Lumbard Investment Counseling

Lumbard & Kellner as of Dec. 31, 2020

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 98 positions in its portfolio as reported in the December 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Am Govt Ob Fd Cl Y Short Term Fds-taxable (acm) 11.8 $30M 30M 1.00
Blackrock Ultra Short Term Bond Etf Closed End Mutual Fund Fixed (ICSH) 4.9 $12M 246k 50.53
Invesco Qqq Trust Etf Closed End Mutual Fund Equity (QQQ) 3.8 $9.5M 30k 314.56
Vanguard Total Stock Market Etf Closed End Mutual Fund Equity (VTI) 3.0 $7.6M 39k 194.00
Kraton Corporation Common Stock 2.9 $7.3M 260k 28.08
Alphabet Inc Cl C Common Stock (GOOG) 2.8 $7.2M 3.9k 1835.75
Metlife Common Stock (MET) 2.6 $6.6M 137k 48.15
Fed Ex Corp Common Stock (FDX) 2.6 $6.6M 28k 236.73
Applied Materials Common Stock (AMAT) 2.6 $6.5M 67k 96.68
D R Horton Common Stock (DHI) 2.5 $6.3M 82k 76.37
Prudential Financial Common Stock (PRU) 2.1 $5.4M 69k 78.28
Kinder Morgan Common Stock (KMI) 2.1 $5.4M 385k 14.03
Goldman Sachs Group Common Stock (GS) 2.1 $5.4M 20k 271.18
Ishares Msci Indonesia Etf Closed End Mutual Fund Equity (EIDO) 2.0 $5.1M 226k 22.45
Franklin Ftse South Korea Etf Closed End Mutual Fund Equity (FLKR) 2.0 $5.0M 161k 31.26
M D C HLDGS Common Stock 2.0 $5.0M 95k 52.02
Tyson Foods Inc Cl A Common Stock (TSN) 1.9 $4.9M 77k 64.31
Facebook Inc Class A Common Stock (META) 1.9 $4.9M 19k 259.60
Freeport Mcmoran Common Stock (FCX) 1.9 $4.8M 178k 26.91
At T Common Stock (T) 1.7 $4.3M 150k 28.63
Lockheed Martin Corp Common Stock (LMT) 1.6 $4.2M 13k 321.83
Lundin Mng Corp Foreign Common Stock (LUNMF) 1.6 $4.1M 461k 8.93
Franklin Ftse Taiwan Etf Closed End Mutual Fund Equity (FLTW) 1.6 $4.1M 107k 38.52
General Motors Common Stock (GM) 1.6 $4.0M 78k 50.68
Scorpio Tankers Foreign Common Stock (STNG) 1.5 $3.8M 307k 12.35
Matthews India Fund Institutional Mutual Funds - Equity 1.4 $3.5M 136k 25.76
Brighthouse Finl Common Stock (BHF) 1.4 $3.4M 97k 35.36
Golar Lng Foreign Common Stock (GLNG) 1.3 $3.3M 309k 10.73
GMS Common Stock (GMS) 1.2 $3.1M 106k 28.99
Viatris Common Stock (VTRS) 1.2 $3.1M 180k 16.99
Corning Common Stock (GLW) 1.2 $3.0M 85k 35.87
Ford Mtr Co Del Sr 8.500 4/21/23 Corporate Bonds And Notes 1.1 $2.7M 2.4M 1.12
Apple Common Stock (AAPL) 1.0 $2.6M 20k 132.48
Covetrus Common Stock 1.0 $2.6M 76k 34.07
Vanguard FTSE All-World ex-US Index ETF Etf (VEU) 1.0 $2.4M 42k 58.37
Takeda Pharmaceutical Sp A D R Foreign Common Stock (TAK) 0.9 $2.4M 136k 17.63
Mellon Capital Iv 4.000 12/20/67 Corporate Bonds And Notes 0.9 $2.3M 2.3M 0.99
Livent Corp Common Stock 0.9 $2.2M 123k 18.22
Microsoft Corp Common Stock (MSFT) 0.9 $2.2M 9.7k 224.15
United Financial 5.750 10/01/24 Corporate Bonds And Notes 0.8 $2.1M 1.9M 1.08
Bank Of Ny Mellon 4.950 12/20/67 Corporate Bonds And Notes 0.8 $2.0M 2.0M 0.99
iShares Core S&P 500 Etf (IVV) 0.8 $1.9M 5.2k 375.39
Vanguard Total World Stock Index Etf Closed End Mutual Fund Equity (VT) 0.7 $1.9M 20k 92.38
Invesco S P 500 Equal Weight Etf Closed End Mutual Fund Equity (RSP) 0.7 $1.8M 15k 127.15
SPDR Portfolio Developed Wld ex-US Etf (SPDW) 0.7 $1.7M 51k 33.74
Citigroup Inc 0.800 8/25/36 Corporate Bonds And Notes 0.7 $1.7M 2.0M 0.84
Northrop Grumman Corporation Common Stock (NOC) 0.7 $1.7M 5.9k 286.53
Opus Bank 5.500 7/01/26 Corporate Bonds And Notes 0.5 $1.4M 1.4M 1.01
Suntrust Capital 0.93967 5/15/27 Corporate Bonds And Notes 0.5 $1.4M 1.4M 0.95
Keycorp Common Stock (KEY) 0.5 $1.3M 80k 16.86
Us Bank Capital Ix 3.57778 4/15/49 Corporate Bonds And Notes 0.5 $1.3M 1.4M 0.97
Cardlytics Common Stock (CDLX) 0.5 $1.2M 8.6k 142.76
Eli Lilly Common Stock (LLY) 0.5 $1.1M 5.5k 208.01
Spdr S P 500 Etf Closed End Mutual Fund Equity (SPY) 0.4 $1.1M 2.9k 372.61
Comcast Corp Class A Common Stock (CMCSA) 0.4 $1.0M 20k 51.06
SPDR Barclays Short Term Treasury ETF Etf (SPTS) 0.4 $926k 30k 30.72
iShares US Treasury Bond ETF Etf (GOVT) 0.4 $904k 33k 27.23
Jp Morgan Chase Mtn 2.000 4/30/24 Corporate Bonds And Notes 0.3 $887k 881k 1.01
Bank Of Amer Mtn 0.896 12/01/26 Corporate Bonds And Notes 0.3 $881k 904k 0.97
Berkshire Hathaway Inc Class B Common Stock (BRK.B) 0.3 $853k 3.7k 231.79
Citigroup Inc 5.950 2/15/68 Corporate Bonds And Notes 0.3 $788k 790k 1.00
Wachovia Cap Tr Ii 5.56975 3/29/49 Corporate Bonds And Notes 0.3 $750k 751k 1.00
VanEck Vectors Gold Miners ETF Etf (GDX) 0.3 $709k 20k 36.02
Ntc Capital Ii 0.82957 4/15/27 Corporate Bonds And Notes 0.3 $697k 723k 0.96
Berkshire Hathaway Cl A Common Stock (BRK.A) 0.3 $696k 2.00 348000.00
American Express Co 4.900 9/15/67 Corporate Bonds And Notes 0.3 $685k 692k 0.99
Weyerhaeuser Common Stock (WY) 0.3 $681k 20k 33.53
Honeywell International Common Stock (HON) 0.3 $637k 3.3k 195.34
Welltower Reit (WELL) 0.2 $621k 9.6k 64.57
Cisco Systems Common Stock (CSCO) 0.2 $613k 14k 44.72
Verizon Communications Common Stock (VZ) 0.2 $497k 8.5k 58.67
Merck Common Stock (MRK) 0.2 $494k 6.4k 77.62
Lendingtree Common Stock (TREE) 0.2 $491k 1.8k 273.84
SPDR Utilities Select Sector Etf (XLU) 0.2 $441k 7.0k 62.69
St Joe Common Stock (JOE) 0.2 $441k 10k 42.46
Vanguard Value Index Fund Etf Closed End Mutual Fund Equity (VTV) 0.2 $440k 3.7k 118.12
Wells Fargo & Co Common Stock (WFC) 0.2 $397k 13k 30.16
Exxon Mobil Corp Common Stock (XOM) 0.2 $394k 8.8k 44.80
Schein Henry Common Stock (HSIC) 0.2 $390k 5.9k 65.80
Check Point Software Tech Foreign Common Stock (CHKP) 0.1 $379k 3.0k 127.78
Nextera Energy Common Stock (NEE) 0.1 $364k 4.5k 80.96
Pepsico Common Stock (PEP) 0.1 $361k 2.6k 136.74
Spdr Portfolio S P 1500 Etf Closed End Mutual Fund Equity (SPTM) 0.1 $345k 7.5k 46.04
Conagra Brands Common Stock (CAG) 0.1 $320k 8.8k 36.28
Raytheon Technologies Corp Common Stock (RTX) 0.1 $307k 4.4k 69.87
PG & E Corp Common Stock (PCG) 0.1 $289k 23k 12.48
Camping World Holdings Common Stock (CWH) 0.1 $287k 11k 26.07
Altisource Portfolio Solutions SA Common Stock (ASPS) 0.1 $266k 21k 12.87
Vanguard 500 Index Admiral Mutual Funds - Equity (VFIAX) 0.1 $265k 772.00 343.26
Philip Morris Intl Common Stock (PM) 0.1 $255k 3.2k 79.69
Lyondellbasell Indu Cl A Foreign Common Stock (LYB) 0.1 $253k 3.0k 85.62
Johnson Johnson Common Stock (JNJ) 0.1 $243k 1.5k 163.09
Suntrust Capital 0.90038 3/15/28 Corporate Bonds And Notes 0.1 $193k 203k 0.95
General Electric Common Stock 0.1 $178k 17k 10.66
Ingram Micro Inc 5.450 12/15/24 Corporate Bonds And Notes 0.0 $104k 90k 1.16
Kohls Corporation 4.250 7/17/25 Corporate Bonds And Notes 0.0 $54k 50k 1.08
Wells Fargo Mtn 3.500 3/08/22 Corporate Bonds And Notes 0.0 $52k 50k 1.04
State Street Corp 1.25038 6/15/37 Corporate Bonds And Notes 0.0 $26k 30k 0.87