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Advent Capital Management

Latest statistics and disclosures from Advent Capital Management's latest quarterly 13F-HR filing:

Top 5 stock holdings are BAC.PL, WFC.PL, Southwest Airls, Affirm Hldgs, Booking Holdings, and represent 17.40% of Advent Capital Management's stock portfolio.
Added to shares of these 10 stocks: Dish Network Corporation (+$74M), Halozyme Therapeutics Inc Note 1.000 8/1 (+$70M), NEE.PR (+$50M), Sarepta Therapeutics Inc Note 1.250 9/1 (+$47M), APO.PA (+$44M), Alnylam Pharmaceuticals Inc Note 1.000 9/1 (+$44M), Solaredge Technologies (+$40M), Ziff Davis (+$35M), Insulet Corp (+$34M), Microstrategy (+$32M).
Started 37 new stock positions in ALTR, DDOG, Post Hldgs Inc 2.5 08/15/2027, SPG, SOFI, Halozyme Therapeutics Inc Note 1.000 8/1, Insmed, Alnylam Pharmaceuticals Inc Note 1.000 9/1, Cytokinetics, Coinbase Global.
Reduced shares in these 10 stocks: Kkr & Co Inc Conv Pfd C (-$71M), Nextera Energy (-$67M), Nisource (-$67M), Enphase Energy (-$61M), Burlington Stores (-$50M), Splunk Inc note 1.125% 9/1 (-$46M), Five9 (-$43M), Ford Mtr Co Del (-$43M), Lyft (-$39M), Dropbox (-$37M).
Sold out of its positions in AVK, Air Transport Services Grp I note 1.125%10/1, Allegheny Technologies, American Elec Pwr, AMGN, MT, BOX, BDN, BBIO, BMY.
Advent Capital Management was a net seller of stock by $-717M.
Advent Capital Management has $4.3B in assets under management (AUM), dropping by -16.81%.
Central Index Key (CIK): 0001097278

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Portfolio Holdings for Advent Capital Management

Advent Capital Management holds 197 positions in its portfolio as reported in the September 2023 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Bank Of America Corp Conv Pfd (BAC.PL)	4.7	$200M	-2%	179k	1115.00	View chart
Wells Fargo & Company Conv Pfd (WFC.PL)	4.7	$200M		179k	1116.50	View chart
Southwest Airlines Conv (Principal)	3.6	$153M	-13%	154M	1.00	View chart
Affirm Holdings Conv (Principal)	2.4	$102M		136M	0.75	View chart
Booking Holdings Conv (Principal)	2.2	$93M	-13%	55M	1.68	View chart
Pioneer Natural Resource Conv (Principal)	1.9	$83M	-14%	34M	2.45	View chart
Nextera Energy Conv Pfd (NEE.PR)	1.8	$77M	+190%	2.0M	37.77	View chart
Dish Network Corp Conv (Principal)	1.7	$74M	NEW	110M	0.67	View chart
Snap Conv (Principal)	1.7	$71M	-10%	81M	0.88	View chart
Halozyme Therapeutics In Conv (Principal)	1.6	$70M	NEW	74M	0.94	View chart
Eqt Corp Conv (Principal)	1.6	$69M	-25%	25M	2.78	View chart
Ncl Corporation Conv (Principal)	1.6	$67M	-23%	81M	0.83	View chart
Shift4 Payments Conv (Principal)	1.5	$66M	+66%	66M	0.99	View chart
Digitalocean Holdings Conv (Principal)	1.5	$66M	-6%	85M	0.77	View chart
Draftkings Holdings Conv (Principal)	1.4	$60M	-16%	79M	0.77	View chart
Peloton Interactive Conv (Principal)	1.4	$60M	-5%	79M	0.76	View chart
Jetblue Airways Corp Conv (Principal)	1.4	$58M	-2%	75M	0.78	View chart
Exact Sciences Corp Conv (Principal)	1.3	$56M	+48%	65M	0.87	View chart
Bill Holdings Conv (Principal)	1.3	$54M	-3%	54M	1.01	View chart
Alteryx Conv (Principal)	1.2	$54M	-10%	60M	0.89	View chart
Expedia Group Conv (Principal)	1.2	$52M	-25%	59M	0.87	View chart
Block Conv (Principal)	1.2	$49M	-24%	53M	0.93	View chart
Unity Software Conv (Principal)	1.1	$48M	-21%	61M	0.80	View chart
Solar Edge Technologies Conv (Principal)	1.1	$48M	+517%	52M	0.92	View chart
Jazz Investments I Conv (Principal)	1.1	$47M	-4%	46M	1.02	View chart
Enphase Energy Conv (Principal)	1.1	$47M	+70%	56M	0.83	View chart
Sarepta Therapeutics Conv (Principal)	1.1	$47M	NEW	41M	1.12	View chart
Omnicell Conv (Principal)	1.1	$46M	-3%	51M	0.91	View chart
Wayfair Conv (Principal)	1.1	$45M	+71%	55M	0.82	View chart
Insulet Corporation Conv (Principal)	1.0	$45M	+303%	46M	0.98	View chart
Apollo Global Management Conv Pfd (APO.PA)	1.0	$44M	NEW	808k	54.95	View chart
Alnylam Pharmaceuticals Conv (Principal)	1.0	$44M	NEW	48M	0.93	View chart
Splunk Conv (Principal)	1.0	$42M	+29%	44M	0.95	View chart
Bentley Systems Conv (Principal)	1.0	$42M	+103%	43M	0.97	View chart
Nutanix Conv (Principal)	0.9	$41M	-27%	45M	0.90	View chart
Biomarin Pharmaceutical Conv (Principal)	0.9	$40M	+11%	40M	1.00	View chart
Shift4 Payments Conv (Principal)	0.9	$39M	+6%	45M	0.86	View chart
Snap Conv (Principal)	0.8	$36M	-2%	52M	0.69	View chart
Etsy Conv (Principal)	0.8	$35M	-4%	43M	0.81	View chart
Realogy Group/co-issuer Conv (Principal)	0.8	$35M	+13%	46M	0.77	View chart
Haemonetics Corp Conv (Principal)	0.8	$35M	-25%	40M	0.87	View chart
Nice Conv (Principal)	0.8	$35M	+6%	38M	0.91	View chart
Ziff Davis Conv (Principal)	0.8	$35M	NEW	38M	0.92	View chart
Palo Alto Networks Conv (Principal)	0.8	$33M	-3%	14M	2.36	View chart
Zscaler Conv (Principal)	0.8	$33M	+13%	27M	1.21	View chart
Akamai Technologies Conv (Principal)	0.8	$32M	-45%	31M	1.05	View chart
Bridgebio Pharma Conv (Principal)	0.7	$32M	+1210%	33M	0.96	View chart
Blackline Conv (Principal)	0.7	$32M	-21%	37M	0.87	View chart
Microstrategy Conv (Principal)	0.7	$32M	NEW	45M	0.71	View chart
Spirit Airlines Conv (Principal)	0.7	$31M	-6%	38M	0.84	View chart
Okta Conv (Principal)	0.7	$30M	-16%	34M	0.88	View chart
Teladoc Health Conv (Principal)	0.7	$29M		37M	0.80	View chart
Zillow Group Conv (Principal)	0.7	$29M	-11%	28M	1.03	View chart
Guardant Health Conv (Principal)	0.7	$29M		42M	0.69	View chart
Rapid7 Conv (Principal)	0.7	$28M	-15%	33M	0.86	View chart
Euronet Worldwide Conv (Principal)	0.6	$27M	-34%	29M	0.93	View chart
Block Conv (Principal)	0.6	$26M	-4%	35M	0.76	View chart
Western Digital Corp Conv (Principal)	0.6	$26M	-43%	26M	0.99	View chart
Cable One Conv (Principal)	0.6	$26M	+8%	32M	0.82	View chart
Cloudflare Conv (Principal)	0.6	$26M	-26%	30M	0.85	View chart
Ringcentral Conv (Principal)	0.6	$26M	-18%	30M	0.85	View chart
Neogenomics Conv (Principal)	0.6	$24M		26M	0.94	View chart
Ford Motor Company Conv (Principal)	0.6	$24M	-64%	24M	0.99	View chart
Conmed Corp Conv (Principal)	0.6	$24M	+48%	25M	0.96	View chart
Verint Systems Conv (Principal)	0.5	$23M		27M	0.86	View chart
Confluent Conv (Principal)	0.5	$23M	-7%	28M	0.82	View chart
Five9 Conv (Principal)	0.5	$23M	-65%	24M	0.94	View chart
Evolent Health Conv (Principal)	0.5	$22M	+4%	21M	1.07	View chart
Bentley Systems Conv (Principal)	0.5	$22M	-34%	26M	0.87	View chart
Bridgebio Pharma Conv (Principal)	0.5	$22M	+1538%	30M	0.75	View chart
Royal Caribbean Cruises Conv (Principal)	0.5	$22M	NEW	11M	1.98	View chart
Tyler Technologies Conv (Principal)	0.5	$22M	-55%	23M	0.97	View chart
Wolfspeed Conv (Principal)	0.5	$21M	-22%	30M	0.68	View chart
Wayfair Conv (Principal)	0.5	$20M	NEW	17M	1.21	View chart
Pebblebrook Hotel Trust Conv (Principal)	0.5	$20M	-31%	24M	0.83	View chart
Lumentum Holdings Conv (Principal)	0.5	$20M	-26%	27M	0.73	View chart
Datadog Conv (Principal)	0.4	$19M	+58%	16M	1.18	View chart
Neogenomics Conv (Principal)	0.4	$19M	-7%	26M	0.72	View chart
Lithium Americas Ar Conv (Principal)	0.4	$18M	-3%	25M	0.73	View chart
Bigcommerce Holdings Conv (Principal)	0.4	$18M	+8%	23M	0.79	View chart
Farfetch Conv (Principal)	0.4	$18M	+24%	33M	0.54	View chart
Cyberark Software Conv (Principal)	0.4	$18M	-20%	15M	1.16	View chart
Lumentum Holdings Conv (Principal)	0.4	$16M	-49%	19M	0.84	View chart
Perficient Conv (Principal)	0.4	$16M	-11%	20M	0.81	View chart
Redfin Corp Conv (Principal)	0.4	$16M	NEW	28M	0.58	View chart
Zillow Group Conv (Principal)	0.4	$16M	-17%	13M	1.20	View chart
Cheesecake Factory Conv (Principal)	0.4	$16M	-48%	19M	0.83	View chart
Splunk Conv (Principal)	0.4	$16M	-74%	15M	1.08	View chart
Cable One Conv (Principal)	0.4	$16M	-4%	21M	0.75	View chart
Itron Conv (Principal)	0.4	$16M	-12%	18M	0.86	View chart
Box Conv (Principal)	0.3	$15M	+7%	14M	1.08	View chart
Enphase Energy Conv (Principal)	0.3	$15M	-80%	17M	0.88	View chart
Ncl Corporation Conv (Principal)	0.3	$14M	-31%	12M	1.17	View chart
Chart Industries Conv Pfd (GTLS.PB)	0.3	$14M	-56%	204k	67.81	View chart
Mongodb Conv (Principal)	0.3	$14M		7.9M	1.71	View chart
National Vision Holdings Conv (Principal)	0.3	$13M	-10%	14M	0.96	View chart
Redfin Corp Conv (Principal)	0.3	$13M	-13%	16M	0.83	View chart
Pagerduty Conv (Principal)	0.3	$13M	+9%	14M	0.96	View chart
Bill Holdings Conv (Principal)	0.3	$12M	-11%	15M	0.81	View chart
Dexcom Conv (Principal)	0.3	$12M	-43%	13M	0.95	View chart
Bloom Energy Corp Conv (Principal)	0.3	$11M	-12%	11M	1.09	View chart
Uber Technologies Conv (Principal)	0.3	$11M	-70%	12M	0.94	View chart
Exact Sciences Corp Conv (Principal)	0.2	$11M	-7%	12M	0.91	View chart
Spdr S&p 500 Etf Put Option (SPY)	0.2	$11M	-64%	25k	427.48	View chart
Aes Corp/the Conv Pfd	0.2	$11M		174k	61.28	View chart
Penn Entertainment Conv (Principal)	0.2	$11M	-12%	8.6M	1.22	View chart
Etsy Conv (Principal)	0.2	$10M		10M	1.02	View chart
Ares Capital Corp Conv (Principal)	0.2	$9.6M	-50%	9.5M	1.02	View chart
Royal Caribbean Cruises Conv (Principal)	0.2	$9.5M	+78%	8.4M	1.13	View chart
American Airlines Group Conv (Principal)	0.2	$9.2M	-37%	8.6M	1.07	View chart
Zto Express Ky Conv (Principal)	0.2	$8.0M	NEW	8.2M	0.97	View chart
Cytokinetics Conv (Principal)	0.2	$7.8M	NEW	9.1M	0.85	View chart
Envista Holdings Corp Conv (Principal)	0.2	$7.6M	+9%	5.5M	1.39	View chart
Blackstone Mortgage Tr Conv (Principal)	0.2	$7.5M		8.4M	0.89	View chart
Lyft Conv (Principal)	0.2	$7.4M	-83%	8.0M	0.92	View chart
Natera Conv (Principal)	0.2	$7.2M	+8%	5.4M	1.33	View chart
Burlington Stores Conv (Principal)	0.2	$7.1M	-87%	7.3M	0.98	View chart
Coinbase Global Conv (Principal)	0.2	$6.6M	NEW	8.8M	0.76	View chart
Altair Engineering Conv (Principal)	0.1	$6.4M	NEW	6.0M	1.06	View chart
Ny Community Cap Trust V Conv Pfd (NYCB.PU)	0.1	$6.2M	-4%	169k	36.76	View chart
Sea Conv (Principal)	0.1	$6.2M	+301%	6.4M	0.96	View chart
Halozyme Therapeutics In Conv (Principal)	0.1	$5.7M	+18%	6.8M	0.85	View chart
Middleby Corp Conv (Principal)	0.1	$5.3M		4.7M	1.12	View chart
Snowflake Inc Cl A (SNOW)	0.1	$5.2M	+112%	34k	152.77	View chart
Rapid7 Conv (Principal)	0.1	$5.1M	-7%	5.0M	1.03	View chart
Guess Conv (Principal)	0.1	$5.1M		5.0M	1.03	View chart
Akamai Technologies Conv (Principal)	0.1	$5.1M	-4%	4.3M	1.18	View chart
Cinemark Holdings Conv (Principal)	0.1	$5.0M		3.4M	1.47	View chart
Dropbox Conv (Principal)	0.1	$4.5M	-89%	4.7M	0.95	View chart
H World Group Conv (Principal)	0.1	$4.3M	+56%	3.8M	1.15	View chart
International Business Machines (IBM)	0.1	$4.2M		30k	140.30	View chart
Dropbox Conv (Principal)	0.1	$4.2M	-75%	4.4M	0.95	View chart
Mgp Ingredients Conv (Principal)	0.1	$4.1M		3.3M	1.23	View chart
Halliburton Company (HAL)	0.1	$4.1M		100k	40.50	View chart
Integra Lifesciences Hld Conv (Principal)	0.1	$4.0M	-22%	4.4M	0.92	View chart
Repligen Corp Conv (Principal)	0.1	$4.0M		2.8M	1.43	View chart
Lennar Corporation (LEN)	0.1	$3.9M	NEW	35k	112.23	View chart
Biomarin Pharmaceutical Conv (Principal)	0.1	$3.8M	-83%	3.9M	0.97	View chart
Coherus Biosciences Conv (Principal)	0.1	$3.7M	-4%	6.1M	0.61	View chart
Parsons Corp Conv (Principal)	0.1	$3.6M	-53%	2.8M	1.27	View chart
Lumentum Holdings Conv (Principal)	0.1	$3.4M		3.4M	0.99	View chart
NVIDIA Corporation (NVDA)	0.1	$3.3M	NEW	7.5k	434.99	View chart
Guidewire Software Conv (Principal)	0.1	$3.3M	NEW	3.2M	1.02	View chart
Simon Property (SPG)	0.1	$3.2M	NEW	30k	108.03	View chart
Johnson Controls International Plc equity (JCI)	0.1	$3.2M		60k	53.21	View chart
Jazz Investments I Conv (Principal)	0.1	$3.2M		3.3M	0.97	View chart
Winnebago Industries Conv (Principal)	0.1	$3.1M		2.8M	1.12	View chart
Merck & Co (MRK)	0.1	$3.1M	NEW	30k	102.95	View chart
Alibaba Group Holding Call Option (BABA)	0.1	$3.0M	-56%	35k	86.74	View chart
Abbvie (ABBV)	0.1	$3.0M		20k	149.06	View chart
Rh (RH)	0.1	$2.9M	NEW	11k	264.36	View chart
Array Technologies Conv (Principal)	0.1	$2.9M	NEW	2.5M	1.14	View chart
Morgan Stanley (MS)	0.1	$2.9M	-36%	35k	81.67	View chart
Ringcentral Conv (Principal)	0.1	$2.8M	-39%	3.1M	0.93	View chart
Bank of America Corporation (BAC)	0.1	$2.7M	-50%	100k	27.38	View chart
Advanced Micro Devices (AMD)	0.1	$2.6M	NEW	25k	102.82	View chart
Upstart Holdings Conv (Principal)	0.1	$2.5M	+5%	3.7M	0.67	View chart
Deere & Company (DE)	0.1	$2.3M	-45%	6.0k	377.38	View chart
Pgim Global Short Duration H (GHY)	0.1	$2.2M		200k	10.78	View chart
Insmed Conv (Principal)	0.0	$2.1M	NEW	2.2M	1.00	View chart
Eaton (ETN)	0.0	$2.1M	-33%	10k	213.28	View chart
Affirm Hldgs Put Option (AFRM)	0.0	$2.1M	NEW	100k	21.27	View chart
Marriott Vacation Worldw Conv (Principal)	0.0	$2.1M	-45%	2.4M	0.88	View chart
First Tr High Yield Opprt 20 (FTHY)	0.0	$2.0M		150k	13.32	View chart
Snap Conv (Principal)	0.0	$1.9M		2.1M	0.93	View chart
Nrg Energy Conv (Principal)	0.0	$1.9M	-90%	1.8M	1.06	View chart
Datadog Inc Cl A Call Option (DDOG)	0.0	$1.8M	NEW	20k	91.09	View chart
PNC Financial Services (PNC)	0.0	$1.6M		13k	122.77	View chart
Frontier Group Hldgs Call Option (ULCC)	0.0	$1.5M	+47%	310k	4.84	View chart
Lgi Homes (LGIH)	0.0	$1.5M	NEW	15k	99.49	View chart
Herbalife Conv (Principal)	0.0	$1.4M	-92%	1.4M	0.98	View chart
Makemytrip Conv (Principal)	0.0	$1.3M	-51%	1.1M	1.17	View chart
ConocoPhillips (COP)	0.0	$1.2M	NEW	10k	119.80	View chart
Algonquin Pwr & Conv Pfd (AQNU)	0.0	$1.2M	-84%	55k	21.77	View chart
Sunnova Energy Intl Conv (Principal)	0.0	$1.2M	NEW	1.8M	0.65	View chart
Farfetch Ltd ord sh cl a (FTCHF)	0.0	$1.1M	+168%	537k	2.09	View chart
Altair Engr (ALTR)	0.0	$1.1M	NEW	17k	62.56	View chart
Micron Technology Call Option (MU)	0.0	$1.0M	+136%	15k	68.03	View chart
CONMED Corporation Put Option (CNMD)	0.0	$1.0M	NEW	10k	100.85	View chart
Upwork Conv (Principal)	0.0	$969k		1.2M	0.83	View chart
TJX Companies Call Option (TJX)	0.0	$889k	-92%	10k	88.88	View chart
Transocean Call Option (RIG)	0.0	$821k	NEW	100k	8.21	View chart
Sofi Technologies Call Option (SOFI)	0.0	$799k	NEW	100k	7.99	View chart
Post Holdings Conv (Principal)	0.0	$547k	NEW	549k	1.00	View chart
Live Nation Entertainmen Conv (Principal)	0.0	$338k	-98%	330k	1.02	View chart
Airbnb Conv (Principal)	0.0	$310k	-98%	351k	0.88	View chart
Carnival Corp Conv (Principal)	0.0	$306k	+100%	204k	1.50	View chart
Sl Green Realty Corp Put Option (SLG)	0.0	$298k	NEW	8.0k	37.30	View chart
Viavi Solutions Conv (Principal)	0.0	$154k	-16%	157k	0.98	View chart
Permian Resourc Optg Conv (Principal)	0.0	$138k	-22%	58k	2.37	View chart
Cutera Conv (Principal)	0.0	$127k	NEW	216k	0.59	View chart
Q2 Holdings Conv (Principal)	0.0	$110k	-99%	125k	0.88	View chart
Manchester Utd Plc New Ord Cl (MANU)	0.0	$99k	-50%	5.0k	19.79	View chart
Square Inc cl a (SQ)	0.0	$93k	NEW	2.1k	44.26	View chart
Grab Holdings (GRABW)	0.0	$59k		170k	0.34	View chart
NeoGenomics (NEO)	0.0	$55k	NEW	4.5k	12.30	View chart
Bloom Energy Corp (BE)	0.0	$463.998500	-99%	35.00	13.26	View chart

Past Filings by Advent Capital Management

SEC 13F filings are viewable for Advent Capital Management going back to 2010

Advent Capital Management 2023 Q3 filed Nov. 13, 2023
Advent Capital Management 2023 Q2 filed Aug. 11, 2023
Advent Capital Management 2023 Q1 filed May 12, 2023
Advent Capital Management 2022 Q4 filed Feb. 14, 2023
Advent Capital Management 2022 Q3 restated filed Nov. 15, 2022
Advent Capital Management 2022 Q3 filed Nov. 14, 2022
Advent Capital Management 2022 Q2 filed Aug. 15, 2022
Advent Capital Management 2022 Q1 filed May 13, 2022
Advent Capital Management 2021 Q4 filed Feb. 14, 2022
Advent Capital Management 2021 Q3 filed Nov. 15, 2021
Advent Capital Management 2021 Q2 filed Aug. 16, 2021
Advent Capital Management 2021 Q1 filed May 17, 2021
Advent Capital Management 2020 Q4 filed Feb. 16, 2021
Advent Capital Management 2020 Q3 filed Nov. 16, 2020
Advent Capital Management 2020 Q2 filed Aug. 14, 2020
Advent Capital Management 2020 Q1 filed May 15, 2020

View all past filings

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