Lumbard Investment Counseling

Latest statistics and disclosures from Lumbard & Kellner's latest quarterly 13F-HR filing:

Companies in the Lumbard & Kellner portfolio as of September 2019 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Vanguard Total Stock Market ETF (VTI) 10.91 131868 151.00
Alphabet Inc Class C cs 4.32 6461 +15% 1219.01
Wal-Mart Stores (WMT) 4.30 66195 -2% 118.68
First Amer Govt Oblig Fund Cl Y short term fds-taxable 4.04 7.37M -38% 1.00
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 3.86 69212 -3% 101.73
MetLife (MET) 3.72 143783 47.16
Tyson Foods (TSN) 3.57 75540 86.14
Zoetis Inc Cl A 3.51 51345 124.59
Prudential Financial (PRU) 3.38 68554 89.94
Invesco Qqq Trust Series 1 3.30 31930 188.82
AT&T; (T) 3.00 144837 37.84
Facebook Inc cl a 2.70 27638 -6% 178.09
Lattice Strategies Tr em strategies 2.43 201409 NEW 22.04
Goldman Sachs (GS) 2.34 20629 207.23
FedEx Corporation (FDX) 2.26 28372 145.57
iShares MSCI Poland Investable ETF (EPOL) 2.17 192070 20.64
Matthews India Fund Institutional mutual funds - equity 2.15 152054 25.81
Corning Incorporated (GLW) 2.08 132866 28.52
Lockheed Martin Corporation (LMT) 2.05 9599 390.04
Covetrus Inc 1.97 302298 +171% 11.89
Livent Corp 1.93 527480 6.69
Franklin Templeton Etf Tr ftse south korea 1.63 151840 NEW 19.59
Vanguard Emerging Markets ETF (VWO) 1.61 73129 40.26
Huntington Bancshares Incorporated (HBAN) 1.49 191130 -2% 14.27
Kraton Performance Polymers (KRA) 1.44 81478 32.29
Henry Schein (HSIC) 1.40 40325 63.51
Singapore Telecom Ltd New 2006 adr 1.39 113373 22.32
Brighthouse Finl Inc Com 1.31 59095 40.48
Takeda Pharmaceutical (TKPYY) 1.26 133804 17.20
Vanguard Total World Stock Idx Fd (VT) 1.24 30220 74.82
Key (KEY) 1.23 126200 17.84
United Finl Bancorp Inc New fixed income 1.18 2.00M NEW 1.08
Franklin Templeton Etf Tr ftse taiwan 1.15 81327 NEW 25.86
Bank Of New York Mellon 1.10 2.00M 1.00
MSCI Indonesia Investable Market Ind Fd (EIDO) 1.05 78280 NEW 24.48
Walt Disney Company (DIS) 0.98 13659 130.32
Energy Transfer 3.36889% 11/01/66 corporate bonds and notes 0.79 1.91M 0.75
Us Bank Capital Ix corporate bonds and notes 0.66 1.41M 0.85
First Md Cap I corporate bonds and notes 0.51 992000 0.93
Jp Morgan Chase Mtn 2.000% 4/30/24 corporate bonds and notes 0.50 926000 0.98
Bank Of America Corp corporate bonds and notes 0.49 949000 0.95
Mellon Cap Iv Normalpfd Cap fixed income 0.46 944000 0.88
Citigroup Inc pfd 0.44 790000 1.02
Wachovia Cap Triii (3mo Lib+93 pfd 0.43 791000 -7% 1.00
Applied Materials (AMAT) 0.42 15203 -6% 49.92
Ntc Capital Ii corporate bonds and notes 0.39 758000 0.94
American Express 0.38 698000 1.00
Eli Lilly & Co. (LLY) 0.36 5955 111.84
Honeywell International (HON) 0.35 3730 169.17
Exxon Mobil Corporation (XOM) 0.34 8794 70.62
Merck & Co (MRK) 0.28 6120 84.15
Visa (V) 0.27 2834 171.84
Apple (AAPL) 0.26 2120 224.06
Comcast Corporation (CMCSA) 0.24 9854 45.06
Citigroup Inc corporate bonds and notes 0.24 570000 0.78
Pepsi (PEP) 0.22 2950 136.95
NiSource (NI) 0.20 12000 29.92
CHECK POINT SOFTWARE Technolog Com Stk 0.20 3376 109.60
Philip Morris International (PM) 0.18 4334 75.91
SPDR KBW Regional Banking (KRE) 0.18 6270 52.79
Citigroup Inc corporate bonds and notes 0.16 300000 1.00
Voya Financial 0.16 5525 54.48
Microsoft Corporation (MSFT) 0.15 1950 138.97
Nextera Energy Inc C om 0.15 1200 233.33
Industries N shs - a - 0.14 2955 89.34
SPDR S&P; 500 ETF (SPY) 0.12 750 297.33
Kimberly-Clark Corporation (KMB) 0.12 1500 142.00
Vanguard 500 Index - Adm 0.12 772 274.61
Opus Bank 5.500 7/01/26 corporate bonds and notes 0.11 192000 1.02
Suntrust Capital Iii bond paying periodic income 0.10 204000 0.93
Manuf & Traders Trust Co bond paying periodic income 0.09 173000 1.00
General Electric Company (GE) 0.08 16700 8.92
Bank Of America 0.06 100000 1.01
Ingram Micro Inc 4.950% 12/15/24 corporate bonds and notes 0.05 90000 1.03
Wells Fargo & Company corporate bonds 0.03 50000 1.04
Massachusetts St Ser E uni bds-fixed non taxable 0.03 50000 1.00
Southborough Ma Ref muni bds-fixed non taxable 0.03 50000 1.02
Kohls Corporation 4.250% 7/17/25 corporate bonds and notes 0.03 50000 1.06
Gabriel Resources Ltd. 0.01 30000 0.40
State Str Corp 6/15/37 corporate bonds and notes 0.01 30000 0.77

Past 13F-HR SEC Filings by Lumbard & Kellner

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