Lumbard Investment Counseling

Lumbard & Kellner as of Sept. 30, 2021

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 100 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Blackrock Ultra Short Term Bond Etf Closed End Mutual Fund Fixed (ICSH) 4.8 $12M 240k 50.50
Alphabet Inc Cl C Common Stock (GOOG) 3.9 $9.8M 3.7k 2665.22
Metlife Stock (MET) 3.6 $9.1M 147k 61.73
Vanguard Total Stock Market Index Fund Etf (VTI) 3.4 $8.7M 39k 222.05
Applied Materials Common Stock (AMAT) 3.2 $8.2M 64k 128.73
Prudential Finl Stock (PRU) 3.1 $8.0M 76k 105.20
Invesco Qqq Trust Etf Closed End Mutual Fund Equity (QQQ) 3.0 $7.5M 21k 357.98
Goldman Sachs Group Common Stock (GS) 2.9 $7.4M 20k 378.04
Freeport-mcmoran Inc Cl B Stock (FCX) 2.7 $6.8M 208k 32.53
Golar Lng Stock (GLNG) 2.6 $6.7M 514k 12.97
Facebook Inc Cl A Stock (META) 2.6 $6.6M 19k 339.39
Spdr Gold Shares Etf (GLD) 2.6 $6.6M 40k 164.22
Kinder Morgan Inc Del Stock (KMI) 2.6 $6.5M 391k 16.73
Tyson Foods Inc Cl A Common Stock (TSN) 2.4 $6.2M 79k 78.94
Fedex Corp Stock (FDX) 2.4 $6.2M 28k 219.28
Scorpio Tankers Stock (STNG) 2.3 $5.8M 311k 18.54
Kraton Corporation Common Stock 2.1 $5.3M 117k 45.64
Viatris Stock (VTRS) 2.0 $5.2M 384k 13.55
M D C HLDGS Stock 2.0 $5.1M 109k 46.72
Ishares Msci Indonesia Etf Closed End Mutual Fund Equity (EIDO) 1.9 $4.9M 228k 21.69
Suntrust Capital 0.76888 3/15/28 Corporate Bonds And Notes 1.9 $4.8M 4.9M 0.98
Lockheed Martin Corp Common Stock (LMT) 1.8 $4.7M 14k 345.11
Franklin Ftse South Korea Etf Closed End Mutual Fund Equity (FLKR) 1.8 $4.7M 162k 28.78
GMS Common Stock (GMS) 1.8 $4.7M 106k 43.80
At&t Stock (T) 1.8 $4.6M 171k 27.01
Brighthouse Finl Common Stock (BHF) 1.8 $4.6M 101k 45.23
Hudbay Minerals Stock (HBM) 1.7 $4.5M 716k 6.23
Matthews India Fund Institutional Mutual Funds - Equity 1.7 $4.3M 134k 32.34
General Motors Common Stock (GM) 1.6 $4.1M 77k 52.71
Covetrus Stock 1.5 $3.8M 213k 18.10
Invesco S&p 500 Equal Weight Etf Etf (RSP) 1.3 $3.4M 23k 149.81
Corning Common Stock (GLW) 1.2 $3.1M 84k 36.49
Cyxtera Technologies Inc Com Cl A Stock 1.2 $3.0M 323k 9.25
Vanguard Ftse All-world Ex Us Index Fund Etf (VEU) 1.2 $2.9M 48k 60.96
Microsoft Corp Stock (MSFT) 1.1 $2.8M 10k 281.91
Ford Mtr Co Del Sr 8.500 4/21/23 Corporate Bonds And Notes 1.0 $2.7M 2.4M 1.10
Apple Stock (AAPL) 1.0 $2.5M 18k 141.52
Northrop Grumman Corporation Common Stock (NOC) 0.9 $2.4M 6.5k 360.17
Mellon Capital Iv 3.95652 12/20/67 Corporate Bonds And Notes 0.9 $2.3M 2.3M 1.00
Takeda Pharmaceutical Sp A D R Foreign Common Stock (TAK) 0.9 $2.2M 137k 16.38
United Financial 5.750 10/01/24 Corporate Bonds And Notes 0.8 $2.1M 1.9M 1.12
Vanguard Total World Stock Index Etf Closed End Mutual Fund Equity (VT) 0.8 $2.0M 20k 101.84
Bank Of Ny Mellon 3.59399 12/20/67 Corporate Bonds And Notes 0.8 $2.0M 2.0M 1.01
Spdr Portfolio Developed World Ex-us Etf Etf (SPDW) 0.8 $2.0M 54k 36.20
Citigroup Inc 0.697 8/25/36 Corporate Bonds And Notes 0.7 $1.8M 2.0M 0.88
Keycorp Common Stock (KEY) 0.7 $1.7M 79k 21.62
Berkshire Hathaway Inc Del Cl A Stock (BRK.A) 0.6 $1.6M 4.00 411500.00
Ishares Russell 2000 Etf Closed End Mutual Fund Equity (IWM) 0.6 $1.5M 6.7k 218.78
Ishares Core S&p 500 Etf Etf (IVV) 0.5 $1.4M 3.2k 430.88
Us Bank Capital Ix 3.57778 4/15/49 Corporate Bonds And Notes 0.5 $1.4M 1.4M 0.99
Eli Lilly Common Stock (LLY) 0.5 $1.3M 5.5k 231.02
Spdr S&p 500 Etf Etf (SPY) 0.5 $1.2M 2.9k 428.92
Comcast Corp New Cl A Stock (CMCSA) 0.4 $1.1M 20k 55.91
Berkshire Hathaway Inc Del Cl B Stock (BRK.B) 0.4 $933k 3.4k 272.97
Jp Morgan Chase Mtn 2.000 4/30/24 Corporate Bonds And Notes 0.4 $904k 881k 1.03
Bank Of Amer Mtn 0.78463 12/01/26 Corporate Bonds And Notes 0.4 $895k 901k 0.99
Welltower Reit (WELL) 0.3 $806k 9.8k 82.41
Cisco Sys Stock (CSCO) 0.3 $743k 14k 54.43
Ntc Capital Ii 0.82957 4/15/27 Corporate Bonds And Notes 0.3 $719k 719k 1.00
Pimco Enhanced Short Maturity Active Exchange-traded Fund Etf (MINT) 0.3 $713k 7.0k 101.96
Honeywell International Common Stock (HON) 0.3 $692k 3.3k 212.20
Vaneck Gold Miners Etf Etf (GDX) 0.3 $664k 23k 29.46
Cardlytics Stock (CDLX) 0.3 $651k 7.8k 83.98
Vanguard Value Index Fund Etf Closed End Mutual Fund Equity (VTV) 0.2 $591k 4.4k 135.40
Utilities Select Sector Spdr Fund Etf (XLU) 0.2 $564k 8.8k 63.85
Wells Fargo Stock (WFC) 0.2 $563k 12k 46.37
Doubleverify Hldgs Stock (DV) 0.2 $518k 26k 19.91
Exxon Mobil Corp Common Stock (XOM) 0.2 $517k 8.8k 58.79
Merck & Co Stock (MRK) 0.2 $483k 6.4k 75.16
Schein Henry Common Stock (HSIC) 0.2 $451k 5.9k 76.09
Camping World Hldgs Inc Cl A Stock (CWH) 0.2 $428k 11k 38.88
St Joe Stock (JOE) 0.2 $425k 10k 42.08
D R Horton Stock (DHI) 0.2 $409k 4.9k 84.00
Pepsico Common Stock (PEP) 0.2 $397k 2.6k 150.38
Livent Corp Common Stock 0.2 $397k 17k 23.12
Conagra Brands Stock (CAG) 0.1 $365k 11k 33.84
Raytheon Technologies Corp Stock (RTX) 0.1 $346k 4.0k 85.77
Cyxtera Technologies Inc Wt Exp 091027 Stock 0.1 $338k 165k 2.06
Check Point Software Tech Foreign Common Stock (CHKP) 0.1 $335k 3.0k 112.95
Philip Morris Intl Common Stock (PM) 0.1 $332k 3.5k 94.86
Vanguard 500 Index Admiral Mutual Funds - Equity (VFIAX) 0.1 $307k 772.00 397.67
Nextera Energy Common Stock (NEE) 0.1 $284k 3.6k 78.50
Lendingtree Stock (TREE) 0.1 $279k 2.0k 139.85
Lyondellbasell Indu Cl A Foreign Common Stock (LYB) 0.1 $277k 3.0k 93.74
Pg&e Corp Stock (PCG) 0.1 $249k 26k 9.58
Johnson Johnson Common Stock (JNJ) 0.1 $241k 1.5k 161.75
Schwab U S Large Cap Growth Etf Closed End Mutual Fund Equity (SCHG) 0.1 $240k 1.6k 148.24
General Elec Common Stock (GE) 0.1 $228k 2.2k 103.17
Wisdomtree Japan Hedged Equity Fund Etf (DXJ) 0.1 $202k 3.2k 63.01
Dover Corp Common Stock (DOV) 0.1 $202k 1.3k 155.38
Intl Business Machines Corp Common Stock (IBM) 0.1 $201k 1.5k 138.62
Ishares Cohen & Steers Reit Etf Etf (ICF) 0.1 $201k 3.1k 65.26
Kimberly Clark Corp Common Stock (KMB) 0.1 $199k 1.5k 132.67
Altisource Portfolio Solns Sa Reg Stock (ASPS) 0.1 $198k 20k 9.88
Nisource Common Stock (NI) 0.1 $194k 8.0k 24.25
Jpmorgan Chase Co 0.67563 2/01/27 Corporate Bonds And Notes 0.1 $194k 200k 0.97
Waste Management Common Stock (WM) 0.1 $149k 1.0k 149.00
Kohls Corporation 4.250 7/17/25 Corporate Bonds And Notes 0.0 $54k 50k 1.08
Wells Fargo Mtn 3.500 3/08/22 Corporate Bonds And Notes 0.0 $51k 50k 1.02
State Street Corp 1.2165 6/15/37 Corporate Bonds And Notes 0.0 $27k 30k 0.90