B. Riley Financial

Latest statistics and disclosures from B. Riley Financial's latest quarterly 13F-HR filing:

Companies in the B. Riley Financial portfolio as of June 2017 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
PowerShares QQQ Trust, Series 1 (QQQQ) 11.57 309308 137.64
iShares Russell 2000 Index (IWM) 7.28 190000 140.92
Vanguard Large-Cap ETF (VV) 2.36 78189 111.03
Hc2 Holdings 2.29 1.43M 5.88
Covisint 2.09 3.14M 2.45
Arista Networks 2.04 50000 149.80
Rbc Cad Com 1.97 100000 72.52
Ferroglobe Plc shs 1.85 568035 11.95
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 1.81 65334 101.72
Mcbc Holdings 1.69 317907 19.55
HEALTH INSURANCE Common equity Innovations shares 1.60 250000 23.50
Kemet Corporation Cmn 1.50 430296 12.80
C.H. Robinson Worldwide (CHRW) 1.49 80000 68.68
Finjan Holdings 1.48 1.66M 3.28
Industrial SPDR (XLI) 1.39 75000 68.11
USANA Health Sciences (USNA) 1.39 80000 64.10
Vaneck Vectors Semiconductor Etf semiconductor 1.34 60000 81.87
Solar Senior Capital Ltd 1.26 277831 16.74
Occidental Petroleum Corporation (OXY) 1.22 75000 59.87
Ford Motor Company (F) 1.22 400000 11.19
Clipper Realty Inc Reit equities - reit 1.19 354604 NEW 12.34
Tempur-Pedic International (TPX) 1.02 70000 53.39
Invuity 0.99 500000 7.25
iShares Russell Midcap Index Fund (IWR) 0.93 17793 192.10
Vanguard Short Term Corporate Bond ETF (VCSH) 0.92 42247 80.03
Vanguard Mid-Cap ETF (VO) 0.90 23191 142.51
Microsoft Corporation (MSFT) 0.87 46355 68.92
TeleNav (TNAV) 0.83 375393 8.10
Ishares Tr fltg rate nt 0.83 59625 50.92
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.82 34584 87.53
Intuitive Surgical (ISRG) 0.76 3000 935.33
Boulevard Acquisition cl a 0.75 277048 10.02
Lonestar Res Us Inc cl a vtg 0.75 638101 4.30
Vanguard Malvern Fds strm infproidx 0.71 52996 49.23
PennantPark Investment (PNNT) 0.70 346270 7.39
Pennantpark Floating Rate Capi 0.70 183585 14.11
Gty Technology Holdings Inc cl a 0.69 250099 10.10
Snap-on Incorporated (SNA) 0.64 15000 158.00
Hp 0.64 134048 17.48
Vanguard Emerging Markets ETF (VWO) 0.58 52553 40.83
MiMedx (MDXG) 0.57 139900 14.97
Vonage Holdings (VG) 0.55 307500 6.54
Veritone 0.55 172643 11.71
Kayne Anderson Acquisition 0.55 209998 9.72
Candj Energy Svcs Inc New Com Added 0.54 57465 34.26
Vanguard Total Stock Market ETF (VTI) 0.53 15697 124.42
Aehr Test Systems (AEHR) 0.51 503838 3.75
Brookfield Infrastructure Part 0.50 44675 40.92
Verso Corp cl a 0.50 395000 4.69
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.49 55056 32.71
Select Energy Svcs Inc cl a 0.49 147600 12.15
Micron Technology (MU) 0.48 58962 29.87
Marvell Technology Group Ltd 0.48 105948 16.52
Doubleline Income Solutions 0.48 85546 20.66
SPDR S&P; 500 ETF (SPY) 0.47 7180 241.78
Digital Turbine 0.47 1.68M 1.03
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.45 15852 105.29
Smith & Wesson Holding Corpora 0.45 75000 22.16
Tonix Pharmaceuticals Hldg C 0.45 378138 4.33
Apple (AAPL) 0.42 10661 143.98
Vanguard Dividend Appreciation ETF (VIG) 0.41 16183 92.69
iShares S&P; AMT-Fr Mncpl Bnd Fd (NYF) 0.41 13446 111.56
Gores Hldgs Ii 0.41 150000 10.03
iShares MSCI EAFE Index Fund (EFA) 0.39 21782 65.19
Finisar Corporation (FNSR) 0.39 55768 25.98
Netlist (NLST) 0.37 1.35M 1.02
Credit Acceptance (CACC) 0.36 5200 257.12
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.35 10572 120.51
Autoliv (ALV) 0.34 11426 109.84
Sturm, Ruger & Company (RGR) 0.34 20000 62.15
Ares Capital Corporation (ARCC) 0.34 76733 16.38
Dorman Products (DORM) 0.34 15000 82.80
Twitter 0.34 70000 17.87
Atlantic Alliance Partner Co shs 0.34 122381 10.25
Cibc Cad Com 0.33 15000 81.13
Nmi Hldgs Inc cl a 0.33 313870 NEW 3.92
Gw Pharmaceuticals Plc ads 0.32 11600 100.26
Pimco Exch Traded Fund 0.32 11544 101.26
Cadiz (CDZI) 0.31 84042 13.54
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.31 9899 114.35
Ishares Inc ctr wld minvl 0.31 14269 79.12
Carvana Co cl a 0.30 53758 20.46
Primo Water Corporation (PRMW) 0.29 84375 12.71
iShares Dow Jones Select Dividend (DVY) 0.28 11093 92.22
Ishares Tr usa min vo 0.28 21269 48.94
Lumentum Hldgs 0.28 17775 57.05
Avista Healthcare Pub Acq Co cl a 0.27 100000 9.85
Fintech Acquisition Corp Ii 0.27 100000 9.80
Hexcel Corporation (HXL) 0.26 17885 52.78
iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) 0.26 8758 110.07
iShares MSCI Turkey Index Fund (TUR) 0.26 23000 41.52
Matlin & Partners Acquisitio cl a 0.26 100000 9.66
Ooma 0.25 115845 8.00
Hewlett Packard Enterprise 0.25 55312 16.60
Hanesbrands (HBI) 0.24 38500 23.17
Tortoise MLP Fund (NTG) 0.24 46160 19.28
Brookline Ban (BRKL) 0.23 57206 14.60
Sequans Communications Adr adr usd.02 0.23 254000 3.31
Spdr Index Shs Fds s^p global nat res 0.22 19839 41.53
Energous 0.22 50000 16.26
ON Semiconductor (ONNN) 0.21 55311 14.05
Immersion Corporation (IMMR) 0.21 83440 9.08
Vanguard Long Term Corporate Bond ETF (VCLT) 0.21 8396 93.26
Platform Specialty Prods Cor 0.21 60000 12.68
Cohen & Steers Ltd Dur Pfd I 0.20 28006 26.71
Goldman Sachs Mlp Inc Opp Fd 0.20 77344 9.63
eHealth (EHTH) 0.19 37500 18.80
Apollo Sr Floating Rate Fd I 0.19 42018 16.87
News 0.19 51400 13.70
iShares NASDAQ Biotechnology Index (IBB) 0.18 2114 310.31
Steven Madden (SHOO) 0.18 16429 39.93
Superior Industries International (SUP) 0.18 31491 20.55
CalAmp (CAMP) 0.18 32133 20.32
S&W; Seed Company (SANW) 0.18 158054 4.15
Wisdomtree Trust wrld ex-us grwth 0.18 12222 53.26
Bazaarvoice 0.18 132918 4.95
Truecar 0.18 34095 19.94
Inseego Corp bond 0.18 900000 0.72
Nokia Corporation (NOK) 0.17 98792 6.16
ViaSat (VSAT) 0.17 9424 66.21
TransAct Technologies Incorporated (TACT) 0.17 73254 8.49
Brunswick Corporation (BC) 0.17 9729 62.70
Oclaro (OCLR) 0.17 64940 9.35
PowerShares Preferred Portfolio (PGX) 0.17 40527 15.10
First Ban (FBNC) 0.17 20000 31.25
Vanguard Pacific ETF (VPL) 0.17 9546 65.79
Ishares Tr eafe min volat 0.17 8819 69.28
Ishares Core Msci Eafe Etf core msci eafe 0.17 10275 60.92
* Tivo Corp Com stock 0.17 34021 18.64
Wildhorse Resource Dev Corp Com Added 0.17 50247 12.38
Axon Enterprise 0.17 24725 25.16
NetScout Systems (NTCT) 0.16 17503 34.39
Skyworks Solutions (SWKS) 0.16 6100 95.90
CryoLife (CRY) 0.16 29000 19.97
Stamps (STMP) 0.16 3751 154.89
Kratos Defense & Security Solutions (KTOS) 0.16 50722 11.87
Carbonite 0.16 27670 21.79
Amc Entmt Hldgs Inc Cl A 0.16 25985 22.74
Rigel Pharmaceuticals (RIGL) 0.15 203000 2.73
SPDR Dow Jones Industrial Average ETF (DIA) 0.15 2592 213.35
Facebook Inc cl a 0.15 3544 150.96
iStar Financial (SFI) 0.14 43000 12.05
Imax Corp Cad Com (usd) 0.14 23004 22.00
iShares S&P; MidCap 400 Index (IJH) 0.14 3033 174.09
iShares MSCI ACWI ex US Index Fund (ACWX) 0.14 11203 45.61
Nuveen Build Amer Bd fd com 0.14 25223 20.97
Vanguard Star Fd Intl Stk Idxf 0.14 9756 51.97
Cloudera 0.14 31490 16.01
Silver Run Acquisition 0.14 49998 10.12
Berkshire Hathaway (BRK.B) 0.13 2800 169.29
Financial Select Sector SPDR (XLF) 0.13 20000 24.65
Vanguard European ETF (VGK) 0.13 8572 55.18
Garrison Capital 0.13 58435 8.27
New Mountain Finance Corp 0.12 30000 14.57
stock 0.12 7579 56.87
Jinkosolar Hldg Co Ltd debt 4.000% 2/0 0.12 22000 20.82
Papa Murphys Hldgs 0.12 100000 4.37
iShares Russell 2000 Growth Index (IWO) 0.11 2416 168.87
Meridian Ban 0.11 23000 16.91
Urban Edge Pptys 0.11 16523 23.72
Sensus Healthcare 0.11 104794 4.02
Kbl Merger Corp Iv unit 01/15/2024 0.11 40000 10.20
iShares MSCI Emerging Markets Indx (EEM) 0.10 9048 41.34
FormFactor (FORM) 0.10 29189 12.40
Apollo Tactical Income Fd In 0.10 23648 16.28
Dxc Technology 0.10 4751 76.62
Kulicke and Soffa Industries (KLIC) 0.09 17820 19.02
Vanguard FTSE All-World ex-US ETF (VEU) 0.09 6784 49.97
Vanguard Growth ETF (VUG) 0.09 2578 127.23
Alerian Mlp Etf(amlp) 0.09 26420 11.96
iShares S&P; Global Mat. Sector Inde (MXI) 0.09 5448 59.84
Everspin Technologies 0.09 17312 19.99
Teradyne (TER) 0.08 9904 29.99
Apollo Investment (AINV) 0.08 48206 6.39
iShares MSCI Brazil Index (EWZ) 0.08 8130 34.19
Consumer Discretionary SPDR (XLY) 0.08 3440 89.53
One Liberty Properties (OLP) 0.08 22849 12.82
PowerShares Dynamic Biotech &Genome; (PBE) 0.08 6102 45.72
Walt Disney Company (DIS) 0.07 2490 106.43
Rent-A-Center (RCII) 0.07 23206 11.72
Berkshire Hathaway (BRK.A) 0.07 1 255000.00
iShares Russell 1000 Growth Index (IWF) 0.07 2053 118.85
Zion Oil & Gas (ZN) 0.07 76070 3.43
iShares S&P; SmallCap 600 Index (IJR) 0.07 3422 70.13
Nuveen Mtg opportunity term fd 0.07 9383 25.58
Brookfield Real Assets Incom shs ben int 0.07 10938 23.22
Costco Wholesale Corporation (COST) 0.06 1355 160.15
Home Depot (HD) 0.06 1360 153.68
Solar Cap Ltd 0.06 9530 21.83
Energy Transfer Equity (ETE) 0.06 12590 17.95
TheStreet (TSCM) 0.06 263200 0.83
PowerShrs CEF Income Cmpst Prtfl (PCEF) 0.06 8830 23.67
Ares Dynamic Cr Allocation 0.06 13989 16.37
Mkt Vectors Biotech Etf etf 0.06 1619 125.39
M I Acquisitions 0.06 21500 10.00
THL Credit (TCRD) 0.05 20000 9.95
Blackstone Gso Flting Rte Fu 0.05 10000 17.90
Hos Us conv 0.04 225000 0.72
Fusion Telecomm Intl 0.04 100000 1.45
Lindblad Expeditions Hldgs I Com Added 0.04 15420 10.51
Sensus Healthcare Inc Wrt Exp 0.04 231256 0.60
BRT Realty Trust (BRT) 0.03 82512 1.20
Comstock Res Inc note 7.750% 4/0 0.03 126598 0.77
Numerex (NMRX) 0.02 15000 4.93
Gty Technology Holdings Inc w exp 99/99/999 0.02 58333 1.10
Gores Hldgs Ii Inc *w exp 03/06/202 0.02 50000 1.50
Fintech Acquisition Corp Ii *w exp 01/19/202 0.01 50000 0.76
Silver Run Acquisition *w exp 03/28/202 0.01 16666 1.80
Kayne Anderson Acquisition *w exp 06/30/202 0.01 66666 0.78
Matlin & Partners Acquisitio *w exp 03/15/202 0.01 100000 0.38
Novavax (NVAX) 0.00 10500 1.14
Ladenburg Thalmann Financial Services (LTS) 0.00 81050 0.07
Rwt 4 5/8 04/15/18 0.00 10000 1.00

Past 13F-HR SEC Filings by B. Riley Financial

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