Lumbard Investment Counseling

Lumbard & Kellner as of Sept. 30, 2020

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 72 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Am Govt Ob Fd Cl Y Short Term Fds-taxable (acm) 15.1 $31M 31M 1.00
Ishares Ultra Short Term Bond Etf Closed End Mutual Fund Fixed (ICSH) 6.3 $13M 251k 50.54
Invesco Qqq Trust Etf Closed End Mutual Fund Equity (QQQ) 4.1 $8.3M 31k 269.38
Kraton Corporation Common Stock 3.7 $7.5M 264k 28.30
Fed Ex Corp Common Stock (FDX) 3.4 $6.9M 27k 259.49
Vanguard Total Stock Market Etf Closed End Mutual Fund Equity (VTI) 3.3 $6.7M 40k 166.98
Alphabet Inc Cl C Common Stock (GOOG) 3.2 $6.5M 4.0k 1620.94
D R Horton Common Stock (DHI) 2.6 $5.3M 79k 66.81
Metlife Common Stock (MET) 2.6 $5.3M 139k 37.85
Facebook Inc Class A Common Stock (META) 2.3 $4.7M 18k 263.10
Lockheed Martin Corp Common Stock (LMT) 2.3 $4.6M 13k 350.11
Covetrus Common Stock 2.2 $4.5M 181k 24.69
Prudential Financial Common Stock (PRU) 2.2 $4.4M 69k 64.02
Tyson Foods Inc Cl A Common Stock (TSN) 2.2 $4.4M 77k 57.24
M D C HLDGS Common Stock 2.1 $4.2M 97k 43.52
General Motors Common Stock (GM) 2.1 $4.2M 121k 34.53
Corning Common Stock (GLW) 2.0 $4.1M 129k 31.97
Applied Materials Common Stock (AMAT) 2.0 $4.0M 68k 59.23
At T Common Stock (T) 2.0 $4.0M 148k 27.02
Kinder Morgan Common Stock (KMI) 2.0 $4.0M 334k 11.90
Livent Corp Common Stock 1.9 $3.9M 359k 10.75
Hartford Multifactor Emerging Etf Closed End Mutual Fund Equity (ROAM) 1.9 $3.8M 193k 19.58
Franklin Ftse South Korea Etf Closed End Mutual Fund Equity (FLKR) 1.9 $3.8M 163k 22.99
Goldman Sachs Group Common Stock (GS) 1.8 $3.7M 20k 189.06
Franklin Ftse Taiwan Etf Closed End Mutual Fund Equity (FLTW) 1.7 $3.4M 108k 31.39
Brighthouse Finl Common Stock (BHF) 1.6 $3.3M 99k 33.10
Freeport Mcmoran Common Stock (FCX) 1.5 $3.1M 180k 17.34
Matthews India Fund Institutional Mutual Funds - Equity 1.5 $3.0M 132k 22.96
Ford Mtr Co Del Sr 8.500 4/21/23 Corporate Bonds And Notes 1.4 $2.7M 2.5M 1.10
Lundin Mng Corp Foreign Common Stock (LUNMF) 1.3 $2.7M 447k 6.04
Ishares Msci Indonesia Etf Closed End Mutual Fund Equity (EIDO) 1.3 $2.6M 143k 18.28
GMS Common Stock (GMS) 1.2 $2.4M 108k 22.60
United Financial 5.750 10/01/24 Corporate Bonds And Notes 1.1 $2.2M 2.0M 1.10
Takeda Pharmaceutical Sp A D R Foreign Common Stock (TAK) 1.0 $2.1M 137k 15.39
Schein Henry Common Stock (HSIC) 1.0 $2.0M 31k 63.56
Bank Of Ny Mellon 4.950 12/20/67 Corporate Bonds And Notes 1.0 $2.0M 2.0M 0.99
Northrop Grumman Corporation Common Stock (NOC) 0.9 $1.8M 6.1k 289.89
Citigroup Inc 0.89961 8/25/36 Corporate Bonds And Notes 0.8 $1.6M 2.1M 0.76
Us Bank Capital Ix 3.57778 4/15/49 Corporate Bonds And Notes 0.6 $1.3M 1.4M 0.91
Keycorp Common Stock (KEY) 0.5 $1.1M 81k 12.97
Jp Morgan Chase Mtn 2.000 4/30/24 Corporate Bonds And Notes 0.5 $951k 926k 1.03
Bank Of Amer Mtn 1.000 12/01/26 Corporate Bonds And Notes 0.5 $912k 937k 0.97
Vanguard Total World Stock Index Etf Closed End Mutual Fund Equity (VT) 0.4 $910k 12k 78.99
Mellon Capital Iv 4.08696 12/20/67 Corporate Bonds And Notes 0.4 $889k 900k 0.99
Wachovia Cap Tr Ii 5.56975 3/29/49 Corporate Bonds And Notes 0.4 $782k 781k 1.00
Citigroup Inc 5.950 2/15/68 Corporate Bonds And Notes 0.4 $776k 790k 0.98
Eli Lilly Common Stock (LLY) 0.4 $768k 5.9k 130.41
Apple Common Stock (AAPL) 0.3 $691k 6.3k 108.84
Ntc Capital Ii 0.8687 4/15/27 Corporate Bonds And Notes 0.3 $663k 723k 0.92
American Express Co 4.900 9/15/67 Corporate Bonds And Notes 0.3 $645k 692k 0.93
Honeywell International Common Stock (HON) 0.3 $538k 3.3k 164.98
Merck Common Stock (MRK) 0.2 $456k 6.1k 75.25
Comcast Corp Class A Common Stock (CMCSA) 0.2 $391k 9.3k 42.20
Microsoft Corp Common Stock (MSFT) 0.2 $354k 1.8k 202.29
Pepsico Common Stock (PEP) 0.2 $352k 2.6k 133.33
Spdr S P 500 Etf Closed End Mutual Fund Equity (SPY) 0.2 $340k 1.0k 326.30
Check Point Software Tech Foreign Common Stock (CHKP) 0.2 $337k 3.0k 113.62
Nextera Energy Common Stock (NEE) 0.2 $329k 4.5k 73.18
Philip Morris Intl Common Stock (PM) 0.2 $308k 4.3k 71.07
Citigroup Inc Mtn 3.000 12/15/20 Corporate Bonds And Notes 0.1 $293k 292k 1.00
Exxon Mobil Corp Common Stock (XOM) 0.1 $287k 8.8k 32.64
Vanguard 500 Index Admiral Mutual Funds - Equity (VFIAX) 0.1 $233k 772.00 301.81
Johnson Johnson Common Stock (JNJ) 0.1 $204k 1.5k 136.91
Lyondellbasell Indu Cl A Foreign Common Stock (LYB) 0.1 $202k 3.0k 68.36
Opus Bank 5.500 7/01/26 Corporate Bonds And Notes 0.1 $194k 192k 1.01
Suntrust Capital 0.96338 3/15/28 Corporate Bonds And Notes 0.1 $189k 203k 0.93
Manuf Traders 1.35975 12/28/20 Corporate Bonds And Notes 0.1 $173k 173k 1.00
General Electric Common Stock 0.1 $124k 17k 7.43
Ingram Micro Inc 5.450 12/15/24 Corporate Bonds And Notes 0.0 $96k 90k 1.07
Wells Fargo Mtn 3.500 3/08/22 Corporate Bonds And Notes 0.0 $52k 50k 1.04
Kohls Corporation 4.250 7/17/25 Corporate Bonds And Notes 0.0 $49k 50k 0.98
State Street Corp 1.31338 6/15/37 Corporate Bonds And Notes 0.0 $25k 30k 0.83