Lumbard Investment Counseling

Lumbard & Kellner as of March 31, 2021

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 103 positions in its portfolio as reported in the March 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Am Govt Ob Fd Cl Y Short Term Fds-taxable (acm) 12.6 $36M 36M 1.00
Blackrock Ultra Short Term Bond Etf Closed End Mutual Fund Fixed (ICSH) 4.3 $12M 243k 50.53
Invesco Qqq Trust Etf Closed End Mutual Fund Equity (QQQ) 3.6 $10M 30k 338.00
Alphabet Inc Cl C Common Stock (GOOG) 3.3 $9.5M 3.9k 2410.15
Applied Materials Common Stock (AMAT) 3.1 $8.9M 67k 132.71
Metlife Common Stock (MET) 3.1 $8.8M 138k 63.63
Vanguard Total Stock Market Etf Closed End Mutual Fund Equity (VTI) 3.0 $8.6M 40k 217.11
Fed Ex Corp Common Stock (FDX) 2.8 $8.0M 28k 289.88
Prudential Financial Common Stock (PRU) 2.6 $7.4M 74k 99.92
Freeport Mcmoran Common Stock (FCX) 2.4 $6.9M 185k 37.51
Goldman Sachs Group Common Stock (GS) 2.4 $6.8M 20k 348.45
Kinder Morgan Common Stock (KMI) 2.3 $6.6M 433k 15.28
M D C HLDGS Common Stock 2.2 $6.4M 109k 58.70
Facebook Inc Class A Common Stock (META) 2.2 $6.3M 20k 322.48
Tyson Foods Inc Cl A Common Stock (TSN) 2.1 $6.0M 78k 77.44
Golar Lng Foreign Common Stock (GLNG) 2.1 $5.9M 515k 11.39
Scorpio Tankers Foreign Common Stock (STNG) 2.0 $5.7M 311k 18.16
Lundin Mng Corp Foreign Common Stock (LUNMF) 1.9 $5.3M 438k 12.04
Franklin Ftse South Korea Etf Closed End Mutual Fund Equity (FLKR) 1.8 $5.2M 162k 32.23
Ishares Msci Indonesia Etf Closed End Mutual Fund Equity (EIDO) 1.8 $5.0M 230k 21.64
Lockheed Martin Corp Common Stock (LMT) 1.7 $4.8M 13k 380.56
Franklin Ftse Taiwan Etf Closed End Mutual Fund Equity (FLTW) 1.7 $4.8M 106k 44.94
At T Common Stock (T) 1.7 $4.7M 151k 31.41
Brighthouse Finl Common Stock (BHF) 1.6 $4.7M 100k 46.79
GMS Common Stock (GMS) 1.6 $4.6M 106k 43.71
General Motors Common Stock (GM) 1.6 $4.4M 78k 57.22
Kraton Corporation Common Stock 1.5 $4.2M 117k 35.76
Corning Common Stock (GLW) 1.3 $3.7M 85k 44.21
Matthews India Fund Institutional Mutual Funds - Equity 1.3 $3.7M 135k 27.13
Starboard Value 1 Sh & 1/6 Wt Common Stock 1.1 $3.3M 276k 11.82
Viatris Common Stock (VTRS) 1.0 $2.8M 209k 13.39
Vanguard Intl Equity Index F Allwrld Ex Us (VEU) 1.0 $2.7M 45k 60.69
Ford Mtr Co Del Sr 8.500 4/21/23 Corporate Bonds And Notes 1.0 $2.7M 2.4M 1.12
Apple Common Stock (AAPL) 0.9 $2.5M 20k 125.16
Microsoft Corp Common Stock (MSFT) 0.8 $2.4M 10k 238.57
Mellon Capital Iv 4.04444 12/20/67 Corporate Bonds And Notes 0.8 $2.3M 2.3M 0.99
Takeda Pharmaceutical Sp A D R Foreign Common Stock (TAK) 0.8 $2.3M 136k 16.70
Covetrus Common Stock 0.8 $2.2M 76k 28.65
Invesco S P 500 Equal Weight Etf Closed End Mutual Fund Equity (RSP) 0.8 $2.2M 15k 144.19
United Financial 5.750 10/01/24 Corporate Bonds And Notes 0.8 $2.2M 1.9M 1.13
Northrop Grumman Corporation Common Stock (NOC) 0.8 $2.1M 6.0k 354.39
Vanguard Total World Stock Index Etf Closed End Mutual Fund Equity (VT) 0.7 $2.1M 20k 101.30
Bank Of Ny Mellon 3.69928 12/20/67 Corporate Bonds And Notes 0.7 $2.0M 2.0M 1.00
Spdr Index Shs Fds Portfolio Devlpd (SPDW) 0.7 $1.9M 53k 35.36
Citigroup Inc 0.7565 8/25/36 Corporate Bonds And Notes 0.6 $1.7M 2.0M 0.85
Keycorp Common Stock (KEY) 0.6 $1.7M 79k 21.76
Ishares Tr Core S&p500 Etf (IVV) 0.6 $1.6M 3.9k 397.72
Suntrust Capital 0.891 5/15/27 Corporate Bonds And Notes 0.5 $1.4M 1.4M 0.97
Opus Bank 5.500 7/01/26 Corporate Bonds And Notes 0.5 $1.4M 1.4M 1.00
Us Bank Capital Ix 3.57778 4/15/49 Corporate Bonds And Notes 0.5 $1.3M 1.4M 0.97
Spdr S P 500 Etf Closed End Mutual Fund Equity (SPY) 0.4 $1.2M 2.9k 403.89
Comcast Corp Class A Common Stock (CMCSA) 0.4 $1.1M 20k 55.05
Eli Lilly Common Stock (LLY) 0.4 $1.0M 5.5k 182.82
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.3 $926k 3.6k 255.38
Jp Morgan Chase Mtn 2.000 4/30/24 Corporate Bonds And Notes 0.3 $897k 881k 1.02
Bank Of Amer Mtn 0.87538 12/01/26 Corporate Bonds And Notes 0.3 $876k 904k 0.97
Ishares Tr Us Treas Bd Etf (GOVT) 0.3 $873k 33k 26.20
Citigroup Inc 5.950 2/15/68 Corporate Bonds And Notes 0.3 $791k 790k 1.00
Berkshire Hathaway Inc Del Cl A (BRK.A) 0.3 $771k 2.00 385500.00
Cardlytics (CDLX) 0.3 $746k 6.8k 109.72
Honeywell International Common Stock (HON) 0.3 $727k 3.3k 222.94
Ntc Capital Ii 0.82957 4/15/27 Corporate Bonds And Notes 0.2 $700k 723k 0.97
Welltower Inc Com reit (WELL) 0.2 $700k 9.8k 71.67
Cisco Systems Common Stock (CSCO) 0.2 $698k 14k 51.62
Vaneck Vectors Etf Tr Gold Miners Etf (GDX) 0.2 $696k 21k 32.51
American Express Co 4.900 9/15/67 Corporate Bonds And Notes 0.2 $680k 684k 0.99
Vanguard Value Index Fund Etf Closed End Mutual Fund Equity (VTV) 0.2 $594k 4.4k 136.08
Select Sector Spdr Tr Sbi Int-utils (XLU) 0.2 $577k 9.0k 64.08
Verizon Communications Common Stock (VZ) 0.2 $527k 9.1k 58.15
Exxon Mobil Corp Common Stock (XOM) 0.2 $503k 8.8k 57.20
Wells Fargo & Company (WFC) 0.2 $502k 13k 39.05
St. Joe Company (JOE) 0.2 $434k 10k 42.90
Schein Henry Common Stock (HSIC) 0.2 $430k 5.9k 72.55
Merck Common Stock (MRK) 0.1 $424k 5.7k 74.45
Weyerhaeuser Co Mtn Be Com New (WY) 0.1 $409k 12k 35.63
D.R. Horton (DHI) 0.1 $406k 4.6k 89.11
Camping World Hldgs Cl A (CWH) 0.1 $400k 11k 36.34
Tree (TREE) 0.1 $383k 1.8k 212.78
Pepsico Common Stock (PEP) 0.1 $381k 2.6k 144.32
Nextera Energy Common Stock (NEE) 0.1 $348k 4.5k 77.40
Check Point Software Tech Foreign Common Stock (CHKP) 0.1 $346k 3.0k 116.66
ConAgra Foods (CAG) 0.1 $339k 9.0k 37.60
Philip Morris Intl Common Stock (PM) 0.1 $333k 3.5k 95.14
Raytheon Technologies Corp Common Stock (RTX) 0.1 $328k 4.1k 79.38
Livent Corp Common Stock 0.1 $309k 17k 17.99
Lyondellbasell Indu Cl A Foreign Common Stock (LYB) 0.1 $307k 3.0k 103.89
Vanguard 500 Index Admiral Mutual Funds - Equity (VFIAX) 0.1 $298k 772.00 386.01
PG&E Corporation (PCG) 0.1 $284k 24k 11.72
Johnson Johnson Common Stock (JNJ) 0.1 $242k 1.5k 162.42
Spdr Ser Tr Portfolio Sh Tsr (SPTS) 0.1 $233k 7.6k 30.70
General Electric Common Stock 0.1 $232k 18k 13.11
Schwab U S Large Cap Growth Etf Closed End Mutual Fund Equity (SCHG) 0.1 $226k 1.6k 139.59
Nisource Common Stock (NI) 0.1 $208k 8.0k 26.00
Intl Business Machines Corp Common Stock (IBM) 0.1 $206k 1.5k 142.07
Kimberly Clark Corp Common Stock (KMB) 0.1 $200k 1.5k 133.33
Suntrust Capital 0.8665 3/15/28 Corporate Bonds And Notes 0.1 $197k 203k 0.97
Altisource Portfolio Solns S Reg Shs (ASPS) 0.1 $189k 21k 9.19
American Century Equity Income I Mutual Funds - Equity (ACIIX) 0.1 $180k 18k 9.77
Ingram Micro Inc 5.450 12/15/24 Corporate Bonds And Notes 0.0 $103k 90k 1.14
Kohls Corporation 4.250 7/17/25 Corporate Bonds And Notes 0.0 $55k 50k 1.10
Wells Fargo Mtn 3.500 3/08/22 Corporate Bonds And Notes 0.0 $51k 50k 1.02
State Street Corp 1.2165 6/15/37 Corporate Bonds And Notes 0.0 $26k 30k 0.87
Desarrolladora Hom 0.00001 9/28/15 Other Foreign Corporate Bonds 0.0 $1.0k 63k 0.02