Alethea Capital Management
Latest statistics and disclosures from Alethea Capital Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are AXSM, BIL, RNA, KURA, TLT, and represent 92.13% of Alethea Capital Management's stock portfolio.
- Added to shares of these 10 stocks: KURA, RNA, JNJ, CDTX, VTR, UNH, SJM, CNP, MCD, EXC.
- Started 22 new stock positions in SJM, PAYX, UNH, STZ, VZ, ED, INVH, VTR, JNJ, CCI. TAP, MAA, EXC, LKQ, T, XOM, AWK, LMT, BF.B, CNP, CDTX, MCD.
- Reduced shares in these 10 stocks: RSPU (-$7.0M), NRG, NFLX, DASH, TPR, SMCI, CTVA, EBAY, , ECL.
- Sold out of its positions in CPAY, CTVA, DASH, EOG, EBAY, ECL, FI, GEHC, KR, LLY. MA, NRG, NFLX, SYK, SMCI, TPR, TRGP, VLO, XYL, GRMN.
- Alethea Capital Management was a net seller of stock by $-1.0M.
- Alethea Capital Management has $146M in assets under management (AUM), dropping by 10.44%.
- Central Index Key (CIK): 0001549408
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Portfolio Holdings for Alethea Capital Management
Alethea Capital Management holds 33 positions in its portfolio as reported in the September 2025 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Axsome Therapeutics (AXSM) | 55.8 | $82M | 671k | 121.45 |
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| Spdr Series Trust Bloomberg 1-3 Mo (BIL) | 19.6 | $29M | 312k | 91.75 |
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| Avidity Biosciences Ord (RNA) | 13.3 | $19M | +4% | 446k | 43.57 |
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| Kura Oncology Call Option (KURA) | 2.0 | $2.8M | +62% | 1.5M | 1.85 |
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| Ishares Tr 20 Yr Tr Bd Etf (TLT) | 1.4 | $2.1M | 23k | 89.37 |
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| Johnson & Johnson (JNJ) | 0.4 | $616k | NEW | 3.3k | 185.42 |
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| Cidara Therapeutics Com New (CDTX) | 0.4 | $570k | NEW | 6.0k | 95.76 |
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| Ventas (VTR) | 0.4 | $563k | NEW | 8.0k | 69.99 |
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| UnitedHealth (UNH) | 0.4 | $562k | NEW | 1.6k | 345.30 |
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| Smucker J M Com New (SJM) | 0.4 | $562k | NEW | 5.2k | 108.60 |
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| CenterPoint Energy (CNP) | 0.4 | $536k | NEW | 14k | 38.80 |
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| McDonald's Corporation (MCD) | 0.4 | $529k | NEW | 1.7k | 303.89 |
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| Exelon Corporation (EXC) | 0.4 | $526k | NEW | 12k | 45.01 |
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| Verizon Communications (VZ) | 0.4 | $516k | NEW | 12k | 43.95 |
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| Brown Forman Corp CL B (BF.B) | 0.4 | $511k | NEW | 19k | 27.08 |
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| Consolidated Edison (ED) | 0.3 | $508k | NEW | 5.1k | 100.52 |
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| American Water Works (AWK) | 0.3 | $508k | NEW | 3.6k | 139.19 |
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| Mid-America Apartment (MAA) | 0.3 | $479k | NEW | 3.4k | 139.73 |
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| Molson Coors Beverage CL B (TAP) | 0.3 | $478k | NEW | 11k | 45.25 |
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| Crown Castle Intl (CCI) | 0.3 | $477k | NEW | 4.9k | 96.49 |
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| Invitation Homes (INVH) | 0.3 | $454k | NEW | 16k | 29.33 |
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| Paychex (PAYX) | 0.3 | $443k | NEW | 3.5k | 126.76 |
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| LKQ Corporation (LKQ) | 0.3 | $419k | NEW | 14k | 30.54 |
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| Wisdomtree Tr Europe Hedged Eq (HEDJ) | 0.3 | $399k | 7.9k | 50.40 |
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| At&t (T) | 0.2 | $361k | NEW | 13k | 28.24 |
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| Lockheed Martin Corporation (LMT) | 0.2 | $331k | NEW | 663.00 | 499.21 |
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| Constellation Brands Cl A (STZ) | 0.2 | $318k | NEW | 2.4k | 134.67 |
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| Exxon Mobil Corporation (XOM) | 0.2 | $268k | NEW | 2.4k | 112.75 |
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| Invesco Exchange Traded Fd T S&p500 Eql Utl (RSPU) | 0.2 | $220k | -96% | 2.9k | 76.66 |
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| Immuneering Corp Class A Com (IMRX) | 0.1 | $161k | 23k | 7.00 |
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| Eaton Vance Cali Muni Bnd Fnd (EVM) | 0.1 | $101k | 11k | 9.49 |
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| Taseko Cad (TGB) | 0.0 | $42k | 10k | 4.23 |
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| Open Lending Corp (LPRO) | 0.0 | $25k | 12k | 2.11 |
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Past Filings by Alethea Capital Management
SEC 13F filings are viewable for Alethea Capital Management going back to 2014
- Alethea Capital Management 2025 Q3 filed Nov. 14, 2025
- Alethea Capital Management 2025 Q2 filed Aug. 14, 2025
- Alethea Capital Management 2025 Q1 filed May 14, 2025
- Alethea Capital Management 2024 Q4 filed Feb. 14, 2025
- Alethea Capital Management 2024 Q3 filed Nov. 14, 2024
- Alethea Capital Management 2024 Q2 filed Aug. 15, 2024
- Alethea Capital Management 2024 Q1 filed May 16, 2024
- Alethea Capital Management 2023 Q4 filed Feb. 15, 2024
- Alethea Capital Management 2023 Q3 filed Nov. 15, 2023
- Alethea Capital Management 2023 Q2 filed Aug. 15, 2023
- Alethea Capital Management 2023 Q1 filed May 16, 2023
- Alethea Capital Management 2022 Q4 filed Feb. 14, 2023
- Alethea Capital Management 2022 Q3 filed Nov. 14, 2022
- Alethea Capital Management 2022 Q2 filed Aug. 15, 2022
- Alethea Capital Management 2022 Q1 filed May 13, 2022
- Alethea Capital Management 2021 Q4 filed Feb. 14, 2022