k 10k 43.51
Central Fd Cda Ltd cl a 0.1 $452k 19k 23.79
Green Plains Renewable Energy (GPRE) 0.1 $434k 74k 5.86
United Parcel Service (UPS) 0.1 $423k 5.9k 71.55
Cameco Corporation (CCJ) 0.1 $416k 21k 19.44
Kimberly-Clark Corporation (KMB) 0.1 $395k 4.6k 85.87
SYSCO Corporation (SYY) 0.1 $417k 13k 31.24
Illinois Tool Works (ITW) 0.1 $406k 6.8k 59.44
Oracle Corporation (ORCL) 0.1 $409k 13k 31.47
Aes Tr Iii pfd cv 6.75% 0.1 $397k 8.0k 49.87
Targa Resources Partners 0.1 $431k 10k 42.87
Questar Corporation 0.1 $431k 21k 20.33
Albemarle Corporation (ALB) 0.1 $427k 8.1k 52.72
iShares MSCI Brazil Index (EWZ) 0.1 $393k 7.3k 54.01
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $408k 3.4k 121.79
Alerian Mlp Etf 0.1 $407k 25k 16.57
Paychex (PAYX) 0.1 $380k 11k 33.33
MDU Resources (MDU) 0.1 $379k 17k 22.03
American Electric Power Company (AEP) 0.1 $352k 8.0k 44.00
Weyerhaeuser Company (WY) 0.1 $376k 14k 26.11
Syngenta 0.1 $359k 4.8k 74.79
Dr Pepper Snapple 0.1 $356k 8.0k 44.50
New York Community Ban (NYCB) 0.1 $384k 27k 14.17
MercadoLibre (MELI) 0.1 $344k 4.2k 82.59
Celgene Corporation 0.1 $386k 5.1k 76.44
Rockwell Automation (ROK) 0.1 $348k 5.0k 69.60
Overseas Shipholding 0.1 $377k 57k 6.61
John Hancock Patriot Premium Div Fund II (PDT) 0.1 $360k 25k 14.20
Jp Morgan Chase Cap X Pfd preferred 0.1 $351k 14k 25.71
United Technol conv prf 0.1 $381k 6.8k 56.03
Devon Energy Corporation (DVN) 0.1 $312k 5.2k 60.58
Consolidated Edison (ED) 0.1 $315k 5.3k 59.83
Nuance Communications 0.1 $324k 13k 24.92
Newell Rubbermaid (NWL) 0.1 $325k 17k 19.12
Stryker Corporation (SYK) 0.1 $340k 6.1k 55.74
Wisconsin Energy Corporation 0.1 $339k 9.0k 37.67
Southern Company (SO) 0.1 $309k 6.7k 46.12
General Dynamics Corporation (GD) 0.1 $301k 4.6k 66.15
Kellogg Company (K) 0.1 $331k 6.4k 51.72
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.1 $322k 5.1k 63.14
Frontier Communications 0.1 $298k 61k 4.92
SPDR Gold Trust (GLD) 0.1 $332k 1.9k 172.02
Quanta Services (PWR) 0.1 $319k 13k 24.73
WGL Holdings 0.1 $322k 8.0k 40.25
Simon Property (SPG) 0.1 $336k 2.2k 151.97
Phillips 66 (PSX) 0.1 $332k 7.2k 46.42
Rowan Companies 0.1 $324k 9.6k 33.75
Ingredion Incorporated (INGR) 0.1 $310k 5.6k 55.10
Vornado Realty Trust Series K 0.1 $313k 13k 25.04
Broadridge Financial Solutions (BR) 0.1 $293k 13k 23.34
Wells Fargo & Company (WFC) 0.1 $295k 8.6k 34.50
Medtronic 0.1 $293k 6.8k 43.09
Rockwell Collins 0.1 $268k 5.0k 53.60
Berkshire Hathaway (BRK.A) 0.1 $265k 2.00 132500.00
UnitedHealth (UNH) 0.1 $277k 5.0k 55.40
Walgreen Company 0.1 $255k 7.0k 36.43
BreitBurn Energy Partners 0.1 $270k 14k 19.46
Amazon (AMZN) 0.1 $259k 1.0k 253.92
Dcp Midstream Partners 0.1 $265k 5.7k 46.39
Kronos Worldwide (KRO) 0.1 $254k 17k 14.94
VeriFone Systems 0.1 $277k 9.9k 27.87
Copano Energy 0.1 $289k 8.8k 33.01
Bankrate Inc Com Stk 0.1 $282k 18k 15.61
American International (AIG) 0.1 $281k 8.6k 32.78
Kodiak Oil & Gas 0.1 $257k 28k 9.35
Barclays Bk Plc Ipsp croil etn 0.1 $260k 12k 22.32
Price T Rowe Tax Free Inc Bond (PRTAX) 0.1 $287k 27k 10.59
Dunkin' Brands Group 0.1 $295k 10k 29.21
De Master Blenders 1753 Ord Sh 0.1 $279k 23k 12.03
Corning Incorporated (GLW) 0.1 $212k 16k 13.16
Caterpillar (CAT) 0.1 $207k 2.4k 85.89
Dick's Sporting Goods (DKS) 0.1 $207k 4.0k 51.75
Cerner Corporation 0.1 $215k 2.8k 77.34
Cisco Systems (CSCO) 0.1 $211k 11k 19.08
Kraft Foods 0.1 $227k 5.5k 41.28
Newmont Mining Corporation (NEM) 0.1 $207k 3.7k 55.95
C.R. Bard 0.1 $220k 2.1k 104.76
Akamai Technologies (AKAM) 0.1 $222k 5.8k 38.28
National-Oilwell Var 0.1 $239k 3.0k 80.15
Waters Corporation (WAT) 0.1 $229k 2.8k 83.27
NuStar GP Holdings 0.1 $208k 6.5k 31.86
Hershey Company (HSY) 0.1 $249k 3.5k 70.88
J.M. Smucker Company (SJM) 0.1 $223k 2.6k 86.43
Darling International (DAR) 0.1 $214k 12k 18.29
Maidenform Brands 0.1 $205k 10k 20.50
Textainer Group Holdings 0.1 $244k 8.0k 30.50
Abb (ABBNY) 0.1 $215k 12k 18.70
Riverbed Technology 0.1 $218k 9.3k 23.33
Superior Energy Services 0.1 $244k 12k 20.56
Heckmann Corporation 0.1 $221k 53k 4.20
Howard Hughes 0.1 $220k 3.1k 70.97
T. Rowe Price Growth Stock Fun (PRGFX) 0.1 $206k 5.4k 38.25
Jp Morgan Chase Xxiv equs 0.1 $222k 8.7k 25.52
Citigroup Cap Ix 6% $1.5 Pfd preferred 0.1 $247k 9.9k 24.95
Bac Cap Trst Iv prd 0.1 $237k 9.5k 24.95
Pentair 0.1 $219k 4.9k 44.55
Covanta Holding Corporation 0.0 $172k 10k 17.20
Blackstone 0.0 $181k 13k 14.25
Forest Oil Corporation 0.0 $164k 19k 8.47
Steel Dynamics (STLD) 0.0 $179k 16k 11.23
Questcor Pharmaceuticals 0.0 $192k 10k 18.46
Helix Energy Solutions (HLX) 0.0 $183k 10k 18.30
iShares Gold Trust 0.0 $195k 11k 17.26
Weatherford International Lt reg 0.0 $167k 13k 12.65
PowerShares Fin. Preferred Port. 0.0 $193k 11k 18.47
CapitalSource 0.0 $156k 21k 7.60
Alcoa 0.0 $158k 18k 8.86
Xerox Corporation 0.0 $115k 16k 7.35
LSI Corporation 0.0 $146k 21k 6.91
Staples 0.0 $123k 11k 11.49
AK Steel Holding Corporation 0.0 $159k 33k 4.79
Nordic American Tanker Shippin (NAT) 0.0 $142k 14k 10.07
Crexus Investment 0.0 $157k 15k 10.83
Birchcliff Engy (BIREF) 0.0 $121k 18k 6.72
Eagle Rock Energy Partners,L.P 0.0 $108k 11k 9.55
PetroQuest Energy 0.0 $89k 13k 6.69
Anworth Mortgage Asset Corporation 0.0 $97k 14k 6.80
BlackRock Corporate High Yield Fund III 0.0 $81k 10k 8.10
E Commerce China Dangdang 0.0 $79k 17k 4.72
Managed High Yield Plus Fund 0.0 $95k 43k 2.21
Daleco Res Corp 0.0 $109k 986k 0.11
DepoMed 0.0 $68k 12k 5.91
Sirius XM Radio 0.0 $57k 22k 2.59
FuelCell Energy 0.0 $40k 45k 0.89
Uranium Energy (UEC) 0.0 $44k 17k 2.59
BlackRock Debt Strategies Fund 0.0 $60k 13k 4.54
BlackRock Senior High Income Fund 0.0 $58k 13k 4.39
Swisher Hygiene 0.0 $48k 34k 1.40
Astex Pharmaceuticals 0.0 $37k 12k 3.08
Zynga 0.0 $49k 17k 2.84
Immunocellular Thera 0.0 $28k 10k 2.80
Oppenheimer Ltd Term 0.0 $43k 13k 3.42
Genoil (GNOLF) 0.0 $3.7k 62k 0.06
Calcol (CLCL) 0.0 $1.0k 20k 0.05
Micro Labs Inc Com Stk 0.0 $0 75k 0.00
Perpetual Energy Inc F 0.0 $15k 12k 1.25
Renewal Fuels 0.0 $0 500k 0.00
Emc Metals 0.0 $23k 321k 0.07