Lumbard Investment Counseling

Latest statistics and disclosures from Lumbard & Kellner's latest quarterly 13F-HR filing:

Portfolio Holdings for Lumbard & Kellner

Companies in the Lumbard & Kellner portfolio as of the June 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Am Govt Ob Fd Cl Y Short Term Fds-taxable (acm) 15.6 $27M +50% 27M 1.00
Vanguard Total Stock Market Etf Closed End Mutual Fund Equity (VTI) 5.2 $9.0M -32% 58k 156.54
Alphabet Inc Cl C Common Stock (GOOG) 5.0 $8.6M 6.1k 1413.66
Invesco Qqq Trust Etf Closed End Mutual Fund Equity (QQQ) 4.4 $7.6M 31k 247.61
Facebook Inc Class A Common Stock (FB) 3.5 $6.0M -2% 27k 227.05
Fed Ex Corp Common Stock (FDX) 3.3 $5.8M -2% 41k 140.21
Metlife Common Stock (MET) 2.9 $5.1M 140k 36.52
Lockheed Martin Corp Common Stock (LMT) 2.8 $4.9M -2% 13k 364.92
Kraton Corporation Common Stock (KRA) 2.6 $4.6M -11% 266k 17.28
Tyson Foods Inc Cl A Common Stock (TSN) 2.5 $4.4M 73k 59.72
D R Horton Common Stock (DHI) 2.5 $4.3M 78k 55.46
At T Common Stock (T) 2.4 $4.2M 138k 30.23
Prudential Financial Common Stock (PRU) 2.4 $4.1M 68k 60.90
Applied Materials Common Stock (AMAT) 2.4 $4.1M +349% 68k 60.45
Goldman Sachs Group Common Stock (GS) 2.3 $4.0M 20k 197.60
Hartford Multifactor Emerging Etf Closed End Mutual Fund Equity (ROAM) 2.1 $3.6M -3% 189k 19.04
Corning Common Stock (GLW) 2.0 $3.4M 132k 25.90
M D C HLDGS Common Stock (MDC) 1.9 $3.4M NEW 94k 35.70
Franklin Ftse South Korea Etf Closed End Mutual Fund Equity (FLKR) 1.9 $3.3M +13% 166k 20.22
Covetrus Common Stock (CVET) 1.9 $3.3M -25% 182k 17.89
Franklin Ftse Taiwan Etf Closed End Mutual Fund Equity (FLTW) 1.8 $3.1M +39% 110k 28.38
General Motors Common Stock (GM) 1.8 $3.1M 121k 25.30
Keycorp Common Stock (KEY) 1.7 $2.9M 237k 12.18
Brighthouse Finl Common Stock (BHF) 1.6 $2.8M +62% 100k 27.82
Ford Mtr Co Del Sr 8.500 4/21/23 Corporate Bonds And Notes 1.5 $2.6M NEW 2.5M 1.06
GMS Common Stock (GMS) 1.5 $2.6M 104k 24.59
Ishares Msci Indonesia Etf Closed End Mutual Fund Equity (EIDO) 1.5 $2.6M +87% 142k 18.00
Matthews India Fund Institutional Mutual Funds - Equity 1.4 $2.5M -2% 132k 19.00
Vanguard Total World Stock Index Etf Closed End Mutual Fund Equity (VT) 1.3 $2.3M 31k 74.80
Livent Corp Common Stock (LTHM) 1.3 $2.2M -28% 362k 6.16
Takeda Pharmaceutical Sp A D R Foreign Common Stock (TAK) 1.3 $2.2M -4% 123k 17.93
United Financial 5.750 10/01/24 Corporate Bonds And Notes 1.2 $2.2M 2.0M 1.10
Schein Henry Common Stock (HSIC) 1.2 $2.0M -28% 35k 58.39
Northrop Grumman Corporation Common Stock (NOC) 1.1 $1.9M -35% 6.2k 307.52
Singapore Telecommunicatns A D R Foreign Common Stock (SGAPY) 1.1 $1.9M -4% 107k 17.65
Bank Of Ny Mellon 4.950 12/20/67 Corporate Bonds And Notes 1.1 $1.9M 2.0M 0.95
Us Bank Capital Ix 3.57778 4/15/49 Corporate Bonds And Notes 0.7 $1.1M 1.4M 0.83
Eli Lilly Common Stock (LLY) 0.6 $978k 6.0k 164.23
Jp Morgan Chase Mtn 2.000 4/30/24 Corporate Bonds And Notes 0.5 $950k 926k 1.03
Bank Of Amer Mtn 2.20614 12/01/26 Corporate Bonds And Notes 0.5 $878k 941k 0.93
Mellon Capital Iv 4.08696 12/20/67 Corporate Bonds And Notes 0.5 $819k -4% 900k 0.91
Wachovia Cap Tr Ii 5.50921 3/29/49 Corporate Bonds And Notes 0.4 $775k 781k 0.99
Citigroup Inc 5.950 2/15/68 Corporate Bonds And Notes 0.4 $754k 790k 0.95
Apple Common Stock (AAPL) 0.4 $700k 1.9k 364.58
Ntc Capital Ii 2.4211 4/15/27 Corporate Bonds And Notes 0.4 $640k -4% 723k 0.89
American Express Co 4.900 9/15/67 Corporate Bonds And Notes 0.3 $590k 692k 0.85
Honeywell International Common Stock (HON) 0.3 $480k 3.3k 144.53
Merck Common Stock (MRK) 0.3 $469k 6.1k 77.39
Citigroup Inc 2.25402 8/25/36 Corporate Bonds And Notes 0.2 $410k 570k 0.72
Exxon Mobil Corp Common Stock (XOM) 0.2 $393k 8.8k 44.69
Comcast Corp Class A Common Stock (CMCSA) 0.2 $361k 9.3k 38.96
Microsoft Corp Common Stock (MSFT) 0.2 $356k 1.8k 203.43
Pepsico Common Stock (PEP) 0.2 $349k 2.6k 132.20
Visa Inc Class A Shares Common Stock (V) 0.2 $332k 1.7k 192.91
Check Point Software Tech Foreign Common Stock (CHKP) 0.2 $319k 3.0k 107.55
Philip Morris Intl Common Stock (PM) 0.2 $304k 4.3k 70.14
Citigroup Inc Mtn 3.000 12/15/20 Corporate Bonds And Notes 0.2 $295k -2% 292k 1.01
Nextera Energy Common Stock (NEE) 0.2 $270k 1.1k 240.21
Spdr S P 500 Etf Closed End Mutual Fund Equity (SPY) 0.1 $231k NEW 750.00 308.00
Vanguard 500 Index Admiral Mutual Funds - Equity 0.1 $221k NEW 772.00 286.27
Kimberly Clark Corp Common Stock (KMB) 0.1 $212k NEW 1.5k 141.33
Johnson Johnson Common Stock (JNJ) 0.1 $210k NEW 1.5k 140.94
Opus Bank 5.500 7/01/26 Corporate Bonds And Notes 0.1 $194k 192k 1.01
Suntrust Capital 1.37539 3/15/28 Corporate Bonds And Notes 0.1 $174k 203k 0.86
Manuf Traders 1.4768 12/28/20 Corporate Bonds And Notes 0.1 $173k 173k 1.00
General Electric Common Stock (GE) 0.1 $114k 17k 6.83
Ingram Micro Inc 5.450 12/15/24 Corporate Bonds And Notes 0.1 $91k 90k 1.01
Wells Fargo Mtn 3.500 3/08/22 Corporate Bonds And Notes 0.0 $52k 50k 1.04
Kohls Corporation 4.250 7/17/25 Corporate Bonds And Notes 0.0 $49k 50k 0.98
State Street Corp 1.7405 6/15/37 Corporate Bonds And Notes 0.0 $24k 30k 0.80

Past Filings by Lumbard & Kellner

SEC 13F filings are viewable for Lumbard & Kellner going back to 2013

View all past filings