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Lumbard Investment Counseling

Latest statistics and disclosures from Lumbard & Kellner's latest quarterly 13F-HR filing:

Top 5 stock holdings are BIL, GOOG, SPMD, GS, KTOS, and represent 21.14% of Lumbard & Kellner's stock portfolio.
Added to shares of these 10 stocks: BIL, HROW, ETON, FSLR, FLIN, FLKR, SPTM, GDX, GLD, GOOG.
Started 11 new stock positions in ETON, GDX, ADAP, FLKR, NEE, INTC, META, FLIN, TSM, HROW. CIEN.
Reduced shares in these 10 stocks: BE (-$15M), ORCL (-$7.8M), , VYMI, PLUS, RSP, CLIP, FIVN, SCHO, GS.
Sold out of its positions in PLUS, XBI.
Lumbard & Kellner was a net seller of stock by $-829k.
Lumbard & Kellner has $272M in assets under management (AUM), dropping by 18.51%.
Central Index Key (CIK): 0001602476

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Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 97 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Spdr Bloomberg 1-3 Month T-bill Etf Etf (BIL)	5.9	$16M	+44%	174k	91.75	View chart
Alphabet Inc Cap Stk Cl C Stock (GOOG)	4.4	$12M	+4%	49k	243.55	View chart
Spdr Portfolio S&p 400 Mid Cap Etf Etf (SPMD)	3.8	$10M		180k	57.19	View chart
Goldman Sachs Group Stock (GS)	3.6	$9.7M		12k	796.35	View chart
Kratos Defense & Sec Solutions Stock (KTOS)	3.6	$9.7M		106k	91.37	View chart
First Solar Stock (FSLR)	3.5	$9.4M	+68%	43k	220.53	View chart
Metlife Stock (MET)	3.3	$8.8M		107k	82.37	View chart
Hudbay Minerals Stock (HBM)	3.0	$8.1M		534k	15.16	View chart
Cisco Sys Stock (CSCO)	2.7	$7.4M	+4%	108k	68.42	View chart
Kinder Morgan Inc Del Stock (KMI)	2.6	$7.0M	+3%	248k	28.31	View chart
Freedom 100 Emerging Markets Etf Etf (FRDM)	2.5	$6.8M		154k	44.31	View chart
Vanguard International High Dividend Yield Etf Etf (VYMI)	2.5	$6.8M	-29%	80k	84.68	View chart
Petroleo Brasileiro Sa Petrobr Adr (PBR)	2.4	$6.4M		508k	12.66	View chart
Materion Corp Stock (MTRN)	2.3	$6.3M		52k	120.81	View chart
Amazon Stock (AMZN)	2.3	$6.2M		28k	219.57	View chart
Primoris Svcs Corp Stock (PRIM)	2.1	$5.7M		41k	137.33	View chart
Microsoft Corp Stock (MSFT)	2.0	$5.4M	+3%	11k	517.95	View chart
Lockheed Martin Corp Stock (LMT)	2.0	$5.4M	+9%	11k	499.21	View chart
Northrop Grumman Corp Stock (NOC)	2.0	$5.4M		8.9k	609.32	View chart
Invesco S&p 500 Equal Weight Etf Etf (RSP)	2.0	$5.3M	-3%	28k	189.70	View chart
Advanced Micro Devices Stock (AMD)	1.9	$5.2M		32k	161.79	View chart
Enersys Stock (ENS)	1.8	$5.0M		45k	112.96	View chart
Franklin Ftse Brazil Etf Etf (FLBR)	1.8	$5.0M		262k	19.05	View chart
American Superconductor Corp Stock (AMSC)	1.6	$4.3M		72k	59.39	View chart
Harrow Stock (HROW)	1.6	$4.3M	NEW	89k	48.18	View chart
Jabil Stock (JBL)	1.6	$4.2M		19k	217.17	View chart
Green Plains Stock (GPRE)	1.5	$4.1M		470k	8.79	View chart
Snowflake Stock (SNOW)	1.4	$3.9M		17k	225.55	View chart
Eton Pharmaceuticals Stock (ETON)	1.4	$3.8M	NEW	176k	21.73	View chart
Berkshire Hathaway Inc Del Cl A Stock (BRK.A)	1.4	$3.8M		5.00	754200.00	View chart
Franklin Ftse India Etf Etf (FLIN)	1.4	$3.7M	NEW	100k	37.29	View chart
Vanguard Total Stock Market Etf Etf (VTI)	1.3	$3.6M		11k	328.17	View chart
Ishares Msci Indonesia Etf Etf (EIDO)	1.3	$3.5M		199k	17.55	View chart
First Trust Nasdaq Aba Community Bank Index Fund Etf (QABA)	1.2	$3.2M		58k	56.15	View chart
Apple Stock (AAPL)	1.2	$3.2M	+16%	12k	254.63	View chart
Vanguard Ftse All-world Ex-us Index Fund Etf (VEU)	1.1	$3.0M	+8%	42k	71.37	View chart
Bloom Energy Corp Com Cl A Stock (BE)	1.0	$2.8M	-84%	34k	84.57	View chart
Prudential Finl Stock (PRU)	1.0	$2.7M		26k	103.74	View chart
Franklin Ftse South Korea Etf Etf (FLKR)	1.0	$2.7M	NEW	99k	26.99	View chart
Global X 1-3 Month T-bill Etf Etf (CLIP)	0.9	$2.4M	-5%	24k	100.42	View chart
Five9 Stock (FIVN)	0.8	$2.1M	-4%	88k	24.20	View chart
Berkshire Hathaway Inc Del Cl B Stock (BRK.B)	0.8	$2.0M	+33%	4.1k	502.74	View chart
Spdr S&p 500 Etf Trust Etf (SPY)	0.7	$2.0M		2.9k	666.18	View chart
Eli Lilly & Co Stock (LLY)	0.7	$1.9M		2.5k	763.00	View chart
Jpmorgan Chase & Co Stock (JPM)	0.5	$1.3M		4.2k	315.43	View chart
Spdr Portfolio S&p 1500 Composite Stock Market Etf Etf (SPTM)	0.4	$1.2M	+379%	14k	80.65	View chart
Invesco Qqq Trust Series I Etf (QQQ)	0.4	$1.1M		1.9k	600.37	View chart
Applied Matls Stock (AMAT)	0.4	$1.1M		5.4k	204.74	View chart
Oracle Corp Stock (ORCL)	0.4	$1.1M	-87%	3.8k	281.24	View chart
Scorpio Tankers Stock (STNG)	0.4	$1.1M		19k	56.05	View chart
Schwab Short-term Us Treasury Etf Etf (SCHO)	0.4	$1.0M	-7%	43k	24.40	View chart
Ishares 0-3 Month Treasury Bond Etf Etf (SGOV)	0.4	$1.0M		10k	100.70	View chart
Spdr Gold Shares Etf (GLD)	0.4	$1.0M	+132%	2.9k	355.47	View chart
Welltower Reit (WELL)	0.4	$979k		5.5k	178.14	View chart
Exxon Mobil Corp Stock (XOM)	0.4	$964k	-3%	8.5k	112.75	View chart
Vanguard Value Etf Etf (VTV)	0.3	$913k		4.9k	186.49	View chart
St Joe Stock (JOE)	0.3	$841k	+10%	17k	49.48	View chart
Vaneck Gold Miners Etf Etf (GDX)	0.3	$816k	NEW	11k	76.40	View chart
Vanguard Total World Stock Etf Etf (VT)	0.3	$815k		5.9k	137.80	View chart
Universal Technical Inst Stock (UTI)	0.3	$808k	+32%	25k	32.55	View chart
Spdr S&p Regional Banking Etf Etf (KRE)	0.3	$750k	+131%	12k	63.30	View chart
Spdr Portfolio Developed World Ex-us Etf Etf (SPDW)	0.3	$744k	+208%	17k	42.79	View chart
Technology Select Sector Spdr Fund Etf (XLK)	0.3	$733k		2.6k	281.86	View chart
Unitedhealth Group Stock (UNH)	0.3	$724k	+4%	2.1k	345.30	View chart
Honeywell Intl Stock (HON)	0.3	$709k		3.4k	210.50	View chart
Sprott Asset Management Lp Physical Gold Tr Cef (PHYS)	0.3	$706k		24k	29.62	View chart
Ishares Core S&p 500 Etf Etf (IVV)	0.2	$649k	+60%	970.00	669.30	View chart
Ishares Msci Mexico Etf Etf (EWW)	0.2	$636k		9.3k	68.21	View chart
Rtx Corporation Stock (RTX)	0.2	$625k		3.7k	167.33	View chart
Jpmorgan Betabuilders Canada Etf Etf (BBCA)	0.2	$619k		7.1k	87.23	View chart
Ge Aerospace Stock (GE)	0.2	$597k	-4%	2.0k	300.82	View chart
Utilities Select Sector Spdr Fund Etf (XLU)	0.2	$556k	+33%	6.4k	87.21	View chart
Energy Select Sector Spdr Fund Etf (XLE)	0.2	$471k	+7%	5.3k	89.34	View chart
Firstenergy Corp Stock (FE)	0.2	$435k		9.5k	45.82	View chart
Merck & Co Stock (MRK)	0.1	$392k		4.7k	83.93	View chart
Pepsico Stock (PEP)	0.1	$371k		2.6k	140.44	View chart
Intel Corp Stock (INTC)	0.1	$356k	NEW	11k	33.55	View chart
Nisource Stock (NI)	0.1	$346k		8.0k	43.30	View chart
Meta Platforms Inc Cl A Stock (META)	0.1	$344k	NEW	468.00	734.38	View chart
Comcast Corp New Cl A Stock (CMCSA)	0.1	$343k	+13%	11k	31.42	View chart
Home Depot Stock (HD)	0.1	$340k	+31%	838.00	405.19	View chart
Ge Vernova Stock (GEV)	0.1	$318k		517.00	614.90	View chart
Philip Morris Intl Stock (PM)	0.1	$308k		1.9k	162.20	View chart
Spdr Portfolio Short Term Treasury Etf Etf (SPTS)	0.1	$290k		9.9k	29.32	View chart
American Express Stock (AXP)	0.1	$289k		870.00	332.16	View chart
Vanguard Growth Etf Etf (VUG)	0.1	$288k		600.00	479.61	View chart
International Business Machs Stock (IBM)	0.1	$268k		950.00	282.16	View chart
Johnson & Johnson Stock (JNJ)	0.1	$267k		1.4k	185.42	View chart
Taiwan Semiconductor Mfg Adr (TSM)	0.1	$263k	NEW	941.00	279.29	View chart
Ciena Corp Stock (CIEN)	0.1	$252k	NEW	1.7k	145.67	View chart
Nextera Energy Stock (NEE)	0.1	$230k	NEW	3.1k	75.49	View chart
Gilead Sciences Stock (GILD)	0.1	$218k		2.0k	111.00	View chart
Keycorp Stock (KEY)	0.1	$215k		12k	18.69	View chart
Spdr S&p Midcap 400 Etf Trust Etf (MDY)	0.1	$215k		360.00	596.03	View chart
Waste Mgmt Inc Del Stock (WM)	0.1	$210k		950.00	220.83	View chart
Polypid Stock (PYPD)	0.0	$127k		38k	3.33	View chart
Adaptimmune Therapeutics Plc Sponds Ads Adr (ADAP)	0.0	$15k	NEW	114k	0.13	View chart

Past Filings by Lumbard & Kellner

SEC 13F filings are viewable for Lumbard & Kellner going back to 2013

Lumbard & Kellner 2025 Q3 filed Nov. 12, 2025
Lumbard & Kellner 2025 Q2 filed Aug. 13, 2025
Lumbard & Kellner 2025 Q1 filed April 21, 2025
Lumbard & Kellner 2024 Q4 filed Feb. 14, 2025
Lumbard & Kellner 2024 Q3 filed Nov. 12, 2024
Lumbard & Kellner 2024 Q2 filed Aug. 9, 2024
Lumbard & Kellner 2024 Q1 filed May 16, 2024
Lumbard & Kellner 2023 Q4 filed Feb. 12, 2024
Lumbard & Kellner 2023 Q3 filed Nov. 14, 2023
Lumbard & Kellner 2023 Q2 filed Aug. 4, 2023
Lumbard & Kellner 2023 Q1 filed June 6, 2023
Lumbard & Kellner 2022 Q4 filed Feb. 14, 2023
Lumbard & Kellner 2022 Q3 filed Nov. 14, 2022
Lumbard & Kellner 2022 Q2 filed Aug. 15, 2022
Lumbard & Kellner 2022 Q1 filed May 13, 2022
Lumbard & Kellner 2021 Q4 filed Feb. 18, 2022

View all past filings

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