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Lumbard Investment Counseling

Latest statistics and disclosures from Lumbard & Kellner's latest quarterly 13F-HR filing:

Top 5 stock holdings are PBR, GOOG, BIL, HBM, SPMD, and represent 21.44% of Lumbard & Kellner's stock portfolio.
Added to shares of these 10 stocks: XLF, KRE, ALKS, DNLI, AMZN, FLBR, APH, EPD, RSP, GOOG.
Started 6 new stock positions in APH, XLF, DNLI, SBC, ALKS, EPD.
Reduced shares in these 10 stocks: GPRE (-$7.1M), AMD, SNOW, PATH, PRU, BIL, SGOV, BE, SCHO, CLIP.
Sold out of its positions in AMD, GM, SGOV, PRU, SPTS, SNOW, PATH.
Lumbard & Kellner was a net seller of stock by $-13M.
Lumbard & Kellner has $289M in assets under management (AUM), dropping by 1.06%.
Central Index Key (CIK): 0001602476

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Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 99 positions in its portfolio as reported in the March 2026 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Petroleo Brasileiro S A Adr (PBR)	5.1	$15M		707k	20.75	View chart
Alphabet Inc Cap Stk Cl C Stock (GOOG)	4.9	$14M		49k	286.86	View chart
State Street Spdr Bloomberg 1-3 Month T-bill Etf Etf (BIL)	4.2	$12M	-14%	132k	91.64	View chart
Hudbay Minerals Stock (HBM)	3.8	$11M		519k	20.90	View chart
State Street Spdr Portfolio S&p 400 Mid Cap Etf Etf (SPMD)	3.5	$10M		173k	59.22	View chart
Goldman Sachs Group Stock (GS)	3.5	$10M		12k	845.99	View chart
Invesco S&p 500 Equal Weight Etf Etf (RSP)	3.4	$9.9M		52k	191.92	View chart
Freedom 100 Emerging Markets Etf Etf (FRDM)	2.9	$8.4M		154k	54.65	View chart
Kinder Morgan Inc Del Stock (KMI)	2.9	$8.2M		246k	33.53	View chart
Cisco Sys Stock (CSCO)	2.8	$8.2M		106k	77.59	View chart
Enersys Stock (ENS)	2.7	$7.7M		44k	173.72	View chart
Vanguard International High Dividend Yield Etf Etf (VYMI)	2.6	$7.6M		80k	94.24	View chart
Metlife Stock (MET)	2.6	$7.6M		107k	70.72	View chart
Materion Corp Stock (MTRN)	2.6	$7.5M		52k	144.65	View chart
Kratos Defense & Sec Solutions Stock (KTOS)	2.6	$7.4M		105k	70.51	View chart
First Solar Stock (FSLR)	2.5	$7.2M		36k	197.26	View chart
Amazon Stock (AMZN)	2.4	$6.8M	+15%	33k	208.27	View chart
Lockheed Martin Corp Stock (LMT)	2.3	$6.5M		11k	604.39	View chart
Franklin Ftse Brazil Etf Etf (FLBR)	2.2	$6.5M	+4%	271k	23.89	View chart
Northrop Grumman Corp Stock (NOC)	2.1	$6.0M		8.9k	682.24	View chart
Primoris Svcs Corp Stock (PRIM)	2.1	$5.9M		42k	143.04	View chart
Jabil Stock (JBL)	1.8	$5.1M		19k	265.63	View chart
State Street Financial Select Sector Spdr Etf Etf (XLF)	1.7	$4.9M	NEW	99k	49.37	View chart
Eton Pharmaceuticals Stock (ETON)	1.5	$4.3M		176k	24.68	View chart
Microsoft Corp Stock (MSFT)	1.3	$3.9M		11k	370.17	View chart
Franklin Ftse South Korea Etf Etf (FLKR)	1.3	$3.9M		97k	39.87	View chart
Berkshire Hathaway Inc Del Cl A Stock (BRK.A)	1.2	$3.6M		5.00	718140.00	View chart
State Street Spdr S&p Regional Banking Etf Etf (KRE)	1.2	$3.6M	+359%	55k	65.15	View chart
Advansix Stock (ASIX)	1.2	$3.6M		146k	24.40	View chart
Vanguard Total Stock Market Etf Etf (VTI)	1.2	$3.5M		11k	320.81	View chart
Franklin Ftse India Etf Etf (FLIN)	1.2	$3.4M		102k	33.22	View chart
First Trust Nasdaq Aba Community Bank Index Fund Etf (QABA)	1.2	$3.4M		58k	58.24	View chart
Ishares Msci Indonesia Etf Etf (EIDO)	1.1	$3.3M	+2%	206k	15.79	View chart
Vanguard Ftse All-world Ex-us Index Fund Etf (VEU)	1.1	$3.2M		42k	75.10	View chart
Harrow Stock (HROW)	1.1	$3.1M		89k	35.26	View chart
Apple Stock (AAPL)	1.0	$2.9M		11k	253.79	View chart
American Superconductor Corp Stock (AMSC)	0.9	$2.5M	+3%	74k	33.85	View chart
Eli Lilly & Co Stock (LLY)	0.8	$2.3M		2.5k	919.77	View chart
Berkshire Hathaway Inc Del Cl B Stock (BRK.B)	0.7	$2.1M	+3%	4.3k	479.20	View chart
Global X 1-3 Month T-bill Etf Etf (CLIP)	0.7	$2.0M	-12%	20k	100.36	View chart
State Street Spdr S&p 500 Etf Etf (SPY)	0.7	$1.9M		2.9k	650.34	View chart
Alkermes Stock (ALKS)	0.6	$1.9M	NEW	53k	35.36	View chart
Applied Matls Stock (AMAT)	0.6	$1.8M		5.4k	341.79	View chart
Denali Therapeutics Stock (DNLI)	0.6	$1.8M	NEW	95k	19.20	View chart
Bloom Energy Corp Com Cl A Stock (BE)	0.6	$1.7M	-29%	12k	135.49	View chart
Scorpio Tankers Stock (STNG)	0.5	$1.4M		19k	74.66	View chart
Exxon Mobil Corp Stock (XOM)	0.5	$1.3M		7.8k	169.66	View chart
Spdr Gold Shares Etf (GLD)	0.4	$1.3M	+2%	3.0k	430.29	View chart
Jpmorgan Chase & Co Stock (JPM)	0.4	$1.2M		4.2k	294.16	View chart
St Joe Stock (JOE)	0.4	$1.1M		18k	62.80	View chart
State Street Spdr Portfolio S&p 1500 Composite Stock Market Etf Etf (SPTM)	0.4	$1.1M		14k	79.06	View chart
Welltower Reit (WELL)	0.4	$1.1M		5.5k	197.71	View chart
Invesco Qqq Trust Series I Etf (QQQ)	0.4	$1.1M		1.9k	577.18	View chart
Vaneck Gold Miners Etf Etf (GDX)	0.3	$981k		11k	91.77	View chart
Vanguard Value Etf Etf (VTV)	0.3	$960k		4.9k	196.20	View chart
Universal Technical Inst Stock (UTI)	0.3	$916k	+4%	25k	36.10	View chart
Ishares Msci Mexico Etf Etf (EWW)	0.3	$883k	+2%	12k	75.23	View chart
Sprott Asset Management Lp Physical Gold Tr Cef (PHYS)	0.3	$846k		24k	35.44	View chart
Vanguard Total World Stock Etf Etf (VT)	0.3	$818k		5.9k	138.32	View chart
State Street Spdr Portfolio Developed World Ex-us Etf Etf (SPDW)	0.3	$793k		17k	45.65	View chart
Jpmorgan Betabuilders Canada Etf Etf (BBCA)	0.3	$791k		8.4k	94.06	View chart
Honeywell Intl Stock (HON)	0.3	$761k		3.4k	226.03	View chart
Rtx Corporation Stock (RTX)	0.2	$720k		3.7k	192.90	View chart
State Street Technology Select Sector Spdr Etf Etf (XLK)	0.2	$683k		5.1k	132.90	View chart
State Street Energy Select Sector Spdr Etf Etf (XLE)	0.2	$681k	+2%	11k	61.26	View chart
Ishares Core S&p 500 Etf Etf (IVV)	0.2	$666k		1.0k	653.21	View chart
State Street Utilities Select Sector Spdr Etf Etf (XLU)	0.2	$602k		13k	45.89	View chart
Unitedhealth Group Stock (UNH)	0.2	$570k		2.1k	270.59	View chart
Ge Aerospace Stock (GE)	0.2	$563k		2.0k	283.77	View chart
Merck & Co Stock (MRK)	0.2	$562k		4.7k	120.29	View chart
Oracle Corp Stock (ORCL)	0.2	$555k		3.8k	147.11	View chart
Ciena Corp Stock (CIEN)	0.2	$483k		1.2k	388.23	View chart
Firstenergy Corp Stock (FE)	0.2	$481k		9.5k	50.66	View chart
Intel Corp Stock (INTC)	0.2	$468k		11k	44.13	View chart
Ge Vernova Stock (GEV)	0.2	$451k		517.00	872.90	View chart
Schwab Short-term Us Treasury Etf Etf (SCHO)	0.2	$450k	-47%	19k	24.27	View chart
Green Plains Stock (GPRE)	0.2	$435k	-94%	26k	16.45	View chart
Pepsico Stock (PEP)	0.1	$410k		2.6k	155.29	View chart
Adobe Stock (ADBE)	0.1	$400k		1.6k	243.08	View chart
Nisource Stock (NI)	0.1	$373k		8.0k	46.66	View chart
Johnson & Johnson Stock (JNJ)	0.1	$352k		1.4k	244.44	View chart
Taiwan Semiconductor Manufact Adr (TSM)	0.1	$318k		941.00	337.95	View chart
Philip Morris Intl Stock (PM)	0.1	$314k		1.9k	165.34	View chart
Comcast Corp New Cl A Stock (CMCSA)	0.1	$313k		11k	28.71	View chart
Nextera Energy Stock (NEE)	0.1	$284k		3.1k	92.88	View chart
Home Depot Stock (HD)	0.1	$276k		838.00	328.89	View chart
Gilead Sciences Stock (GILD)	0.1	$273k		2.0k	139.37	View chart
Meta Platforms Inc Cl A Stock (META)	0.1	$268k		468.00	572.13	View chart
American Express Stock (AXP)	0.1	$263k		870.00	302.48	View chart
Vanguard Growth Etf Etf (VUG)	0.1	$262k		600.00	436.79	View chart
Amphenol Corp Cl A Stock (APH)	0.1	$253k	NEW	2.0k	126.35	View chart
Keycorp Stock (KEY)	0.1	$231k		12k	20.05	View chart
International Business Machs Stock (IBM)	0.1	$230k		950.00	242.39	View chart
Dover Corp Stock (DOV)	0.1	$226k		1.1k	208.45	View chart
State Street Spdr S&p Midcap 400 Etf Trust Etf (MDY)	0.1	$222k		360.00	616.76	View chart
Waste Mgmt Inc Del Stock (WM)	0.1	$218k		950.00	229.79	View chart
Enterprise Prods Partners Stock (EPD)	0.1	$208k	NEW	5.5k	37.84	View chart
Polypid Stock (PYPD)	0.1	$167k		38k	4.38	View chart
Sbc Med Group Hldgs Stock (SBC)	0.0	$72k	NEW	17k	4.18	View chart

Past Filings by Lumbard & Kellner

SEC 13F filings are viewable for Lumbard & Kellner going back to 2013

Lumbard & Kellner 2026 Q1 filed May 15, 2026
Lumbard & Kellner 2025 Q4 filed Feb. 3, 2026
Lumbard & Kellner 2025 Q3 filed Nov. 12, 2025
Lumbard & Kellner 2025 Q2 filed Aug. 13, 2025
Lumbard & Kellner 2025 Q1 filed April 21, 2025
Lumbard & Kellner 2024 Q4 filed Feb. 14, 2025
Lumbard & Kellner 2024 Q3 filed Nov. 12, 2024
Lumbard & Kellner 2024 Q2 filed Aug. 9, 2024
Lumbard & Kellner 2024 Q1 filed May 16, 2024
Lumbard & Kellner 2023 Q4 filed Feb. 12, 2024
Lumbard & Kellner 2023 Q3 filed Nov. 14, 2023
Lumbard & Kellner 2023 Q2 filed Aug. 4, 2023
Lumbard & Kellner 2023 Q1 filed June 6, 2023
Lumbard & Kellner 2022 Q4 filed Feb. 14, 2023
Lumbard & Kellner 2022 Q3 filed Nov. 14, 2022
Lumbard & Kellner 2022 Q2 filed Aug. 15, 2022

View all past filings

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