Ground Swell Capital
Latest statistics and disclosures from Ground Swell Capital's latest quarterly 13F-HR filing:
- Top 5 stock holdings are VOO, QQQ, PPH, NVDA, AAPL, and represent 47.87% of Ground Swell Capital's stock portfolio.
- Added to shares of these 10 stocks: VOO (+$18M), PPH, NVDA, AAPL, SOXX, DUOL, DIA, EVRG, CHTR, MDY.
- Started 113 new stock positions in TIP, YUMC, JF, ANAB, JOBY, TOUR, BNTX, AXIA.PC, VST, XRPNW.
- Reduced shares in these 10 stocks: QQQ (-$27M), , , ROKU, GOOG, PEP, AMZN, , SNV, DOCU.
- Sold out of its positions in AEM, AGYS, GOOG, ATER, AMZN, AMGN, ADP, TBH, LSTA, CBAT.
- Ground Swell Capital was a net buyer of stock by $4.0M.
- Ground Swell Capital has $51M in assets under management (AUM), dropping by 4.31%.
- Central Index Key (CIK): 0001534450
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Portfolio Holdings for Ground Swell Capital
Ground Swell Capital holds 122 positions in its portfolio as reported in the March 2026 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Vanguard Index Fds S&p 500 Etf Shs (VOO) | 35.1 | $18M | NEW | 30k | 597.55 |
|
| Invesco Qqq Tr Unit Ser 1 (QQQ) | 3.5 | $1.8M | -93% | 3.1k | 577.18 |
|
| Vaneck Etf Trust Pharmaceutcl Etf (PPH) | 3.2 | $1.6M | NEW | 15k | 103.88 |
|
| NVIDIA Corporation (NVDA) | 3.1 | $1.6M | NEW | 8.9k | 174.40 |
|
| Apple (AAPL) | 3.0 | $1.5M | +442% | 6.0k | 253.79 |
|
| Ishares Tr Ishares Semicdtr (SOXX) | 2.1 | $1.1M | NEW | 3.3k | 328.66 |
|
| Duolingo Cl A Com (DUOL) | 1.9 | $986k | NEW | 10k | 98.57 |
|
| State Str Spdr Dow Jones Ind Ut Ser 1 (DIA) | 1.9 | $949k | NEW | 2.0k | 463.19 |
|
| Ishares Tr 20 Yr Tr Bd Etf (TLT) | 1.7 | $873k | -17% | 10k | 86.69 |
|
| Evergy (EVRG) | 1.6 | $798k | NEW | 9.7k | 81.92 |
|
| Charter Communications Cl A (CHTR) | 1.6 | $787k | NEW | 3.6k | 215.88 |
|
| State Str Spdr S&p Midcap 40 Utser1 S&pdcrp (MDY) | 1.5 | $765k | NEW | 1.2k | 616.76 |
|
| Meta Platforms Cl A (META) | 1.4 | $734k | NEW | 1.3k | 572.13 |
|
| Intuitive Surgical Com New (ISRG) | 1.4 | $732k | +131% | 1.6k | 460.99 |
|
| Sandisk Corp (SNDK) | 1.4 | $717k | NEW | 1.1k | 635.34 |
|
| Advanced Micro Devices (AMD) | 1.2 | $604k | +48% | 3.0k | 203.43 |
|
| Ryanair Holdings Sponsored Adr (RYAAY) | 1.2 | $588k | NEW | 10k | 57.80 |
|
| Tesla Motors (TSLA) | 1.1 | $568k | +2% | 1.5k | 371.75 |
|
| Ionis Pharmaceuticals (IONS) | 1.1 | $547k | NEW | 7.3k | 75.09 |
|
| NOVA MEASURING Instruments L (NVMI) | 1.1 | $532k | NEW | 1.2k | 434.28 |
|
| Oracle Corp 6.5 Dep Cum Sr D (ORCL.PD) | 1.0 | $530k | NEW | 12k | 45.01 |
|
| Neurocrine Biosciences (NBIX) | 1.0 | $496k | NEW | 3.8k | 131.74 |
|
| Entegris (ENTG) | 0.9 | $479k | NEW | 4.1k | 117.24 |
|
| Teradyne (TER) | 0.9 | $474k | -2% | 1.6k | 296.46 |
|
| Whirlpool Corp 8.5 Dep Sr A Cnv (WHR.PA) | 0.9 | $454k | NEW | 11k | 40.95 |
|
| Ishares Tr Tips Bd Etf (TIP) | 0.9 | $453k | NEW | 4.1k | 110.36 |
|
| Astera Labs (ALAB) | 0.9 | $441k | NEW | 4.0k | 109.60 |
|
| Apollo Global Mgmt Ser A Mand Cnv (APO.PA) | 0.8 | $425k | NEW | 7.3k | 58.46 |
|
| Anaptysbio Inc Common (ANAB) | 0.8 | $422k | NEW | 7.6k | 55.46 |
|
| Maze Therapeatics (MAZE) | 0.8 | $406k | NEW | 14k | 29.85 |
|
| Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) | 0.7 | $341k | NEW | 1.8k | 191.92 |
|
| Cme (CME) | 0.6 | $326k | NEW | 1.1k | 295.35 |
|
| Zebra Technologies Corporati Cl A (ZBRA) | 0.6 | $317k | NEW | 1.5k | 209.08 |
|
| Rambus (RMBS) | 0.6 | $311k | NEW | 3.6k | 86.03 |
|
| Global X Fds Global X Copper (COPX) | 0.6 | $306k | NEW | 4.0k | 76.35 |
|
| Lattice Semiconductor (LSCC) | 0.6 | $295k | NEW | 3.2k | 92.76 |
|
| Vaneck Etf Trust Oil Services Etf (OIH) | 0.6 | $286k | NEW | 708.00 | 404.21 |
|
| Agios Pharmaceuticals (AGIO) | 0.6 | $282k | NEW | 8.3k | 33.83 |
|
| Centrais Elet Bras Sa Spon Ads Pf Cl C (AXIA.PC) | 0.5 | $273k | NEW | 25k | 10.92 |
|
| Spdr Series Trust State Street Spd (SPYG) | 0.5 | $270k | NEW | 2.8k | 97.91 |
|
| Expeditors International of Washington (EXPD) | 0.5 | $264k | NEW | 1.8k | 143.23 |
|
| RadNet (RDNT) | 0.5 | $263k | NEW | 4.7k | 55.89 |
|
| Moog Cl A (MOG.A) | 0.5 | $260k | NEW | 887.00 | 292.64 |
|
| Biontech Se Sponsored Ads (BNTX) | 0.5 | $258k | NEW | 2.9k | 88.88 |
|
| Spdr Series Trust State Street Spd (XOP) | 0.5 | $247k | NEW | 1.4k | 181.83 |
|
| Pg&e Corp Pfd Conv Ser A (PCG.PX) | 0.5 | $246k | NEW | 5.7k | 42.99 |
|
| Strategy Series A Perp Pf (STRK) | 0.5 | $245k | NEW | 3.5k | 70.70 |
|
| General Dynamics Corporation (GD) | 0.5 | $241k | NEW | 703.00 | 343.22 |
|
| Masimo Corporation (MASI) | 0.5 | $235k | NEW | 1.3k | 177.87 |
|
| News Corp CL B (NWS) | 0.5 | $234k | NEW | 8.2k | 28.51 |
|
| Globalstar Com New (GSAT) | 0.5 | $232k | NEW | 3.5k | 66.42 |
|
| Bwx Technologies (BWXT) | 0.5 | $229k | NEW | 1.1k | 204.49 |
|
| Vistra Energy (VST) | 0.5 | $229k | NEW | 1.5k | 150.33 |
|
| Ishares Tr Pfd And Incm Sec (PFF) | 0.4 | $228k | NEW | 7.5k | 30.32 |
|
| Tradeweb Mkts Cl A (TW) | 0.4 | $225k | NEW | 1.9k | 117.66 |
|
| Thermo Fisher Scientific (TMO) | 0.4 | $224k | NEW | 456.00 | 491.53 |
|
| Wells Fargo & Co Perp Pfd Cnv A (WFC.PL) | 0.4 | $223k | NEW | 193.00 | 1155.00 |
|
| Archrock (AROC) | 0.4 | $218k | NEW | 6.3k | 34.80 |
|
| Icon SHS (ICLR) | 0.4 | $209k | NEW | 1.9k | 110.66 |
|
| Yum China Holdings (YUMC) | 0.4 | $206k | NEW | 4.2k | 48.78 |
|
| Mettler-Toledo International (MTD) | 0.4 | $204k | NEW | 162.00 | 1261.20 |
|
| Vanguard Bd Index Fds Total Bnd Mrkt (BND) | 0.4 | $202k | NEW | 2.7k | 73.64 |
|
| Microchip Technology Dep Shs Repstg (MCHPP) | 0.4 | $201k | NEW | 3.5k | 56.97 |
|
| Centrais Elet Bras Sa Spon Ads Pfd B1 (AXIA.P) | 0.4 | $196k | NEW | 16k | 12.53 |
|
| Ondas Com New (ONDS) | 0.4 | $183k | -50% | 20k | 9.04 |
|
| Fluence Energy Com Cl A (FLNC) | 0.3 | $174k | NEW | 13k | 13.76 |
|
| Cipher Mining (CIFR) | 0.3 | $148k | NEW | 12k | 12.87 |
|
| Joby Aviation Common Stock (JOBY) | 0.3 | $139k | NEW | 17k | 8.26 |
|
| Talon Cap Corp Unit 08/27/2030 (TLNCU) | 0.3 | $136k | -9% | 13k | 10.40 |
|
| Upwork (UPWK) | 0.2 | $116k | NEW | 11k | 10.96 |
|
| Plug Pwr Com New (PLUG) | 0.2 | $96k | NEW | 42k | 2.26 |
|
| Transocean Registered Shs (RIG) | 0.2 | $80k | NEW | 12k | 6.63 |
|
| Archer Aviation Com Cl A (ACHR) | 0.1 | $73k | NEW | 14k | 5.17 |
|
| Icl Group SHS (ICL) | 0.1 | $69k | NEW | 13k | 5.18 |
|
| Diversified Healthcare Tr Com Sh Ben Int (DHC) | 0.1 | $68k | NEW | 10k | 6.64 |
|
| Yext (YEXT) | 0.1 | $64k | NEW | 17k | 3.84 |
|
| Advisorshares Tr Pure Us Cannabis (MSOS) | 0.1 | $61k | NEW | 17k | 3.55 |
|
| JetBlue Airways Corporation (JBLU) | 0.1 | $55k | NEW | 13k | 4.42 |
|
| Abcellera Biologics (ABCL) | 0.1 | $55k | NEW | 16k | 3.49 |
|
| Solid Power Class A Com (SLDP) | 0.1 | $51k | NEW | 17k | 3.00 |
|
| Rocket Pharmaceuticals (RCKT) | 0.1 | $50k | NEW | 14k | 3.58 |
|
| Pinnacle Food Group Shs Cl A (PFAI) | 0.1 | $35k | NEW | 12k | 2.85 |
|
| Decent Hldg Ord Shs Cl A | 0.1 | $31k | NEW | 10k | 3.08 |
|
| Electra Battery Materials (ELBM) | 0.1 | $27k | NEW | 48k | 0.56 |
|
| Coty Com Cl A (COTY) | 0.1 | $27k | NEW | 13k | 2.01 |
|
| Ballard Pwr Sys (BLDP) | 0.1 | $26k | NEW | 11k | 2.42 |
|
| Elong Power Holding Shs Cl A 2026 | 0.0 | $25k | NEW | 12k | 2.02 |
|
| T3 Defense Com New (DFNS) | 0.0 | $20k | NEW | 28k | 0.72 |
|
| Microvast Holdings (MVST) | 0.0 | $17k | NEW | 11k | 1.50 |
|
| Olb Group (OLB) | 0.0 | $16k | NEW | 32k | 0.50 |
|
| Picard Medical Com Shs (PMI) | 0.0 | $15k | NEW | 15k | 1.04 |
|
| Rackspace Technology (RXT) | 0.0 | $15k | NEW | 15k | 0.98 |
|
| Spring Vy Acquisition Corp I *w Exp 09/04/203 (SVACW) | 0.0 | $14k | NEW | 14k | 1.04 |
|
| Castellum Com New (CTM) | 0.0 | $12k | NEW | 21k | 0.59 |
|
| New Fortress Energy Com Cl A (NFE) | 0.0 | $11k | NEW | 19k | 0.59 |
|
| Armada Acquisition Corp Ii *w Exp 05/21/203 (XRPNW) | 0.0 | $9.9k | NEW | 16k | 0.60 |
|
| J & Friends Holdings Sponsored Ads (JF) | 0.0 | $9.6k | NEW | 10k | 0.92 |
|
| Ryde Group Cl A Shs (RYDE) | 0.0 | $9.3k | NEW | 17k | 0.55 |
|
| Tuniu Corp Sponsored Ads (TOUR) | 0.0 | $8.8k | NEW | 11k | 0.77 |
|
| Fbs Global Ord Shs (FBGL) | 0.0 | $8.7k | NEW | 15k | 0.60 |
|
| Spar (SGRP) | 0.0 | $8.6k | NEW | 14k | 0.63 |
|
| Tantech Hldgs Ord Shs Cl A (TANH) | 0.0 | $8.1k | NEW | 14k | 0.59 |
|
| Quantum Si Com Cl A (QSI) | 0.0 | $7.8k | NEW | 10k | 0.77 |
|
| Pharmacyte Biotech Com New (PMCB) | 0.0 | $7.7k | NEW | 12k | 0.67 |
|
| Greenlane Hldgs Cl A New (GNLN) | 0.0 | $7.3k | NEW | 20k | 0.37 |
|
| Pineapple Financial Com Shs (PAPL) | 0.0 | $7.2k | NEW | 11k | 0.64 |
|
| Calcimedica Com New (CALC) | 0.0 | $6.6k | NEW | 12k | 0.54 |
|
| Zentek (ZTEK) | 0.0 | $6.3k | NEW | 12k | 0.53 |
|
| Psq Holdings Cl A (PSQH) | 0.0 | $6.3k | NEW | 12k | 0.53 |
|
| Global Engine Group Holding Shs Cl A (GLE) | 0.0 | $5.9k | NEW | 16k | 0.38 |
|
| Themes Etf Tr Leverage Shares (GEMG) | 0.0 | $5.8k | NEW | 10k | 0.57 |
|
| Ten-league Intl Hldgs Usd Ord Shs (TLIH) | 0.0 | $5.4k | NEW | 22k | 0.25 |
|
| Gossamer Bio (GOSS) | 0.0 | $5.0k | NEW | 15k | 0.33 |
|
| Ccsc Technology Intl Hldgs L Cl A Ord Shs | 0.0 | $4.8k | NEW | 11k | 0.44 |
|
| Blaize Hldgs *w Exp 01/13/203 (BZAIW) | 0.0 | $3.6k | NEW | 10k | 0.35 |
|
| Pomdoctor Sponsored Ads (POM) | 0.0 | $3.0k | NEW | 12k | 0.26 |
|
| Gee Group (JOB) | 0.0 | $2.5k | NEW | 10k | 0.24 |
|
| T1 Energy *w Exp 07/09/202 (TE.WS) | 0.0 | $2.4k | NEW | 11k | 0.22 |
|
| Dreamland Shs Cl A (TDIC) | 0.0 | $1.9k | NEW | 14k | 0.13 |
|
| T3 Defense *w Exp 12/22/202 (DFNSW) | 0.0 | $1.3k | NEW | 12k | 0.11 |
|
| Foxx Dev Hldgs *w Exp 09/26/202 (FOXXW) | 0.0 | $1.3k | NEW | 14k | 0.09 |
|
| Katapult Holdings *w Exp 06/09/202 (KPLTW) | 0.0 | $31.862500 | NEW | 13k | 0.00 |
|
Past Filings by Ground Swell Capital
SEC 13F filings are viewable for Ground Swell Capital going back to 2014
- Ground Swell Capital 2026 Q1 filed April 21, 2026
- Ground Swell Capital 2025 Q4 filed Feb. 4, 2026
- Ground Swell Capital 2025 Q3 filed Nov. 6, 2025
- Ground Swell Capital 2025 Q2 filed July 31, 2025
- Ground Swell Capital 2025 Q1 filed May 13, 2025
- Ground Swell Capital 2024 Q4 filed Feb. 14, 2025
- Ground Swell Capital 2024 Q3 filed Oct. 29, 2024
- Ground Swell Capital 2024 Q2 filed Aug. 7, 2024
- Ground Swell Capital 2024 Q1 filed May 14, 2024
- Ground Swell Capital 2023 Q4 filed Feb. 13, 2024
- Ground Swell Capital 2023 Q3 filed Nov. 13, 2023
- Ground Swell Capital 2023 Q2 amended filed Aug. 15, 2023
- Ground Swell Capital 2023 Q2 filed Aug. 10, 2023
- Ground Swell Capital 2023 Q1 filed May 8, 2023
- Ground Swell Capital 2022 Q4 filed Feb. 14, 2023
- Ground Swell Capital 2022 Q3 filed Nov. 14, 2022